Guide to Byzantine Art

1

About the chronological periods of the Byzantine Empire

Chapter 1. About the chronological periods of the Byzantine Empire Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The Byzantine Empire endured for over 1,100 years from 330 to 1453, and scholars divide its history into three major periods—Early, Middle, and Late Byzantium—to mark significant events, contextualize art and architecture, and understand larger cultural trends.

📌 Key points (3–5)

  • What "Byzantine" means: The Byzantines called themselves "Romans" and saw their empire as a continuation of ancient Rome; "Byzantine" is a modern scholarly term applied after Constantinople fell in 1453.
  • Three major periods: Early Byzantium (c. 330–843), Middle Byzantium (c. 843–1204), and Late Byzantium (c. 1261–1453), with the Latin Empire interruption (1204–1261).
  • Key turning points: Constantine's legalization of Christianity (313), the dedication of Constantinople (330), the Iconoclastic Controversy (8th–9th centuries), the Fourth Crusade sack of Constantinople (1204), and the Ottoman conquest (1453).
  • Common confusion: These period labels are modern inventions, not how the Byzantines themselves understood their history; the empire was always "Roman" to its inhabitants.
  • Enduring legacy: Byzantine influence continued after 1453 in Ottoman architecture, Russian icons, Italian painting, and elsewhere.

🏛️ From Rome to Constantinople

🏛️ The birth of the Byzantine Empire

  • In 313, the Roman Empire legalized Christianity, beginning the dismantling of its pagan tradition.
  • Emperor Constantine transferred the capital from Rome to the ancient Greek city of Byzantion (modern Istanbul).
  • Constantine renamed it "Constantinople" ("the city of Constantine") and dedicated it in 330.
  • With these events, the Byzantine Empire was born.

🏺 The "Roman" identity

The Byzantines understood their empire to be a continuation of the ancient Roman Empire and referred to themselves as "Romans."

  • The term "Byzantine Empire" only became widespread in Europe after Constantinople fell to the Ottomans in 1453.
  • Some scholars prefer "medieval Roman" or "Eastern Roman" Empire.
  • Don't confuse: "Byzantine" is a modern label; the people living in the empire always considered themselves Romans.

⏳ Remarkable longevity

  • If we count from the dedication of Constantinople (330) to its fall (1453), the empire endured for 1,123 years.
  • Scholars divide this into three major periods: Early, Middle, and Late Byzantium.
  • These designations are modern inventions, not Byzantine self-understanding, but they help mark significant events and cultural trends.

🌅 Early Byzantium (c. 330–843)

🌅 Defining the period

  • Scholars disagree about the exact parameters.
  • On one hand, this period saw continuation of Roman society and culture.
  • On the other, Christianity's acceptance and the geographical shift east inaugurated a new era.

⛪ Imperial patronage and monumental churches

  • Following Constantine's embrace of Christianity, the church enjoyed imperial patronage.
  • Monumental churches were constructed in Rome, Constantinople, and Jerusalem.
  • Example: In Ravenna (northeastern Italy), which functioned as an imperial capital in the 5th–6th centuries, churches like San Vitale and Sant'Apollinare in Classe were adorned with opulent mosaics.

🗺️ Justinian's expansion (527–565)

  • Under emperor Justinian I, the Byzantine Empire expanded to its largest geographical area.
  • Territory encompassed:
    • The Balkans (north)
    • Egypt and other parts of north Africa (south)
    • Anatolia and the Levant, including modern Syria, Lebanon, Israel, and Jordan (east)
    • Italy and the southern Iberian Peninsula, now Spain and Portugal (west)
  • Many of Byzantium's greatest architectural monuments were built during Justinian's reign, such as Hagia Sophia in Constantinople (a domed basilica).

🏙️ Constantinople's public life

  • Following Rome's example, Constantinople featured outdoor public spaces:
    • Major streets
    • Fora (city centers: open spaces for markets and gatherings, surrounded by temples and public buildings)
    • A hippodrome (course for horse or chariot racing with public seating)
  • Emperors and church officials participated in showy public ceremonies such as processions.
  • Christian monasticism, which began thriving in the 4th century, received imperial patronage at sites like Mount Sinai in Egypt.

🌑 The "dark ages" or "transitional period" (mid-7th century onward)

  • Following the rise of Islam in Arabia and subsequent Arab invasions, Byzantium lost substantial territories, including Syria, Egypt, and the symbolically important city of Jerusalem.
  • The empire experienced a decline in trade and an economic downturn.

🖼️ The Iconoclastic Controversy (8th–9th centuries)

  • Against the backdrop of territorial losses and economic decline, the "Iconoclastic Controversy" erupted in Constantinople.
  • Church leaders and emperors debated the use of religious images depicting Christ and the saints.
  • Some honored them as holy images, or "icons"; others condemned them as idols (like ancient Roman deity images) and apparently destroyed some.
  • In 843, Church and imperial authorities definitively affirmed the use of religious images and ended the controversy.
  • This event was celebrated by the Byzantines as the "Triumph of Orthodoxy."

Orthodoxy: right Christian belief, believed to be essential for salvation.

🎨 Middle Byzantium (c. 843–1204)

🎨 Economic and territorial recovery

  • After Iconoclasm, the Byzantine empire enjoyed a growing economy and reclaimed some lost territories.
  • With the affirmation of images in 843, art and architecture flourished again.

🏛️ Changes in church architecture and patronage

  • Middle Byzantine churches elaborated on Justinian's innovations but were often constructed by private patrons.
  • They tended to be smaller than the large imperial monuments of Early Byzantium.
  • The smaller scale coincided with a reduction of large, public ceremonies.

🖌️ Artistic themes and exclusions

  • Monumental depictions of Christ and the Virgin, biblical events, and various saints adorned church interiors in mosaics and frescoes.
  • Middle Byzantine churches largely exclude depictions of flora and fauna that often appeared in Early Byzantine mosaics.
  • This exclusion was perhaps in response to accusations of idolatry during the Iconoclastic Controversy.
  • Don't confuse: Early Byzantine art included natural-world imagery; Middle Byzantine art avoided it, likely due to lingering concerns about idolatry.

🎭 Other art forms

  • Exquisite examples survive from this period:
    • Manuscripts
    • Cloisonné enamels
    • Stonework
    • Ivory carving

⛪ The Great Schism (1054)

  • The Middle Byzantine period saw increased tensions between the Byzantines and western Europeans (whom the Byzantines called "Latins" or "Franks").
  • The "Great Schism" of 1054 signaled growing divisions between Orthodox Christians in Byzantium and Roman Catholics in western Europe.

⚔️ The Fourth Crusade and the Latin Empire (1204–1261)

⚔️ The sack of Constantinople (1204)

  • In 1204, the Fourth Crusade—undertaken by western Europeans loyal to the pope in Rome—veered from its path to Jerusalem and sacked the Christian city of Constantinople.
  • Many of Constantinople's artistic treasures were destroyed or carried back to western Europe as booty.
  • The crusaders occupied Constantinople and established a "Latin Empire" in Byzantine territory.

🏰 Byzantine successor states

  • Exiled Byzantine leaders established three successor states:
    • The Empire of Nicaea (northwestern Anatolia)
    • The Empire of Trebizond (northeastern Anatolia)
    • The Despotate of Epirus (northwestern Greece and Albania)

👑 The Palaiologan dynasty (from 1261)

  • In 1261, the Empire of Nicaea retook Constantinople.
  • Michael VIII Palaiologos was crowned emperor, establishing the Palaiologan dynasty that would reign until the end of the Byzantine Empire.

🎨 Cross-cultural exchange

  • While the Fourth Crusade fueled animosity between eastern and western Christians, the crusades encouraged cross-cultural exchange.
  • This is apparent in the arts of Byzantium and western Europe, particularly in Italian paintings of the late medieval and early Renaissance periods.
  • Example: New depictions of St. Francis painted in the "Italo-Byzantine" style.

🌆 Late Byzantium (1261–1453)

🌆 The Palaiologan Renaissance

  • Artistic patronage flourished after the Byzantines re-established their capital in 1261.
  • Some scholars call this cultural flowering the "Palaiologan Renaissance" (after the ruling Palaiologan dynasty).

🏛️ Church renovation and decoration

  • Several existing churches were renovated, expanded, and lavishly decorated with mosaics and frescoes.
  • Example: The Chora Monastery in Constantinople.

🎨 Byzantine artists beyond Constantinople

  • Byzantine artists were active outside Constantinople, both in Byzantine centers like Thessaloniki and in neighboring lands.
  • Example: In the Kingdom of Serbia, the signatures of painters Michael Astrapas and Eutychios have been preserved in frescoes from the late 13th and early 14th centuries.

📉 Continued decline

  • The Byzantine Empire never fully recovered from the blow of the Fourth Crusade.
  • Its territory continued to shrink.
  • Byzantium's calls for military aid from western Europeans against the growing threat of the Ottoman Turks in the east remained unanswered.

🕌 The fall of Constantinople (1453)

  • In 1453, the Ottomans finally conquered Constantinople.
  • They converted many of Byzantium's great churches into mosques.
  • This ended the long history of the Eastern Roman (Byzantine) Empire.

🌍 Post-Byzantium (after 1453)

🌍 The enduring legacy

  • Despite the empire's demise, the legacy of Byzantium continued.
  • This is evident in formerly Byzantine territories and beyond.

🎨 Regional continuations

RegionForm of Byzantine influence
CreteThe "Cretan School" of iconography flourished under Venetian rule; produced Domenikos Theotokopoulos (El Greco)
Ottoman EmpireByzantine influence in architecture (e.g., Süleymaniye Mosque in Istanbul, designed by Mimar Sinan, 1557)
RussiaByzantine influence in icons (e.g., Andrei Rublev's The Trinity, c. 1410 or 1425–27)
ItalyByzantine influence in paintings
  • Byzantium's influence spread beyond its former cultural and geographic boundaries.
2

Icons, an introduction

Chapter 2. Icons, an introduction Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

Icons in Byzantium were sacred images of holy figures and events created in virtually every medium, serving as recognizable visual representations that facilitated prayer, devotion, and theological teaching after the Church definitively affirmed their use in 843.

📌 Key points (3–5)

  • What an icon is: In Byzantium, "icon" (from Greek eikōn, meaning "image") referred broadly to images of sacred figures and events made in any medium—paint, mosaic, ivory, metal, enamel, etc.—not just painted wood panels.
  • The Iconoclastic Controversy: From the 8th–9th centuries, "iconoclasts" opposed religious images (fearing idol worship), while "iconophiles/iconodules" defended them (arguing Christ's human body made him depictable); the Church affirmed icons in 843 ("Triumph of Orthodoxy").
  • How to read icons: Artists used conventions (e.g., Peter's white wavy hair, Paul's pointy beard), iconographic attributes (Gospel books for evangelists, crosses for martyrs), and text labels (e.g., "IC XC" for Jesus Christ) to make figures immediately recognizable.
  • Common confusion—uniformity vs. variety: While conventions made icons recognizable across centuries, icons varied widely by scale, medium, period, region, and composition; artists regularly experimented with new imagery (e.g., the Anastasis first appeared in the 8th century).
  • Functions and devotion: Icons illustrated biblical texts and theology, served as focal points for prayer (face-to-face encounters), were believed to work miracles, and were used in public processions, battles, and political imagery; later, precious metal revetments (oklads) were added to honor holy figures.

🖼️ Defining icons in Byzantium

🖼️ The broad Byzantine meaning of "icon"

In Byzantium, "icon" (from Greek eikōn) simply means "image."

  • Modern usage often limits "icon" to painted wood panels (tempera or encaustic portraits of holy figures).
  • The 787 Council of Nicaea II defined icons much more broadly:
    • "Holy icons—made of colors, pebbles, or any other material that is fit—may be set in the holy churches of God, on holy utensils and vestments, on walls and boards, in houses and in streets."
  • Icons depicted Christ, the Virgin Mary (Theotokos = "God-bearer"), angels, saints, and events from the Bible or saints' lives.

🎨 Media and scale

  • Byzantines created icons in virtually every available medium: paint, mosaic, carved stone, ivory, metal, enamel.
  • Icons ranged from monumental (e.g., mosaic above church entrances) to miniature (e.g., wearable jewelry).
  • They appeared in religious and non-religious settings, including as decoration on functional objects like Eucharistic chalices.
  • Example: A 10th-century heliotrope cameo icon of Christ, an ivory icon of the Virgin's Dormition, and a miniature mosaic icon of the Virgin and Child all coexisted.

Don't confuse: "Icon" in Byzantium ≠ only painted wood panels; it encompassed any sacred image in any medium.

⚔️ The Iconoclastic Controversy and Triumph of Orthodoxy

⚔️ Early Christian disagreement over images

  • As early as the 2nd–3rd centuries, some Christians used religious images (illuminating and adorning them with garlands), but practices were not universal.
  • Church authorities often criticized these practices, which reminded them of pagan veneration of gods and emperors in Greece and Rome.

⚔️ The 8th–9th century conflict

GroupPositionReasoning
Iconoclasts ("breakers of images")Opposed iconsGod is transcendent and cannot be depicted; feared Christians were worshipping inanimate objects
Iconophiles/Iconodules ("lovers/servants of images")Defended iconsSince Jesus was born with a visible human body, he could be depicted; icons honor the holy figures represented, not the objects themselves
  • By the 8th–9th centuries, arguments "boiled over" into the Iconoclastic Controversy.
  • The 787 Council of Nicaea tried to resolve the issue, but the Church did not definitively affirm icons until 843 ("Triumph of Orthodoxy").

🙏 Enshrined devotional practices

  • The 787 Council and 843 Triumph also established how Christians should interact with icons:
    • Bow before and kiss icons.
    • Light candles and lamps before them.
    • Burn incense before them.
  • All acts of devotion directed at images were intended to pass to the holy figures represented.
  • Modern analogy: framing and hanging photos of loved ones, sometimes embracing or kissing such images.

Don't confuse: Iconophiles did not claim to worship the physical object; they honored the holy figure through the image.

🔍 How to read icons: conventions, attributes, and labels

🔍 Artistic conventions for recognizability

  • Icons were meant to represent historical figures and Christian teaching in a recognizable, understandable manner.
  • Since icons were venerated as a way of showing devotion to the figure represented, understanding who was depicted was crucial.
  • Artists relied on established conventions:
    • Peter: old man, white wavy hair, short beard.
    • Paul: balding brown hair, pointy beard.
  • These conventions persisted through centuries (4th–17th centuries and beyond).
  • Modern viewers may dismiss repetition as unoriginal, but for viewers familiar with these conventions, figures were immediately recognizable "like seeing the faces of old friends."

🏷️ Iconographic attributes

Iconographic attributes: objects or clothing that help identify holy figures.

AttributeFigure typeExample
Gospel bookEvangelists (Gospel authors)Matthew holding a Gospel
Church vestments, censersClergy saints (bishops, priests, deacons)Deacon Saint Stephen swinging a censer
Medicine boxHealer saintsSaint Panteleimon
CrossMartyrs (saints who died for their faith)Saint Barbara; associates their sacrifice with Christ's crucifixion
  • Attributes were not governed by rulebooks and could change over time.
  • Example: Only after Iconoclasm did artists regularly depict soldier saints in military garb (e.g., 10th–11th century ivory icon of Saint Demetrios).

📝 Text labels

  • Before Iconoclasm, labels were sporadic; after Iconoclasm, they became normative.
  • Common abbreviations:
    • "IC XC": Greek abbreviation for "Jesus Christ."
    • "MP ΘY": Greek abbreviation for "Mother of God" (Virgin Mary).
    • ὁ ἅγιος (o agios): "saint" or "holy," sometimes abbreviated as an "Α" within an "Ο."
  • Example: The late-14th-century icon of Christ from Thessaloniki includes the label "Jesus Christ" and the title "the Wisdom of God."

🧩 How elements work together

  • Consider the late-14th-century icon of Christ:
    • Convention: long brown hair and beard.
    • Attributes: clothing from the ancient era; Gospel book with Christ's words (Matthew 6:14–15); cross in halo (because he was crucified).
    • Text: "Jesus Christ" + "the Wisdom of God."
  • Together, these elements enabled Byzantine viewers to recognize the figure who gazed out and blessed them.

🎭 Variety, creativity, and new imagery

🎭 Icons were not uniform

  • While conventions, attributes, and inscriptions made icons recognizable, icons varied widely:
    • Scale and medium: monumental mosaics vs. miniature jewelry.
    • Period and region: products of local materials, workshops, and tastes.
    • Composition: artists regularly experimented with new forms.
  • Example: Depictions of the Virgin and Child took numerous forms—enthroned, orans (praying with raised hands), Eleousa (tenderness, cheek-to-cheek), Kykkotissa, etc.

🆕 Invention of new images

  • Sometimes artists invented new images that were widely imitated:
    • Anastasis (Greek for "Resurrection"): Christ descending into Hades to raise the dead; first appeared in the 8th century, remains common in Orthodox churches today.
  • Other images were apparently one-of-a-kind:
    • A 10th-century ivory Crucifixion at the Met drew imagery from church hymnography (poetic songs) to show Christ's cross impaling a personification of Hades; no comparable images survive.

Don't confuse: Repetition of conventions ≠ lack of creativity; icons varied widely and artists experimented with new compositions throughout Byzantine history.

📖 Functions of icons

📖 Illustration and teaching

  • Icons illustrated Biblical texts, hagiographies (saints' lives), and theological ideas.
  • Medieval truism: images functioned as "books for the illiterate."
    • Before the printing press, few people owned books or could read.
    • Biblical passages were read aloud in church services, but icons offered visual depictions all could see whenever they entered a church.

🙏 Prayer and devotion

  • Icons served as a focus for prayer and devotion, both in church services and private settings.
  • The frontality of portrait icons facilitated face-to-face encounters between holy figures and worshippers.
  • Example: The 11th-century Theodore Psalter anachronistically imagines King David praying before a Byzantine icon of Christ.

✨ Miracles and protection

  • Saints were believed to work miracles through their icons.
  • Numerous Byzantine texts describe figures in icons coming alive to defend or heal people.
  • Icons could be worn as jewelry; inscriptions suggest wearers hoped these wearable icons would protect or heal them.

🏛️ Political and public functions

  • In a culture with no separation of church and state, icons frequently blurred boundaries between religious and political imagery:
    • Carried in public processions.
    • Processed around city walls in times of distress.
    • Carried into battle.
  • Example: A 14th-century fresco at Markov Manastir depicts the Byzantine emperor and Church officials in procession with an icon of the Virgin and Child.
  • Mosaics in Hagia Sophia depicted haloed emperors and empresses within the same frame as Christ and the Virgin.
  • Icons of Christ appeared on Byzantine coins during Justinian II's reign (c. 692–95)—"God and emperor were literally on two sides of the same coin."

💎 Adorning icons with precious materials

💎 Revetments in the Late Byzantine period

  • Increasingly in the Late Byzantine period, wealthy patrons affixed thin pieces of precious metal ("revetments") to icons to honor the holy figures depicted.
  • Metallic adornments often included:
    • Ornamental motifs (e.g., swirling filigree).
    • Additional smaller icons.
    • Images of the patrons themselves.
    • Poetic inscriptions (epigrams) recording the donor's prayers.

💎 Example: Tretyakov Gallery icon

  • An icon in the Tretyakov Gallery (Moscow) preserves silver revetment from 13th–14th century Constantinople.
    • The original painting was lost or damaged; a later 15th-century painting replaced it.
    • The revetment covers much of the wooden surface with filigree; smaller icons of saints populate the frame; two full-length portraits of Byzantine donors appear in the lower corners.

💎 Russian oklads/rizas

  • After Byzantium fell to the Ottomans in 1453, the tradition endured in Russia, where the icon cover was called an oklad or riza.
  • Russian oklads were often elaborate, covering the entire icon except the face and hands of holy figures.
  • Example: A 17th-century icon at the Met depicting the face of Christ (the Mandylion) with an elaborate oklad of silver, gilt, niello, enamel, sapphires, rubies, spinels, and pearls.

🔬 Modern restoration and changing interpretations

🔬 The "discovery" of icons in the 20th century

  • Use and time often left icons worn out or damaged:
    • Varnish darkened with age, obscuring the image.
    • Before modern restoration, artists often painted directly over darkened images so icons could be seen and used again.
  • At the turn of the 20th century, new restoration techniques enabled conservators to uncover original layers of old, overpainted icons.
  • In Russia, countless icons were stripped of oklads, darkened varnish, and layers of overpainting to reveal original images.

🔬 Example: Rublev's Trinity

  • The 15th-century icon of the Trinity attributed to Andrei Rublev was restored in 1904 and again in 1918.
  • Restoration revealed brilliant colors and balanced composition of the original image.
  • But it also erased many acts of devotion and overpainting that occurred through centuries.
  • Nail holes across the scarred surface still attest to the oklad once affixed to the icon.
  • Many icons in Russian museums bear similar nail holes.

🔬 Transfer to museums and influence on modern art

  • Many newly-restored icons were transferred from churches and exhibited in museums, drastically changing the circumstances of their viewing.
  • Newly cleaned icons offered art historians valuable insights and inspired modern artists.
  • After viewing an exhibition of icons in Russia in 1911, Henri Matisse famously commented: "French artists should come to study in Russia: Italy offers less in this field."

🔬 Modern vs. Byzantine interpretations

  • Both restoration and 20th-century interpretation were strongly influenced by modern tastes and theories of art.
  • Modern preference: The earliest painted image is prized; the oklad is often dismissed as an ornamental addition foreign to the nature of the painted icon.
  • Modern art-historical interpretation (drawing parallels with modern art): Icons are non-naturalistic, symbolizing spirituality; figures are distant from viewers.
  • Byzantine perspective (more recently noted by art historians): Byzantines consistently described sacred figures in icons as accurate and lifelike.
    • Example: Patriarch Photios preaching in 867 about a new mosaic in Hagia Sophia: "With such exactness has the art of painting…set up a lifelike imitation…You might think her not incapable of speaking…To such an extent have the lips been made flesh by the colors…"

Don't confuse: Modern interpretations of icons (non-naturalistic, symbolic, distant) ≠ Byzantine understanding (accurate, lifelike, present); the ways we view artworks are highly contingent on our own cultural contexts.

3

Chapter 3. The lives of Christ and the Virgin in Byzantine art

Chapter 3. The lives of Christ and the Virgin in Byzantine art Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

Events from the lives of Jesus Christ and the Virgin Mary were among the most frequently depicted subjects in Byzantine art, appearing across diverse media, scales, and settings throughout the empire's millennium-long history, with iconography drawn from both biblical and non-biblical sources and commemorated according to the liturgical calendar.

📌 Key points (3–5)

  • Geographic and temporal scope: Byzantine art spans from the fourth to fifteenth centuries and includes works from Greece, Italy, the Slavic world, the Middle East, and North Africa.
  • Source material: Depictions draw from the four Gospels and non-biblical texts like the "Protoevangelion of James," a second-century narrative of the Virgin's life.
  • Liturgical connection: The Byzantines commemorated these events as church feasts according to the liturgical calendar, a tradition continued by the Eastern Orthodox Church today.
  • Variation over time: These scenes were not always identical; they varied depending on production circumstances and historical period.
  • Common confusion: Some events (e.g., Birth of the Virgin, Presentation of the Virgin) come from non-biblical sources, not the Gospels, yet were equally important in Byzantine tradition.

🎨 The Virgin's early life

👶 Birth of the Virgin

The Birth of the Virgin: an event drawn from non-biblical accounts such as the "Protoevangelion of James," commemorated as a Church feast on September 8.

  • Key figures and actions:
    • Anna (the Virgin's mother) lies on a bed
    • Midwives bathe the newborn Mary
    • Other women attend to Anna
    • Joachim (the Virgin's father) sometimes appears
  • Example: At Studenica Monastery in Serbia, Joachim stands beside the Virgin as she lies in a cradle after her bath in the lower right.
  • Don't confuse: This is a non-biblical narrative, not found in the four Gospels.

🕍 Presentation of the Virgin in the Temple

The Presentation of the Virgin in the Temple: based on non-biblical texts, commemorated on November 21.

  • Narrative elements:
    • The Virgin Mary is depicted as a child
    • She processes with her parents (Joachim and Anna) and candle-bearing maidens toward the Jewish temple
    • Joachim and Anna offer the Virgin to God
    • The priest Zacharias receives her into the temple
    • The narrative continues with Mary dwelling in the temple, where an angel feeds her bread
  • Earliest examples: Date to the tenth century.
  • Theological meaning: The hymnography for the feast emphasizes that the Virgin herself became a temple by allowing God to dwell in her when she conceived Christ.
  • Example: At the Chora Monastery, the procession takes a circular form to accommodate the vault where it appears.

🕊️ The Annunciation and Christ's birth

📣 The Annunciation

The Annunciation (Greek: Evangelismos): recorded in Luke 1:26–38, commemorated on March 25.

  • Biblical core:
    • The archangel Gabriel approaches the Virgin Mary
    • He announces that the Holy Spirit will come upon her and she will conceive the Son of God, Jesus
  • Common additions:
    • The Spirit descending as a dove on a ray of light
    • The Virgin holding scarlet thread to weave a veil for the temple (from the "Protoevangelion of James")
    • The Virgin near a well drawing water when the angel approaches (also from non-biblical text)
  • Example: Simple compositions, such as the mosaic at Daphni, show Gabriel approaching Mary.

🌟 The Nativity of Christ

The Nativity of Christ: depicts the birth of Jesus, drawn primarily from Matthew 1:18–2:12 and Luke 2:1–20, commemorated on December 25.

  • Core elements:
    • The newborn Christ appears in a manger (a feeding trough for animals) near an ox and ass
    • The Virgin sits or reclines near Christ
    • Joseph is usually relegated to the periphery to minimize his role (emphasizing Mary's virginity)
  • Narrative continuation:
    • One or two midwives bathing Christ
    • Angels announcing the good news to shepherds
    • The star that guided the Magi (wise men/three kings) from the east shining down on the Christ child
  • Example: In the miniature from the Menologion of Basil II (a book containing descriptions of saints' lives arranged by liturgical date), Joseph appears in the lower left corner.

🕊️ The Meeting of the Lord in the Temple

The Meeting of the Lord in the Temple (Greek: Hypapantē): described in Luke 2:22–38, commemorated on February 2.

  • Biblical narrative:
    • Mary and Joseph enter the Jewish temple to sacrifice two birds and offer Jesus to the Lord, in accordance with Jewish law
    • They encounter the prophet Simeon and the prophetess Anna, who identify Christ as the Messiah
    • Simeon takes the Christ child in his arms
  • Visual convention: The temple is often visualized as a Christian church, indicated by a Christian altar and other church furniture.

💧 Christ's baptism and transfiguration

🌊 The Baptism of Christ

The Baptism of Christ (sometimes called "Theophany" or "Epiphany"): recounted in Matthew 3:13–17, Mark 1:9–11, and Luke 3:21–22, commemorated by the Eastern Orthodox Church on January 6.

  • Core scene:
    • John the Baptist (or "Forerunner") baptizes Christ in the Jordan River
    • Attending angels stand nearby
    • The Holy Spirit descends on Christ in the form of a dove
    • The words of God the Father identifying Jesus as his Son are represented by a hand blessing from the heavens
  • Additional symbolic elements:
    • An ax appears with a tree, referencing the Baptist's words: "Even now the ax is lying at the root of the trees; every tree therefore that does not bear good fruit is cut down and thrown into the fire" (Matthew 3:10)
    • The Jordan River is sometimes personified as a human figure in the water, corresponding with its personification in the hymnography for the feast
    • A cross may appear in the water as a reference to the cross and column at the pilgrimage site in Palestine, as described by a sixth-century pilgrim named Theodosius
  • Example: At Hosios Loukas Monastery, the Jordan River is personified and a cross appears in the water.

✨ The Transfiguration

The Transfiguration: described in Matthew 17:1–13, Mark 9:2–8, and Luke 9:28–36, commemorated on August 6.

  • Biblical event:
    • Jesus ascends a mountain (tradition identifies it as Mount Tabor) with Peter, James, and John (three of his disciples)
    • He is transformed so that he shines with divine light
  • Visual elements:
    • Divine light often appears as rays and a mandorla (an almond- or circle-shaped halo of light)
    • Moses and Elijah appear on either side of Christ, representing the law and the prophets from the Hebrew Bible
  • Example: The mosaic icon at the Louvre shows Christ with rays and a mandorla.
  • Early examples: Found at the Monastery of Saint Catherine at Mount Sinai and Sant'Apollinare in Classe.

🌿 Events leading to the Passion

🪦 The Raising of Lazarus

The Raising of Lazarus: recorded in John 11:38–44, commemorated on the Saturday before Palm Sunday.

  • Narrative:
    • Christ, trailed by the Apostles, calls forth the shrouded Lazarus from the tomb
    • Mary and Martha, the sisters of Lazarus, kneel at Christ's feet
    • Additional figures open the tomb and free Lazarus from his grave clothes
    • One bystander usually holds his nose because of the stink of Lazarus's decomposing body
  • Example: The templon beam fragment in Athens shows Christ calling Lazarus from the tomb.

🌴 The Entry into Jerusalem

The Entry into Jerusalem: recounted in Matthew 21:1–11, Mark 11:1–10, Luke 19:29–40, and John 12:12–19, commemorated on Palm Sunday, the Sunday before Pascha (Easter).

  • Scene:
    • Jesus rides into the city of Jerusalem on a donkey
    • A crowd hails him, throwing cloaks and palms on the road before him
    • Children often climb among the palm trees
  • Example: The Berlin ivory shows children climbing palm trees.

🍞 The Last Supper

The Last Supper, "Mystical Supper," or just "Supper" (Greek: Deipnos): represents the meal that Christ shared with his disciples before his crucifixion, recorded in Matthew 26:20–29, Mark 14:17–25, Luke 22:14–23, and I Corinthians 11:23–26, commemorated on Holy Thursday.

  • Key moment: Judas reaches to dip his food in a bowl, which Christ identifies as a sign of betrayal.
  • Visual conventions:
    • The table frequently takes the form of a late-antique, C-shaped "sigma" table
    • Often, a large fish appears on the table, which may illustrate the ancient Christian use of the Greek word for "fish" (ichthys) as an acronym for "Jesus Christ, Son of God, Savior"
  • Theological interpretation: The Last Supper is typically interpreted as the first celebration of the Eucharist.
  • Example: At the church of the Panagia Phorbiotissa in Asinou, Cyprus, the table takes the sigma form.

🦶 The Washing of the Feet

The Washing of the Feet: occurred during the Last Supper, according to John 13:2–15.

  • Biblical narrative:
    • Peter resists letting Jesus wash his feet
    • Christ explains: "If I, your Lord and Teacher, have washed your feet, you also ought to wash one another's feet. For I have set you an example" (John 13:14–15)
  • Example: The mosaic at Hosios Loukas Monastery shows Christ in the act of washing Peter's feet.

✝️ The Crucifixion and its aftermath

⚰️ The Crucifixion

The Crucifixion: depicts Christ's death on the cross, described in Matthew 27:32–56, Mark 15:21–41, Luke 23:26–49, John 19:16–37, commemorated on Holy Friday during Holy Week.

  • Simple compositions include:
    • The Virgin and John the Evangelist (illustrating John's account)
    • The sun and moon or angels in the sky above
  • More complex compositions include:
    • Other women who followed Christ
    • Roman soldiers, such as Saint Longinus who converted to Christianity
    • One soldier piercing Christ with a spear, spilling blood and water from his side (John 19:34–35)
  • Setting: The event unfolds at Golgotha, the "Place of the Skull," outside the city walls of Jerusalem (which sometimes appear in the background).
  • Symbolic element: Some depictions include a skull at the foot of the cross, which tradition identifies as the skull of Adam (the first man), reflecting the Christian belief that Christ is the "New Adam" as savior of humankind.
  • Example: The templon beam at Sinai shows a complex composition with multiple figures.

📉 The Deposition from the Cross

The Deposition from the Cross: depicts Christ's body being removed from the cross after his crucifixion, based on Gospel accounts describing Joseph of Arimathea burying Christ's body in Joseph's own tomb (Matthew 27:57–61, Mark 15:42–47, Luke 23:50–56, John 19:38–42).

  • Common figures:
    • The Virgin and John the Evangelist (who were present at Christ's crucifixion)
    • Joseph of Arimathea and Nicodemus, two followers of Jesus
  • Example: At the church of Saint Panteleimon at Nerezi, these figures appear removing Christ from the cross.

😢 The Lamentation

The Lamentation, or Threnos: depicts Christ's mother and other followers mourning over Christ's dead body following the crucifixion.

  • Typical figures:
    • John the Evangelist (who was present at the Crucifixion)
    • Joseph of Arimathea and Nicodemus, two followers of Jesus who helped remove his body from the cross and bury him
  • Example: At the church of Saint Panteleimon at Nerezi, the mourners gather around Christ's body.

🌅 The Resurrection and its witnesses

🪦 The Resurrection (Myrrhbearing women)

The Resurrection of Christ from the dead: occurred on the third day after his crucifixion according to New Testament accounts, celebrated each year on Pascha (Easter).

  • Gospel narrative: The Gospels describe women who followed Jesus as the first witnesses to Christ's resurrection (Matthew 28:1–10; Mark 16:1–8; Luke 23:55–24:12; John 20:1–18).
  • Early Christian iconography:
    • The myrrhbearing women bring spices to anoint Christ's body but discover that the tomb is empty
    • An angel tells them that Christ has risen from the dead
  • Example: At Sant'Apollinare Nuovo, the empty tomb is envisioned as a rotunda, likely a reference to the Roman emperor Constantine's Church of the Holy Sepulchre that marked the site of Christ's resurrection in Jerusalem.

⚡ The Anastasis

The Anastasis (Greek for "resurrection"), also known as the "Harrowing of Hades" or "Harrowing of Hell": became a standard resurrection composition from the eighth century onward.

  • Based on non-biblical sources: The scene shows Christ descending into Hades (the underworld) to raise the dead from their tombs.
  • Visual elements:
    • Christ sometimes carries his cross as an instrument of salvation
    • Locks and hinges lie broken underfoot as Christ tramples the broken gates of the underworld that once imprisoned the dead
    • Christ sometimes tramples the personified figure of Hades, who represents death
    • Christ reaches to raise Adam and Eve (the first humans) from their tombs
    • Righteous figures from the Hebrew Bible and Christian New Testament—usually David, Solomon, and John the Baptist—stand nearby
  • Liturgical connection: The image corresponded with the chief hymn of Pascha (Easter): "Christ is risen from the dead, trampling down death by death, and upon those in the tombs bestowing life!"
  • Example: At the Chora Monastery, Christ reaches with both hands to raise Adam and Eve.

🤚 The Incredulity of Thomas

The Incredulity of Thomas: appears in John 20:24–29, commemorated in the Eastern Orthodox Church the Sunday after Pascha (Easter).

  • Biblical narrative:
    • When some disciples claim to have encountered the risen Christ, the Apostle Thomas expresses doubt, stating: "Unless I see the mark of the nails in his hands, and put my finger in the mark of the nails and my hand in his side, I will not believe" (John 20:25)
    • A week later, Jesus appears and invites Thomas to touch his wounds
    • Thomas exclaims: "My Lord and my God!" (John 20:28)
  • Example: The mosaic at Hosios Loukas Monastery shows Jesus inviting Thomas to touch his wounds.

☁️ Christ's departure and the Spirit's arrival

⬆️ The Ascension

The Ascension of Christ into heaven: following his resurrection from the dead, described in Luke 24:50–53 and Acts 1:9–12, commemorated on the Thursday that falls forty days after Pascha (Easter).

  • Iconographic origins: The iconography derives from pre-Christian imperial apotheosis scenes (for example, on the Arch of Titus in Rome).
  • Visual elements:
    • Christ appears within a mandorla and is borne heavenward by angels
    • The Virgin and Apostles stand on earth below
  • Architectural placement: The ascension often appeared in church vaults, corresponding with the Byzantine interpretation of the church as a microcosm with the vaults representing the heavens.
  • Example: The miniature from the Getty Museum shows Christ borne upward by angels.

🔥 Pentecost

Pentecost (literally "the fiftieth day"): depicts the descent of the Holy Spirit on the Apostles as described in Acts 2, commemorated fifty days after Pascha (Easter).

  • Visual elements:
    • The Holy Spirit takes the form of tongues of fire
    • Sometimes the Virgin appears with the Apostles, although she is not present in the biblical account
    • Figures representing different "tribes" and "tongues," or a single figure personifying the entire "cosmos," receive the Apostles' words
    • Sometimes, the "prepared throne" (Hetoimasia) is included as the source from which the flames descend
  • Biblical context: In Acts, the Holy Spirit inspires the Apostles to preach the crucified and risen Christ in different languages so that all can understand.
  • Example: The miniature from the Getty shows a single figure personifying the cosmos receiving the Apostles' words.

😴 The Virgin's death

🕊️ The Dormition

The Dormition (Greek: Koimēsis, literally "falling asleep"): represents the death of the Virgin Mary, described in non-biblical texts and commemorated on August 15.

  • Core scene:
    • The Virgin lies on her funeral bier surrounded by the Apostles
    • Christ stands behind the Virgin, receiving her soul, which takes the form of a swaddled infant
  • Later additions:
    • The Apostles miraculously borne to the scene on clouds
    • The gates of heaven opening to receive the Virgin
  • Earliest depictions: Tenth-century ivories from Constantinople are among the earliest depictions of the Dormition.
  • Example: The ivory at The Metropolitan Museum of Art shows Christ receiving the Virgin's soul as a swaddled infant.
  • Don't confuse: This event is based on non-biblical texts, not the Gospels.
4

Wearable Art in Byzantium

Chapter 4. Wearable art in Byzantium Dr. Alicia Walker

🧭 Overview

🧠 One-sentence thesis

Byzantine wearable art—jewelry, clothing, and personal adornments—communicated complex messages about social identity, religious beliefs, and physical and spiritual well-being through materials, techniques, and iconography that evolved from pagan to Christian motifs over centuries.

📌 Key points (3–5)

  • Function beyond utility: Wearable art was not simply functional; it conveyed social status, religious affiliation, and concerns about protection and healing.
  • Materials and craftsmanship: Byzantines combined precious natural materials (gold, pearls, gems) with synthetic ones (glass, enamel) using sophisticated techniques (granulation, filigree, opus interrasile).
  • Aesthetic ideals: Symmetry and proportion were celebrated; jewelry and clothing decorations enhanced balanced physical features.
  • Iconographic evolution: Motifs shifted from polysemous (multi-meaning) early Christian symbols and pagan imagery to overtly Christian iconography after Iconoclasm (c. 726–843).
  • Common confusion: Pagan motifs (e.g., Dionysus, Aphrodite) persisted in Christian Byzantium not as religious symbols but as markers of paideia (classical education and cultural refinement).

💎 Materials, techniques, and aesthetics

💎 Inherited traditions and materials

  • Byzantines inherited technologies from ancient societies: textile weaving, metalworking, pearl harvesting, gem sourcing, and synthetic material production (glass, enamel).
  • Natural materials: pearls (small, sea-harvested, often strung as framing), precious gems (sapphires, emeralds, amethysts imported from medieval Afro-Eurasia).
  • Synthetic materials: glass and enamel (glass colored with metallic oxides, fused with metal).

Cloisonné enamel: A technique using strips of gold (cloisons) to create cells filled with glass and fired.

  • Example: An early Byzantine gold bracelet combined pearls, sapphires, emeralds, amethysts, and glass.

🔨 Metalworking techniques

Byzantines manipulated gold and silver through demanding processes:

TechniqueDescription
GranulationCovering a surface with tiny spheres of precious metal
FiligreeTwisting thin metal threads into intricate lace-like patterns
CastingPouring molten metal into molds
RepousséPressing metal from the reverse to create raised designs
ChasingPressing metal from the front to create sunken patterns
PunchingUsing tools to manipulate metal or create holes
Opus interrasileDelicately piercing metal sheets to create fine patterns ("work [shaped] between")
  • Example: Tenth- or eleventh-century gold basket earrings concentrated granulation and filigree in small forms.
  • Niello: A chemical alloy that oxidizes engraved areas black, highlighting patterns and inscriptions (e.g., a fifth- to sixth-century bracelet with a monogram; a ring inscribed "Lord help Leontius").

🪨 Gem treatment and aesthetics

  • Byzantines did not practice faceting (cutting stone surfaces to increase light refraction).
  • Instead, gems were smoothed and polished to enhance color and luminosity.
  • Gems were also engraved (intaglio seals) or carved in relief (cameos).
  • Matching and symmetry: Natural gems of comparable size and shape were prized; matching earrings, bracelets, and necklaces with regular repeating elements imposed symmetry on the body.
  • Byzantine ideals: well-proportioned, balanced physical features; adornment enhanced these qualities.

Example: The eleventh-century mosaic portrait of Empress Eirene shows symmetry—round face, aquiline nose, bow-shaped lips, arched brows, almond eyes, gem-encrusted crown and collar, pearl earrings—all arranged evenly.

🥉 Less luxurious materials

  • Jewelry also made in ceramic, glass, bronze, copper.
  • Imitation: Gilt-copper or gilt-bronze belt buckles and fibulae burnished to appear like gold.
  • Early Byzantine necklaces from Egypt paired amber or coral with glass.

👗 Garment types and decoration

👗 The tunic: basic garment

Tunic: A sheath-like, untailored garment worn by men, women, and children of all social classes in early Byzantium.

  • Simple design, adjusted on the body with belts, pins, and tucks.
  • Materials: wool and flax (linen) common; elite used imported cotton and silk.
  • All social levels embellished clothing with decorations.

🎨 Decoration and motifs

  • Ornamental designs: geometric or vegetal patterns.
  • Polysemous motifs (early Christianity): Communicated multiple meanings, allowing Christians to avoid overt religious expression during persecution.
    • Example: Grapevines on a sixth- to seventh-century gold bracelet could signify natural abundance, the pagan god Dionysus, or Christian Eucharistic wine (Christ's blood).
    • Example: Doves in a fifth-century bracelet could evoke nature or the Holy Spirit.
  • Distinctly Christian iconography (by fifth century): Crosses, images of holy people (Virgin and Child, saints) for identification, prayer, and protection.
  • Pagan Greco-Roman iconography (until Iconoclasm, c. 726–843): Images of deities (Aphrodite, Dionysus) and personifications (e.g., Bonus Eventus).
    • Example: A fourth- to seventh-century tunic from Egypt depicted Dionysus and followers; pagan mythology remained well-known through the Byzantine educational system.
    • Don't confuse: After Iconoclasm, pagan motifs persisted not as religious symbols but as emblems of paideia (classical learning and cultural refinement).

🧵 Symmetry and body enhancement

  • By the fifth century, even moderately wealthy individuals' clothing adopted elaborate decorations.
  • In-woven designs (typically wool, which took dye better than linen) defined shoulders, chest, and arms, enhancing bodily symmetry.

🌍 Foreign influences

  • Sasanian-style garments: Imported fitted garments from Persia, valued for precious silk fabrics, intricate designs, and tailored cut (contrasted with shapeless Roman-Byzantine tunics).
  • Sixth-century historian Prokopios criticized young men for dressing in "Persian" and "Hunnic fashion."

🛡️ Protective and devotional functions

🛡️ Amuletic devices

Wearable art functioned to protect or heal through materials and iconography.

  • Pre-Christian protective motifs (persisted after Iconoclasm):
    • Evil Eye: Protected wearer from envy.
    • Holy Rider: Powerful against demons and evil forces.
    • Chnoubis: Believed effective against headaches and uterine ailments.
  • Christian amuletic devices:
    • Example: An early Byzantine hematite amulet depicted the Woman with the Issue of Blood (Mark 5:25-34). Hematite was believed to staunch blood flow; the image operated sympathetically to heal the owner (possibly represented as a praying figure on the reverse).

✝️ Pectoral crosses and enkolpia (Middle Byzantine era)

Enkolpion (plural: enkolpia): A pendant worn on the chest, usually decorated with sacred imagery and used in personal devotion.

  • Pectoral cross: A pendant cross worn on the chest; common in Middle Byzantine era.
  • Bronze examples numerous, often crudely executed, decorated with inscriptions and images.
  • Constructed from two hinged parts; could be opened and filled with relics (physical remains of saints) and contact relics (objects touched to holy sites or relics).
  • Luxurious examples: gold, enamel, pearls, precious stones; inscribed with prayers for salvation and defense.
  • Example: An elaborate enkolpion depicted Saint Demetrios (obverse) and Saints Sergios and Bacchos (reverse); inside, a miniature effigy of the saint referenced his pilgrimage shrine. Inscription: "The faith of Sergios [the owner] carries the venerable receptacle of Demetrios' blood together with the balm. He asks to have you as protector, while he is living, and when he is dead, along with the two martyrs who have won the prize."

⚖️ Contested adornment

  • Throughout Byzantine history, Christian commentators contested personal adornment, associating elaborate jewelry and clothing with vanity and fornication.
  • Some ecclesiastical authorities advised wearing only religious imagery; others criticized this as false devotion, arguing proper Christian behavior required adorning the soul through good deeds, not merely wearing Christian identity.
  • Despite debates, Byzantines attended carefully to personal appearances; materials, motifs, and designs were judged as reflections of social and spiritual character.

🏛️ Context and preservation

🏛️ Museum settings vs. original use

  • Today, Byzantine art is encountered in museums, divorced from original contexts.
  • Originally, wearable art participated actively in Byzantine life: earrings, bracelets, belts, necklaces, garments were seen in motion, changing appearance as they refracted light, were concealed and revealed on the body, and as wearers (women and men) engaged in everyday and ritual practices.

🏜️ Preservation in Egypt

  • Byzantine clothing best preserved in late antique Egyptian burials: dry climate and limited modern urbanization left funerary sites and grave goods intact.
  • Finds show that by the fifth century, even moderately wealthy individuals' clothing adopted elaborate decorations.
5

The Origins of Byzantine Architecture

Chapter 5. The origins of Byzantine architecture Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

Byzantine architecture emerged gradually from modest Christian adaptations of existing buildings before Constantine, then transformed into monumental imperial structures after 313 C.E. that combined congregational worship spaces with commemorative martyria.

📌 Key points (3–5)

  • Pre-Constantinian roots: Byzantine architecture began at least a century before the Edict of Milan (313), with Christians adapting private houses and underground burial spaces while still a minority religion.
  • Functional foundations: Early Christian buildings addressed four core needs—communal worship, initiation (baptism), burial, and commemoration of the dead—that shaped later architectural developments.
  • Constantine's transformation: After 313, imperial patronage created huge public basilicas designed to compete visually with pagan temples, marking a shift from hidden minority spaces to monumental official structures.
  • Two basilica types: Congregational basilicas (for worship assemblies) differed from cemetery/ambulatory basilicas (for funerary banquets and martyr veneration), though some structures combined both functions.
  • Common confusion: The basilica form was not a sacred structure itself but a meeting house; the sacred presence came from the congregation (ekklesia = "the people"), not the building—sharply contrasting with pagan temples where worship occurred outdoors.

🏠 Buildings for a minority religion

🏠 The domus ecclesiae (house-church)

Domus ecclesiae (house-church): an adaptation of an existing Late Antique residence to include a meeting hall and perhaps a baptistery (a building or room containing a font for Christian initiation).

  • Most examples are known only from texts; physical evidence is scarce because early worship sites were later rebuilt and enlarged, destroying original structures.
  • In Rome, house-churches were known as tituli.
  • Why limited evidence: The need to give Christian worship "a suitably public character" after legalization led to demolition of earlier modest buildings.

🏛️ The Christian House at Dura-Europos

  • Notable exception: A well-preserved house-church in Syria, built c. 200 C.E. on a typical courtyard plan.
  • Modifications c. 230 C.E.:
    • Two rooms were joined to form a longitudinal meeting hall.
    • Another room was provided with a piscina (a basin for water) to function as a baptistery for Christian initiation.
  • Example: Another modified house-church was the house of St. Peter at Capharnaum, visited by early pilgrims.
  • Don't confuse: Synagogues and mithraia (temples for the god Mithras) from the same period are considerably better preserved than Christian structures.

⚰️ Early Christian burials

⚰️ Why inhumation was required

  • Christian belief: Christians insisted upon inhumation (burial) rather than cremation because of the belief in the bodily resurrection of the dead at the end of days.
  • This contrasted with pagans, who practiced both cremation and inhumation.
  • Additional needs: Christians required settings for commemorative banquets or refrigeria, a carry-over from pagan practices.

🕳️ Roman catacombs

  • Early phase: The earliest Christian burials at Roman catacombs were situated amid those of other religions.
  • By end of second century: Exclusively Christian cemeteries appeared, beginning with the Catacomb of St. Callixtus on the Via Appia, c. 230.
  • Structure: Originally well organized with parallel corridors carved into tufa (a porous rock common in Italy); expanded and grew more labyrinthine over subsequent centuries.

🪦 Types of tombs

Tomb typeDescriptionSocial status
LoculusA horizontal, rectangular burial niche; simple, shelf-like; organized in multiple tiers in corridor wallsCommon/ordinary burials
Cubiculum with arcosoliaSmall rooms (cubicula) surrounded with arcosolium (an arched burial niche) tombsWealthier burials; evidence of social stratification
  • Above ground: A simple covered structure provided a setting for the refrigeria, such as the triclia excavated beneath S. Sebastiano, by the entrance to the catacombs.

✝️ Martyria (commemorative monuments)

  • Development: The cult of martyrs within the early church led to commemorative monuments, usually called martyria, but also referred to in texts as tropaia and heroa.
  • Most important in Rome: The tropaion marking the tomb of St. Peter in the necropolis on the Vatican Hill.

🏛️ Increasing visibility before Constantine

🏛️ Buildings during the Tetrarchy

  • Tetrarchy context: A system of rule shared among four Roman emperors instituted by emperor Diocletian in 293 C.E.
  • Shift in character: By this time, Christian buildings had become more visible and more public, but without the scale and lavishness of their official successors.

🏛️ Examples of visible Christian monuments

  • Rome, c. 300: The meeting hall of S. Crisogono seems to have been founded as a visible Christian monument.
  • Nikomedia (a city in northwest Asia Minor, residence of Diocletian): At the same time, the Christian meeting hall was prominent enough to be seen from the imperial palace.

🧱 Groundwork for later developments

  • Key point: Just as the administrative structure of the church and the basic character of Christian worship were established in the early centuries, pre-Constantinian building laid the groundwork for later architectural developments.
  • Four basic functions addressed: communal worship, initiation into the cult, burial, and the commemoration of the dead.

🏛️ Imperial patronage and the Constantinian basilica

👑 Constantine's commitment

  • After 313: Constantine's acceptance of Christianity as an official religion of the Roman Empire meant he committed himself to the patronage of buildings meant to compete visually with their pagan counterparts.
  • Scale: In major centers like Rome, this meant the construction of huge basilicas capable of holding congregations numbering into the thousands.

🏛️ What is a basilica?

Basilica: A church type based on Roman assembly halls, usually composed of a longitudinal nave flanked by side aisles.

  • Symbolic associations: Although the symbolic associations of the Christian basilica with its Roman predecessors have been debated, it thematized power and opulence in ways comparable to but not exclusive to imperial buildings.

🏛️ Basilica vs. pagan temple

  • Sharp contrast: The basilica stood in sharp contrast to the pagan temple, at which worship was conducted out of doors.
  • Not a sacred structure: The church basilica was essentially a meeting house, not a sacred structure.
  • Sacred presence created by people: A sacred presence was created by the congregation joining in common prayer—the people, not the building, comprised the ekklesia (the Greek word for "church").
  • Don't confuse: The building itself was not holy; holiness came from the assembled community.

🏛️ The Lateran basilica (Rome's cathedral)

  • Begun c. 313: Originally dedicated to Christ, built on the grounds of an imperial palace donated to be the residence of the bishop.
  • Plan features:
    • Five-aisled in plan.
    • Tall nave (the central aisle of a basilica) illuminated by clerestory windows.
    • Clerestory rose above coupled side aisles along the flanks.
    • Terminated in an apse (a semicircular recess containing the altar) at the west end, which held seats for the clergy.
    • Before the apse, the altar was surrounded by a silver enclosure, decorated with statues of Christ and the Apostles.

🪦 Cemetery basilicas and martyria

🪦 The second basilica type (ambulatory basilica)

  • Appeared in Rome at the same time as congregational churches like the Lateran.
  • Location: Set within the cemeteries outside the city walls.
  • Association: Apparently associated with the venerated graves of martyrs.
  • Function: Essentially covered burial grounds; provided a setting for commemorative funeral banquets.

🪦 S. Sebastiano (Basilica Apostolorum)

  • Probably begun immediately before the Peace of the Church (the toleration of Christianity following the Edict of Milan).
  • Site: Rose on the site of the earlier triclia, in which graffiti testify to the special veneration of Peter and Paul at the site.
  • Interior: The floors of the basilicas were paved with graves and their walls enveloped by mausolea.

🪦 Plan features of cemetery basilicas

  • Three-aisled in plan.
  • Ambulatory: The aisle continued into an ambulatory surrounding the apse at the west end.
  • Later suppression: By the end of the fourth century, the practice of the funerary banquet was suppressed, and the grand cemetery basilicas were either abandoned or transformed into parish churches.

✝️ Monumental martyria under Constantine

Martyrium: The tomb of a martyr or site that bore witness to the Christian faith.

✝️ St. Peter's Basilica, Rome

  • Begun c. 324: Originally functioning as a combination of cemetery basilica and martyrium.
  • Focal point: Sited so that the focal point was the marker at the tomb of Peter, covered by a ciborium (canopy) and located at the chord of the western apse.
  • Structure:
    • Enormous five-aisled basilica served as the setting for burials and the refrigeria.
    • A transept (essentially a transverse, single-aisled nave) was juxtaposed, which provided access to the saint's tomb.
    • The eastern atrium seems to have been slightly later in date.

✝️ Holy Land shrines

  • Pattern: Major shrines juxtaposed congregational basilicas with centrally-planned commemorative structures housing the venerated site.
  • Bethlehem (c. 324): A short five-aisled basilica terminated in an octagon marking the site of Christ's birth.
  • Jerusalem, Church of the Holy Sepulchre (dedicated 336): Marked the sites of Christ's Crucifixion, Entombment, and Resurrection; consisted of a sprawling complex with:
    • An atrium opening from the main street of the city.
    • A five-aisled, galleried congregational basilica.
    • An inner courtyard with the rock (text cuts off here).
6

Early Byzantine Architecture after Constantine

Chapter 6. Early Byzantine architecture after Constantine Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

After Constantine, Byzantine church architecture standardized around the basilica form for congregational worship while also developing new symbolic building types, with significant regional variations between East and West.

📌 Key points (3–5)

  • Standardization of the basilica: The basilica—a longitudinal nave flanked by side aisles based on Roman assembly halls—became the dominant church type for congregational worship after Constantine.
  • Regional variations: Western basilicas (Rome) were elongated without galleries, while Eastern basilicas (Constantinople, Thessaloniki) were more compact and commonly included galleries.
  • Liturgical standardization and furnishing: By the fifth century, liturgy became standardized with regional variations reflected in church planning and furnishing (templon barriers, synthronon, ciborium, ambo).
  • Common confusion—form vs. function: New building types (cruciform, tetraconch, octagon) emerged not primarily from liturgical needs but from increasing symbolism and sanctification of church buildings.
  • Continuity with Constantine's legacy: New architectural forms often reflected or referenced Constantinian monuments like the Holy Apostles in Constantinople.

🏛️ The basilica as standard church type

🏛️ What a basilica is

Basilica: a church type based on Roman assembly halls, usually composed of a longitudinal nave flanked by side aisles.

  • After Constantine (ruled 306–337 C.E.), the basilica emerged as the standardized form for congregational worship.
  • It adapted a Roman civic building type (assembly halls) for Christian use.
  • The basic structure: a central longitudinal space (nave) with aisles on the sides.

🌍 Regional variations in basilica design

RegionCharacteristicsExamples
West (Rome)Elongated; usually without galleriesS. Sabina in Rome (522–32), S. Apollinare Nuovo in Ravenna (c. 490)
East (Constantinople, Thessaloniki)More compact; galleries more commonSt. John Stoudios in Constantinople (458), Achieropoiitos in Thessaloniki (early 5th century)
  • Gallery: the upper level in a church, above the side aisles and narthex, where worshippers could participate in services.
  • Western churches tended to stretch horizontally without adding vertical levels.
  • Eastern churches used vertical space more efficiently with galleries.

⛪ Liturgical furnishing and standardization

⛪ Fifth-century liturgical standardization

  • By the fifth century, the liturgy had become standardized across the Byzantine world.
  • Regional variations persisted, visible in how churches were planned and furnished.
  • The standardization affected the interior arrangement more than the overall architectural form.

🔧 Key liturgical furnishings

Templon barrier: a screen separating the nave (naos) from the sanctuary, also called a chancel barrier.

Synthronon: semicircular seating for the officiants in the curvature of the apse.

Apse: a semicircular recess, usually terminating the longitudinal axis of a church, containing the altar.

Ciborium: a canopy raised above an altar, throne, or tomb (also called a baldachin).

Ambo: a raised pulpit within the nave that provided a setting for the Gospel readings.

  • The altar area was enclosed and separated from the congregation by the templon barrier.
  • Officiants sat in the synthronon, arranged in the curved apse behind the altar.
  • The ciborium marked and elevated the altar visually.
  • The ambo brought the Gospel reading into the nave, closer to the congregation.

🗺️ Regional differences in sanctuary arrangement

  • The excerpt shows diagrams comparing early Christian Roman sanctuary layout with early Christian Constantinopolitan sanctuary layout.
  • These differences reflect regional liturgical practices, not just architectural preference.
  • Example: The placement and form of the templon barrier and synthronon varied between Rome and Constantinople.

🔷 New building types and symbolism

🔷 Emergence of new forms

After the basilica became standard, several new building types emerged:

  • Cruciform (cross-shaped) church
  • Tetraconch: a building with four apses
  • Octagon: eight-sided shape
  • Various centrally planned structures (e.g., Santo Stefano Rotondo, Rome, c. 468–83)

🧩 Symbolism over function

  • Don't confuse: These new forms did not emerge primarily from liturgical requirements.
  • The excerpt states: "The liturgy probably had less effect on the creation of new architectural designs than on the increasing symbolism and sanctification of the church building."
  • New forms reflected symbolic overtones and the growing sense that church buildings themselves were sacred.
  • Example: The cruciform plan may reflect the church of the Holy Apostles in Constantinople, a nonextant cruciform church first built by Constantine's sons and rebuilt under Justinian I in the sixth century.

⛪ Symbolic associations

  • Cruciform plans evoke the cross of Christ's crucifixion.
  • Centrally planned structures (octagons, tetraconchs) may symbolize perfection, the cosmos, or resurrection.
  • These forms connected new churches to important Constantinian monuments, creating continuity and legitimacy.
  • The church of the Holy Apostles served as an architectural model, even though it no longer exists.

🏗️ Continuity with Constantinian monuments

🏗️ The Holy Apostles as a model

  • The church of the Holy Apostles in Constantinople was originally built by Constantine's sons.
  • It was a cruciform (cross-shaped) basilica.
  • Rebuilt in the sixth century under emperor Justinian I.
  • Contained relics of some of Christ's Apostles.
  • Incorporated mausolea where subsequent Byzantine emperors were buried until 1028.
  • Why it matters: Even though the building no longer survives, its cruciform plan influenced later church architecture.

🔗 Architectural memory and imitation

  • New building types often referenced or reflected earlier Constantinian monuments.
  • This created a sense of continuity with the founding era of Christian imperial architecture.
  • Example: A cruciform church built in the fifth or sixth century might evoke the Holy Apostles, linking the new building to Constantine's legacy and the apostolic tradition.
7

Innovative architecture in the age of Justinian

Chapter 7. Innovative architecture in the age of Justinian Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

By the fifth and sixth centuries, early Byzantine church architecture diversified into new symbolic forms—cruciform, tetraconch, and octagonal plans—while liturgical standardization shaped the furnishing and spatial organization of basilicas, baptisteries, and martyria across the Empire.

📌 Key points (3–5)

  • Regional variations in basilicas: Eastern churches were more compact with galleries (e.g., St. John Stoudios, Acheiropoietos), while Western churches followed different models.
  • Liturgical standardization by the fifth century: The altar area was enclosed by a templon barrier, with synthronon seating in the apse, a ciborium over the altar, and an ambo for Gospel readings.
  • New symbolic building types: Cruciform, tetraconch, octagonal, and centrally planned structures emerged, often with symbolic overtones (e.g., the cross, resurrection).
  • Common confusion—form vs. function: Tetraconch churches were once thought to be martyria (martyr shrines) but were most likely cathedrals or metropolitan churches.
  • Baptisteries and their decline: Octagonal baptisteries for adult converts were prominent through the sixth century but ceased after infant baptism became standard.

🏛️ Regional differences in basilica design

🏛️ Eastern basilicas

  • More compact plans with galleries were common in the East.
  • Examples:
    • St. John Stoudios, Constantinople (458)
    • Acheiropoietos, Thessaloniki (early fifth century)
  • Galleries provided additional space and vertical organization.

🏛️ Western basilicas

  • The excerpt contrasts Eastern compactness with Western models but does not detail Western features extensively.
  • Later examples (e.g., St. Paul Outside the Walls, begun 384) show huge five-aisled basilicas with transepts, following the model of St. Peter's.

⛪ Liturgical standardization and church furnishing

⛪ Standardized liturgy by the fifth century

By the fifth century, the liturgy had become standardized, but with some regional variations evident in the planning and furnishing of basilicas.

  • Standardization meant consistent spatial organization and furniture across the Empire.
  • Regional variations still existed, reflected in details of planning and furnishing.

🛡️ Templon barrier

Templon barrier: a screen separating the nave (naos) from the sanctuary, also called a chancel barrier.

  • Enclosed the altar area, marking the boundary between clergy and laity.
  • Example: restored templon from the 10th century, Holy Apostles, Athens.

🪑 Synthronon

Synthronon: semicircular seating for the officiants in the curvature of the apse.

  • Positioned in the apse, which is a semicircular recess usually terminating the longitudinal axis of a church and containing the altar.
  • Example: 6th-century synthronon at Hagia Eirene, Constantinople.

🕌 Ciborium

Ciborium: a canopy raised above an altar, throne, or tomb (also called a baldachin).

  • Covered the altar itself, emphasizing its sacred status.
  • Example: ciborium by Nicolaus Ranucius & sons, Italy, c. 1150.

📖 Ambo

Ambo: a raised pulpit within the nave, providing a setting for the Gospel readings.

  • Elevated the reader, making the liturgy visible and audible to the congregation.
  • Example: reconstructed 5th-century ambo in the garden of Hagia Sophia, Istanbul.

🔷 New symbolic building types

🔷 Cruciform (cross-shaped) churches

  • May reflect the church of the Holy Apostles in Constantinople (a nonextant cruciform church first built by Constantine's sons and rebuilt under Justinian I, containing relics of Apostles and imperial mausolea).
  • Or associated with the life-giving cross, as at S. Croce in Ravenna or SS. Apostoli in Milan.
  • Don't confuse: the cruciform plan may have symbolic meaning (the cross) or may simply follow an influential architectural model.

🌸 Tetraconch (four apses)

Tetraconch: a building with four apses.

  • Once thought to be a form associated with martyria (tomb of a martyr or a site that bears witness to the Christian faith).
  • Common confusion: aisled tetraconch churches are most likely cathedrals or metropolitan churches, not martyria.
  • Examples:
    • Early fifth-century tetraconch in the Library of Hadrian, Athens (probably the first cathedral of the city).
    • Tetraconch at Selucia Pieria-Antioch, late fifth century (possibly a metropolitan church).

🔷 Octagonal and centrally planned structures

  • Octagon: an eight-sided shape.
  • Centrally planned structures may have had symbolic overtones.
  • Example: S. Stefano Rotondo (468–83) in Rome, an enigmatic design possibly originating in architectural geometry.

🔷 Symbolism vs. geometry

  • The excerpt notes that some innovative designs may have had origins in architectural geometry rather than purely symbolic meaning.
  • Liturgy had less effect on creating new designs than on increasing the symbolism and sanctification of church buildings.

🛁 Baptisteries and their symbolism

🛁 Purpose and prominence

Baptisteries: buildings containing a font for Christian initiation.

  • Prominent throughout the Empire, necessary for elaborate ceremonies for adult converts and catechumens (those preparing for baptism).
  • Most common form: a symbolically resonant octagonal building housing the font, attached to the cathedral.

🔷 Octagonal symbolism

  • The eight-sided shape was symbolically significant.
  • St. Ambrose's inscription for his baptistery at Milan clarifies the symbolism:
    • "The eight-sided temple has risen for sacred purposes… It is seemly that the baptismal hall should arise in this number by which true health returns to people by the light of the resurrected Christ."
  • Associated with death and resurrection.
  • Planning type derives from Late Roman mausolea (monumental buildings for burial), though not directly from the Anastasis Rotunda (the circular structure enclosing Christ's Tomb at the church of the Holy Sepulchre in Jerusalem).

🛁 Examples and variations

LocationFeatures
Orthodox (Neonian) Baptistery, Ravenna, c. 400–450Octagonal, attached to cathedral
Lateran Baptistery, RomeIndependent octagonal structure north of the basilica's apse; built under Constantine, expanded under Pope Sixtus III (5th century) with an ambulatory around the central structure
Butrint (modern Albania) and Nocera (southwestern Italy)Baptisteries with ambulatories
North AfricaSimple architecture, but elaborated font forms (e.g., Vitalis Basilica Baptistery, Sbeitla, Tunisia, 6th century)

🛁 Decline after the sixth century

  • With the change to infant baptism and a simplified ceremony, monumental baptisteries ceased to be constructed after the sixth century.
  • Don't confuse: the decline was due to liturgical change (infant vs. adult baptism), not architectural fashion.

⚰️ Martyria and mausolea

⚰️ Cult of martyrs and relics

  • The church gradually eliminated great funeral banquets at the graves of martyrs.
  • The cult of martyrs was manifest in other ways:
    • Importance of pilgrimage.
    • Dissemination of relics (remains of saints or objects considered holy because they touched the bodies of saints).

⚰️ No standard architectural form

  • There was not a standard architectural form for martyria.
  • Instead, martyria seem to depend on site-specific conditions or regional developments.
  • Example: S. Paolo fuori le mura (St. Paul Outside the Walls), begun 384, follows the model of St. Peter's by adding a transept to a huge five-aisled basilica.

⚰️ Mausolea

Mausolea: a monumental building for burial.

  • Late Roman mausolea influenced the planning of baptisteries (octagonal form associated with death and resurrection).
  • The excerpt does not detail specific mausolea but notes their influence on other building types.
8

Art and architecture of Saint Catherine's Monastery at Mount Sinai

Chapter 8. Art and architecture of Saint Catherine’s Monastery at Mount Sinai Dr. Anne McClanan

🧭 Overview

🧠 One-sentence thesis

Saint Catherine's Monastery at Sinai exemplifies how early Byzantine martyria adapted their architecture to site-specific holy locations, with the sixth-century basilica augmented by subsidiary chapels while the sacred Burning Bush remained outside the apse.

📌 Key points (3–5)

  • No standard martyria form: martyria (buildings honoring martyrs/holy sites) varied widely based on site-specific conditions and regional developments rather than following a single architectural template.
  • Sinai's unique layout: the sixth-century basilica was augmented by subsidiary chapels along its sides, but the holy site—the Burning Bush—lay outside, immediately to the east of its apse.
  • Common confusion: unlike large martyria complexes (e.g., Qal'at Sem'an with four basilicas radiating from an octagonal core), Sinai's design was simpler in form, similar to St. Thekla at Meryemlik.
  • Relationship to pilgrimage and relics: the cult of martyrs manifested through pilgrimage importance and relic dissemination, shaping martyria architecture.

🏛️ Martyria architecture and diversity

🏛️ What martyria are

Martyria: buildings associated with martyrs or holy sites, which became important in early Byzantine Christianity due to the cult of martyrs, pilgrimage, and the dissemination of relics.

  • Relics are remains of saints or objects considered holy because they touched the bodies of saints.
  • The excerpt emphasizes that "there was not a standard architectural form for the martyria."
  • Instead, martyria "seem to depend on site-specific conditions or regional developments."

🗺️ Regional variations in martyria design

The excerpt provides multiple examples showing how martyria differed by location:

LocationArchitectural approachKey feature
Rome (St. Paul's)Added transept to huge five-aisled basilicaFollowed St. Peter's model, begun 384
Thessaloniki (H. Demetrios)Incorporated existing structuresBuilt around crypt and Roman bath where Demetrius was martyred
Qal'at Sem'an, SyriaLarge complex, c. 480–90Four basilicas radiating from octagonal core around stylite saint's column
Abu Mena, EgyptEntire city grew around tombChurch architecture of increasing complexity
Hierapolis, Asia MinorLarge octagonal complexBuilt at site of St. Philip's tomb
EphesusCruciform churchAt tomb of St. John the Evangelist
  • Stylite saints lived atop pillars (stylos is Greek for "pillar") as a means of self-denial.
  • Don't confuse: large complexes like Qal'at Sem'an represent one extreme, while simpler forms also existed.

⛪ Simpler martyria forms

⛪ St. Thekla at Meryemlik

  • Built c. 480.
  • A three-aisled basilica was added above her holy cave.
  • This represents a simpler approach compared to the large complexes.

🔥 Saint Catherine's Monastery at Sinai

The excerpt provides specific details about Sinai's layout:

  • Sixth-century basilica: the main church structure.
  • Subsidiary chapels: added along the sides of the basilica.
  • The Burning Bush location: the holy site "lay outside, immediately to the east of its apse."
  • The Burning Bush is "believed to be the bush through which God revealed himself to Moses Exodus 3:1–5."

Why this matters:

  • The design accommodated the pre-existing sacred location rather than enclosing it within the church.
  • This shows how site-specific conditions shaped martyria architecture.
  • Example: Unlike churches built over tombs (which could be incorporated inside), the living Burning Bush remained in its original outdoor location.

📐 Plan reference

The excerpt includes a plan of Saint Catherine's Monastery showing this spatial relationship, though the detailed layout is not described in text.

🏺 Related architectural traditions

🏺 Baptisteries context

The excerpt mentions baptisteries to provide architectural context:

  • Baptisteries were associated with death and resurrection.
  • Their planning type derives from Late Roman mausolea (monumental buildings for burial).
  • Variations existed: some had ambulatories (Butrint, Nocera); North African examples kept simple architecture but elaborated the font form.
  • Important change: with the shift to infant baptism and simplified ceremony, monumental baptisteries ceased to be constructed after the sixth century.

Don't confuse: baptisteries are not martyria, but they share the pattern of diverse regional adaptations in early Byzantine architecture.

⚰️ Mausolea tradition

  • The desire for privileged burial perpetuated Late Antique mausolea, often octagonal or centrally planned.
  • Fourth-century examples in Rome: mausolea of Helena (Constantine's mother) and Constantina (Constantine's daughter) were attached to cemetery basilicas.
  • Cruciform chapels were a new creation, with shape deriving meaning from the life-giving Cross.
  • Example: Mausoleum of Galla Placidia, built c. 425 in Ravenna, originally attached to a cruciform church dedicated to S. Croce.

🏔️ Monasticism and site-specific planning

🏔️ Early monastic architecture

  • Monasticism began to play an increasingly important role in society.
  • From an architectural perspective, early monasteries "lacked systematic planning and were dependent on site-specific conditions."
  • The coenobitical system (communal monasticism) included:
    • Living quarters with cells for monks
    • Refectory for common dining
    • Church or chapel for common worship

🏜️ Desert monastery examples

  • Red Monastery at Sohag: formal spaces contained within fortress-like complex, though unclear where monks actually lived (within or without the enclosure).
  • Judean Desert: variety of hermits' cells preserved as simple caves carved into rough landscape.

This pattern of site-dependent design parallels the martyria approach seen at Sinai and elsewhere.

9

Empress Theodora, rhetoric, and Byzantine primary sources

Chapter 9. Empress Theodora, rhetoric, and Byzantine primary sources Dr. Anne McClanan

🧭 Overview

🧠 One-sentence thesis

The divergent depictions of Empress Theodora in Byzantine sources reveal how rhetorical conventions and political agendas shaped historical accounts, challenging modern readers to critically evaluate primary sources rather than accept them as literal fact.

📌 Key points (3–5)

  • The contradiction: The same historian, Prokopios, described Theodora both as beautiful/virtuous (in Wars and Buildings) and as immoral/unattractive (in Secret History).
  • Rhetorical training explains the divergence: Byzantine writers trained in classical rhetoric learned to present positive (encomium) and negative (invective) versions of the same subject using established formulas.
  • Gendered political slander: Attacking an emperor's wife or daughter through accusations of prostitution was a common Roman/Byzantine strategy to undermine the ruler's authority.
  • Common confusion: Modern readers often dismiss fantastical claims about Justinian (e.g., demon descriptions) but accept lurid descriptions of Theodora from the same text as historical truth.
  • Why it matters: These sources teach us to recognize cultural conventions like rhetoric before treating images and texts as literal historical facts.

🖼️ Visual vs. textual sources

🎨 The San Vitale mosaics

  • Created in the 540s in Ravenna, the mosaics show Theodora and Justinian as imperial figures.
  • Key visual details:
    • Theodora appears at the center, larger than other figures (showing importance).
    • She wears imperial purple and a lavish crown framed by a golden halo.
    • She processes with clergy, courtiers, and soldiers into a church.
  • Historical note: Neither Justinian nor Theodora ever actually entered San Vitale; Ravenna was far west of Constantinople.
  • The mosaic is the only certain visual depiction of Theodora that survives.

📜 Written sources from Prokopios

Prokopios of Caesarea was a historian during Justinian and Theodora's reign (527–548).

Three works with different purposes:

WorkPurposeDepiction of imperial couple
WarsHistory of military/political eventsFavorable
BuildingsPraise of Justinian's public worksFavorable
Secret History (Anekdota)Invective (attack)Negative
  • Wars and Buildings circulated widely during the Byzantine period.
  • Secret History survived in only one manuscript copy, suggesting limited Byzantine circulation.
  • Today, Secret History is Prokopios's most popular work and one of the most widely read Byzantine primary sources.

🎭 Rhetorical conventions and contradictions

📚 Classical rhetoric training

Rhetoric: The Greco-Roman tradition of persuasion through the art of public speaking, following highly structured formulas.

  • Byzantine writers like Prokopios trained in classical rhetoric from an early age.
  • Core skill: The ability to offer equally convincing positive and negative versions of the same subject.
  • Rhetoric textbooks taught writers how to spin facts to fit the larger purpose of a text.
  • Educated Byzantine readers would have recognized the positive and negative accounts as two different rhetorical genres.

✨ Encomium vs. invective

Encomium: A genre of classical rhetoric that aims to praise a person or thing.

Invective: A genre of classical rhetoric that aims to attack or criticize a person or thing.

  • Prokopios used encomium in Wars and Buildings to praise the imperial couple.
  • He used invective in Secret History to attack them.
  • Don't confuse: These are not contradictory "truths" but two different rhetorical modes of speaking about the same subject.
  • Byzantine readers would have understood these as conventional literary exercises, not necessarily literal accounts.

🔍 Comparing depictions of Theodora

👤 Physical appearance

In Buildings (encomium):

  • "The statue [of Theodora] was indeed beautiful, but still inferior to the beauty of the Empress; for to express her loveliness in words or to portray it in a statue would be, for a mere human being, altogether impossible."

In Secret History (invective):

  • "Now Theodora was fair of face and in general attractive in appearance, but short of stature and lacking in color, being, however, not altogether pale but rather sallow, and her glance was always intense and made with contracted brows."

Why this matters:

  • In the Byzantine Empire, physical beauty was believed to mirror inner virtues.
  • Describing someone as beautiful = praising their character.
  • Describing physical flaws = attacking their moral qualities.

🏛️ Charitable patronage

Context: An important duty for a Byzantine empress was undertaking charitable causes. Prokopios describes the same act—Theodora's patronage of a women's monastery—in two opposite ways.

In Buildings (encomium):

  • The convent received "an ample income of money" and "many buildings most remarkable for their beauty and costliness."
  • Purpose: "to serve as a consolation for the women, so that they never should be compelled to depart from the practice of virtue in any manner whatsoever."

In Secret History (invective):

  • Theodora "gathered together" more than 500 prostitutes "who plied their trade in the midst of the marketplace."
  • She "confined them to the Convent of Repentance" to "compel them to adopt a new manner of life."
  • "Some of them threw themselves from a height at night and thus escaped the unwelcome transformation."

Example: The same monastery project is framed as either generous support for virtuous women or forced imprisonment of unwilling women.

👗 Public demeanor

Context: Ancient and Byzantine rhetoric portrayed a good empress as modest and poised.

In Secret History (invective)—before becoming empress:

  • "Often even in the theatre, before the eyes of the whole people, she stripped off her clothing and moved about naked through their midst, having only a girdle about her private parts and her groins."

In the San Vitale mosaic—as empress:

  • Theodora appears fully clothed in imperial purple, wearing a lavish crown, surrounded by courtiers and clergy.
  • She is depicted as dignified, central, and haloed—the visual embodiment of imperial modesty and authority.

Don't confuse: The theatrical description follows invective conventions (attacking moral character); the mosaic follows encomium conventions (praising imperial virtue).

⚔️ Gendered political slander

🎯 Attacking the emperor through his wife

  • In the Roman world (which the Byzantine Empire inherited), slandering a wife or daughter was a common political strategy to damage her husband or father.
  • The logic: "If he can't even control his own family, how can he possibly rule the empire?"
  • From the time of Rome's first emperor, Augustus, detractors accused female members of the imperial family of prostitution to diminish the emperor.

🧐 Modern double standards

  • Secret History includes fantastical descriptions of both Theodora and Justinian.
  • Example of Justinian: The text describes him as "a lord of the demons" who allegedly wandered the imperial palace removing his head and carrying it in his arms.
  • Modern reception:
    • Many modern readers dismiss the demon descriptions of Justinian as obviously false.
    • Yet they often accept the lurid descriptions of Theodora from the same text as historical truth.
  • Why the inconsistency?: Modern fascination with scandalous portrayals of women has led to selective acceptance of invective as fact.

📺 Popular culture impact

  • Modern depictions of Theodora in books, theater, and film have often relied on Prokopios's Secret History.
  • This has reinforced the invective portrayal in popular imagination, despite its rhetorical nature.

🧩 Lessons for interpreting primary sources

🔎 Cultural conventions matter

  • Before accepting images and texts as literal historical facts, we must understand the cultural conventions that shaped them.
  • Rhetoric was a highly structured art form with specific rules and purposes.
  • What looks like "contradiction" to modern readers was a recognized literary practice to Byzantine audiences.

📖 Questions to ask when evaluating sources

The excerpt encourages readers to ask:

  1. Why was this work created? (What was its purpose?)
  2. What details does each work emphasize? (What is highlighted or omitted?)
  3. What agendas might this work serve? (Who benefits from this portrayal?)

🧠 Prokopios's background

  • Came to Constantinople from Caesarea in Palestine (modern Israel).
  • Well educated; may have belonged to a family of the old Roman aristocracy.
  • His training in classical rhetoric shaped all his works, not just Secret History.

Don't confuse: Prokopios was not "lying" in one work and "telling the truth" in another; he was deploying different rhetorical genres for different purposes, all following established conventions.

10

Chapter 10. Rebecca and Eliezer at the Well, Vienna Genesis

Chapter 10. Rebecca and Eliezer at the Well, Vienna Genesis Artwork in focus Dr. Nancy Ross

🧭 Overview

🧠 One-sentence thesis

The Vienna Genesis illustration of Rebecca and Eliezer at the Well demonstrates an artist caught between classical realism and early Christian symbolism, blending ancient Greco-Roman techniques with emerging medieval conventions in early sixth-century Byzantine art.

📌 Key points (3–5)

  • What the Vienna Genesis is: the oldest surviving well-preserved illustrated biblical book, a fragment of a Greek copy of Genesis made in the early sixth century, written in silver ink on purple-dyed parchment.
  • The transitional moment: the artist worked between two value systems—ancient realism (detailed, veristic) versus medieval symbolism (abstract, symbolic)—resulting in a mix of classical and early Christian elements.
  • How to distinguish classical from medieval elements: classical features include realistic architectural details, spatial shading, and nude personifications; medieval features include symbolic city representations, inconsistent spatial logic, and simplified, cartoon-like figures.
  • Common confusion: the contrast between the fully-draped Rebecca and the casual nude river personification seems jarring today, but reflected a culture in transition where mixing styles made sense to the artist.
  • Why it matters: this manuscript exemplifies how European visual arts underwent major transitions from ancient realism to medieval abstraction, preserving evidence of artistic change in a luxury object associated with royalty.

📜 The manuscript and its context

📜 What the Vienna Genesis is

The Vienna Genesis: a fragment of a Greek copy of the Book of Genesis, the oldest surviving well-preserved illustrated biblical book.

  • Physical characteristics: 24 surviving folios (pages) written in silver ink on parchment dyed purple (the color of royalty and empire).
  • Original scale: thought to have come from a much larger book with perhaps 192 illustrations on 96 folios.
  • Date and origin: created in the early sixth century, likely in Syria or Constantinople.
  • Luxury status: books were luxury items; this was an exceptionally fine example due to its materials and craftsmanship.

📖 The Rebecca and Eliezer story

  • Biblical source: Genesis 24—Abraham sent his servant Eliezer to find a wife for his son Isaac from among Abraham's extended family.
  • The narrative: Eliezer took ten camels, stopped at a well, and prayed that Isaac's future wife would help water the camels; Rebecca arrived and assisted, revealing herself as the chosen woman.
  • Theological meaning: the story is about God intervening to ensure a sound marriage for Abraham's son.

🎨 Layout and two-episode structure

  • Page layout: text above, illustration below (as seen in the Rebecca and Eliezer folio).
  • Two-episode illustration: common in medieval art—Rebecca appears twice, once leaving her town to get water and again assisting Eliezer at the well with his camels.
  • Example: the same character shown in two moments of the same story within one image.

🏛️ Classical (ancient) elements

🏛️ Greco-Roman architectural and spatial details

  • Colonnade: Rebecca walks by a row of columns that recall classical architecture.
  • Shading for depth: some of Eliezer's camels are shaded to show that some are in front and others in back.
  • Spatial relationships: the camel on the far right has one back leg in shadow to indicate spatial positioning.
  • These techniques emphasize realistic, veristic representation typical of ancient Greece and Rome.

🧘 The nude river personification

  • What it is: a reclining nude figure next to the river, not part of the biblical story but serving as a personification of the well's water source.
  • Classical convention: representations of rivers and bodies of water as people were common in the classical world.
  • Sensuality: the figure's nudity and reclining pose are typical of Greek and Roman art, emphasizing sensuality.
  • Example: the excerpt references a Roman-era river god sculpture (Arno, c. 117–38 C.E.) as a parallel.
  • Don't confuse: this figure is not a biblical character but an artistic convention borrowed from ancient art.

⛪ Early Christian and medieval elements

⛪ Symbolic and abstract representations

  • The walled city: packed with rooftops and buildings not represented in a spatially consistent way—typical of medieval art.
  • Miniature colonnade: the colonnade is shown in miniature, not to realistic scale.
  • Medieval priorities: artists were not interested in realistic, consistent space but were satisfied with symbolic representations.

👗 Simplified figures and drapery

  • Rebecca's appearance: heavily draped and fully covered body, typical of early Christian art.
  • Simplified folds: clothing folds are reduced and simplified.
  • Cartoon-like quality: figures appear more cartoon-like than portraits of actual people, contrasting with classical realism.

🔀 The artist caught in transition

🔀 Two value systems in one image

Artistic traditionWhat artists valuedExamples in this illustration
Ancient (Greco-Roman)Realistic details, veracity, spatial consistencyShaded camels, colonnade details, nude river personification
Medieval (Early Christian)Symbolism, abstraction, spiritual meaningSymbolic city, simplified drapery, fully-draped Rebecca
  • The artist worked between these two systems, not knowing the book would become a key example of artistic transition.
  • The mix of styles and approaches "made perfect sense" to the artist and "represented a culture in transition."

🤔 Modern struggle vs. historical context

  • Today's perspective: it is a struggle to reconcile the fully-covered Rebecca (revealing only hands and face) with the casual nude reclining by the water.
  • Historical perspective: this contrast is evidence of the mix of artistic models and sources present in the early sixth century.
  • Don't confuse: what seems jarring or inconsistent to modern viewers was coherent to the artist, reflecting available artistic conventions during a period of change.

🌉 Transitions are difficult

  • The excerpt opens by noting that transitions—between old and new—are always difficult, whether in life or in art.
  • European art history: the visual arts underwent numerous changes from prehistoric origins to the present; in Europe, ancient artists loved realism, while medieval artists valued symbolism and abstraction.
  • The Vienna Genesis artist exemplifies this moment of change, preserving both traditions in a single luxury manuscript.
11

The Vienna Dioscurides

Chapter 11. The Vienna Dioscurides Artwork in focus Dr. Courtney Tomaselli

🧭 Overview

🧠 One-sentence thesis

The Vienna Dioscurides, a lavishly illustrated Byzantine manuscript created around 512 C.E. for the aristocratic princess Anicia Juliana, demonstrates that Byzantine art encompassed practical scientific subjects and naturalistic imagery, not only spiritual themes, while also revealing the influential role wealthy women played as patrons in the Byzantine Empire.

📌 Key points (3–5)

  • What it is: A large, sumptuously illustrated manuscript of 491 folios with over 400 images of plants, animals, medical experts, and personifications, compiled from several scientific texts, primarily Dioscurides' On Medical Matters.
  • Who commissioned it and why: Created c. 512 C.E. for Anicia Juliana, a wealthy aristocratic woman of imperial descent responsible for her household's medical care; the manuscript was both practical (a medical reference) and luxurious (a status symbol).
  • How it challenges stereotypes: Its lifelike illustrations of peacocks, plants, and animals stand in stark contrast to common clichés that Byzantine art only depicted spiritual, otherworldly themes in gold icons and mosaics.
  • Common confusion—naturalistic vs. accurate: Although the plant and animal illustrations appear highly naturalistic and show multiple life-cycle stages, they were copied from earlier sources (painted panels or manuscripts) rather than drawn from life, so they do not entirely correspond with nature.
  • Why it matters: The manuscript is the oldest illustrated version of On Medical Matters, remained in use for over 1,000 years (evidenced by annotations in multiple languages), and provides rare documentation of a Byzantine manuscript's patron, date, and purpose.

📜 The manuscript's contents and structure

📚 Primary text: On Medical Matters

On Medical Matters (De materia medica): A book written in the first century C.E. by Dioscurides of Anazarbus, a Greek physician in the Roman army, outlining the therapeutic properties of hundreds of plants and animals.

  • The Vienna Dioscurides contains a revised edition of this text, which was popular and influential for 1,500 years until the Renaissance.
  • Each entry provides:
    • When and how to harvest a plant
    • Instructions for preparing and using its various parts
  • Approximately three-quarters of the manuscript is devoted to this text.
  • Most illustrations are full-page images of plants or animals paired with corresponding Greek text.

Example: The blackberry bramble illustration shows the thorny plant twisting diagonally upward, sprouting leaves, blossoms, and berries of various sizes—depicting multiple points in the plant's life cycle to aid in identification and harvest.

📖 Additional texts included

The manuscript compiles several other scientific works (revised or paraphrased, not in their entirety):

TextAuthorSubject
Carmen de viribus herbarumAnonymous poemOverview of sixteen healing herbs
Theriaca and AlexipharmacaNicander of Colophon (prose paraphrases of poems)Poisonous animal bites, poisons, and antidotes
HalieuticaOppian (poem)Fish (illustrations never begun; spaces left empty)
OrnithiacaDionysius of Philadelphia (prose paraphrase of poem)Bird-catching
  • The incomplete Halieutica shows that many illustrated manuscripts were left unfinished due to limited time, budget, or availability of artists or materials.

🎨 Frontmatter: Opening images

The manuscript opens with a series of full-page images unrelated to the De materia medica text:

  1. Peacock illustration (folio 1v): Likely out of sequence due to misbinding; probably originally accompanied the Ornithiaca later in the manuscript. The peacock "puffs its blue chest and shows off its feathers, practically strutting across the page."
  2. Fourteen ancient medical experts (folios 2v–3v): Two full-page miniatures presenting famed doctors and authors identified by inscriptions, including:
    • The centaur Cheiron (who introduced medicine in Greek mythology) at top center
    • Dioscurides in profile on folio 3v
    • These images signal the book's medical function, imply comprehensive knowledge and authority, situate Dioscurides within the larger medical tradition, and reflect the manuscript's status as a luxury commission.

🖼️ Depicting authority and process

👨‍⚕️ Dioscurides as author-figure

Dioscurides appears in multiple images throughout the manuscript, taking poses similar to the four evangelists in Byzantine and western medieval Gospel books.

Key image: Discovery and the mandrake (folio 4v):

  • Dioscurides sits in profile, writing in a codex.
  • A personification of Discovery (an abstract characteristic in human form; most personifications are female because they take the gender of the word being represented) holds up the root of a mandrake plant against an atmospheric blue sky.
  • The mandrake was believed to cure headaches, earaches, gout, and insanity.
  • Conventional wisdom suggested using starving dogs to harvest it, as the plant was thought to shriek when pulled from the ground, killing all who heard it.
  • The outdoor setting suggests the process of gathering fresh specimens.

Next image: Intelligence and the artist (folio 5v):

  • Set in an interior, architectural space.
  • A personification of Intelligence (or Inventiveness) holds out the mandrake for an artist to copy while Dioscurides writes in a codex.

Purpose of these paired images: Taken together, they suggest the author's firsthand observation of the natural world and were likely intended to convey that the information in On Medical Matters (and the Vienna Dioscurides) is accurate and trustworthy.

👑 Anicia Juliana: Patron and power

🏛️ Who was Anicia Juliana?

  • A wealthy aristocrat of imperial descent on both sides of her family.
  • Daughter of the short-ruling Western Roman Emperor Olybrius.
  • Both her husband and son held the office of consul.
  • As a wealthy late Roman matron, she was responsible for the medical care of her large household, including servants and enslaved individuals.
  • For her, the Vienna Dioscurides was both a practical and luxurious manuscript.

🎨 The dedicatory portrait (folio 6v)

Dedicatory portrait: An aggrandizing image of Anicia Juliana that illustrates the influential roles wealthy, aristocratic women could play in the patronage of art and architecture in the Byzantine Empire.

Visual elements:

  • Juliana sits enthroned on a gryphon-headed backless seat.
  • She wears purple and gold clothing, red shoes, and a diadem-like headdress (reminiscent of imperial depictions of Justinian and Theodora in sixth-century mosaics at San Vitale in Ravenna).
  • She sprinkles gold coins, an act often performed by a new consul taking office.
  • Flanked by personifications:
    • Magnanimity (left) holds gold coins.
    • Prudence (right) holds a closed book.
  • A smaller, white-garbed personification of Gratitude of the Arts bows before Juliana and kisses her red shoe.
  • A putto (child figure, usually with wings) identified as the "Desire of the building-loving woman" holds out an open book onto which Juliana drops gold coins.
  • The frame forms triangles containing Juliana's name (ΙΟΥΛΙΑΝΑ) in large gold letters.
  • Little putti in the spandrels (blue triangles) undertake building activities (difficult to discern due to damage).

The interlaced circular composition:

  • Unusual if not unique in manuscript decoration.
  • Appears in late antique floor mosaics, textiles, and jewelry.
  • Considered apotropaic (something that protects from harm).
  • Surrounding Juliana's image, it suggests protection for both Juliana and her manuscript.

📝 The dedicatory acrostic poem

A damaged dedicatory acrostic (a poem using letters in each line to spell out a word or phrase) runs on a black line around the inside of the octagon framing Juliana. The poem spells out ΙΟΥΛΙΑΝΑ (Juliana):

Hail, oh princess, Honoratae extols and glorifies you with all fine praises; for Magnanimity allows you to be mentioned over the entire world. You belong to the family of the Anicii, and you have built a temple of the Lord, raised high and beautiful.

  • The people of the Honoratae district of Constantinople seem to be thanking Juliana for her patronage of a church in their neighborhood.
  • The historian Theophanes mentions that Juliana paid for construction of a church dedicated to the Virgin Mary in the Honoratae district in 512 C.E., providing an approximate date for the manuscript (assuming it was commissioned to thank Juliana around the same time).

🏗️ Juliana as builder and patron

  • Juliana commissioned or renovated multiple churches in Constantinople.
  • Her crowning achievement: the church of St. Polyeuctus (now in ruins), which displayed a dedicatory inscription spanning the walls of its nave comparing her to emperors Constantine, Theodosius, and the biblical King Solomon—all famous royal founders and builders.
  • The elevated depiction in the Vienna Dioscurides clearly reflects her aristocratic status but also seems to suggest imperial authority, raising questions about why Juliana was depicted this way and if she aspired to rule.

Don't confuse: While many deluxe Byzantine manuscripts display images of powerful male patrons (emperors and high-ranking church officials), the Vienna Dioscurides features a woman patron, illustrating the influential roles wealthy, aristocratic women could play.

🌿 Illustrations: Naturalism and its limits

🎨 Characteristics of the plant and animal images

  • Generally full-page illustrations paired with corresponding Greek uncial (upper case script) text across an opening or on the other side of the folio.
  • Most show multiple points in plants' life cycles for aid in use and harvest.

Example: Blackberry bramble (folio 83r):

  • The thorny plant twists and winds diagonally upward across the page, sprouting leaves, blossoms, and berries of various sizes.
  • The plant "seems to grow before our eyes" in a graceful, dynamic composition.

⚠️ The paradox: naturalistic but not accurate

Common confusion: Although these illustrations seem highly naturalistic, they do not entirely correspond with nature.

  • Pliny the Elder (first century C.E. author and naturalist) warned against illustrating herbal texts due to the potential for inaccuracies in the drawings.
  • Artists of the Vienna Dioscurides did not work from life.
  • They probably copied images from large painted wooden panels, or possibly from other illustrated manuscripts.
  • This means the images are stylistically lifelike but may contain errors or idealized features not found in actual specimens.

Why this matters: The manuscript's authority rests on the pairing of Dioscurides' firsthand observation (suggested by the frontmatter images) with the visual reference, but the illustrations themselves are second- or third-hand copies, introducing potential for error.

🐟 Illustrations in the additional texts

Coral with personification (Carmen de viribus herbarum, folio 391v):

  • One full-page painting of coral (thought to be a plant in antiquity).
  • Dense, maze-like coral rises from a body of water.
  • The water is occupied by:
    • A fantastical personification (likely of the sea) with lobster claws in her hair
    • A sea monster and additional sea creatures
  • The rest of Carmen de viribus herbarum features smaller illustrations interspersed within the text.

Twenty-four birds in a gridded frame (Ornithiaca, folio 483v):

  • A full-page illustration of birds within a gridded frame.
  • The lifelike birds "seem poised to escape their cage": several step over the frame or extend heads, beaks, or tail feathers outside of their allotted squares.
  • This playful detail suggests the artist's skill in creating the illusion of life and movement.

🌍 Afterlife and legacy

📜 Continued use over 1,000+ years

  • The Vienna Dioscurides remained in Constantinople (today Istanbul) until the late 1560s.
  • Plant names written in Greek minuscule, Latin, Old French, Hebrew, and Arabic reveal its continued use as it passed through the hands of those controlling Constantinople over more than 1,000 years.
  • It was copied many times.
  • Restored in 1406 when it resided in the Monastery of St. John Prodromos.

🏛️ Journey to Vienna

  1. Moses Hamon (Jewish physician close to Ottoman Sultan Suleiman the Magnificent) eventually acquired the manuscript.
  2. The Holy Roman Empire's ambassador to the Ottoman court in the 1550s saw the manuscript in Constantinople and encouraged its purchase by Emperor Maximilian II, noting the contents, illustrations, and old age.
  3. In 1592 it was deposited in the Imperial Library in Vienna, which later became the Österreichische Nationalbibliothek (Austrian National Library).
  4. The Vienna Dioscurides currently resides there.

The colloquial name: "Vienna Dioscurides" refers to the manuscript's modern location in the Austrian National Library in Vienna and the author of its primary text, Pedanius Dioscurides of Anazarbus.

🔍 Why this manuscript is remarkable

  • For most late antique and Byzantine manuscripts, we don't know where or when they were created (or by whom), and the history of their ownership can only rarely be traced (manuscripts are portable objects).
  • It is all the more remarkable that we have this information—patron, date, purpose, and provenance—for the Vienna Dioscurides.
  • The manuscript challenges common clichés about Byzantine art as merely depicting spiritual themes, showing instead a rich tradition of scientific illustration and practical knowledge.
12

Hagia Sophia, Istanbul: Architecture in Focus

Chapter 12. Hagia Sophia, Istanbul Architecture in focus Dr. William Allen

🧭 Overview

🧠 One-sentence thesis

Hagia Sophia's design deliberately creates an impression of dematerialization—making stone appear weightless and the dome seem suspended from heaven—so that the building's structural success appears to rely on divine intervention rather than engineering alone.

📌 Key points (3–5)

  • Core design philosophy: The building's decoration and construction techniques visually deny that solid masonry alone can support the structure, suggesting divine guardianship.
  • Dematerialization techniques: Deep carving on capitals makes stone look thin and insubstantial; closely spaced windows lined with gold mosaic at the dome's base create the illusion that the dome floats.
  • How Byzantine differs from Classical: Classical capitals (e.g., Greek Ionic) express the weight they carry through design; Hagia Sophia's capitals contradict their structural task by appearing light and filigree-like.
  • Common confusion: The building does stand by sound engineering, but its visual language was consciously constructed to make perception outweigh clinical explanation—the faithful saw divine intervention, not just masonry.
  • Cultural symbolism: Hagia Sophia embodies Byzantine spirituality in the same way the Parthenon represents Classical Greek proportion or the Eiffel Tower represents industrial confidence.

🏛️ Hagia Sophia as a symbol of Byzantium

🏛️ Historical context and significance

  • Built under Emperor Justinian I; dedicated in 537.
  • The emperor was said to have seen the completed building in a dream.
  • Medieval travelers praised its size and embellishment; tales of miracles associated with the church were common.
  • Symbolic role: Hagia Sophia expresses Byzantine values—specifically, a unique spirituality—just as other iconic structures express their cultures' beliefs.

✨ The mystical impression

The fabric of the building denies that it can stand by its construction alone.

  • The building's overall impression and attention to detail create a sense that it requires an "other-worldly explanation" for why it stands.
  • This dematerialization effect "must have been very real in the perception of the medieval faithful."
  • The impression appears in details as small as a column capital and as dominant as the dome itself.

🎨 Dematerialization in the details: column capitals

🎨 Byzantine capital design

  • Hagia Sophia's capitals derive from Classical Ionic order through Roman composite capitals and Byzantine invention.
  • Shrunken volutes appear at corners; decorative detailing runs around the lower regions.
  • Visual effect: The decoration makes the capital appear light, even insubstantial—"more as filigree work than as robust stone capable of supporting enormous weight."

🏺 Comparison with Classical Greek capitals

FeatureClassical Greek Ionic (Erechtheion)Hagia Sophia Byzantine
DecorationAbundant, but does not diminish the sense of work performedAbundant, makes the capital appear insubstantial
Expression of functionLines dip to suggest weight carried; spirals show pent-up energy pushing upDecoration contradicts the structural task
Design philosophyElegant expression of the working memberVisual denial of ability to do the work
  • Example: In the Greek capital, the lines between spirals dip (suggesting weight) and spirals show energy (pushing up to meet the weight). The design expresses the work elegantly.
  • In Hagia Sophia, the capital contradicts its task rather than expressing it.

🔨 Deep carving technique

  • A capital fragment on the grounds illustrates the technique: stone is deeply drilled, creating shadows behind vegetative decoration.
  • The capital surface appears thin.
  • This deep carving appears throughout the building—in capitals, spandrels, and entablatures.
  • Key point: "Everywhere we look stone visually denying its ability to do the work that it must do."
  • The decoration suggests that "something other than sound building technique must be at work in holding up the building."

🌟 The floating dome: perception and divine intervention

🌟 The dome's visual effect

  • Windows at the base of the dome are closely spaced, "visually asserting that the base of the dome is insubstantial and hardly touching the building itself."
  • The jambs (sides) of the windows are lined with gold mosaic.
  • As light hits the gold, it bounces around the openings, visually "eats away at the structure," and makes room for the imagination to see a floating dome.

📖 Prokopios's description

"…the huge spherical dome [makes] the structure exceptionally beautiful. Yet it seems not to rest upon solid masonry, but to cover the space with its golden dome suspended from Heaven."

  • Prokopios was the biographer of Emperor Justinian and author of a book on Justinian's buildings.
  • He was the first to assert that the dome hovered by divine intervention.
  • This description became part of the church's lore and was repeated over the centuries.

🧠 Perception vs. engineering

  • The excerpt states: "It would be difficult not to accept the fabric as consciously constructed to present a building that is dematerialized by common constructional expectation."
  • Perception outweighs clinical explanation: To the faithful of Constantinople and visitors, the building used divine intervention to do what would otherwise appear impossible.
  • "Perception supplies its own explanation: the dome is suspended from heaven by an invisible chain."
  • Don't confuse: The building does stand by engineering, but its design language was deliberately crafted so that visual impression suggests otherwise.

👼 The angel guardian story

👼 The legend

  • An old story (in several versions) explains the miracle of the church.
  • The tale: A youngster was left to guard tools while craftsmen sought help for a construction problem. A figure appeared, gave the boy an ingenious solution, and promised to guard the tools until the boy returned. The solution was so brilliant that the assembled problem solvers realized the figure was a divine presence, likely an angel. The boy was sent away and never allowed to return, so the divine presence had to remain inside the church by virtue of his promise—and presumably is still there.
  • Purpose of the story: Any doubt about Hagia Sophia's steadfastness could hardly stand given that a divine guardian watches over the church.

🏗️ Damage, repairs, and belief systems

🏗️ Earthquake damage and survival

  • Hagia Sophia sits astride an earthquake fault.
  • The building was severely damaged by three earthquakes during its early history; extensive repairs were required.
  • Despite the damage, the city saw the church's survival amid city rubble as "yet another indication of divine guardianship."

🔧 Modern vs. medieval belief systems

  • Extensive repair and restoration are ongoing in the modern period.
  • "We likely pride ourselves on the ability of modern engineering to compensate for daring 6th Century building technique."
  • Both ages have their belief systems; we are understandably certain of the rightness of our modern approach.
  • Reflection: "But we must also know that we would be lesser if we did not contemplate with some admiration the structural belief system of the Byzantine Age."

📜 Historical outline

  • Isidore of Miletus and Anthemius of Tralles replaced the original 4th-century church (commissioned by Emperor Constantine) and a 5th-century structure destroyed during the Nika revolt of 532.
  • The present Hagia Sophia (Church of Holy Wisdom) became a mosque in 1453 after the Ottoman conquest under Sultan Mehmed II.
  • In 1934, Atatürk, founder of Modern Turkey, converted the mosque into a museum.
13

San Vitale and the Justinian Mosaic

Chapter 13. San Vitale and the Justinian Mosaic Artwork in focus Dr. Allen Farber

🧭 Overview

🧠 One-sentence thesis

The Justinian mosaic in San Vitale visually asserts the emperor's authority as Christ's vice-regent on earth, positioned between church and state power, and embodies his dual ambitions to restore the Roman Empire's territorial boundaries and enforce Christian orthodoxy.

📌 Key points (3–5)

  • What the mosaic depicts: Emperor Justinian frontally positioned in the center, flanked by clergy (left) and imperial administration/military (right), carrying Eucharistic objects in the "Little Entrance" liturgy.
  • Justinian's dual ambitions: as heir to Roman Emperors, he sought territorial restoration; as Christian Emperor, he aimed to establish religious uniformity (Orthodoxy) throughout the Empire.
  • Symbolic hierarchy: Justinian appears between church and state powers, holding religious, administrative, and military authority like past Roman Emperors; Christ in the adjacent apse mosaic offers a crown that can be read as crowning Justinian below.
  • Common confusion—who is in front?: overlapping suggests Justinian is closest, but Maximianus's feet are lower on the picture plane, indicating possible tension between imperial and church authority.
  • Architectural context: San Vitale (begun 526/527, consecrated 547) is a centrally planned octagonal church in Ravenna with an ambulatory, covered in mosaics lit by many windows.

🏛️ Historical and architectural context

🏛️ San Vitale's structure

  • Centrally planned church: focus is on the center, not a longitudinal basilica axis.
  • Octagonal design: outer octagon with a smaller, taller octagon inside; an ambulatory (aisle) surrounds the central space.
  • East extension: an apse extends on the east side.
  • Materials and light: brick exterior (reused from ancient Roman buildings); walls pierced with many windows to illuminate the interior mosaics.

🕰️ Timeline

  • Begun: 526 or 527 under Ostrogothic rule.
  • Consecrated: 547 in Ravenna, Italy.
  • Significance: one of the most important surviving examples of Byzantine architecture.

🎨 Interior experience

  • The center towers overhead; apse-like shapes supported by columns "undulate and move around" the viewer.
  • Massive piers support the building, but doubled columns (stacked vertically) create delicacy.
  • Columns move in and out between the ambulatory (ground floor) and the gallery above.
  • The eastern end is "completely covered in dense mosaic" of tiny glass pieces and gold-sandwiched glass that reflect light.

👑 The Justinian mosaic program

👑 Who appears in the mosaic

Figure/GroupPositionIdentifying features
JustinianCenter, frontally posedHaloed, crown, purple imperial robe
ClergyJustinian's leftBishop Maximianus of Ravenna labeled by inscription (most prominent)
Imperial administrationJustinian's rightIdentified by purple stripe
SoldiersVery far leftChi-Rho symbol on shield (signifying Christ's army)
  • The arrangement establishes Justinian's central position between church power and imperial administration/military.
  • Like past Roman Emperors, Justinian holds religious, administrative, and military authority.

🍞 What they carry—the Little Entrance

  • From right to left, the clergy and Justinian carry:
    • Censer
    • Gospel book
    • Cross
    • Bowl for the bread of the Eucharist
  • This sequence identifies the mosaic as the "Little Entrance", marking the beginning of the Byzantine Eucharistic liturgy.

✝️ Justinian's gesture and symbolic meaning

  • Justinian carries the Eucharistic bread bowl as an act of homage to the True King (Christ) in the adjacent apse mosaic.
  • Christ in the apse: dressed in imperial purple, seated on an orb (universal dominion), offers the crown of martyrdom to St. Vitale—but the gesture can also be read as offering the crown to Justinian below.
  • Justinian as vice-regent: he is Christ's representative on earth.
  • The army as Christ's army: signified by the Chi-Rho on the soldiers' shield.

⚖️ Ambiguity and tension

⚖️ Who is in front?—Justinian vs. Maximianus

  • Overlapping: suggests Justinian is the closest figure to the viewer.
  • Picture plane positioning: Maximianus's feet are lower on the picture plane, which normally indicates he is closer to the viewer.
  • Interpretation: this ambiguity may indicate tension between the authority of the Emperor and the church.
  • Don't confuse: overlapping and picture-plane height can send conflicting spatial cues; here, the contradiction is deliberate, not an error.

🎯 Major themes of the mosaic program

🎯 Authority in Christian history

  • A major theme of the chancel mosaic program is the authority of the emperor in the Christian plan of history.
  • The program visually testifies to Justinian's two ambitions:
    1. Territorial restoration: as heir to Roman Emperors, restore the Empire's boundaries.
    2. Religious uniformity: as Christian Emperor and defender of the faith, establish Orthodoxy throughout the Empire.

🌍 Christ and universal dominion

  • Apse mosaic: Christ sits on an orb (universal dominion), dressed in imperial purple.
  • Below flow the four rivers of paradise.
  • Angels flank Christ on either side.
  • This imagery reinforces Justinian's role as earthly representative of divine authority.
14

San Vitale and the Justinian Mosaic

Chapter 14. San Vitale and the Justinian Mosaic A conversation Dr. Beth Harris and Dr. Steven Zucker

🧭 Overview

🧠 One-sentence thesis

The 6th-century Church of San Vitale in Ravenna uses magnificent mosaics—especially the panels of Emperor Justinian and Empress Theodora—to reassert Eastern imperial and Orthodox Christian authority over a city that had been under Arian Goth control.

📌 Key points (3–5)

  • Architectural uniqueness: San Vitale is a centrally planned octagonal church (not a longitudinal basilica) with an ambulatory surrounding the central space and an eastern apse.
  • Mosaic splendor: The interior is covered with dense, glittering mosaics made of tiny glass pieces and gold leaf, designed to reflect light from windows and candles.
  • Political-religious message: The Justinian and Theodora mosaics assert imperial control from Constantinople and Orthodox Christian doctrine after Justinian's general reconquered Ravenna from the Arian Goths.
  • Common confusion: Justinian and Theodora never actually visited Ravenna; the mosaics are symbolic representations of authority, not documentary records.
  • Medieval style shift: The figures are frontal, abstracted, and schematic—no longer naturalistic in the Classical tradition—emphasizing eternal, spiritual space over earthly realism.

🏛️ Architecture and design

🏛️ Centrally planned octagon

Centrally planned church: a church whose focus is on its center, rather than a longitudinal axis like a basilica.

  • San Vitale has eight sides (an octagon) with a smaller octagon rising higher inside.
  • An ambulatory (aisle) surrounds the central space; on the east side, an extension leads to an apse.
  • Don't confuse: most churches are cross-shaped with a long nave; San Vitale does not have that longitudinal hallway.

🧱 Materials and light

  • Exterior: brick walls (reused from ancient Roman buildings) pierced with many windows.
  • Why windows matter: the interior mosaics need light to glisten on gold and colored glass.
  • Massive piers support the building, but doubled columns (stacked one set above the next) create delicacy and movement.
  • The columns are not Classical orders (Doric, Ionic, Corinthian); they represent early Christians inventing new architectural iconography.
  • Impost blocks sit on top of capitals to help transition up to the arches.

🎨 Mosaic program

🎨 The apse mosaic

  • Central figure: Christ dressed in royal purple, sitting on an orb (the Earth/universe), with the four rivers of paradise flowing below.
  • Christ holds the book of the apocalypse (seven seals visible) and hands a crown to St. Vitalis, the city's primary martyr.
  • On the other side, Ecclesius (founder and sponsor of the church) hands a model of the church to an angel beside Christ.
  • Every surface is covered: imagery, figures, decorative patterning, or decorative marble cut to create abstract designs.

🐑 Symbolic imagery

  • Above the altar: the Lamb of God (Christ as sacrificial lamb) wearing a halo, surrounded by a wreath of victory (triumph of Christianity).
  • Four angels hold the wreath, standing on globes that echo the globe Christ sits on in the apse.
  • Triumphal arch: a bust-length portrait of Christ (bearded, older) surrounded by a mandorla (rainbow-colored halo); 14 figures (including apostles) move down the arch on either side.
  • Scenes from the Old Testament (pre-figuring Christ's sacrifice) and the New Testament appear throughout.

👑 The Justinian and Theodora panels

👑 Historical context

  • Ravenna's history: for much of the 400s, Ravenna was controlled by Theodoric, a Goth who ruled Italy 493–526 and was an Arian.
    • Arian belief: Christ was the creation of God the Father and therefore subordinate in the Trinity (not co-equal as in Orthodox Christianity).
  • Justinian's reconquest: Emperor Justinian (in Constantinople) sent his general Belisarius to reconquer Italy, reestablish Orthodox Christian belief, and suppress Arianism.
  • Why the mosaics: Justinian and Theodora never actually came to Ravenna; the mosaics reassert Eastern imperial control and the unity of spiritual and political power.

👑 The Justinian mosaic

  • Composition: Justinian in the center, wearing purple (color of the throne), with a halo (divine authority).
  • He holds a bowl for the Eucharist bread, handing it toward Christ in the apse.
  • Three centers of power: the church (religious figures), the emperor, and the military (soldiers).
  • Individualization: Justinian and Bishop Maximian (name added later) are more individualized; army figures are anonymous.
  • Style: frontal, schematic, abstracted—no concern for accurate proportions; feet don't carry body weight; figures float in eternal space, not earthly space.

👑 The Theodora mosaic

  • Mirrors Justinian's panel: Theodora, the empress, ruled as co-equal to Justinian (though reputedly from the lower class, an entertainer).
  • She wears elaborate clothing and jewelry (rubies, emeralds, sapphires, large pearls) and a halo (divine origin of authority).
  • She carries the chalice for the Eucharist wine, surrounded by attendants symbolizing the imperial court.
  • A curtain is raised as though she is about to take part in a Eucharist ceremony.
  • Purpose: bring the richness of the imperial court in Constantinople to Ravenna.

👑 Spatial detail

  • In the Justinian mosaic, Maximianus's feet are lower on the picture plane, suggesting he is closer to the viewer—possibly indicating tension between imperial and church authority.

✨ Mosaic technique and effect

✨ Tesserae and gold

Tesserae: small pieces of colored glass, many with gold leaf sandwiched (fused) between two pieces of clear glass.

  • Tesserae are set into the wall at angles so light reflects off them in complicated, beautiful ways, creating a lively surface.
  • This effect would have been especially striking when illuminated by candles and lanterns.
  • The figures stand in front of a field of gold, a Byzantine tradition.

✨ Byzantine context

  • Byzantine refers to the capital of the empire, Constantinople (now Istanbul).
  • The mosaics reflect Byzantine expertise in this medium and the empire's participation in intercultural trade (e.g., silk from the east, depicted in the attendants' garments).
15

Cross-Cultural Artistic Interaction in the Early Byzantine Period

Chapter 15. Cross-Cultural artistic interaction in the Early Byzantine period Cross-Cultural perspectives Dr. Alicia Walker

🧭 Overview

🧠 One-sentence thesis

The Early Byzantine Empire was deeply interconnected with diverse cultures across Afro-Eurasia through trade, diplomacy, and military alliances, and this cross-cultural exchange directly shaped Byzantine art, architecture, and material culture while also influencing neighboring societies.

📌 Key points (3–5)

  • Intercultural exchange was fundamental: Byzantium participated in extensive trade networks (the Silk Roads) and diplomatic contacts, importing luxury goods like silk from China and ivory from Africa/India.
  • Art reflects consumption and contact: Byzantine mosaics and objects depict imported luxury goods and conquered peoples, demonstrating both wealth and cross-cultural interaction.
  • Material and ideas traveled bidirectionally: Byzantine objects, techniques, and iconography spread from Britain to China, while Byzantine art adopted forms and materials from Sasanian, Islamic, and other cultures.
  • Common confusion—"Dark Ages" misconception: Early modern historians wrongly characterized late antiquity as culturally declining in isolation; in reality, the eastern Mediterranean and Near East maintained vibrant, cosmopolitan cultures with active long-distance communication.
  • Political relationships shaped artistic exchange: Client states, military alliances, and conquests facilitated the movement of craftsmen, artistic models, and luxury objects between Byzantium and neighboring societies.

🎨 Visual evidence of intercultural exchange

🧵 The Theodora mosaic and silk trade

The sixth-century mosaic of Empress Theodora and her retinue in San Vitale (Ravenna, Italy) shows attendants dressed in multicolored, patterned garments indicative of woven silk.

Intercultural: something occurring between or involving contact across two or more cultural groups, usually across geographic and/or political divides.

  • Although the mosaic medium itself was a Byzantine specialty, the content depicts Byzantines as consumers in an intercultural luxury market.
  • At the time, Byzantium had not yet mastered sericulture (cultivation of silkworms), which required special conditions to raise mulberry bushes—the sole food source for the silk moth (bombyx mori).
  • Both raw silk and woven cloth were imported at great expense from points east, especially China, which held a virtual monopoly.
  • Only wealthy court women could afford silk, demonstrating both wealth and privileged access to trade circuits.

Why it matters: Similarities among Sasanian, Early Byzantine, and early Islamic textiles indicate shared material, iconographic, stylistic, and technical features across cultures.

🏛️ The Barberini Ivory: triumph and tribute

The Barberini Ivory (525–550 CE) is a polyptych (multi-panel artwork) that conveys the convergence of military might, cultural identity, and exotic goods.

Iconography:

  • Center: triumphant emperor on horseback receives blessings from Christ above and a gesture of subservience from Ge (personification of Earth) below.
  • Behind the emperor: a cowering figure in "Persian" (Sasanian) costume—leggings, knee-length tunic, pointed cap—touches the emperor's standard submissively.
  • Bottom panel: foreign peoples (Persians, Indians) in distinctive dress bear tribute including a diadem, exotic animals, and an elephant tusk.

Material significance:

  • The polyptych is fabricated from ivory, likely traded via Aksum (a Christian kingdom at the intersection of modern-day Ethiopia, Eritrea, and Yemen).
  • Aksum was a major actor in trade between the Mediterranean, Africa, and India.
  • Ivory was sourced from India and Africa, where elephants were indigenous.

Example: The Barberini polyptych embodies in its very materiality the ideals of universal might and intercultural control of precious resources conveyed in its iconography—the object itself is made from a traded luxury material while depicting the tribute of luxury goods.

🌍 The scope and networks of Byzantine trade

🗺️ Geographic extent and "incipient globalization"

In the early fourth century under Constantine I, the Roman-Byzantine Empire extended throughout Afro-Eurasia:

  • From Britain in the northwest to Syria in the East
  • Across the coast of North Africa in the south

The period has been characterized as one of "incipient globalization" due to extensive trade and diplomatic contacts with a wide range of societies.

🛤️ The Silk Roads

The Silk Road: a network of land and sea routes that ran from East Asia to the Mediterranean world, dominating the trade of luxury items such as silk textiles, jewelries, and gold and silver vessels.

  • Desire for silk, spices, precious stones, and other luxury commodities anchored Constantinople as the western terminus of the Silk Roads.
  • Objects and raw materials—as well as artistic ideas and forms—traveled back and forth along these routes by land and sea from Europe and Africa to the eastern edges of Asia.

Evidence of reach:

  • Early Byzantine silks, glass, and coins have been discovered in graves and treasuries from Britain to China—and even in Japan.
  • Sixth- or seventh-century Byzantine silver vessels with control stamps (marks guaranteeing metal content and monetary value) were discovered in the Anglo-Saxon ship burial at Sutton Hoo (Suffolk, England).

🌸 Cross-cultural interpretation of motifs

The Byzantine silver bowls from Sutton Hoo feature rosette motifs (schematic flowers).

Don't confuse: These motifs may have been interpreted by Anglo-Saxon viewers as a sacred tree motif, thereby bridging Christian and pagan Anglo-Saxon iconographic traditions—the same visual form carried different meanings in different cultural contexts.

🤝 Political alliances and artistic exchange

🛡️ Client states and military allies

Early Byzantine efforts to secure borders sometimes involved alliances with foreign peoples, which facilitated artistic exchange.

The Ghassanids:

  • An Arab-Christian kingdom that converted to Christianity in the early Christian period
  • Became vassals of the Roman state
  • Lived at the eastern edge of the Roman-Byzantine Empire
  • Acted as a buffer against eastern enemies and fought on behalf of Byzantines against the Sasanians in the sixth and seventh centuries

The Avars:

  • Nomadic people who originated in the Eurasian Steppe
  • Allies of the Early Byzantine Empire
  • Received substantial gifts in the form of Byzantine coins and precious objects (and engaged in raids to obtain additional booty)
  • Skilled metalworkers who produced their own works of art in imitation of Byzantine models

🏺 The Ewer of Zenobius: ambiguous origins

The so-called Ewer of Zenobius is a silver vessel inscribed in Greek around its neck, with monograms representing imperial Byzantine control stamps for silver.

Two possible origins:

  1. Fabricated in a Byzantine workshop and then gifted to an Avar leader, or
  2. Produced (or altered) by Avar craftsmen who emulated Byzantine artistic techniques, control stamps, and/or inscriptions

Why this matters: The ambiguity illustrates how closely allied cultures could adopt and reproduce each other's artistic forms, making attribution difficult.

🕌 Byzantine influence on early Islamic art

🏛️ Inheritance of Roman-Byzantine culture

As the Byzantines lost their eastern territories to encroaching Islamic armies in the seventh century, the Muslim political and military elite inherited Roman-Byzantine visual and material culture in the lands they conquered.

Evidence in Umayyad architecture:

  • The extensive wall painting program in an early eighth-century bath house at the Umayyad residence of Qusayr 'Amra (in modern Jordan) employed a rich array of Roman-Byzantine iconography:
    • Astronomical imagery
    • Portraits of Byzantine and other early medieval rulers
    • Hunting scenes
    • Depictions of bathers
  • Floor painting (fresco) of Ge or Gaia from Qasr al-Hayr al-Gharbi, Syria (727 CE)

🕌 The Dome of the Rock

The famed early Islamic shrine known as the Dome of the Rock (691–692 CE, Jerusalem):

  • Modeled after Early Byzantine commemorative structures
  • Decorated in an elaborate program of mosaics and marble revetment that in part emulates Byzantine models
  • May even have been created by Byzantine craftsmen

Context: Built by Abd al-Malik, arguably the most important Umayyad caliph, as a religious focal point for his supporters during a civil war, when he did not have control of the Kaaba in Mecca.

Don't confuse: The Dome of the Rock is not a mosque, as is commonly assumed; scholars still debate its original function and meaning.

🔄 Correcting the "Dark Ages" misconception

📚 The historiographical error

Early modern European historians overinterpreted the late antique and medieval eras as a "Dark Ages."

What they focused on (wrongly):

  • Breakdowns in long-distance communication
  • Supposed declines in cultural achievement in Western Europe

What they ignored:

  • The vital, cosmopolitan cultures of the eastern Mediterranean and Near East

🌟 The reality of the eastern Roman-Byzantine Empire

During the fourth to fifth centuries, Northern Eurasian migratory groups vanquished the western provinces of the Roman Empire, even sacking Rome itself.

However, the eastern Roman-Byzantine Empire, with its capital in Constantinople:

  • Weathered centuries of periodic geo-political instability, socio-religious change, and economic crisis
  • All the while maintained and further developed commercial and diplomatic contacts across late antique and early medieval Afro-Eurasia

Key takeaway: Although it is common today to associate global networks with the modern period, intercultural connections were also a vital part of ancient, late antique, and medieval experience in Afro-Eurasia.

16

The Dome of the Rock (Qubbat al-Sakhra): Cross-Cultural Perspectives

Chapter 16. The Dome of the Rock (Qubbat Al-Sakhra) Cross-Cultural perspectives Dr. Elizabeth Macaulay

🧭 Overview

🧠 One-sentence thesis

The Dome of the Rock, built 691–692 by Umayyad Caliph Abd al-Malik, proclaimed the power and core values of the new Islamic faith through its strategic location, architectural references to local Christian churches, and decorative program drawing on Byzantine and Sasanian artistic traditions.

📌 Key points (3–5)

  • Not a mosque: The Dome of the Rock is commonly assumed to be a mosque, but scholars still debate its original function and meaning; it was built as a religious focal point during a civil war when Abd al-Malik did not control the Kaaba.
  • Cross-cultural artistic synthesis: The building combines Byzantine mosaic techniques, Sasanian crown motifs, and local Christian architectural forms to assert Islamic identity while engaging with pre-Islamic civilizations.
  • Strategic religious proclamation: The octagonal form and dome size reference the nearby Church of the Holy Sepulcher, and the 240-meter inscription includes early Qur'anic verses that proclaim core Islamic beliefs and reject Christ's divinity.
  • Common confusion—form vs. function: Scholars once thought the octagonal form derived from Roman imperial mausolea, but it more likely references earlier local churches like the Church of the Holy Sepulcher and the Church of the Kathisma.
  • Sacred rock at the center: The Rock commemorates Abraham's near-sacrifice of Ismail (Isaac) and Muhammad's night journey to heaven, making the site holy to Jews, Christians, and Muslims.

🏛️ Historical and political context

⚔️ Built during civil war

  • Constructed between 685 and 691/2 by Abd al-Malik, the most important Umayyad caliph.
  • Abd al-Malik was fighting a civil war against Ibn Zubayr at the time.
  • He did not control the Kaaba in Mecca, Islam's holiest shrine, so the Dome served as a religious focal point for his supporters.
  • Between Muhammad's death in 632 and the Dome's completion in 691/2, there was intermittent warfare in Arabia and the Holy Land around Jerusalem.

🕌 One of the first Islamic buildings

  • The Dome of the Rock was one of the first Islamic buildings ever constructed.
  • Early Arab armies emerging from the Arabian peninsula focused on conquering and establishing an empire—not building.
  • This makes the Dome one of the earliest surviving buildings from the Islamic world.

🌍 Sacred site for three faiths

  • The Dome sits atop the Haram al-Sharif, the highest point in old Jerusalem.
  • The Haram al-Sharif is the Temple Mount, site of the Jewish second temple destroyed by Roman Emperor Titus in 70 C.E. during the Jewish revolt.
  • A Roman temple was later built on the site, which was abandoned in Late Antiquity.
  • Few places are as holy for Christians, Jews, and Muslims as the Haram al-Sharif.

🪨 The sacred Rock and religious significance

🪨 Abraham's sacrifice site

  • At the center of the Dome sits a large rock believed to be the location where Abraham prepared to sacrifice his son Ismail (Isaac in the Judeo-Christian tradition).

🌙 Muhammad's night journey

  • Muslims believe the Rock commemorates Muhammad's night journey (Isra and Mi'raj).
  • The Angel Gabriel came to Muhammad while he slept near the Kaaba in Mecca and took him to al-Masjid al-Aqsa (the farthest mosque) in Jerusalem.
  • From the Rock, Muhammad journeyed to heaven, where he met other prophets (Moses, Christ), witnessed paradise and hell, and finally saw God enthroned and circumambulated by angels.

🏗️ Architectural design and references

🔷 Octagonal structure with ambulatories

  • The Rock is enclosed by two ambulatories (aisles that circle the rock) and an octagonal exterior wall.
  • The central colonnade (row of columns) consists of four piers and twelve columns supporting a rounded drum.
  • The drum transitions into a two-layered dome more than 20 meters in diameter.

⛪ References to local Christian churches

  • Don't confuse: Scholars used to think the octagonal form derived from Roman imperial mausolea (burial places of emperors like Augustus or Hadrian), but it more likely referenced earlier local churches.
  • The Church of the Holy Sepulcher in Jerusalem was built to enclose the tomb of Christ.
  • The Dome of the Rock and the Church of the Holy Sepulcher have domes almost identical in size.
  • The elevated position and comparable dome size proclaimed the superiority of Islam over Christianity in the late 8th century.
  • The octagonal form may derive from the Church of the Kathisma, a 5th-century church (later converted to a mosque) located between Jerusalem and Bethlehem, built over the rock where Mary reportedly sat on her way to Bethlehem; it was octagonal and had an aisle allowing circumambulation around the center.

💡 Interior atmosphere

  • Light pours in from grilled windows in the drum and exterior walls, creating an ethereal interior atmosphere.
  • Golden mosaics depicting jewels shimmer in this glittering light.
  • The colonnades are clad in marble on their lower registers and adorned with exceptional mosaics on their upper registers.

🎨 Decorative program and cross-cultural influences

🖼️ Byzantine mosaic tradition

  • Wall and ceiling mosaics became very popular in Late Antiquity (c. 300–800, when the Classical world dissolves and the Medieval period emerges).
  • Mosaics adorn many Byzantine churches, including San Vitale in Ravenna and Hagia Sophia in Constantinople.
  • The use of mosaics reflects an artistic tie to the world of Late Antiquity.

🌿 Non-figurative iconography

  • The mosaics contain no human figures or animals.
  • While Islam does not prohibit figurative art per se, in religious buildings this proscription was upheld.
  • Instead, the mosaics feature vegetative scrolls and motifs, vessels, and winged crowns.

👑 Sasanian influences

  • Byzantine and Sasanian crowns appear in the midst of vegetal motifs.
  • Winged crowns were worn by Sasanian kings.
  • The iconography includes references to the Sasanian Empire of Persia, the other major pre-Islamic civilization of the region, which Arab armies had defeated.
  • The Sasanian Empire stood to the East and imploded under pressure from the Arabs.
  • The Byzantine Empire stood to the North and West until 1453, when Constantinople fell to the Ottoman Turks.

✍️ The inscription and Islamic proclamation

📏 Scale and content

  • The Dome contains an inscription 240 meters long.
  • It includes some of the earliest surviving examples of verses from the Qur'an—in an architectural context or otherwise.
  • The inscription demonstrates the importance of calligraphy as a decorative form in Islamic art.

🕋 Core Islamic declarations

The inscription includes:

  • Bismillah: "In the name of God, the merciful and compassionate"—the phrase that starts each verse of the Qur'an.
  • Shahada: The Islamic confession of faith, stating that there is only one God and Muhammad is his prophet.

✝️ Theological positioning

  • The inscription refers to Mary and Christ.
  • It proclaims that Christ was not divine but a prophet.
  • Thus, the inscription proclaims some of the core values of the newly formed religion of Islam and distinguishes Islamic theology from Christian doctrine.

🔍 Mysteries and experience

❓ The chamber beneath

  • Below the Rock is a small chamber whose purpose is not fully understood even to this day.

✨ The visitor's experience

  • Ibn Battuta, a 14th-century travel writer, described the Dome:

    "The Dome of the Rock is a building of extraordinary beauty, solidity, elegance, and singularity of shape… Both outside and inside, the decoration is so magnificent and the workmanship so surpassing as to defy description. The greater part is covered with gold so that the eyes of one who gazes on its beauties are dazzled by its brilliance, now glowing like a mass of light, now flashing like lightning."

  • For those fortunate enough to enter the Dome of the Rock, the experience is moving, regardless of one's faith.
17

Chapter 17. Smarthistory video: Woman with Scroll

Chapter 17. Smarthistory video: Woman with Scroll Questions for study or discussion Dr. Evan Freeman and Dr. Anne McClanan

🧭 Overview

🧠 One-sentence thesis

This chapter presents study questions that guide analysis of a late Roman/early Byzantine marble portrait bust, focusing on its materials, original context, iconography, and what it reveals about women's experiences in the 4th–5th centuries.

📌 Key points (3–5)

  • The object: a marble portrait bust of a woman holding a scroll, dated late 4th–early 5th century C.E., made of pentelic marble.
  • Key analytical lenses: context (original display and function), materials/techniques, condition and reconstruction, and iconography (what the sculpture communicates about the woman).
  • What it reveals: the sculpture tells us about the depicted woman's identity and suggests broader experiences of women in that time and place.
  • Common confusion: distinguishing this individual woman's experiences from those of other women of her era—the sculpture may reflect elite or specific social contexts, not universal female experience.
  • Art-historical significance: the questions prompt consideration of how this sculpture fits within the broader history of art.

🗿 The object and its physical characteristics

🗿 Materials and techniques

  • The sculpture is made of pentelic marble, a specific type of marble.
  • Dimensions: 53 × 27.5 × 22.2 cm.
  • The study questions ask what materials and techniques were used and how they affect the sculpture's appearance and the viewer's experience.

🔍 Condition and reconstruction

  • The questions prompt examination of the sculpture's current condition.
  • Students are asked to consider: "How can we reconstruct this sculpture's original appearance?"
  • Understanding condition is essential because the sculpture may not survive intact, affecting interpretation.

🏛️ Context and function

🏛️ Original display

  • The questions ask: "How might this sculpture have been originally displayed?"
  • Students must identify details in the sculpture that support hypotheses about its display context.
  • Example: the bust format and scale might suggest a domestic or funerary setting rather than a public monument.

⚙️ Function in the Roman world

  • The chapter asks: "What functions did sculptures like this serve in the Roman world?"
  • This prompts thinking beyond the individual object to the broader category of portrait busts.
  • Don't confuse: the function of this type of sculpture (general category) vs. the specific use of this particular bust.

📜 Iconography and meaning

📜 What the scroll reveals

  • The woman is depicted holding a scroll, a significant iconographic detail.
  • The questions ask: "What does this sculpture tell us about the woman it depicts? How does it do this?"
  • The scroll likely communicates something about the woman's identity, education, or social status.

👩 Women's experiences

  • The chapter prompts consideration of what the sculpture suggests about "the experiences of women in its time and place."
  • A key analytical question: "In what ways might this woman's experiences have been the same or different from other women of her time?"
  • This distinction is important: the sculpture may represent an elite or educated woman whose life differed from most women's experiences in late antiquity.

🎨 Art-historical context

🎨 Broader history of art

  • The final question asks: "How does this sculpture fit within the broader history of art?"
  • This prompts students to connect the object to larger stylistic, cultural, and historical developments.
  • The sculpture dates to the transition between late Roman and early Byzantine periods (late 4th–early 5th century C.E.), a significant moment of cultural change.

📹 Video resource

  • The chapter directs students to a Smarthistory video discussion by Dr. Evan Freeman and Dr. Anne McClanan.
  • The video is available at the Metropolitan Museum of Art's collection page for the object.
  • The sculpture is part of The Cloisters Collection at the Metropolitan Museum of Art.
18

Smarthistory video: A chalice from the Attarouthi Treasure

Chapter 18. Smarthistory video: A chalice from the Attarouthi Treasure Questions for study or discussion Dr. Anne McClanan and Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The Attarouthi Treasure chalice, made between 500–650 C.E. from silver and gilded silver, demonstrates how materials, techniques, imagery, and ritual function combine to reflect the religious and historical context of the Byzantine Empire during a period of shifting borders.

📌 Key points (3–5)

  • Context matters: The chalice's survival relates to the shifting borders of the Byzantine Empire in the seventh century.
  • Materials and function: Silver and gilded silver materials and techniques reflect the chalice's ritual function and shape the viewer's experience.
  • Iconography and ritual: The imagery depicted on the chalice was chosen to resonate with its ritual functions in Christian worship.
  • Study approach: Understanding the object requires examining context (when/where/how used), materials/techniques, iconography (what is depicted and why), and art-historical significance.

🏺 The object and its context

📍 When and where

  • The chalice was made between 500–650 C.E.
  • It is part of the Attarouthi Treasure.
  • The excerpt prompts consideration of how the chalice's survival relates to the shifting borders of the Byzantine Empire in the seventh century.

🛐 How it was used

The chalice had a ritual function in Christian worship.

  • The object was used in religious ceremonies.
  • Understanding its use helps explain choices in materials, form, and decoration.

🔨 Materials and techniques

✨ What it's made of

  • The chalice is made from silver and gilded silver.
  • These materials were chosen deliberately, not arbitrarily.

🎨 Why materials matter

  • Materials and techniques play a role in the chalice's appearance.
  • They also shape the viewer's experience of the object.
  • The excerpt emphasizes that the chalice's materials and form reflect its ritual function.
  • Example: Precious metals like silver and gold signal sacred status and enhance the ceremonial experience.

🖼️ Iconography and meaning

🖼️ What is depicted

  • The chalice is decorated with images.
  • The excerpt asks "What is depicted on this chalice?" but does not specify the exact imagery in the provided text.

🤔 Why these images

  • The imagery was chosen for specific reasons connected to the chalice's use.
  • The excerpt prompts: "Why do you think this chalice was decorated with these images?"
  • The images were meant to resonate with the chalice's ritual functions.
  • Don't confuse: The decoration is not merely ornamental; it serves a religious and functional purpose tied to Christian worship.

📚 Art-historical significance

🌍 Broader history

  • The excerpt asks how the chalice and its imagery fit within the broader history of art.
  • This question encourages placing the object in context with other Byzantine art and earlier/later traditions.
  • The chalice is part of Early Byzantine art and architecture, dated c. 330–700 C.E.

🔗 Connection to study questions

The excerpt provides a framework for studying the chalice through four lenses:

LensKey questions
ContextWhen/where made? How used? How does survival relate to Byzantine borders?
Materials/techniquesWhat materials? How do they affect appearance and experience? How do they reflect ritual function?
IconographyWhat is depicted? Why these images? How do they resonate with ritual?
Art historyHow does it fit within broader art history?
19

Byzantine Iconoclasm and the Triumph of Orthodoxy

Chapter 19. Byzantine Iconoclasm and the Triumph of Orthodoxy Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The Byzantine Iconoclastic Controversy (c. 700s–843 C.E.) was a defining struggle over whether religious images should be used or banned in Christian worship, ultimately resolved in favor of images with the Triumph of Orthodoxy in 843, which shaped Byzantine art and religious practice permanently.

📌 Key points (3–5)

  • What the Controversy was about: a century-long debate between iconoclasts (who opposed religious images) and iconophiles (who supported them), involving both Church leaders and emperors.
  • Why it mattered so much: in a society with no separation of church and state, religious orthodoxy was believed to affect not only individual salvation but the fate of the entire Empire.
  • Two phases: the first phase (720s–787) and second phase (815–843) were separated by a pro-image council in 787, with the final restoration of images in 843.
  • Common confusion: iconoclasts did not reject all art—they commissioned elaborate crosses and decorated palaces; they specifically opposed pictorial depictions of Christ and saints.
  • Visual evidence: mosaics in churches like Hagia Eirene, the Dormition at Nicaea, and Hagia Sophia show physical traces of image removal and replacement during and after Iconoclasm.

🔑 Key terms and players

📖 Essential vocabulary

Icons (Greek for "images"): the religious images of Byzantium, made from various media, depicting holy figures and events.

Iconoclasm: destruction of images, including the Byzantine Iconoclastic Controversy of the eighth and ninth centuries (though Byzantines called it "Iconomachy," meaning "image struggle").

Iconoclasts (Greek for "breakers of images"): those who opposed icons.

Iconophiles (Greek for "lovers of images"), also known as iconodules (Greek for "servants of images"): those who supported the use of religious images.

👥 Who was involved

  • Emperors: Leo III, Constantine V, Irene, Leo V, Theophilos, Theodora, and Michael III played key roles in banning or restoring images.
  • Church leaders: patriarchs and councils debated and legislated on images; figures like Saint John of Damascus and Theodore of Stoudios wrote defenses of icons.
  • The struggle entangled both imperial and Church authorities because religious orthodoxy was seen as impacting the Empire's fate.

⚔️ The theological arguments

🚫 Iconoclast position

The iconoclasts built their case on several theological grounds:

  • Biblical prohibition: The Second Commandment (Exodus 20:4–5) explicitly forbids making images and bowing down to them.
  • God's invisibility: God is invisible and infinite, beyond human ability to depict; since Jesus was both human and divine, artists could not properly represent him.
  • Worship of matter: Practices like honoring icons with candles, incense, bowing, and kissing seemed to worship created matter (the icon itself) rather than the creator.

✅ Iconophile counter-arguments

The iconophiles developed sophisticated responses:

  • Biblical mandate for images: While some passages prohibit images, God also commanded their creation—for example, cherubim on the Ark of the Covenant (Exodus 25:18).
  • Christ's incarnation: When Jesus, the Son of God, was born as a human with a physical body, he allowed himself to be seen and depicted; icons offered proof that Christ entered the world as human, died, rose, and ascended for humanity's salvation.
  • Honor vs. worship: Christians did not worship the artwork itself but honored the holy person represented in the image.

Don't confuse: The iconophiles agreed that God could not be represented in images, but argued Christ's human incarnation made his depiction possible and theologically important.

📅 Timeline of the Controversy

🌅 Early centuries and seventh century

  • Second century C.E. onward: Sporadic evidence of Christians creating and honoring religious images; Church leaders often condemned these as too similar to pagan practices.
  • Seventh century: Byzantine Empire faced invasions from Persians and Arabs, resulting in significant territorial loss and economic downturn; anxieties over images likely emerged partly as a result (possibly seen as signs of God's displeasure).
  • Late seventh century: Icons became increasingly widespread; the Quinisext Council (691–92) in Constantinople prohibited crosses on floors and mandated Christ be depicted as human rather than symbolically as a lamb; emperor Justinian II incorporated icons of Christ onto coins.

⚡ First phase of Iconoclasm (720s–787)

  • 720s: Traditional accounts say emperor Leo III removed an icon of Christ from the Chalke Gate of the imperial palace in 726 or 730, sparking widespread destruction; however, scholars now note lack of evidence and believe iconophiles may have exaggerated for rhetorical effect.
  • 741–75: Emperor Constantine V, Leo's son, publicly argued against icons and convened a Church council at Hieria in 754 that rejected religious images; iconoclasts replaced images of saints with crosses in the sekreton (audience hall) between the patriarchal palace and Hagia Sophia in the 760s.
  • 787: Empress Irene convened the pro-image Council of Nicaea II, which negated the Iconoclast council of 754 and affirmed the use of religious images, drawing on writings of Saint John of Damascus (c. 675–749).

🔄 Second phase of Iconoclasm (815–843)

  • 815: Emperor Leo V banned images again following significant military losses to the Bulgars (possibly viewed as God's displeasure with icons); Theodore, abbot of Stoudios Monastery, wrote in defense of icons.
  • Evidence suggests: This second phase was more mild than the first.
  • 829–42: Iconoclastic emperor Theophilos ruled; later sources describe his wife Theodora as a secret iconophile, though evidence is lacking.

🎉 The Triumph of Orthodoxy (843)

  • 842: Theophilos died; his son Michael III was too young to rule, so empress Theodora and the eunuch Theoktistos ruled as regents.
  • 843: For reasons not entirely clear, Theodora and Theoktistos installed the iconophile patriarch Methodios I and affirmed religious images, definitively ending Byzantine Iconoclasm.
  • Celebration: Imperial and Church leaders marked the restoration with a triumphant procession through Constantinople, culminating in a Divine Liturgy (church service with hymnography, Bible readings, and Eucharist) in Hagia Sophia.
  • Annual commemoration: The Church acclaimed this as the "Triumph of Orthodoxy," still commemorated on the first Sunday of Lent in the Eastern Orthodox Church.

🎨 Visual evidence in Byzantine mosaics

⛪ Hagia Eirene in Constantinople

  • History: Emperor Justinian built the church in the sixth century; the dome was badly damaged by an earthquake in 740; emperor Constantine V (an iconoclast, reigned 741–75) rebuilt it in the mid to late 750s.
  • Apse decoration: Constantine V decorated the apse with a cross mosaic (iconoclasts found crosses acceptable), using costly materials like gold and silver; skilled artists bent the cross arms downward to compensate for the dome's curve so it would appear straight from the floor.
  • Key point: While iconoclasts opposed certain religious imagery, they did not reject art entirely and were sometimes important patrons—Constantine V and emperor Theophilos (second phase) both lavishly decorated buildings.

🏛️ Church of the Dormition in Nicaea

The 1912 photographs (the church no longer survives) show three distinct phases visible as seams or sutures where mosaics were removed and replaced:

PhasePeriodDescription
Phase 1 (yellow)Late 7th or early 8th century (pre-Iconoclasm)Original mosaics pictured the Virgin and Child standing on a jeweled footstool; inscription refers to founder Hyakinthos
Phase 2 (red)During Iconoclastic Controversy (8th–9th centuries)Image of Virgin and Child removed and replaced with a plain cross (like Hagia Eirene); outlines partially visible in 1912 photo
Phase 3 (purple)After Triumph of Orthodoxy (post-843)Cross replaced with another image of the Virgin and Child

Example: The physical scars in the mosaics directly show iconoclastic activity—removal of figural images and their replacement with crosses, then restoration of figural images after 843.

🕌 Hagia Sophia in Constantinople

🔨 Iconoclasm in the sekreton

  • Location: Audience halls (sekreta) connecting the southwestern corner of the church at gallery level with the patriarchal palace.
  • 766–69: Primary sources say patriarch Niketas removed mosaics of Christ and saints from the small sekreton.
  • Visible evidence: Scars in the mosaics; roundels with crosses likely once contained portraits of saints; beneath the roundels, ghostly remnants of erased inscriptions indicate where saints' names once appeared.
  • Significance: This is the only surviving evidence of destruction of images in the Byzantine capital.

🖼️ Apse mosaic and the Triumph of Orthodoxy

  • Post-843: Byzantines installed a new mosaic of the Virgin and Child in the apse of Hagia Sophia.
  • Inscription (now partially destroyed): "The images which the imposters [i.e. the iconoclasts] had cast down here pious emperors have again set up."
  • Important detail: Unlike at Nicaea, there is no evidence of previous decoration or iconoclast interventions; this ninth-century Virgin and Child may be the first such figural image in this position (despite the inscription's implication).
  • 867 dedication: Patriarch Photios preached a homily condemning iconoclasts for "Stripping the Church, Christ's bride, of her own ornaments [i.e. images]" and celebrated the restoration as "the beginning and day of Orthodoxy."

Don't confuse: The inscription and homily frame the restoration as reversing iconoclast destruction, but the physical evidence suggests the iconophiles may have exaggerated iconoclast offenses for rhetorical effect—a pattern seen throughout the Controversy.

🏗️ Impact on Byzantine architecture

📉 The "Transitional Period" context

  • Challenges: The Iconoclast controversy, Arab incursions (7th–8th centuries), and economic downturn were not conducive to architectural production or documentation.
  • Permanent changes: Despite limited building activity, this period brought dramatic changes in Byzantine religious architecture in both form and scale.
  • Lost monuments: None of the great ninth-century Constantinople buildings mentioned in sources (e.g., emperor Basil I's program from the Vita Basilii, Theophilos's palaces, monasteries on the Princes' Islands) survive today.

🏛️ Shrinking churches

The economic and social shifts led to architectural changes:

  • Economic factors: Decrease in pan-Mediterranean trade, reduction in city size, shift from urban to rural.
  • Liturgical changes: Public ceremonies with emperor and church officials declined; Byzantine liturgy became more interior with fewer outdoor processions.
  • Architectural response: Churches became smaller and more centralized, accommodating smaller congregations and a more static liturgy; simpler architectural designs developed.
  • Example: Constantinople's Myrelaion church features a much smaller dome than the earlier Hagia Sophia (built 532–37).

Key takeaway: The decrease in scale was not merely aesthetic but reflected fundamental changes in Byzantine society, economy, and religious practice during and after the Iconoclastic Controversy.

20

Byzantine Architecture During Iconoclasm

Chapter 20. Byzantine architecture during Iconoclasm Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

The Iconoclastic Controversy and economic downturn of the eighth and ninth centuries led to a permanent shift in Byzantine church architecture toward smaller, simpler, and more centralized designs, culminating in the development of the cross-in-square church type.

📌 Key points (3–5)

  • Shrinking scale: Churches became dramatically smaller—the tenth-century Myrelaion's dome was one-tenth the diameter of sixth-century Hagia Sophia's dome.
  • New structural solutions: The cross-domed unit (a central dome braced on four sides by vaults) solved structural problems and became the basis for smaller church designs.
  • Reuse and transformation: Many "new" churches were actually older Early Christian basilicas rebuilt on the same foundations with reduced scale and reformulated structural systems.
  • Common confusion: Buildings like Hagia Eirene are often discussed as Justinianic (sixth century) even though almost all the superstructure belongs to the eighth-century reconstruction.
  • The cross-in-square emerges: This new church type—a square naos with central dome supported by four columns—became the dominant form for smaller congregations after Iconoclasm.

🏛️ Historical context and causes

📉 The "Transitional Period"

The "Transitional Period" of Byzantine history corresponds to the Iconoclast controversy (a dispute over the use of religious images in the eighth and ninth centuries), incursions by the Arabs (in the seventh and eighth centuries), and an economic downturn.

  • This period was not conducive to architectural production or documentation of building activity.
  • Despite poor documentation, the period accounts for dramatic and permanent changes in Byzantine religious architecture in both form and scale.
  • The lack of secure dating criteria has long plagued Byzantine scholarship.

🏙️ Social and economic shifts

The period brought multiple interconnected changes:

  • Economic downturn and loss of territory led to decreased pan-Mediterranean trade
  • Urban decline: reduction in the size of cities and a shift from urban to rural life
  • Liturgical changes: public ceremonies with emperor and church officials declined; the Byzantine liturgy became more interior with fewer outdoor processions
  • Result: Churches became smaller and more centralized, accommodating smaller congregations and a more static liturgy

📚 Documentation problems

  • None of the buildings mentioned in the Vita Basilii (biography of emperor Basil I, reigned 867–86) survives
  • The palaces of Theophilos (reigned 829–42) have vanished without a trace
  • Only paltry foundations remain for the well-documented monasteries on the Princes' Islands (nine islands southeast of Constantinople in the Sea of Marmara)

📐 Three church types compared

🏗️ Structural systems for different scales

From a practical point of view, churches of different scales demanded different structural systems:

Church TypeDome DiameterBest ForKey Features
Domed basilicaLarge (e.g., Hagia Sophia: 100 Byzantine feet)Larger congregationsBasilica plan with dome added over nave; galleries and ambulatories included
Cross-domed churchIntermediateMedium congregationsCentral dome braced on four sides by vaults; more stable structure
Cross-in-squareSmall (fewer than 20 Byzantine feet)Smaller congregationsSquare naos with central dome supported by four columns or piers; internal supports reduced to columns

Note: The Byzantine foot (pous) was approximately 31.23 cm, or 1.02 ft.

🔍 Understanding the cross-domed unit

A cross-domed unit: a structural unit comprising a central dome braced on four sides by vaults.

  • This design solved the basic structural problem of earlier domed basilicas: inadequate lateral support for the dome
  • By adding transversal barrel vaults, the dome was evenly braced on all four sides
  • This bilaterally symmetrical system appears at the core of a variety of smaller buildings with cruciform plans

📦 Cross-in-square definition

A cross-in-square church: a church with a square naos and a central dome braced on four sides by vaults and supported by four columns or piers—giving the appearance of a cross within a square.

  • Also called a "four-column church type"
  • The central dome is raised on a cylindrical drum above pendentives
  • A tripartite sanctuary extends to the east, balanced by a narthex to the west
  • The bema (where the altar was located) becomes a separate space from the naos
  • This smaller church type became popular in the centuries following Iconoclasm

🔨 Refining old designs through reconstruction

🏛️ Hagia Eirene: solving structural problems

Critical in the development was the reconstruction of Hagia Eirene in Constantinople after the earthquake of 740:

  • The problem: The sixth-century predecessor had inadequate lateral support for its dome
  • The solution: While retaining the domed basilica plan, the eighth-century reconstruction added transversal barrel vaults over the galleries so the dome was evenly braced on all four sides
  • Common confusion: Hagia Eirene is still most often discussed as a Justinianic building (sixth century), although almost all of its superstructure and its reformulated structural system belong to the eighth century

Don't confuse: The substructure (parts below ground level) vs. the superstructure (parts built above ground level, supported by the underlying substructure). Hagia Eirene's foundations may be sixth century, but the visible structure is eighth century.

♻️ Pattern of reuse and transformation

Many churches appear as the reconstruction or reconfiguration of older buildings:

  • Rather than representing a new theoretical model, they express the very real concerns of a society in transition
  • The basic pattern: reduction in scale of an Early Christian basilica into a new church constructed on the same foundations
  • Many of the same architectural elements were reemployed
  • The basic design was transformed to suit new needs

Example: An older basilica's foundations and some elements (like columns) are kept, but the superstructure is rebuilt smaller with a new structural system (like a cross-domed unit) to accommodate a smaller congregation.

🏰 Case studies of transitional churches

⛪ H. Nikolaos at Myra

H. Nikolaos at Myra (in southern Turkey) was rebuilt in the eighth century as a domed basilica on the foundations of its Early Christian predecessor:

  • Reused elements: Elements of the older building are incorporated in the atrium (the forecourt of a church, usually surrounded by porticoes) and south chapels
  • The naos: Main space with a dome of c. 7.70 m diameter (replaced by a groin vault in the 19th-century renovation)
  • Structure: The naos was extended to the east and west by narrow barrel vaults (a type of ceiling that forms a half cylinder) and enveloped by lateral aisles and a narthex (the entry vestibule preceding the nave or naos) on the ground floor, with galleries above
  • Special features: A second aisle to the south with arcosolia (an arched burial niche), though it remains unclear which tomb belonged to Nikolaos
  • Later additions: Additional constructions of later centuries expanded the building on all sides

🕌 Hagia Sophia in Vize

Hagia Sophia in Vize (now Süleyman Paşa Mosque) is similar in design and may be dated sometime after 833:

  • Likely the episcopal church of Bizye, associated with events mentioned in the vita of St. Mary the Younger (a Byzantine saint of Armenian origin who died c. 902)
  • Like Hagia Nikolaos, it reused the foundation of an older basilica
  • Hybrid plan: Basilican on the ground level, while the gallery includes a cross-domed unit (like Hagia Eirene)
  • Structure: Transverse barrel vaults extend over the galleries to brace a dome c. 6 m in diameter, raised above a windowed drum (the cylindrical structure on which a dome is raised)

🏛️ Fatih Mosque (H. Stephanos?) in Trilye

The cross-in-square or four-column church type is well preserved in the early ninth-century Fatih Mosque in Trilye in Bithynia (east of Constantinople/Istanbul):

  • Central dome: Diameter of 15 Byzantine feet, raised on a cylindrical drum above pendentives
  • Support: Supported on four columns above a squarish naos
  • Layout: A tripartite sanctuary (partially preserved) extends to the east, with the bema now a separate space from the naos, balanced by a narthex to the west
  • Typical pattern: This design is repeated in any number of later versions

Why it matters: Although architectural developments in this difficult period may be credited to the rise of monasticism (notably in Bithynia), beyond individual churches, there are no surviving monastic remains.

📏 Key architectural terms

🏗️ Structural elements

  • Barrel vault: A type of ceiling that forms a half cylinder
  • Drum: The cylindrical structure on which a dome is raised
  • Pendentives: Curved triangular sections that allow a circular dome to rest on a square base
  • Gallery: The upper level in a church
  • Ambulatory: A passage around a central space

🏛️ Spatial divisions

  • Naos: The main space of a centrally planned church
  • Narthex: The entry vestibule preceding the nave or naos
  • Bema: The area where the altar was located
  • Atrium: The forecourt of a church, usually surrounded by porticoes
  • Arcosolia: An arched burial niche

📐 Plan types

  • Domed basilica: A basilica to which a dome has been added over the nave
  • Cross-domed church: A church with a central dome braced on four sides by vaults
  • Cross-in-square church: A church with a square naos and a central dome supported by four columns or piers, giving the appearance of a cross within a square
21

The Byzantine Fieschi Morgan Cross Reliquary

Chapter 21. The Byzantine Fieschi Morgan cross reliquary Artwork in focus Dr. Magdalene Breidenthal

🧭 Overview

🧠 One-sentence thesis

The Fieschi Morgan Staurotheke demonstrates how Byzantine reliquaries used precious materials, cloisonné enamel technique, and carefully arranged imagery to frame and mediate the spiritual meaning of the True Cross relic for private devotional viewers.

📌 Key points (3–5)

  • What it is: a ninth-century Byzantine box (staurotheke = "cross container") designed to hold a fragment of the True Cross, made of gilded silver, gold, cloisonné enamel, and niello.
  • How it works: the exterior enamel lid shows the Crucifixion and saints; opening it reveals the relic cavity; flipping the lid shows four narrative scenes of Christ's life in niello.
  • Key technique: cloisonné enamel—thin gold strips soldered to outline shapes, filled with colored ground glass, fired, and polished to create gem-like luminous surfaces.
  • Common confusion: the reliquary is not just a protective container or display case; its visual program actively shapes the viewer's understanding of the relic's salvific meaning through layered imagery.
  • Historical context: the use of the title Theotokos for Mary helps date the object to the early ninth century during the Iconoclastic Controversy, when theological arguments about Christ's incarnation supported the use of religious images.

🏺 What relics and reliquaries meant in Byzantium

🏺 The power of relics

Relics: the physical remains of holy people or places, and objects closely associated with them.

  • Byzantine Christians believed relics had spiritual power to heal and protect.
  • Relics were kissed, carried in processions, or worn close to the body.
  • Reliquaries were special containers designed to protect and display these precious contents.
  • Why reliquaries matter beyond protection: their visual characteristics often exceeded the basic function and played a crucial role in expressing and mediating the meaning of relics for viewers.

✝️ The True Cross legend and circulation

  • According to legend, empress Helena (c. 250/257–330/336 C.E.) miraculously discovered the True Cross in Jerusalem.
  • Initially most of the cross remained in Jerusalem at the Church of the Holy Sepulcher, displayed for veneration on special days.
  • Egeria's account (381–384 C.E.): a western European pilgrim described the Friday before Easter veneration—the relic was brought out in a gold and silver reliquary, placed on a table, and people kissed it one by one while the bishop and deacons guarded it carefully.
    • One person once bit off a piece and stole it, illustrating the intense desire Christians felt for relics.
  • By the end of the fourth century, smaller fragments circulated throughout the Byzantine Empire and beyond, often given as imperial or high-status gifts.
  • New reliquaries were made to hold these fragments, believed to provide protection for their owners.

🔍 The Fieschi Morgan Staurotheke's purpose

  • The small size (2.7 × 10.3 × 7.1 cm) suggests it was intended for private devotional use, not public display.
  • Although empty now, it likely once contained a fragment of the wood cross upon which Jesus was believed to have been crucified—one of the holiest relics in Christianity.

🎨 Materials and technique

💎 Cloisonné enamel

Cloisonné enamel: a technique where thin, flat strips of gold outline shapes, are soldered to a gold ground, then filled with ground glass in different colors and fired to fuse the glass and gold; after cooling, the hardened surface is polished.

  • Derived from the French term cloison ("partition").
  • The Fieschi Morgan Staurotheke is one of the earliest Byzantine examples of this technique.
  • Visual effect: gold elements reflect light through translucent fired glass, achieving a gem-like, luminous appearance.
  • The smooth surfaces and strikingly rich colors characterize the exterior.
  • Greek inscriptions identifying figures are also made of soldered strips of gold.

🪙 Niello on silver

  • A different medium used on the inside of the lid.
  • Technique: an engraving technique where lines incised into metal are darkened with a black sulfuric compound.
  • Used to render four narrative scenes visible only when the lid is removed and flipped over.

✨ Why precious materials matter

  • The box is made of precious materials (gilded silver, gold, enamel, niello) that befit the holy contents.
  • The material richness reinforces the spiritual value of the relic inside.

🖼️ The visual program and its layers

🖼️ Exterior: Crucifixion and saints

  • Central image on the lid: the Crucifixion, a standard narrative subject in Byzantine art inspired by Jesus' life.
    • Christ is shown on the cross flanked by Mary (his mother) and John (one of his disciples).
    • On either side of Christ's head is inscribed "Here is your son … Here is your mother," referencing John 19:26–27.
  • Twenty-seven saints on the lid and four sides frame the central Crucifixion image.
  • Each figure has an identifying Greek inscription.

🕊️ Mary as Theotokos

  • Mary is labelled Theotokos ("God bearer"), a title for the Mother of God.
  • Dating significance: scholars believe the use of this term in religious art at this time (early ninth century) reflects Mary's important role in Christ's incarnation.
  • Connection to the Iconoclastic Controversy: this played a pivotal role in theological arguments in favor of icons, since it was Christ's birth as a physical, visible human being that enabled him to be depicted by artists.
  • Don't confuse: the title is not just a label; it carries theological weight in debates about whether religious images should be permitted.

⚰️ Crucifixion iconography

  • Christ is shown upright on the cross, wearing a long, sleeveless tunic (colobium).
  • His eyes are wide open, meaning Christ is alive—a detail that emphasizes Christ's victory over death.
  • The cross is shown not only as an instrument of execution but also of salvation.
  • This imagery would have prepared the Byzantine viewer for what lay beneath the enamel lid: a fragment of the True Cross wood.

🔓 Opening the reliquary: the relic cavity

  • Sliding back the lid reveals the empty cruciform cavity where the relic would have been kept.
  • How the act of opening reinforces meaning: the physical act would have reinforced connections between the image of Christ on the cross and the True Cross relic underneath it.
  • For viewers opening the staurotheke, the physical presence of the wood fragment confirmed Christ's salvation of humankind through the Crucifixion.

🔄 Inside the lid: four narrative scenes

  • Flipping over the lid reveals four scenes rendered in niello on silver, visible only to viewers who removed the lid and flipped it over:
    1. The Annunciation
    2. The Nativity
    3. The Crucifixion
    4. The Anastasis (Resurrection): Christ's descent into hell to raise the dead, the result of Christ's own triumphant death on the cross and subsequent resurrection.
  • Focus: Christ's incarnation, birth, death, and resurrection.
  • Purpose in private devotion: the private experience of opening the reliquary and witnessing its unfolding sequence of images and relics in full would have invited viewers to contemplate the mysteries of salvation and their own hope for resurrection.

🌍 Provenance and modern history

🏛️ Original context

  • The reliquary was probably made in Constantinople (modern Istanbul), the capital of the Eastern Roman "Byzantine" Empire.
  • Its original owner is unknown.
  • Its small size made it easily portable.

🇮🇹 Journey to Rome

  • By the mid-thirteenth century, it had been brought to Rome and was in the collection of Pope Innocent IV (pope 1243–54), born Sinibaldo Fieschi.
  • Historical context: during this period, many sacred relics and artworks were brought from Constantinople to western Europe, a result of the occupation of the city in 1204 by crusaders who exiled the Byzantine emperor and established a Latin Kingdom that lasted until 1261.
  • The reliquary remained in the possession of the Fieschi family until 1887, when it was sold to another collector.

🇺🇸 Modern ownership

  • The American financier and collector J. Pierpont Morgan purchased it in 1906.
  • After his death in 1913, the reliquary was among a large 1917 donation of Morgan's art to The Metropolitan Museum of Art in New York City.
  • Today: the Fieschi Morgan Staurotheke continues to travel to major exhibitions as a key witness to Byzantine devotion to relics and the techniques and iconography of Byzantine art.
22

Middle Byzantine Church Architecture

Chapter 22. Middle Byzantine church architecture Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

The end of Iconoclasm led to the development of standardized Middle Byzantine church designs—especially the cross-in-square type—that reflected Orthodox theological hierarchy through their pyramidal massing and provided ideal frameworks for figural imagery.

📌 Key points (3–5)

  • The cross-in-square became the standard church type after Iconoclasm (c. 843 onward), featuring a square naos, central dome supported by four columns or piers, and bracing vaults forming a cross within a square.
  • Pyramidal massing reflects theological hierarchy: forms cascade from a tall central dome down through crossing vaults to lower corner vaults and walls, creating an ideal framework for figural decoration.
  • Widespread but small-scale: the cross-in-square spread across Greece, Anatolia, southern Italy, the Balkans, and Russia, serving palatial, domestic, monastic, parish, or funerary functions—always for small groups or private use.
  • Common confusion—multiple plan types coexisted: while cross-in-square dominated, basilicas, octagon-domed churches, atrophied Greek-cross plans, triconch churches, and ambulatory plans all appeared in the Middle Byzantine period depending on scale, function, and regional variation.
  • Greater complexity over time: subsidiary chapels, lateral apses (choroi), and multi-level annexes were integrated into designs for private devotions, commemorative spaces, or monastic choirs.

🏛️ The cross-in-square church type

🏛️ Definition and structure

Cross-in-square: a church with a square naos and a central dome braced on four sides by vaults and supported by four columns or piers, giving the appearance of a cross within a square.

  • The term defines the building type spatially, in three dimensions, not just as a floor plan.
  • Four columns or piers subdivide the naos into nine bays.
  • Corner bays are the lowest, corresponding in height with the narthex and pastophoria (side chambers in the bema flanking the central altar area).
  • Example: the Myrelaion church in Constantinople (c. 920) shows forms cascading down from the central dome "like a pyramid."

🔍 Reading the exterior

  • Pilasters with half-columns on the exterior correspond to internal walls and supports.
  • One can "read" the internal structure based on its exterior articulation.
  • This balance between structural articulation and interior space coordination is a hallmark of the type.

🌍 Geographic spread and function

The cross-in-square type appeared:

  • Greece: late tenth century (Panagia church at Hosios Loukas monastery)
  • Anatolia: eleventh century (Karanlık Kilise at Göreme)
  • Thessaloniki: 1026 (Panagia ton Chalkeon, dated by inscription)
  • Southern Italy, the Balkans, Russia: with slight regional variations

Common denominator: small scale appropriate to small groups of worshippers or private use (palatial, domestic, monastic, parish, or funerary churches).

⚠️ Don't confuse with other plan types

  • Cross-in-square has four supporting columns and nine bays.
  • Atrophied Greek-cross plans (discussed below) have larger domes, smaller crossarms, and lack the four supporting columns.

🔄 Alternative and coexisting plan types

📐 The persistence of the basilica

  • Basilicas and domed basilicas continued to appear in the Middle Byzantine period, especially when larger interior spaces were required.
  • In some regions (e.g., Kastoria in northern Greece), small basilicas persisted.
  • Occasionally, when no suitable Early Christian basilica existed to serve as a cathedral, a new basilica was built (e.g., three-aisled basilica at Servia, Old Metropolis at Verroia, both in Northern Greece).
  • Example: the Old Metropolis basilica at Verroia (11th century) was a reconstructed basilica plan.

🔷 The octagon-domed church

Octagon-domed church: a centrally planned church with a dome supported above eight points.

  • Provided more elaborated interior designs and complex surfaces for mosaic decoration.
  • Eight points of support allowed for a larger dome.
  • Architectural elements called squinches provide the transition to the dome; the design may be derived from Arab or Caucasian models.

Three major examples:

ChurchLocationKey features
Katholikon of Hosios LoukasBoeotia, 11th centuryTall naos extended by transept arms, enveloped by galleries and annexed chapels on two levels; hemispherical dome above squinches; lavishly decorated with marble and mosaic
Nea Moni katholikonChios, 11th centuryFootprint of cross-in-square maintained, but naos appears tower-like; dome originally nine-sided, rising above tall drum and octaconch; attributed to imperial patronage of Constantine IX Monomachos (1042–55)
H. Georgios ton ManganonConstantinople (destroyed)Octagon-domed design with dome raised above reentrant piers curved at naos corners, enveloped by ambulatory; also attributed to Monomachos; details uncertain

✝️ The atrophied Greek-cross plan

Atrophied Greek-cross plan: a centrally planned church with a dome braced by arches or narrow barrel vaults on four sides.

  • Used for churches larger than a cross-in-square could maintain.
  • Provided a more stable structural system and unified interior space, allowing for a larger dome.
  • Popularized in the twelfth century (e.g., katholikon of the Chora monastery, rebuilt early 12th century).
  • Spread from Bithynia (H. Aberkios at Elegmi) to Serbia (Sv. Nikola at Kursumlija).

Key differences from cross-in-square:

  • Larger domes
  • Smaller crossarms
  • Lack of four supporting columns

🔁 Ambulatory-planned churches

  • Central space enveloped by a curved aisle or ambulatory.
  • Example: twelfth-century Theotokos Pammakaristos in Constantinople.
  • May have been intended to provide additional spaces for burial in close proximity to the naos.

🐚 Triconch churches

Triconch: Greek for "three shells," refers to a building with three apses.

  • Appeared in the monastic environment of Mount Athos.
  • Addition of lateral apses (choroi) to a standard cross-in-square plan.
  • Lateral apses provided a setting for choirs of monks who sang the liturgy.
  • Unclear if the type emerged by later additions/modifications or was planned from inception.

Example: Katholikon at Megisti Lavra (Mount Athos):

  • Begun in 962.
  • Expanded gradually with addition of lateral apses to the naos, domed subsidiary chapels flanking the narthex, an outer narthex, and a phiale (font).
  • At Vatopedi and elsewhere on Mount Athos, katholika appear to have triconch plans from the inception.

🧩 Increasing complexity and subsidiary spaces

🧩 Annexed chapels and multi-level designs

  • Subsidiary chapels became a regular feature in the Middle Byzantine period.
  • These spaces have been interpreted as settings for:
    • Private devotions
    • Possibly private liturgies
    • Primarily commemorative spaces
  • Clearly integrated into the overall design of the building.

Examples:

ChurchNumber of chapelsOrganization
Theotokos tou Libos, Constantinople (c. 907)Six subsidiary chapelsTwo flanking the bema, four tiny (possibly domed) chapels on the gallery level
Katholikon of Hosios LoukasEight chapelsOrganized on two levels
Sv. Nikola at KuršumlijaOne chapelSet to one side of the building

🏗️ The Theotokos tou Libos example

  • Built c. 907 as a cross-in-square church similar in scale and detail to the Myrelaion.
  • Included six subsidiary chapels in its original design.
  • Named for its founder, Constantine Lips (an aristocrat and military official).
  • Dedicated to the Virgin Mary ("Theotokos" literally means "God-bearer").

🎨 Theological and decorative integration

🎨 Pyramidal massing and hierarchy

  • The pyramidal massing of forms—from tall central dome to high crossing vaults, to lower corner vaults and walls—provides an ideal framework for figural imagery.
  • This spatial hierarchy reflected the hierarchy of Orthodox belief.
  • The end of Iconoclasm and the development of a theology of images (religious justifications for sacred images, or "icons") had profound effects on church design.

🖼️ Standardized program of decoration

  • A standardized program of decoration developed alongside the standardized building design.
  • Interior surfaces—groin vaults, ribbed or pumpkin domes—created undulating surfaces for mosaic decoration.
  • Examples preserving developed interior cycles:
    • Panagia ton Chalkeon in Thessaloniki (1026, dated by inscription)
    • Rock-cut Karanlık Kilise at Göreme (11th century)

🏛️ Lavish decoration in imperial contexts

  • Imperially sponsored churches were lavishly decorated with marble and mosaic.
  • Example: Myrelaion church, originally constructed as the palace chapel of Romanos Lekapenos (emperor 919–44), served as the emperor's place of burial.
  • Example: Nea Moni on Chios, with unusual design and lavish decoration possibly the result of imperial patronage and work of artisans from Constantinople.

🏛️ Regional characteristics: Constantinople

🏛️ Balance and structural emphasis

Churches in Constantinople from the Middle Byzantine period exhibit:

  • Balance between components: in the plan, the tripartite sanctuary (bema) is balanced by the narthex (entry vestibule preceding the nave).
  • Structural divisions emphasized by pilasters (rectangular columns projecting from a wall) on the exterior.
  • Example: Myrelaion church has half-columns affixed to pilasters.

🎨 Surface treatment

  • Limited surface ornament in many instances.
  • Exterior surfaces may have been plastered.
  • Interior: groin vaults and ribbed or pumpkin domes created undulating surfaces for mosaic decoration.

🕌 Later conversions

  • Many churches of Constantinople were converted into mosques following the Ottoman conquest of Constantinople in 1453.
  • Example: the Myrelaion is known today as the Bodrum Mosque; its present interior appearance reflects this conversion.

🏰 Large monastic complexes (11th–12th centuries)

  • Large imperially sponsored monastic complexes developed, in part as new settings for imperial and dynastic burials.
  • Example: Pantokrator Monastery (c. 1118–36), built by John II and Eirene Komnenos.
    • Three churches built side by side in rapid succession.
    • South church dedicated to Christ Pantokrator: a large, lavishly decorated cross-in-square church, served as the katholikon.
23

Regional variations in Middle Byzantine architecture

Chapter 23. Regional variations in Middle Byzantine architecture Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

Middle Byzantine architecture (c. 843–1204) developed distinct regional styles across the Byzantine world, with Constantinople maintaining balanced, restrained designs while outlying regions like Greece, Armenia, Georgia, and Anatolia adapted the core cross-in-square church type with local materials, decorative traditions, and structural innovations.

📌 Key points (3–5)

  • Core building type: the cross-in-square church served as the standard Middle Byzantine plan, but each region adapted it differently.
  • Constantinople's style: balanced proportions, limited exterior ornament, structural divisions emphasized by pilasters, and undulating interior surfaces for mosaics.
  • Regional decorative contrasts: Greece favored lavish exterior decoration (cloisonné masonry, pseudo-kufic brick patterns); Armenia and Georgia used extensive external sculpture; Constantinople kept surfaces relatively plain or plastered.
  • Common confusion: not all Middle Byzantine churches look alike—the same period and building type (cross-in-square) produced very different appearances depending on region, materials, and local traditions.
  • Functional adaptations: monastic complexes and large congregational churches (especially in newly Christianized areas like Kievan Rus') required expanded plans with subsidiary chapels, ambulatories, and galleries beyond the basic cross-in-square core.

🏛️ Constantinople: the capital's restrained style

🏛️ Balanced proportions and structural clarity

  • Churches from the Middle Byzantine period in Constantinople (e.g., the tenth-century Myrelaion) exhibit balance between components:
    • Tripartite sanctuary (bema) balanced by the narthex (entry vestibule).
    • Structural divisions emphasized on the exterior by pilasters (rectangular columns projecting from walls).
    • At the Myrelaion, half-columns were affixed to pilasters to correspond to internal walls and supports.
  • Example: the Myrelaion's exterior clearly shows where internal walls and supports are located through its half-columns.

🎨 Limited exterior ornament

  • Surface ornament was usually limited in Constantinople.
  • Many church exteriors may have been plastered, not left as exposed decorative masonry.
  • Don't confuse: this restraint contrasts sharply with the lavish exterior decoration common in Greece and the Caucasus.

🖼️ Interior surfaces for mosaic

  • Interiors featured groin vaults (arched structures formed by the intersection of two barrel vaults) and ribbed or pumpkin domes.
  • These created undulating surfaces ideal for mosaic decoration.
  • Note: the present appearance of the Myrelaion interior reflects its later conversion to a mosque (1453), not its original Byzantine state.

🏰 Imperial monastic complexes (11th–12th centuries)

  • Large imperially sponsored complexes developed, partly as settings for imperial and dynastic burials.
  • Pantokrator Monastery (c. 1118–36), built by John II and Eirene Komnenos:
    • Three churches built side by side in rapid succession.
    • South church (Christ Pantokrator): large, lavishly decorated cross-in-square, served as the katholikon (main monastic church).
    • North church (Virgin Eleousa): also cross-in-square, served the lay community.
    • Middle church (St. Michael): single-aisled, covered by two domes, functioned as the imperial mausoleum and was called the heroon (ancient Greek term for a hero's monument or sanctuary) in the monastic typikon (foundation document).

🎨 Greece and Anatolia: decorative elaboration

🇬🇷 Greece: lavish exterior decoration

  • Vault forms were often simpler than in Constantinople.
  • Exterior surfaces were lavishly decorated with:
    • Cloisonné masonry: individual stones framed with bricks.
    • Pseudo-kufic decorations: motifs imitating Arabic scripts, made of brick.
  • Example: the Panagia church at Hosios Loukas (10th century) displays both cloisonné masonry and pseudo-kufic brick patterns.

🏛️ Greek-cross-octagon plan

  • The Greek-cross-octagon plan is an unusual variant best known in the katholikon at Hosios Loukas.
  • This plan inspired a number of regional examples in mainland Greece.
  • Don't confuse: this is distinct from the standard cross-in-square plan common elsewhere.

🏔️ Anatolia: masonry and rock-cut churches

  • Architecture flourished in central Anatolia until the Seljuq conquest of the 1070s.
  • Two main types:
    • Distinctive masonry churches in Cappadocia and Lycaonia (e.g., Çanlı Kilise, Karagedik Kilise).
    • Hundreds of rock-cut churches (most notably at Göreme), with well-preserved painted programs (e.g., Karanlık Kilise).
  • Rock-cut churches followed standardized designs from masonry architecture but showed inventiveness in detailing.

🧱 Çanlı Kilise: cross-regional influences

  • The cross-in-square church at Çanlı Kilise is carefully constructed of brick and stone.
  • Design features suggest awareness of architecture from both Constantinople and the Caucasus (the area between the Black Sea and Caspian Sea: Armenia, Azerbaijan, Georgia, Russia).
  • Typical of central Anatolia: stone construction.

🏔️ Armenia and Georgia: sculpture and distinctive forms

🇦🇲 Armenia: external sculpture and revival

  • Both Armenia and Georgia witnessed an architectural revival in the tenth century.

🏛️ Cathedral of Ani (1001)

  • Built by Trdat (who also rebuilt the dome of Hagia Sophia in Constantinople).
  • Plan: domed basilica.
  • Trdat also built a church dedicated to St. Gregory at Ani, an aisled tetraconch following the model of Zvartnots (now in ruins).

⛪ Church of the Holy Cross at Ahtamar (915–21)

  • Plan: octagon-dome palace church, following earlier models.
  • Distinctive feature: lavishly decorated with external sculpture, in contrast with most contemporary Byzantine churches.
  • Don't confuse: this extensive use of exterior sculpture is unusual for Byzantine architecture but characteristic of Armenian churches.

🇬🇪 Georgia: large domed basilicas with sculpture

  • In the Tao-Klarjeti region (today northeastern Turkey and southwestern Georgia), several large domed basilicas were built in the late 10th and early 11th centuries:
    • Öşk Vank (c. 963–73)
    • İşhan (completed c. 1032)
  • Both are lavishly decorated with exterior sculpture.
  • Interiors display unusual vault forms.
  • Ot'ht'a Eklesia (built at the same time): a grand barrel-vaulted basilica (a barrel vault is a type of ceiling that forms a half cylinder).
  • All are of distinctive stone construction.

🌍 Serbia, Bulgaria, and Kievan Rus': adaptations for new contexts

🇷🇸 Serbia and Bulgaria: connections to Constantinople and Greece

  • Church architecture in this period shows close associations with Greece and Constantinople.

⛪ Sv. Panteleimon at Nerezi (1164)

  • Five-domed church, well known for exquisite frescos.
  • Certainly inspired by the architecture of the capital (Constantinople).

⛪ Sv. Nikola at Kuršumlija (12th century, heavily restored)

  • Also inspired by Constantinople.
  • Its design was subsequently followed at Studenica and Djurdjevi Stupovi (now heavily restored).

🏛️ Large basilicas for congregational worship

  • Several large and distinctive basilicas were constructed to meet the demands of congregational worship:
    • Sv. Sofia in Ohrid (constructed c. 1000)
    • Church at Pliska
  • These differ from the smaller cross-in-square churches designed for monastic or private devotions.

🇺🇦 Kievan Rus': expanded plans for large congregations

⛪ St. Sophia in Kiev (begun 1037)

  • After Kievan Rus' was Christianized in 988, it required large congregational churches for the recently converted population.
  • Imported Byzantine masons familiar with small, vaulted churches elaborated a basic Middle Byzantine scheme.
  • They enveloped the tall domed core with:
    • A series of ambulatories (circular hallways outside a central space).
    • Galleries (upper-level walkways).
  • Purpose: these additions increased interior space from what would suit private devotions of a few individuals to what was necessary for a large congregation.
  • Don't confuse: this is not a different building type but an expansion of the cross-in-square plan to accommodate many more people.

🔄 Shift to Romanesque influence

  • Following the initial impetus from Byzantium, as the center of power shifted northward, Russia looked to the Romanesque architecture of northern Europe for inspiration.
  • However, the attenuated cross-in-square church remained the standard type, as seen in several twelfth-century churches in and around Vladimir.

🏛️ Monastic complexes and subsidiary spaces

🏛️ Common monastery layout

  • Monasteries of the Middle Byzantine period commonly had:
    • The church as the central element, freestanding within a walled enclosure.
    • The enclosure lined with monastic cells and other buildings.
    • The refectory (trapeza, where monks took meals) set in relationship to the church, either opposite or parallel to it.
  • Example: Hosios Meletios, Hosios Loukas, monasteries on Mount Athos, Studenica in Serbia.

🔄 Reconstruction and site specificity

  • With most surviving examples, the original church building is preserved, but other buildings have undergone numerous reconstructions.
  • Because of site specificity and long construction history, it remains difficult to determine a "standard" Middle Byzantine monastery type.

⛪ Subsidiary chapels and complex plans

  • Annexed chapels and more complex plans appear regularly in the Middle Byzantine period.

🏛️ Theotokos tou Libos, Constantinople (c. 907)

  • Built as a cross-in-square church similar in scale and detail to the Myrelaion.
  • Included six subsidiary chapels in its original design:
    • Two flanking the bema.
    • Four tiny, possibly domed chapels on the gallery level.
  • Named for its founder, Constantine Lips (an aristocrat and military official); dedicated to the Virgin Mary (Theotokos literally means "God-bearer").
  • Later converted into a monastery.

🏛️ Hosios Loukas katholikon

  • Has eight chapels, organized on two levels.

🤔 Interpretation of subsidiary spaces

  • These have been interpreted as settings for:
    • Private devotions
    • Possibly private liturgies
    • Primarily commemorative spaces
  • They are clearly integrated into the overall design of the building.
  • Often a single chapel is set to one side of the building, as at Sv. Nikola at Kuršumlija.

🏔️ Mount Athos: monastic service requirements

  • At Megisti Lavra, the katholikon begun in 962 was expanded gradually with:
    • Addition of lateral apses to the naos.
    • Domed subsidiary chapels flanking the narthex.
    • An outer narthex.
    • A phiale (font).
  • At Vatopedi and elsewhere on Mount Athos, the katholika appear to have triconch plans from the inception.
  • The new features clearly responded to the requirements of the monastic service.

🏔️ Cappadocia: rock-cut monasteries

  • Numerous well-preserved examples of monasteries in Cappadocia.
  • At Göreme, a cluster of small monastic ensembles developed in the Middle Byzantine period, each equipped with:
    • Its own church or chapel.
    • A trapeza (Greek for "table," refers to the refectory or dining hall) with a rock-cut table and benches.
  • The trapeza at the Geyikli Kilise complex in the Soğanlı Valley is lavishly carved.
  • Planning was by necessity site-specific and often similar to domestic complexes.

📊 Regional comparison table

RegionKey characteristicsDistinctive featuresExamples
ConstantinopleBalanced proportions, limited exterior ornament, pilasters emphasize structureGroin vaults and pumpkin domes for mosaics; imperial monastic complexesMyrelaion, Pantokrator Monastery
GreeceSimpler vaults, lavish exterior decorationCloisonné masonry, pseudo-kufic brick patterns, Greek-cross-octagon planHosios Loukas (Panagia and katholikon)
AnatoliaMasonry and rock-cut churches, stone constructionHundreds of rock-cut churches with painted programs; cross-regional influencesÇanlı Kilise, Göreme, Karanlık Kilise
ArmeniaDomed basilicas, octagon-dome plansExtensive external sculpture (unusual for Byzantine)Cathedral of Ani, Holy Cross at Ahtamar
GeorgiaLarge domed basilicas, distinctive stone constructionLavish exterior sculpture, unusual vault formsÖşk Vank, İşhan, Ot'ht'a Eklesia
Serbia/BulgariaClose ties to Constantinople and GreeceFive-domed churches, large basilicas for congregational worshipSv. Panteleimon (Nerezi), Sv. Sofia (Ohrid)
Kievan Rus'Expanded cross-in-square with ambulatories and galleriesLarge congregational churches for newly converted population; later Romanesque influenceSt. Sophia in Kiev, churches around Vladimir
24

Middle Byzantine Secular Architecture and Urban Planning

Chapter 24. Middle Byzantine secular architecture and urban planning Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

After the sixth century, the Byzantine Empire underwent ruralization and urban decline, with cities shrinking or being abandoned, public architecture limited almost exclusively to defense, and society becoming more private and inward-turning, except for Constantinople which retained its unique urban character throughout the Middle Byzantine period.

📌 Key points (3–5)

  • Ruralization process: large urban centers were depopulated or abandoned after the sixth century, with demographic shift to the countryside and inhabited areas reduced to fortified acropolises.
  • Old cities, new identities: abandoned cities were resettled with new names (e.g., Sparta became Lacedaemonia), and settlements shrank into fortified camps called kastra rather than poleis.
  • Private over public: Byzantine society became more private and inward-turning, with the home and family as the dominant social focus, and public spaces replaced by streets of mixed use (shops, workshops, residences together).
  • Common confusion: don't confuse the Middle Byzantine period with earlier Byzantine urbanism—even Constantinople witnessed cultural breaks and population decline, though it remained unique in retaining urban character.
  • Domestic architecture: Middle Byzantine houses were simple, organized around courtyards with little aesthetic concern, contrasting with the sprawling private estates and monasteries that became the distinguishing landmarks by the twelfth century.

🏚️ Urban decline and transformation

🏚️ The ruralization process

After the sixth century, the Byzantine Empire experienced a dramatic demographic shift:

  • Large centers were depopulated or abandoned
  • People moved from cities to the countryside
  • The inhabited area of a city was often reduced to its fortified acropolis only
  • Example: at Ankara, Sardis, and Corinth, the remainder of the ancient city was virtually abandoned

Even Constantinople was affected:

  • Following a plague in 747, Constantine V (reigned 741–75) resettled peasants from Greece and the Aegean Islands in the capital
  • Portions of the city fell into ruin
  • Public services were neglected

🏰 From poleis to kastra

Kastra (singular castrum): a Roman term for a fortified military camp; used in Middle Byzantine texts to refer to shrunken settlements with smaller circuits of fortification, replacing the older Greek term poleis (cities).

Old cities received new names when resettled:

  • Abdera became Polystylon
  • Sparta became Lacedaemonia
  • The older names were forgotten

Don't confuse: these were not entirely new foundations but rather resettled versions of ancient cities with reduced scale and new identities.

🆕 New settlements

The few new towns developed because of strategic or protected locations:

  • Monemvasia: a fortified city on a small island off the east coast of the Peloponnese
  • Cappadocia: numerous new agricultural settlements from the tenth and eleventh centuries, cut into soft volcanic rock formations, but these were no more than villages

🔄 Reconfiguring ancient cities

Ancient urban patterns were disrupted and reconfigured:

  • At Ephesus, the ancient center was gradually abandoned in favor of the more easily defended hill of Ayasoluk, fortified around the church of St. John
  • At Sparta, the ancient acropolis was reinhabited beginning in the ninth century
  • Main streets sometimes continued to function, but new patterns of growth emerged within the urban rubble

Nicaea (modern İznik) was almost unique:

  • Both the cardo (north-south street) and decumanus (east-west street) of the ancient Roman city continued to be used
  • This preservation of the ancient grid was exceptional

Cardo: the north-south street in an ancient Roman city or military camp.

Decumanus: the east-west street in an ancient Roman city or military camp.

New growth was ad hoc:

  • Streets appeared as the area between private properties
  • They were unpaved and unmaintained
  • Example: Corinth and Athens

🏘️ Private life and public spaces

🏘️ Society becomes inward-turning

A cultural revival began after the middle of the eighth century, but cities never achieved their former prominence:

  • Byzantine society became more private and inward-turning
  • The home and family became the dominant social focus
  • Public architecture was limited almost exclusively to defense

🛒 Mixed-use streets replace public spaces

Public spaces were abandoned and their functions replaced:

  • Streets became mixed use, with shops, workshops, and residences together
  • Market fairs and other large gatherings took place outside the walls
  • Example: the festival of St. John at Ephesus occurred outside the city

Activities moved in unexpected directions:

Extramural: something taking place outside or beyond the walls.

  • Some activities that would have been extramural in ancient times moved within the confines of the medieval city
  • Within Constantinople, large areas were devoted to vegetable gardens
  • Cemeteries gradually penetrated the city, many associated with religious foundations

Don't confuse: this was not simply urban decay but a reorganization of urban life around private rather than public priorities.

💧 Infrastructure and water supply

💧 Declining aqueducts

Aqueduct: an artificial conduit used to supply water to a city from another location.

With declining populations, most aqueducts fell into disrepair:

  • The aqueducts supplying Constantinople and Thessaloniki were maintained only with difficulty
  • A few new aqueducts were constructed, as at Thebes
  • An extensive hydraulic system was developed in some parts of Cappadocia

Alternative water sources:

  • At Corinth and Bursa, natural springs provided water
  • In most cases, private systems developed
  • Wells or cisterns collected rainwater

🏛️ Constantinople: the exception

🏛️ Unique urban character

Throughout the period, Constantinople remained unique in its urban character:

  • Contemporaries appreciated it for its wealth, its size, its paved streets, and the presence of the imperial court
  • By the twelfth century, its population may have been as high as 400,000

Retention of Late Antique monuments:

  • The city retained many great monuments of Late Antiquity
  • Spacious main streets, forums bedecked with triumphal monuments, basilicas, and public buildings formed the backbone of the medieval city
  • They continued to function throughout the Middle Byzantine period, if perhaps in a diminished capacity

🎉 Imperial triumphs

Imperial triumph: victory celebrations inherited from Rome that featured a triumphal parade into the capital with troops, captives, booty, and the victorious emperor.

Enough grandeur survived for emperors of the ninth and tenth centuries to stage imperial triumphs in the antique manner.

🏰 Imperial palaces

The Boukoleon Palace:

  • Represented the reduced core of the Great Palace (originally begun by Constantine the Great and subsequently expanded and rebuilt)
  • Enclosed by a fortification wall added by Nikephoros Phokas (reigned 963–69) in the tenth century

The Blachernae Palace:

  • Located at the northern corner of the city
  • By the twelfth century, had become the primary imperial residence

🏗️ New construction patterns

New construction of the Middle Byzantine period was privately financed and controlled:

  • What might be regarded as public buildings—baths, docks, warehouses, hospitals, and orphanages—were frequently controlled by the monasteries
  • New buildings were often made of wood rather than of stone

🏠 Domestic architecture

🏠 Simple country houses

Middle Byzantine domestic architecture is poorly preserved:

  • A simple country house was excavated at Armatova in Elis, composed of small rectangular rooms and a porch
  • At Corinth, excavated medieval houses have courtyards with wells and ovens surrounded by rooms and storerooms
  • Virtually no concern for aesthetics is evident, although offering a small degree of comfort and efficiency

🏢 Urban multi-storied residences

In Constantinople, multi-storied residences like Roman insulae still existed:

  • In the twelfth century, John Tzetzes describes living in a three-storied tenement
  • A priest, his children, and pigs lived above him
  • Hay was stored by a farmer on the ground floor

🏛️ Courtyard dwellings

The Myrelaion in Constantinople:

  • The foundations of a huge rotunda from a Late Antique palace were filled with a colonnaded cistern (for water storage) to form a level platform
  • The considerably smaller tenth-century Palace of Romanos Lekapenos (reigned 919–44) was pi-shaped in plan
  • It had a portico along the main facade and a chapel off to one side (which survives as the Bodrum Mosque today)
  • Later, the complex was converted into a monastery

Portico: a structure consisting of a roof supported by columns at regular intervals.

Rock-cut courtyard dwellings in Cappadocia:

  • Found at Çanlı Kilise near Akhisar
  • Rooms organized around a courtyard
  • A porticoed façade and a chapel
  • Main formal rooms were given special articulation
  • Other rooms may be identified as the kitchen, storerooms, cisterns, dovecotes, and stables

🏰 Great private estates

By the twelfth century, the great, privately endowed monasteries and the mansions of the wealthy had become the distinguishing landmarks of the city:

  • By the eleventh century, the monumentality of early forms was commonly replaced by complexity
  • None of these great oikoi (Greek for house), with their sprawling mansions, courtyards, chapels, and gardens, survives

The Palace of Botaniates (described in a 1203 document):

ComponentDescription
EntrancesGatehouses
ReligiousTwo churches
Open spacesCourtyards
Formal spacesReception halls, dining halls
Living areasResidential units, terraces, pavilions
Service areasStables, granary, vaulted substructures, cisterns, bath complex
EconomicRental properties

Wealthy countryside estates:

  • May have been fortified
  • Example from Digenes Akritas: surrounded by gardens and defended by walls and towers, also included a bathhouse and a church
25

A work in progress: Middle Byzantine mosaics in Hagia Sophia

Chapter 25. A work in progress: Middle Byzantine mosaics in Hagia Sophia Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

Hagia Sophia's appearance and meaning evolved continuously over centuries as successive Byzantine rulers added figural mosaics that responded to theological controversies, commemorated imperial donations, and reflected political events, transforming Justinian's originally non-figural church into a complex monument with a "social life."

📌 Key points (3–5)

  • The "social life" concept: artworks and buildings change over time through social networks, challenging historians to look beyond original creation to understand ongoing transformations.
  • Post-Iconoclasm transformation: Hagia Sophia was built 532–537 with mainly crosses and non-figural decoration, but figural mosaics were added after the Iconoclastic Controversy (8th–9th centuries), dramatically changing its appearance.
  • Intertwined Church and state: mosaics depicted both religious figures and emperors/empresses, reflecting the Byzantine lack of separation between Church and state and the emperor's participation in liturgical ceremonies.
  • Common confusion—static vs. evolving monuments: the church was "finished" in 537 but remained a "work in progress" for over seven centuries, with major mosaics added as late as 1261.
  • Multiple functions of imperial mosaics: images commemorated donations, legitimized rulers, updated political realities (e.g., replacing one emperor's face with another), and positioned living emperors alongside holy figures.

🕊️ Religious mosaics after Iconoclasm

🕊️ Apse mosaic: Virgin and Child (c. 867)

The first major mosaic added to Hagia Sophia following the 843 end of Iconoclasm depicted the Virgin Mary and Christ Child in the apse, the semidome above the altar at the eastern end of the church.

  • When and why: probably completed around 867, after Iconoclasm ended in 843.
  • The inscription's message: "The images which the imposters [i.e. the iconoclasts] had cast down here pious emperors have again set up"—directly referencing the theological controversy.
  • Location significance: placed above the altar where Byzantines believed Eucharistic bread and wine became Christ's flesh and blood, visually echoing Christ's incarnation (becoming flesh).
  • Patriarch Photios's role: preached a sermon interpreting this image in terms of Iconoclasm's end.

🏛️ Tympana mosaics (late 9th century)

  • What they depicted: rows of holy figures—Church fathers on the bottom, prophets in the middle, probably angels above—on the north and south walls beneath the central dome.
  • Survival: only a few survive today.
  • Recent patriarchs included: figures like Ignatius the Younger (died 877) were pictured among Church fathers, likely because they defended images during Iconoclasm and were associated with Hagia Sophia.
  • This shows how contemporary religious leaders were elevated to the status of ancient holy figures.

👑 Imperial ceremonial route and mosaics

🚪 The ceremonial entrance context

  • No separation of Church and state: the emperor participated in Church rituals with clergy in Hagia Sophia.
  • The Book of Ceremonies: a tenth-century text describes how the emperor sometimes entered Hagia Sophia for the Divine Liturgy (an Eastern Orthodox service including hymns, Bible readings, and Eucharist).
  • Two mosaics depicting emperors were positioned along this ceremonial route.

🏰 Southwest vestibule mosaic (early 10th century)

  • Location and timing: in a lunette (semicircular space) in the southwest vestibule; installed early tenth century; the emperor would pass under it entering the narthex.
  • Central image: towering Virgin labeled "Mother of God," holding Christ Child, seated on a lavish throne with jeweled footstool.
  • Flanking emperors:
    • Right: Constantine (founded Constantinople in 330 C.E.) offers a model of the city with high crenelated walls.
    • Left: Justinian (built Hagia Sophia 532–37) offers a domed model of Hagia Sophia itself.
  • Donor imagery: showing donors offering building models to heavenly figures was common in medieval art.
  • Imperial loros: both emperors wear this rich sash-like garment decorated with precious stones.
  • Meaning: highlights the Virgin as protector of Constantinople and the importance of imperial patronage.

🚪 Imperial Door mosaic (c. 900)

  • Location: lunette above the Imperial Door (central door between inner narthex and nave); probably slightly earlier than the southwest vestibule mosaic.
  • Christ's image: frontal, seated formally on a "lyre-backed" throne (named for resemblance to the ancient instrument; may have been associated with a mosaic in the Great Palace throne room).
  • Christ's gesture and text: blesses with right hand; open book on left knee reads "Peace be with you; I am the light of the world" (paraphrase of John 20:19 and 8:12).
  • Flanking roundels: angel on Christ's left; probably the Virgin Mary on his right, hands extended in supplication.

🙇 The prostrate emperor

  • The figure: an unnamed emperor bows before Christ with outstretched hands in proskynesis (a gesture of reverence).
  • Theories about identity:
    • Some scholars: Leo VI atoning for marrying four times (considered sinful and illegal) to pursue a male heir.
    • Recent scholars question: might be a generalized representation of imperial submission to Christ rather than a specific historical ruler.
  • Ceremonial connection: the image would have been meaningful when emperors performed their own acts of proskynesis in the narthex (as described in the Book of Ceremonies) before passing beneath it into the nave.

💰 Imperial patrons in the south gallery

🏛️ The gallery context

  • Location: south gallery, second level above the south aisle.
  • Function: traditionally reserved for imperial use during church services.
  • Connection: near a doorway linking Hagia Sophia with the Great Palace.
  • Two mosaics added in the eleventh and twelfth centuries depict emperors and empresses.

👑 Constantine IX and Zoe with Christ (1028–34, revised 1042–55)

ElementOriginal version (1028–34)Revised version (1042–55)
Central figureChrist enthronedChrist enthroned (new face)
EmpressZoe (second daughter of Constantine VIII)Zoe (new face)
EmperorRomanos III (first husband, reigned 1028–34)Constantine IX Monomachos (third husband, reigned 1042–50 with Zoe)
Occasion commemoratedImperial donation: gilding the capitals of Hagia SophiaImperial donation: enabling daily Divine Liturgy (previously only weekends)
  • What they offer: Constantine IX and Zoe turn inward toward Christ, offering a bag of money and probably a contract of donation.
  • Meaning: illustrates how donations to the Church were understood as offerings to God.
  • Why all three faces changed: perhaps to give consistent stylistic appearance; another theory suggests Zoe's original face was destroyed as damnatio memoriae (official erasure of legacy) when she was briefly exiled before her third marriage.
  • Cost context: celebrating the Divine Liturgy in Hagia Sophia was expensive, requiring payment for a large number of clergy and staff.

👨‍👩‍👦 John II and Irene (c. 1118–34)

  • Dynasty: Komnenian Dynasty (ruled 1081–1185); John II Komnenos reigned 1118–43; Irene of Hungary married John II in 1104, reigned with him 1118–34 (until her death).
  • Composition: Virgin and Child at center (complementing the nearby image of Christ); John II and Irene on either side, occupying same positions as Constantine IX and Zoe, offering a money bag and rolled document.
  • Only surviving twelfth-century mosaic from Constantinople.
  • Scale and power: emperors and empresses appear shorter than Christ and the Virgin, yet their closeness to these holy figures and their halos suggest the considerable power of Byzantine rulers, who "immortalized themselves in fields of gold on the walls of Constantinople's Great Church."

🔄 The ongoing "social life" of Hagia Sophia

🔄 What "social life" means

Anthropologist Arjun Appadurai referred to the "social life" of a thing: an artwork's history and position within social networks over time.

  • Challenge to art historians: questions about original patron, meanings, and functions are important, but works of art and architecture change over time, requiring a longer view.
  • Not static: even though Justinian finished building and dedicated Hagia Sophia in 537, it was "in a sense, an ongoing work in progress."

🕰️ Seven centuries of additions

  • Initial decoration (532–37): primarily crosses and non-figural motifs.
  • Post-Iconoclasm (after 843): several figural mosaics added, dramatically changing appearance.
  • 1204 and after: Constantinople sacked by crusaders, then reclaimed by Byzantines in 1261; Hagia Sophia refurbished again.
  • Deësis mosaic (c. 1261): the last major mosaic, showing an image of intercession and divine mercy, installed in the south gallery more than seven centuries after initial construction.

🧩 What the mosaics reflect

The continuous addition of mosaics illustrates how the continual creation of a monument can be a complex, ongoing process, reflecting:

  • Theological controversies: e.g., the end of Iconoclasm and the restoration of images.
  • Imperial donations: commemorating gifts that funded church operations or decoration.
  • Political events: e.g., remarriages (Zoe's three husbands), changes in dynasty (Macedonian to Komnenian).
  • Legitimization and memory: emperors and empresses positioned themselves alongside holy figures, immortalizing their power and piety.

Don't confuse: the "completion" of a building with the end of its artistic and social evolution—Hagia Sophia's mosaics show that a monument's meaning and appearance can continue to develop for centuries after its initial construction.

26

Mosaics and microcosm: the monasteries of Hosios Loukas, Nea Moni, and Daphni

Chapter 26. Mosaics and microcosm: the monasteries of Hosios Loukas, Nea Moni, and Daphni Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

Middle Byzantine domed churches developed new mosaic programs that transformed the building into a microcosm—a three-dimensional image of the cosmos—where holy figures appeared to occupy the same physical space as worshippers, creating an overwhelming sense of entering heaven itself.

📌 Key points (3–5)

  • Architectural shift: Middle Byzantine churches favored domed, centrally planned designs over basilicas, adding a vertical axis that prompted viewers to look upward and enabled new decorative programs.
  • Microcosm concept: Byzantine texts interpreted the domed church as a three-dimensional image of the cosmos, with gold vaults representing heaven above and colored marble representing earth below.
  • "Spatial icons": Holy figures appeared against gold backgrounds and seemed to face each other across the church space, occupying the same physical space as worshippers rather than existing in illusionistic Renaissance-style backdrops.
  • Common confusion: These three monasteries (Hosios Loukas, Nea Moni, Daphni) share common trends in Middle Byzantine mosaics but also demonstrate flexibility—each has unique architectural plans and decorative choices adapted to its function and patronage.
  • Liturgical connection: Mosaic programs were not merely decorative but took on additional meanings during church services, connecting past sacred events with present rituals like the Eucharist.

🏛️ Historical context and architectural innovation

🕰️ Post-Iconoclastic flowering

  • After the Iconoclastic Controversy ended in 843 C.E., images of God and saints were affirmed as holy rather than heretical.
  • Soon after, the church of the Virgin of the Pharos was built in Constantinople's imperial palace and adorned with rich mosaic icons.
  • Around 864, Patriarch Photios described the Pharos church as creating the impression "one had entered heaven itself," with everything appearing "in ecstatic motion" as the spectator whirled to view the mosaics.
  • Though the Pharos church is lost, three eleventh-century churches preserve original mosaic programs likely inspired by it.

🏗️ Architectural shift: basilica to dome

  • Earlier style: Long, hall-like basilicas created a strong horizontal axis from entrance to altar.
  • Middle Byzantine innovation: Domed, centrally planned churches added a vertical axis prompting viewers to look upward.
  • New decorative programs developed in tandem with this architectural trend, covering walls and domes with mosaics and frescos in complex configurations.
  • Lower portions were often decorated with marble revetment (thin panels of beautifully colored marble).

🎨 Mosaic technique

Mosaics: patterns or images made of tesserae—small pieces of stone, glass, or other materials.

  • Originally used for floors in antiquity, mosaics became popular for church walls and ceilings in Byzantium.
  • Wealthy patrons such as emperors funded these expensive decorations.
  • Gold tesserae were created by sandwiching thin gold leaf between two pieces of clear glass (not solid gold).
  • Gold tesserae reflected sunlight during the day and flickering candlelight at night.

🌌 The microcosm concept and spatial icons

🌌 Church as microcosm

Microcosm: a three-dimensional image of the cosmos.

  • Byzantine texts interpreted the domed church as representing the entire universe in miniature.
  • Heaven above: Sparkling gold vaults associated with the heavens.
  • Earth below: Colored marbles associated with the earth.
  • Images arranged hierarchically: heavenly Christ reigning above, events from sacred history unfolding below, portraits of saints surrounding worshippers in the lowest registers.

👁️ "Spatial icons" vs. illusionistic art

  • Mosaicists made no effort to create illusionistic backdrops like Italian Renaissance works (e.g., Masaccio's Holy Trinity fresco).
  • Holy figures appeared against a gold ground, situated in the curves and facets of the church architecture.
  • Prophets, saints, and angels seemed to face and communicate with each other across the space of the church.
  • Art historian Otto Demus coined the term "spatial icons" to describe this effect.
  • Key distinction: These figures created the impression they occupied the same physical space as the worshippers, not a separate pictorial space.

Example: At Hosios Loukas, the Presentation of Christ mosaic shows figures against gold, contrasting sharply with Masaccio's fresco where figures exist in a constructed architectural space with perspective.

🏛️ Hosios Loukas: monastic healing center

📍 Location and foundation

  • Located in central Greece, probably the oldest of the three churches.
  • Named for St. Loukas of Steiris, a local monastic saint who lived on the site and died in 953.
  • St. Luke's body was interred between the two churches, attracting pilgrims seeking healing.

🏗️ Two connected churches

ChurchPlanDateFeatures
Northern church (dedicated to Virgin)Cross-in-square10th century (older)Square naos, central dome braced by vaults on four sides, supported by four columns/piers
Katholikon (main monastic church)Octagon-domed11th centuryLarger, centrally planned with dome supported above eight points; retains many mosaics

🚪 Narthex: entrance and Passion cycle

  • Worshippers entered through the narthex (vestibule at the western end).
  • Encountered portraits of saints and large images of Christ's Passion and Resurrection:
    • Christ washing disciples' feet
    • Crucifixion
    • Anastasis (Christ descending into hades to raise the dead)
    • Doubting Thomas touching Christ's wounds
  • Passed beneath a large mosaic of Christ Pantokrator displaying an open book proclaiming "I am the light of the world" (John 8:12).

⛪ Naos: heavenly dome and life of Christ

  • Large fresco of Christ surrounded by angels occupies the dome (may replicate lost original mosaics).
  • Four squinches beneath the dome displayed mosaic scenes from Christ's life:
    • Annunciation (northeast squinch, now lost)
    • Nativity
    • Presentation in the Temple
    • Baptism
  • Various saints appear below, with an abundance of monastic saints (including St. Loukas himself) reflecting the building's function.

🕊️ Altar area: Pentecost and Incarnation

  • Smaller dome above altar shows Pentecost (Holy Spirit descending on apostles).
  • Virgin and Child enthroned in the apse behind the altar—a reminder that God became human for salvation.
  • During the Divine Liturgy (Orthodox service culminating in Eucharist), this Incarnation image took on new significance as bread and wine became Christ's body and blood.

🏝️ Nea Moni: imperial patronage on Chios

👑 Foundation and patronage

  • Hermit monks founded Nea Moni ("new monastery") on the island of Chios before 1042.
  • Katholikon built with patronage of Emperor Constantine IX Monomachos between 1049–55.
  • Features a rectangular plan; architectural design may have been adapted to accommodate the mosaic program.

🎨 Mosaic program

  • Narthex: Array of saints and large narrative images centering on Christ's Passion (similar to Hosios Loukas).
  • Naos dome: Main dome has lost its mosaics, but remnants of cherubim and seraphim (angelic beings), evangelists, and apostles survive in pendentives beneath.
  • Ring of scenes: Eight alternating conches (half-domes) and niches displayed scenes from Christ's life.
  • Eastern apse: Virgin with hands upraised in prayer, flanked by archangels Gabriel and Michael.

🔺 Architectural elements

Pendentives: triangular segments of a sphere used to transition from a square room to a circular base for a dome.

Conches: half-dome or quarter-sphere vaults.

🏛️ Daphni: Marian focus near Athens

📍 Location and dating

  • Located just northwest of Athens, likely the last of the three to be built (c. 1050–1150).
  • Little known about the foundation of this cross-in-square church.

🌟 Narthex: Virgin and Eucharistic prefiguration

  • Combines scenes from the lives of Christ and the Virgin, suggesting dedication to Mary.
  • Eastern wall (where worshippers entered the church):
    • Last Supper
    • Presentation of the Virgin in the Temple (where an angel fed her heavenly bread)
  • These images connected past sacred events with present Eucharist celebration:
    • Christ sharing bread and wine at Last Supper
    • Virgin eating heavenly bread in the temple
    • Both prefigured and symbolized the Eucharist
  • Foot Washing appears here (as in all three churches), likely reflecting ritual foot washing on Holy Thursday when abbots imitated Christ by washing monks' feet.

☀️ Naos: monumental Pantokrator

  • Monumental Christ Pantokrator dominates the central dome, framed by a rainbow mandorla (aureole of light).
  • Photios interpreted similar images as "Christ reigning from the heavens," "overseeing the earth, and devising its orderly arrangement and government."
  • Scenes from the lives of Christ and Virgin (e.g., Annunciation) unfold in squinches below and throughout the naos.
  • Eastern apse shows another Virgin and Child; additional saints appear throughout.

Pantokrator: Greek for "almighty" or "ruler of the universe," a title Byzantines used for Christ.

Mandorla: an aureole of light surrounding a holy figure.

🙏 Liturgical and devotional experience

🔄 Images and ritual

  • Mosaic programs were not static decorations but took on additional meanings as church services unfolded.
  • Images connected past sacred history with present ritual actions.
  • Example: Incarnation images (Virgin and Child) gained new significance during the Divine Liturgy when bread and wine became Christ's body and blood.

🌀 Ecstatic motion and heavenly vision

  • Photios described the overwhelming experience of viewing the Pharos church mosaics: whirling to see all sides created the impression the church itself was moving.
  • "The spectator, through his whirling about in all directions... imagines that his personal condition is transferred to the object."
  • For worshippers entering these churches, mosaics offered:
    • A vision of God reigning from on high
    • A reminder of salvation history
    • Face-to-face encounters with saints who had come before
  • Photios felt as if he had "entered heaven itself"—the intended effect of the microcosm concept.

🎭 Common trends and flexibility

  • All three churches share Middle Byzantine trends:
    • Passion and Resurrection scenes in the narthex
    • Hierarchical arrangement (heaven above, earth below)
    • Spatial icons against gold backgrounds
    • Christ Pantokrator in or above the dome
    • Virgin and Child in the eastern apse
    • Saints in lower registers
  • Yet each demonstrates flexibility:
    • Different architectural plans (cross-in-square vs. octagon-domed vs. rectangular)
    • Unique emphases (monastic saints at Hosios Loukas, Marian focus at Daphni)
    • Adaptations to function and patronage

Don't confuse: The three churches are not identical copies of a single model but variations on common themes, each adapted to its specific context, patrons, and liturgical needs.

27

Illuminating the Psalms in Byzantium

Chapter 27. Illuminating the Psalms in Byzantium The British Library Kalliroe Linardou

🧭 Overview

🧠 One-sentence thesis

Byzantine illuminated psalters used two distinct decorative modes—full-page miniatures in aristocratic psalters and marginal illustrations in marginal psalters—to create different narrative relationships between text and image, offering insight into medieval devotional practices and sophisticated approaches to linking visual and textual meaning.

📌 Key points (3–5)

  • What a psalter is: the Book of Psalms (Old Testament canticles attributed to King David), used in church liturgy and private devotion, often with subsidiary texts like Canticles and sumptuous illumination.
  • Two distinct categories: aristocratic psalters feature full-page miniatures of authors or life scenes; marginal psalters place images in wide margins directly next to the verses that inspired them.
  • How to distinguish the two modes: aristocratic psalters cluster portraits/scenes at the beginning or before sections and provide continuous narrative; marginal psalters scatter unrelated scenes on single pages, creating visual commentary dependent on adjacent text.
  • Three illustration approaches in marginal psalters: literal visual interpretation of Psalm verses, depiction of Old Testament figures/events referenced in the text, and typological pairing of Old Testament pre-figurations with New Testament fulfillments.
  • Why they matter: psalters reveal private devotional practices, intimate hopes and fears of owners, and sophisticated medieval methods of establishing meaningful text-image links.

📖 What psalters are and how they were used

📖 Definition and content

A psalter is essentially the Book of Psalms, a book of the Old Testament accessible during the Middle Ages either as part of a complete bible or as an independent volume.

  • The Psalms are a corpus of canticles (songs) originally composed in Hebrew over seven centuries.
  • They were supposedly authored by King David, an ancestor of Christ, so David's image featured prominently.
  • Psalters often included subsidiary texts, especially the Canticles or Odes (hymns from biblical texts other than the Psalms).

⛪ Contexts of use

  • Liturgical use: in church during the Divine Office (liturgy).
  • Private devotion: as textual and/or visual aids for the laity's devotional practices.
  • The excerpt notes that numerous decorated or plain psalters survive from the 9th to 15th century, evidence of the Psalms' popularity among medieval men and women who studied them intensely and intimately.

🎨 Illumination and patronage

  • Psalters often included sumptuous illumination.
  • Byzantines produced beautiful and sophisticated illuminated manuscripts for rulers, clerics, abbots, monks, and lay noble patrons.
  • Example: Additional 36928, a diminutive aristocratic psalter from around 1090, was commissioned for private use (its small size indicates this).

🖼️ Aristocratic psalters: full-page miniatures

🖼️ Structure and content

  • What they feature: full-page miniatures customarily showing portraits of the purported authors of the Psalms and Canticles or scenes from their lives.
  • Where images appear: clustered together at the beginning of the volume or interspersed before the opening of each section.
  • The excerpt calls these "aristocratic psalters."

📜 Example: Additional 36928

  • Dated around 1090, produced in the Monastery of St Sabba near Jerusalem.
  • Contains the Psalms and Canticles with eight full-page miniatures (much rubbed but still visible).
  • Six scenes introduce the Book of Psalms by narrating key episodes of David's life.
  • On folio 44v: David serenades his flocks accompanied by the female personification of Melodia (Melody) resting by his shoulder.
    • This image reminds viewers of David's humble beginnings as a future king.
    • It also visually indicates that the Psalms were composed as songs.

🖋️ Marginal psalters: images in the margins

🖋️ Structure and purpose

  • What they are: psalters where images fill the margins surrounding the main body of text.
  • Design: particularly ample margins accommodate free-standing marginal illuminations as close as possible to the verse that inspired them.
  • Timeline: earliest surviving examples date from the 9th century; production continued throughout the middle and late Byzantine period.

🔗 Text-image relationship

  • Marginal psalters are far more likely to combine scenes unrelated to one another on a single page than aristocratic psalters.
  • They are less concerned with providing a continuous narrative.
  • Illuminations tend to be dependent on the text of the Psalms: the meaning of individual scenes or images grouped together is incomprehensible if taken out of the relevant textual context.
  • Don't confuse: aristocratic psalters provide continuous narrative with clustered full-page scenes; marginal psalters create visual commentary with scattered, text-dependent images.

💬 Visual commentary function

One of the most distinctive features of Byzantine marginal psalters is their use of the marginal format to create a sort of visual commentary on the Psalms, a parallel to the textual marginal commentaries found in other biblical manuscripts.

  • The excerpt emphasizes that marginal psalters function like textual commentaries but in visual form.
  • Each manuscript was an ad hoc creation, adjusted to serve the needs and tastes of commissioners, despite similarities with earlier volumes.

🎭 Three illustration approaches in marginal psalters

🎭 Literal visual interpretation

  • The most common choice of illumination.
  • Could be done simply or with incredible complexity.
  • Directly visualizes what the Psalm text describes.

📚 Old Testament figures and events

  • The Psalms often refer to specific events and people mentioned elsewhere in the Old Testament.
  • Marginal psalters include images depicting these specific Old Testament figures or events referenced in the text.

✝️ Typological interpretation

Typology involves pairing an Old Testament event or figure mentioned in the text with a New Testament event or person depicted in the margins. The former is viewed as a pre-figuration of the latter, and the latter as the fulfilment of the former.

  • This was a familiar and popular interpretative approach to the Scriptures during the Middle Ages.
  • Found not only in marginal psalters but also in other literary and artistic productions.
  • Example mechanism: an Old Testament figure in the text is paired with a New Testament person in the margin, showing how the earlier event foreshadowed the later one.

📚 Case studies: British Library marginal psalters

📚 The Theodore Psalter (1066)

  • Contains a long colophon (signature) at the end—rare information about commission and recipients.
  • Made by scribe Theodore from Caesarea, a monk of the Studios Monastery in Constantinople, for Abbot Michael in 1066.
  • Sumptuously illustrated throughout with marginal images giving insight into an abbot's reading of the Psalms.

🔤 Folio 1r example

  • The initial letter M for the Greek word Μακάριος (Blessed) opening the first Psalm is shaped to include Christ and the Blessed Man (subject of the opening verse).
  • Both figures are repeated on a bigger scale in the right corner of the margin.
  • Bottom margin: reserved for the ungodly sinners and evil men mentioned in the Psalm, gesticulating vividly in disagreement.
  • Top right margin: Christ represented as the Ancient of Days (an iconographic convention introducing Christ as the God of the Old Testament), supervising all human affairs from the skies and visually fulfilling all prophecies and promises expounded in following pages.

📚 The Bristol Psalter (11th century)

  • A diminutive book made for private use.
  • Classified as a marginal psalter but shares common features with aristocratic psalters.
  • Takes a different approach to the opening and illustration of David's text.

🎵 Folio 7v and 8r example

  • Folio 7v: full-page portrait of David seated and surrounded by five musicians holding recognizable musical instruments (familiar from aristocratic psalters).
  • Folio 8r (facing folio): opening of the Psalms illustrated by a single image on the bottom margin.
    • The pious man (with whom the anonymous recipient would identify) is represented by his desk with a book opened in front of him, meditating the law of God day and night (Psalm 1:2).
    • Two female personifications of Day and Night (identified by inscriptions) visualize the passing of time mentioned in Psalm 1.

🔍 Significance and scholarly insights

🔍 More than picture-books

  • Byzantine illuminated psalters provide an excellent opportunity to study the many sophisticated approaches used to establish meaningful links between text and image.
  • They offer valuable insight into the private sphere and the most intimate hopes and fears of their owners.

🔍 Scholarly puzzles

  • The relationship between 9th-century marginal psalters and later specimens has long puzzled scholars.
  • The excerpt reminds us that medieval illustrated manuscripts were ad hoc creations, each time adjusted to serve the needs and tastes of commissioners, despite similarities with earlier volumes.

🔍 Narrative determination

  • The two distinct modes of decoration (full-page miniatures and marginal illuminations) unavoidably determined the narrative relationship between text and images.
  • This structural difference explains why aristocratic psalters favor continuous narrative while marginal psalters favor text-dependent visual commentary.
28

Illuminated Gospel-Books

Chapter 28. Illuminated Gospel-Books The British Library Kathleen Maxwell

🧭 Overview

🧠 One-sentence thesis

Byzantine illuminated Gospel manuscripts served both liturgical and navigational functions through their sophisticated decoration and reference systems, making them essential tools for Orthodox worship and elite patronage rather than mere picture-books.

📌 Key points (3–5)

  • Two manuscript types: continuous text Gospels (one column, sequential) vs. Gospel lectionaries (two columns, arranged by liturgical calendar starting Easter Sunday).
  • Navigation aids before modern chapters: Ammonian section numbers and Eusebius's Canon Tables helped readers find passages and parallels across Gospels, since contemporary chapter-verse systems did not exist.
  • Functional decoration: evangelist portraits, headpieces, and decorated Canon Tables provided visual cues to locate Gospel beginnings and passages in manuscripts without tables of contents or indices.
  • Common confusion: decoration was not purely aesthetic—gold backgrounds, framed portraits, and colored inks served as wayfinding tools in expensive, 300-folio manuscripts.
  • Elite production: even modest Gospel books required significant investment in parchment and scribal time; illuminated versions with gold and trained artists were reserved for the highest patrons, possibly imperial families.

📖 Manuscript types and structure

📖 Continuous text vs. lectionaries

TypeCountFormatPurpose
Continuous text Gospels~2,930One column; Matthew, Mark, Luke, John in sequenceComplete Gospel reading
Gospel lectionaries~2,450+Two columns (easier to read aloud)Excerpted readings arranged by Orthodox liturgical calendar (begins Easter Sunday with John 1:1–17)
  • Many continuous text manuscripts were later adapted to function as lectionaries.
  • The two-column format in lectionaries facilitated public reading during liturgy, where multiple lections (excerpts) were required—Good Friday alone required over a dozen readings.

🗂️ Kephalaia (numbered chapters)

Kephalaia: numbered chapters with descriptive titles, often listed at the beginning of each Gospel and repeated in top margins where chapters began.

  • These chapter titles informed readers of subject matter but were few in number, making them less effective for finding obscure passages.
  • Example: a reader seeking a specific teaching could scan the kephalaia list to identify the relevant chapter, then locate it by the repeated title in the margin.

🧭 Pre-modern navigation systems

🧭 Ammonian section numbers

  • Ammonius (3rd century) numbered Gospel sections to make important passages easy to find.
  • These numbers appeared in manuscript margins near the corresponding Gospel text.
  • No index to section numbers existed, so readers had to know the desired section number in advance.

🧭 Eusebius's Canon Tables

Canon Tables: a series of 10 tables organizing Ammonian section numbers so readers could discover parallel passages across the four Gospels.

  • Eusebius of Caesarea (263–339) refined Ammonius's system by creating cross-reference tables.
  • How they worked: Canon Table 1 had four columns (Matthew, Mark, Luke, John); if a passage appeared in all four Gospels, each column listed the corresponding Ammonian section number.
  • Later Canon Tables (e.g., Table 10) listed section numbers for passages unique to each Gospel.
  • Canon Tables were placed at the manuscript's beginning, often prefaced by Eusebius's explanatory letter.
  • Example: a reader finding Ammonian section 45 in Matthew's margin could consult the Canon Table to see if Mark, Luke, or John contained parallel passages, and locate their section numbers.

🎨 Visual navigation through decoration

  • Evangelist portraits: framed depictions of Matthew, Mark, Luke, or John seated at desks, writing against gold backgrounds, placed at the beginning of each Gospel.
  • Headpieces: decorated frames around Gospel titles on the page opposite evangelist portraits, often color-coordinated with the portrait.
  • Decorated Canon Tables: illuminated tables at the manuscript's beginning.
  • Functional role: in manuscripts without foliation, pagination, or tables of contents, these visual cues helped readers locate Gospel beginnings and specific passages.
  • Don't confuse: decoration was not optional luxury—it was a wayfinding system in 300-folio (600-page) manuscripts where finding a passage otherwise required memorizing section numbers.

🎨 Production and patronage

💰 Cost and labor

  • Even modest Gospel books with minimal ink decoration were expensive: parchment costs plus scribal time for ~300 folios.
  • Illuminated manuscripts required trained illuminators for:
    • Gold backgrounds in evangelist portraits and Canon Tables
    • Decorated headpieces
    • Colored titles and decorated initials
  • Gold and trained artists added significantly to cost, reserving such manuscripts for the elite.

👑 Imperial patronage

  • The earliest extant illuminated Greek Gospel manuscripts (6th century): Rossano Gospels and Sinope Gospels.
  • Both are incomplete but feature gold or silver writing on purple parchment with splendid narrative miniatures—features suggesting imperial or royal family patronage.
  • Example: Add MS 39603, a 12th-century cruciform lectionary with cross-shaped text format, was likely commissioned by an imperial patron because the format wasted writing space (increasing cost) and made scribal work more difficult.

🖼️ Artistic styles and additions

  • Kokkinobaphos Master (c. 1125–1150): high-quality workshop known for animated facial expressions and pastel-colored garments (e.g., Burney MS 19, where evangelist portraits were added in the 12th century to a 10th-century Gospel book).
  • Decorative style group (12th century): over 100 manuscripts (mostly Gospels) featuring bold evangelists in bright pastels and distinctive deep black "low Epsilon script"; possibly from Cyprus, Palestine, or Constantinople (e.g., Harley MS 1810 with 17 narrative miniatures).
  • It was not uncommon for illuminations to be added decades or centuries after the manuscript was copied.

🔍 Notable examples in the British Library

🔍 6th–7th century fragments

  • Cotton MS Titus C XV: four folios on purple parchment, written in silver ink (now oxidized), with gold for Jesus and God's names.
  • Golden Canon Tables (Add MS 5111): 12th-century manuscript containing two fragments of 6th- or 7th-century Canon Tables written on gold—the oldest illuminated Canon Table example in the British Library.

🔍 10th-century masterpieces

  • Add MS 28815/Egerton 3145: large two-volume New Testament with exceptional author portraits.
    • Luke's standing portrait at the beginning of Acts (f. 162v): painterly face, ethereal pastel garments, classicizing drapery contrasted with impressionistic scroll rendering.
    • Luke's seated portrait before his Gospel (f. 76v): expressive drapery effects compromise figure integrity, resembling "melted frosting sliding off a cake," exacerbated by ambitious chair design and awkward footrest angle.

🔍 12th-century innovations

  • Harley MS 1810: unusual Gospel manuscript with Canon Tables, evangelist portraits, headpieces, and 17 framed narrative miniatures within Gospel texts (part of the decorative style group); adapted for liturgical use as a lectionary.
  • Add MS 39603 (Curzon Cruciform Lectionary): spectacular lectionary with cross-shaped text format and decorative projections marking all eight corners—highly unusual and costly, ensuring writing area was not fully utilized.

📊 Survival and scope

📊 Manuscript counts

  • Approximately 60,000 surviving Greek manuscripts total.
  • Approximately 5,400 contain Gospel texts (continuous or lectionary).
  • Over 200 Greek Gospel books in the British Library collection.
  • Art historians study Gospel texts with figural and/or non-figural decoration; images inspired by the Gospels appear in many media before the 6th century, but the earliest extant illuminated Greek Gospel manuscripts date to the 6th century, likely from an imperial scriptorium in Constantinople.

📊 Post-Iconoclasm (after 842)

  • Complete Gospel manuscripts survive in much greater numbers after the end of Iconoclasm in 842.
  • It becomes possible to describe a typical format: Canon Tables, evangelist portraits, headpieces, and often decorated initials, even in modest manuscripts.
29

Chapter 29. Middle Byzantine secular art

Chapter 29. Middle Byzantine secular art Dr. Anne McClanan

🧭 Overview

🧠 One-sentence thesis

Middle Byzantine secular art demonstrates that Byzantine artists and patrons created and enjoyed non-religious imagery drawn from classical mythology, folklore, and shared visual culture across the eastern Mediterranean, challenging the common perception that Byzantine art was exclusively religious.

📌 Key points (3–5)

  • Core claim: Byzantine art included secular works with non-religious imagery and motifs, not just gold icons and church interiors.
  • Common confusion: The "religious vs. secular" distinction is somewhat anachronistic in Byzantine culture, where sacred and political elements often blended seamlessly (e.g., coronation ceremonies).
  • Key media: Secular imagery appears across silks, ceramics, ivory boxes, and glass vessels, featuring classical myths, exotic creatures, and scenes from popular stories.
  • Classical references: Many works display classicizing figures and mythological subjects that signaled the erudition and status of their owners.
  • Cross-cultural influences: Byzantine luxury goods sometimes incorporated pseudo-Arabic inscriptions and shared visual motifs with Islamic artworks circulating in the eastern Mediterranean.

🎭 The religious-secular boundary problem

🎭 Why the distinction is complicated

  • Classifying medieval Byzantine art as purely "religious" or "secular" is anachronistic—it imposes modern categories onto a culture where these spheres overlapped.
  • The excerpt emphasizes that religious and political elements were "often seamlessly blended" in Byzantine court arts.
  • Example: The Book of Ceremonies (10th century) describes elaborate court protocols that combined what we would today call religious and political aspects.

👑 Coronation ceremonies as a case study

  • The patriarch (highest-ranking church official in Constantinople) crowned the emperor in Hagia Sophia cathedral.
  • The ceremony included:
    • A prayer over the imperial crown
    • The patriarch placing the crown on the emperor's head
    • The people crying out religious acclamations: "Holy, holy, holy! Glory to God in the highest and peace on earth"
    • Political acclamations: "Many years to so-and-so, great emperor and sovereign!"
  • A 12th-century manuscript (Madrid Skylitzes) shows the patriarch crowning emperor Constantine II, visualizing this blend of sacred and secular authority.
  • Don't confuse: Even though these ceremonies were religious in setting and ritual, they served political functions; the excerpt acknowledges this overlap while still examining works with "non-religious images and motifs."

🧵 Luxury textiles and status symbols

🧵 Imperial silks with non-religious motifs

Byzantine ceremonial silks: gorgeous silk garments worn at court, often decorated with non-religious patterns rather than sacred imagery.

  • Manuscript illuminations show emperors wearing deep purple silk decorated with white medallion patterns displaying creatures like griffins.
  • Example: Emperor Alexios V (reign ended 1204) is depicted wearing purple silk with griffin medallions at the center.

🦅 The griffin motif

  • What it is: A mythical creature with the head and wings of an eagle, the body of a lion, and sometimes a snake for a tail.
  • Origin: Ancient world; appears in the arts of many cultures.
  • Why it appears on luxury goods: Exotic and fictive creatures were typical of Byzantine luxury items, signaling wealth and status.

🟣 Murex purple dye

  • A surviving Byzantine silk at Sion, Switzerland, shows paired griffins in roundels.
  • Though now brownish, chemical analysis reveals it was originally dyed with murex, an extremely expensive purple dye.
  • Restricted use: Murex purple was "tightly restricted to the highest echelons of Byzantine society," making it a clear status marker.
  • The shared griffin imagery between manuscript illuminations and surviving textiles confirms this was a widespread luxury motif.

🏺 Ceramics and popular culture

🏺 Animal imagery on plates

  • Byzantine ceramics featured "a menagerie of strange beasts."
  • Example: A 12th-century plate recovered from a medieval shipwreck shows a cheetah attacking a deer.
  • Other vessels displayed abstract ornaments or scenes from popular stories.

📖 Digenis Akritis scenes

  • A 13th-century plate may depict a scene from the Digenis Akritis, a Byzantine poem of the 12th century.
  • What the poem is about: The exploits of a fictional hero named Basil, of Byzantine and Arab descent, on the eastern frontier of the Byzantine empire; the title roughly translates as "biracial border lord."
  • What the plate shows: A woman perched on the lap of a young man, with a rabbit on the right.
  • Symbolic meaning: The rabbit "symbolized fecundity and sex to its medieval audience," broadcasting the amorous intentions of the central figures.
  • This demonstrates that ceramics could reference contemporary popular literature and convey playful, non-religious themes.

🎁 Ivory and bone caskets

🎁 What they are and who used them

Middle Byzantine ivory and bone boxes (caskets): luxury containers made of carved ivory and bone pieces attached to a wooden armature, often decorated with non-religious imagery.

  • Over forty survive, plus additional detached panels from lost boxes.
  • Earlier assumption: Scholars once assumed these were made for women.
  • What evidence shows: There is "no imagery or other evidence that suggests they were seen as particularly feminine."
  • Actual purpose: Owners likely used them to store a range of precious objects; the imagery signaled the erudition and status of the owners.

🐴 The Veroli Casket (10th century)

  • What it depicts: An eclectic array of figures "calculated to delight rather than edify."
  • Some caskets show Biblical figures (Adam and Eve), but many portray classical mythology instead.
  • The Veroli Casket includes scenes such as the hero Bellerophon with his winged horse Pegasus.
  • Common decorative feature: Strips of ivory decorated with rosettes frame the scenes.
  • Materials: Wood overlaid with ivory and bone, with traces of gilding and paint.

🎨 Why classical imagery mattered

  • The use of "classical, pagan imagery" signaled the erudition and status of the owners.
  • Don't confuse: These were not religious teaching tools; they were luxury goods that demonstrated cultural sophistication through references to ancient mythology.

🏺 The San Marco bowl and cross-cultural exchange

🏺 Description and craftsmanship

  • A 10th-century enameled and gilded glass bowl now in Venice's San Marco Treasury.
  • Dimensions: 17 x 33 cm (with handles).
  • Quality: "Of the highest quality in terms of workmanship and value."
  • Features elegantly-posed nudes "pictured in dramatic contrast with the dark enamel background."

🏛️ Classical allusions without specific myths

  • Various scholars have tried to identify specific figures (Dionysus, Hermes, Mars) and connect the imagery to particular classical myths.
  • Result: None of these explanations have been persuasive.
  • What the bowl actually conveys: "A loose sense of the classical rather than recounting a specific myth."
  • The classicizing rendering of figures "vaguely allude to mythological scenes" and enhanced the object's status.
  • Possible inspiration: Ancient carved gems (like carnelian ring stones) that show vignettes in silhouette.

🕌 Islamic influences

  • The bowl displays pseudo-Arabic inscriptions around the inside rim and exterior base.
  • These imitate Kufic script but "are not actual, readable texts."
  • This references "contemporary luxury goods from the Islamic world that were circulating around the eastern Mediterranean at this time."

🔮 Possible function

  • Scholar Alicia Walker theorized that the combination of classicizing figures and pseudo-Arabic inscriptions suggests the vessel may have been used for divination.
  • Divination "was associated with ancient gods and eastern cultures."
  • Uncertainty: The excerpt notes "the significance of these non-Christian motifs remains uncertain."

🎨 The "Macedonian Renaissance"

  • The San Marco bowl, along with the Veroli Casket and Paris Psalter, has been attributed to the "Macedonian Renaissance."
  • What it was: A phase of Middle Byzantine art soon after the end of Iconoclasm in which:
    • Classical subject matter was preferred
    • A more naturalistic style was favored
    • Patrons of the Macedonian imperial family commissioned such works

🌍 Broader visual culture

🌍 Shared motifs across cultures

  • Byzantine secular art drew from "a broader visual culture shared around the eastern Mediterranean in both Christian and Islamic artworks."
  • Imagery included:
    • Creatures both fictive (griffins) and real (cheetahs, deer)
    • Classical mythology
    • Medieval folktales
  • Key point: Sometimes the imagery did not come from a specific story but was part of a shared visual vocabulary.

🖼️ After Iconoclasm

  • Even after the end of the Byzantine Iconoclastic Controversy (which raised religious concerns over images), Byzantine artists and patrons "continued to use and enjoy many kinds of non-religious images and subject matter."
  • This demonstrates that secular art remained an important and valued part of Byzantine visual culture throughout the Middle Byzantine period.

📊 Summary comparison

Art formMaterialsTypical imageryFunction/significance
SilksSilk dyed with murex purpleGriffins, exotic creatures in medallionsCeremonial garb; restricted to highest social echelons; status symbol
CeramicsGlazed earthenwareAnimals (cheetahs, deer), scenes from popular stories, symbolic motifs (rabbits)Everyday luxury items; referenced contemporary literature and culture
Ivory casketsIvory, bone, wood with gilding and paintClassical mythology (Bellerophon, Pegasus), Biblical figures, rosette framesStorage of precious objects; signaled erudition and status of owners
Glass vesselsEnameled and gilded glassClassicizing nudes, pseudo-Arabic inscriptionsHighest-quality luxury goods; possibly used for divination; cross-cultural references
30

Byzantine frescoes at Saint Panteleimon, Nerezi

Chapter 30. Byzantine frescoes at Saint Panteleimon, Nerezi Architecture in focus Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The twelfth-century frescoes at Saint Panteleimon in Nerezi demonstrate Byzantine artistic excellence through their emotional expressiveness, naturalistic landscapes, and liturgical realism, anticipating developments later associated with the Italian Renaissance.

📌 Key points (3–5)

  • Fresco as medium: Byzantine artists used fresco—pigments applied to wet plaster—as a less expensive alternative to gold mosaics, creating chemically bonded wall paintings.
  • Komnenian style hallmarks: elongated figures, extensive use of lines, vivid colors against blue backgrounds, and visual rhythms characterize the 1164 frescoes.
  • Emotional innovation: the Lamentation scene displays unprecedented grief through facial expressions, gestures, and naturalistic landscape, similar to later Italian Renaissance works like Giotto's Arena Chapel frescoes.
  • Liturgical realism: bishops depicted in three-quarter view holding contemporary liturgical objects (scrolls, fans) made sacred figures appear as active participants in church services.
  • Common confusion: Byzantine art is known for gold mosaics, but Nerezi's frescoes show equally sophisticated painting techniques and emotional depth, challenging assumptions about Byzantine artistic range.

🏛️ Architecture and patronage

👑 Imperial connections

  • Built in 1164 by Alexios Komnenos, nephew of Byzantine emperor John II, as a monastery church.
  • The five-domed design echoes the church of the Holy Apostles in Constantinople (destroyed 1453), which housed apostolic relics and imperial tombs.
  • High-quality frescoes and architectural ambition reflect imperial patronage and connections to the capital.

🏗️ Cross-domed structure

Cross-domed structure: a central dome braced on four sides by vaults shaped like a cross.

Saint Panteleimon features:

  • One central dome plus four smaller domed chapels = five-domed church
  • Modest scale but sophisticated design

📐 Three-part division

Like most Byzantine churches, Saint Panteleimon divides into:

SpaceLocationFunction
NarthexWestern endEntrance vestibule
NaosMain central areaWhere worshippers attended services
BemaEastern sanctuaryWhere altar was located and clergy celebrated Eucharist
  • Two eastern chapels connect to bema: prothesis (north, for preparing bread/wine and storing vessels) and diakonikon (south, for storing vestments and church objects)
  • Two western chapels connect to narthex for services held there

🎨 Fresco technique and style

🖌️ What is fresco

Fresco: a wall painting technique in which artists apply pigments to wet plaster so the painting becomes chemically bonded to the wall itself.

  • Less expensive than mosaics
  • Nerezi preserves some of the finest Byzantine fresco examples
  • Original twelfth-century frescoes survive on lower levels of naos and bema; upper portions and narthex were damaged or replaced with post-Byzantine paintings

🎭 Komnenian period characteristics

The frescoes exhibit hallmarks of Byzantine painting during the Komnenian period:

  • Stunning blue background unifies the original twelfth-century work
  • Vivid color range throughout
  • Slender, elongated figures
  • Extensive use of lines to define boundaries, model forms, and portray emotions
  • Individualized faces showing distinct expressions
  • Visual rhythms and movement created by elongation and line repetition

Example: The elongated figures and rhythmic lines guide the viewer's eye through narrative scenes, creating dynamic compositions rather than static portraits.

🏛️ Constantinople connection

  • High quality and similarities with other artworks suggest painters came from Constantinople, a major artistic center
  • Nerezi's frescoes are particularly valuable because no painted church programs from Constantinople survive from this period (most destroyed after Ottoman conquest in 1453)
  • The church preserves what capital-trained artists could achieve

📖 Narrative scenes in the naos

🖼️ Organization principle

Post-Iconoclastic churches commonly featured:

  • Floor level: full-length, nearly life-size portraits of saints
  • Above: narrative scenes from the lives of Christ and the Virgin Mary

🕍 The Meeting of the Lord in the Temple

Located in the southern crossarm of the naos:

  • Scene content: Mary and Joseph bring newborn Jesus to the Jewish temple; prophets Simeon and Anna identify him as Messiah
  • Architectural detail: artists imagined the temple interior as a Christian church with altar, ciborium (canopy over altar), and marble revetment
  • Bookmatched marble: painted imitation of marble slabs matched to mirror each other, like those in Hagia Sophia

Bookmatching: a technique where marble slabs are matched to appear to mirror each other, creating the appearance of an open book.

✝️ The Deposition

Located on the north side of the naos:

  • Theme: Christ's followers remove his body from the cross
  • Common subject: mourning Christ's death was a frequent theme in post-Iconoclastic hymns and sermons
  • Striking detail: Joseph of Arimathea looks out at the viewer with a piercing gaze from the center

😢 The Lamentation (Threnos)

Located next to the Deposition in the northern crossarm:

Composition:

  • Dead Christ lies on ground, not yet in tomb (visible on left)
  • Virgin cradles her dead son in her lap, echoing how she carried him in the Meeting scene on opposite wall
  • John the Evangelist clings to Christ's hand at center; his hunched body creates sweeping contours directing eyes toward Christ and Mary
  • Additional mourners at Christ's feet
  • Angels in sky above echo grief of followers below

Emotional innovation:

  • Lines of grief crease faces, creating emotional expressions often absent from Byzantine art
  • Figures display range of emotions and gestures of bereavement
  • Must have invited Byzantine viewers to engage emotionally with the image

Naturalistic landscape:

  • Unlike Byzantine mosaics/panel paintings with solid gold backgrounds, this fresco creates a naturalistic environment
  • Undulating green ground, tan hills with rhythmic curves, deep blue sky
  • Hill silhouettes sink toward center, moving viewer's eyes to figures and heightening drama

Don't confuse: This naturalism is unusual for Byzantine art of this period; most contemporary works used abstract gold backgrounds.

🎨 Anticipating the Renaissance

The Lamentation shows striking similarities to Giotto's fourteenth-century Lamentation at the Arena Chapel in Padua:

  • Both emphasize mourners' grief within landscapes that amplify drama
  • Giotto's figures are more naturalistic, but compositional approach is similar
  • Nerezi's naturalistic setting and emotional emphasis anticipate developments associated with Renaissance Italy

Example: Both frescoes use landscape contours to direct the viewer's attention to the central mourning figures, creating emotional focal points.

🚪 Liturgical furnishings and realism

🔲 The templon

Templon: a sanctuary barrier consisting of chancel slabs, colonnettes, and an epistyle (templon beam) that separates the naos from the bema.

  • Reconstructed from twelfth-century fragments
  • Separates naos (where worshippers stood) from bema (where clergy stood around altar)
  • Widespread in Byzantium during this period
  • Enabled laypeople to see into the bema
  • Later Byzantine templons incorporated intercolumnar icons, creating the "iconostasis" still found in Orthodox churches today

🖼️ Proskynetaria icons

Proskynetaria icons: large icons positioned on either side of the templon, common in Middle Byzantine churches.

Two large proskynetaria icons flank the templon at Nerezi:

  • North icon (damaged): once depicted Virgin and child, resonating with narrative scenes like Meeting of the Lord and Lamentation
  • South icon: represents Saint Panteleimon, the church's patron saint (a healer)
  • Saint Panteleimon icon retains original stucco frame with delicately carved birds and vegetal motifs
  • Large scale, prominent position, and elaborate frames made these a focus of prayer and veneration

⛪ Bishops in the bema

Traditional approach (e.g., sixth-century Sant'Apollinare in Classe):

  • Bishops depicted frontally
  • Holding closed books

Nerezi innovation:

  • Eight bishop saints decorate bema walls at ground level
  • Two appear to emerge from side chapels
  • Three-quarter view instead of frontal
  • More dynamic pose
  • Hold unfurled scrolls (rolls) displaying prayers from the Divine Liturgy actually spoken by clergy
  • Such scrolls were actually used by clergy (twelfth-century example preserved at British Library)

Liturgical realism: the tendency of church art to illustrate contemporary ritual and material culture during this period.

Why this matters: The new depiction made saints appear as active participants in church services celebrated in the space, not just static holy figures.

👼 Angels and the Hetoimasia

In the apse behind the altar:

  • Two angels vested as deacons hold liturgical fans (contemporary liturgical objects) on either side of the Hetoimasia
  • Additional angel deacons appear above

Hetoimasia (prepared throne): a symbolic image evoking Christ's Passion and anticipating his second coming.

  • Above, Christ is shown giving Eucharistic bread and wine to Apostles like a priest, mirroring the Divine Liturgy unfolding below

Example: The combination of angel deacons with liturgical fans, bishop saints with scrolls, and Christ distributing Eucharist creates a visual parallel between the sacred past and the contemporary church service happening in the same space.

🌟 Significance in art history

🎨 Challenging assumptions

  • Byzantine art is known for golden mosaics, but Nerezi demonstrates Byzantium's equally beautiful frescoes
  • Vivid colors and graceful lines create works of comparable sophistication

🔄 Anticipating the Renaissance

Nerezi's frescoes feature:

  • Elongated figures exhibiting range of emotions
  • Naturalistic landscapes (unusual for Byzantine art)
  • Emotional engagement inviting viewer participation

These characteristics anticipate the Italian Renaissance, demonstrating Byzantium's importance in the history of art.

🏛️ Preserving lost traditions

Because Constantinople's church art from this period was largely destroyed (Ottoman conquest 1453), Nerezi's frescoes are invaluable evidence of:

  • Capital-trained artists' techniques
  • Komnenian period painting style
  • Liturgical realism in Byzantine sacred art

Don't confuse: Nerezi is not in Constantinople but preserves what Constantinople-trained artists created, making it a crucial witness to a lost artistic tradition.

31

The Paris Psalter

Chapter 31. The Paris Psalter Artwork in focus Dr. Anne McClanan

🧭 Overview

🧠 One-sentence thesis

The Paris Psalter, a tenth-century Byzantine manuscript, deliberately revived classical Roman artistic styles to communicate political authority by linking the Biblical King David—and by extension the Byzantine emperor—to the "golden age" of great emperors of the past.

📌 Key points (3–5)

  • What it is: a lavishly illustrated tenth-century Byzantine manuscript of the Book of Psalms, with 14 full-page illuminations depicting King David's life.
  • Classical revival paradox: Biblical King David is surrounded by pagan classical personifications (e.g., Melody) and styled after the classical figure Orpheus, blending Christian and pagan imagery.
  • Macedonian Renaissance: this period of classical revival followed Byzantine Iconoclasm; scholars debate whether it was a full-scale Renaissance, but it clearly appropriated classical artistic vocabulary.
  • Common confusion: the manuscript was once thought to be sixth-century (Justinian era) because it so carefully imitated Roman models from the third to fifth centuries—only later research proved it was tenth-century.
  • Why it matters: artistic style functioned as a political tool, allowing the patron (likely imperial) to evoke a "golden age" and legitimize authority by connecting with great emperors of the past.

📜 What is the Paris Psalter

📖 Definition and physical form

Psalter: the term for books and manuscripts of the Hebrew Bible's Book of Psalms.

  • Psalters were among the most commonly copied works in the Middle Ages because of their central role in medieval church ceremony.
  • The Paris Psalter is unusually large and lavishly illustrated: 449 folios (a folio is a leaf in a book), with 14 full-page illuminations.
  • Eight images depict the life of King David, traditionally considered the author of the Psalms and a model of just rule for medieval kings.
  • Made from carefully prepared animal skins (not paper), making it far more rare and precious than modern printed books.

🏛️ Modern location and name

  • Produced in Constantinople (today Istanbul).
  • Takes its name from its current location: Paris' Bibliothèque Nationale (National Library of France).

🎨 Classical imagery in a Christian manuscript

🎭 David as Orpheus

  • King David is shown sitting atop a boulder playing his harp in an idyllic pastoral setting, composing the Psalms.
  • His seated posture with his instrument is likely based on the classical tragic figure Orpheus, usually shown similarly positioned holding his lyre.
  • David is depicted naturalistically as a youthful shepherd, not the grand king he later became.

🎶 Pagan personifications

  • David is surrounded by classical personifications—figures that represent a place or attribute.
  • Example: a seated woman embodies the attribute of Melody, perched beside David.
  • Meaning shift: within the medieval Christian context, Melody presumably became a symbol of culture and erudition, as opposed to her earlier significance as a minor deity in the pagan classical world.
  • This creates the "conundrum" mentioned in the excerpt: why would a Biblical king surround himself with pagans?

🏞️ Naturalistic landscape and style

  • The surroundings include plants, animals, and landscape—not the resplendent gold backgrounds used in earlier Byzantine works (e.g., imperial mosaics of Justinian and Theodora at Ravenna, or the Vladimir Virgin icon).
  • Hazy buildings in the background belong to the Greco-Roman tradition of wall painting.
  • The classicizing, more realistic style of figures and landscape, coupled with overt classical allusions, show the effort to render a coherent vision uniting subject and style.

🏺 The Macedonian Renaissance and classical revival

👑 What is the Macedonian Renaissance?

  • The period of classical revival that produced the Paris Psalter is sometimes called the Macedonian Renaissance, because the Macedonian dynasty of emperors ruled the Byzantine Empire at the time (tenth century).
  • This revival followed Byzantine Iconoclasm (a period when religious images were banned or destroyed).

🤔 Was it a true "Renaissance"?

  • The notion that this Byzantine revival was a Renaissance—in the sense of a full-scale revival of classical thinking and art like the Italian Renaissance—has been questioned.
  • However, there is no doubt that we see a conscious appropriation of elements of the classical artistic vocabulary.

🕰️ Dating confusion

  • The manuscript so carefully follows models from prior centuries that scholars once thought it was made during the reign of Byzantine Emperor Justinian in the sixth century.
  • Only later research demonstrated that the Paris Psalter was actually made in the tenth century as an exquisite imitation of Roman work from the third to fifth centuries.
  • Don't confuse: this was not an accidental similarity—it was part of an intentional revival of the Classical past.

🎨 What is "classical style"?

Classical style: as a general term, refers to the naturalistic visual representation used during periods when, for example, the Roman emperors Augustus and Hadrian ruled.

  • Other Byzantine art from the Macedonian Renaissance, such as the ivory Veroli Casket, also shows renewed interest in classicism that called upon Late Roman artistic models.

🏛️ Political messaging through artistic style

👑 Connecting with great emperors

  • The patron of the Paris Psalter (likely an aristocratic or imperial patron) perhaps sought to liken himself with great emperors of the past by reviving a style that had been out of favor for hundreds of years.
  • This revival perhaps evoked a "golden age" of Roman imperial power.

🛠️ Style as a political tool

  • Choice of artistic style could function as a tool for conveying meaning within the sophisticated Byzantine society at the time.
  • By imitating the naturalistic, classical style, the patron communicated political authority and legitimacy.
  • Example: King David as a model of just rule → the emperor as a just ruler in the tradition of great Roman emperors.

🎯 Multiple purposes

  • Biblical art of the highest craftsmanship could serve many purposes for its medieval audience and patrons:
    • Religious devotion (Psalms were central to church ceremony).
    • Political legitimation (linking the patron to a "golden age").
    • Cultural erudition (demonstrating knowledge of classical tradition).

📊 Comparison: Paris Psalter vs earlier Byzantine art

FeatureParis Psalter (10th c.)Earlier Byzantine (e.g., Justinian mosaics, 6th c.)
BackgroundNaturalistic landscape, plants, animals, hazy buildingsResplendent gold backgrounds
Figure styleClassicizing, realistic, naturalisticMore stylized, hieratic
ImageryPagan personifications (e.g., Melody) alongside Biblical figuresPurely Christian imagery
ModelsImitates Roman work from 3rd–5th centuriesContemporary or recent Byzantine tradition
PurposePolitical messaging, evoking a "golden age"Imperial authority, religious devotion
32

Cross-Cultural Artistic Interaction in the Middle Byzantine Period

Chapter 32. Cross-Cultural artistic interaction in the Middle Byzantine period Cross-Cultural perspectives Dr. Alicia Walker

🧭 Overview

🧠 One-sentence thesis

Middle Byzantine art and culture were profoundly shaped by intercultural connections across Afro-Eurasia through military conflict, diplomacy, trade, and the movement of people, resulting in the exchange and adaptation of artistic motifs, styles, and objects that influenced both Byzantine society and the broader medieval world.

📌 Key points (3–5)

  • Intercultural contact mechanisms: Byzantium interacted with diverse cultural groups through military confrontations, diplomatic gift exchanges, marriage alliances, trade along the Silk Road, and the transfer of craftsmen and enslaved people.
  • Artistic exchange and adaptation: Byzantine art incorporated foreign motifs (e.g., Chinese feng huang, pseudo-Arabic decoration, Persian senmurv) while Byzantine artistic models influenced Western Europe, Eastern Europe, and Islamic regions.
  • Objects as diplomatic tools: Luxury items—silks, ivory caskets, precious vessels, and exotic animals—played central roles in intercultural negotiations and conveyed political meanings.
  • Common confusion—direction of influence: Byzantine art both absorbed foreign elements and served as a model emulated throughout Afro-Eurasia; influence was multidirectional, not one-way.
  • Political context: As Byzantine territorial control contracted from the seventh century onward due to Islamic conquests and European rivals, the empire's cultural and commercial networks paradoxically expanded, intensifying cross-cultural artistic exchange.

🎨 The Troyes Casket as a cross-cultural artifact

🦁 Imperial imagery meets Chinese motifs

The Troyes Casket (Middle Byzantine, housed in Troyes Cathedral, France) exemplifies intercultural artistic fusion:

  • Material and color: Ivory dyed purple, a color associated with Roman-Byzantine emperors, enhancing royal affiliation.
  • Conventional Byzantine themes: Top, front, and back panels depict emperors departing for campaign and engaged in heroic hunts (lion, wild boar)—standard images of imperial might.
  • Unexpected foreign element: Short end panels feature the feng huang, a mythical Chinese bird (commonly called a phoenix).

🐦 Meaning and mystery of the feng huang

Iconography: conventional imagery and meanings in an artwork.

  • Unknown transmission: How this medieval Chinese motif entered the Middle Byzantine iconographic repertoire remains unclear.
  • Possible interpretations:
    • The feng huang may have evoked the farthest reaches of the known world, anticipating Byzantine imperial expansion to distant peripheries.
    • Byzantines might have been familiar with the feng huang's significance in medieval Chinese lore as a supernatural harbinger of golden ages of rule.
  • Key takeaway: Even without certainty about precise meaning, the feng huang on the Troyes Casket demonstrates Byzantium's intercultural connections.

Intercultural: something occurring between or involving contact across two or more cultural groups, as across geographic and/or political divides.

🌍 Political context and expanding contacts

🗺️ Territorial contraction and cultural expansion

  • Late Antiquity (c. late third to mid-eighth century C.E.): Roman-Byzantine Empire boundaries gradually constricted.
  • Seventh-century Islamic conquests: Extensive eastern regions, North Africa, and eastern Mediterranean coast lost to Islamic armies; many territories never recovered.
  • Ongoing struggles (seventh to early thirteenth century): Byzantium fought to preserve eastern borders against diverse rivals, especially newly emerging Islamic polities.
  • Northern and Western challenges: Western and Eastern European adversaries periodically vied for control of territories at the Empire's edges.

🤝 Military conflict coexisted with diplomacy

  • Military confrontations occurred in tandem with diplomatic negotiations.
  • Objects frequently played a role in intercultural negotiations.
  • Example: An eleventh-century Fatimid (medieval Islamic) court text, The Book of Gifts and Rarities (Kitāb al-Hadāyā wa al-Tuḥaf), details wondrous gifts exchanged with Byzantium—silk garments and hangings, precious metal vessels, exotic animals.
  • Don't confuse: Conflict and cooperation were not mutually exclusive; they often occurred simultaneously.

🎁 Mechanisms of intercultural exchange

🎁 Diplomatic gift exchange

  • Byzantine silks as diplomatic gifts: Silks depicting animal and hunter motifs were favored gifts to Islamic rulers because their iconography referred to shared values—reverence of nature and pleasures of elite pastimes.
  • Example: Byzantine silks like the Mozac Hunter silk (possibly 8th or 9th century) and roundels with animal motifs served as diplomatic currency.

👰 Marriage alliances and cultural transfer

Byzantine women marrying out:

  • Elite Byzantine women wed to Islamic potentates (e.g., Seljuq aristocratic families in the eleventh and twelfth centuries).
  • These women typically retained their Orthodox Christian identities, passing on language and faith to their children, generating intercultural social spheres at the Seljuq court.

Foreign women marrying into Byzantium:

  • In 972, Theophano, niece of the Byzantine emperor, wed Otto II, heir to the Holy Roman Empire (reigned 973–83).
  • Their union commemorated with an Ottonian marriage contract written in gold on purple-dyed parchment, decorated with animal motifs in roundels resembling Byzantine silk patterns.
  • Theophano was a tastemaker at the Ottonian court, carrying Byzantine artworks and transmitting Byzantine artistic models and forms to medieval Western Europe.
  • An ivory plaque depicts Theophano and Otto in typical Byzantine fashion, their union affirmed by Christ himself.

Foreign brides in Byzantium:

  • A Byzantine manuscript (Vatican cod. gr. 1851) possibly celebrates the 1179 betrothal of Agnes of France (daughter of Louis VII) to Alexios II (son of Byzantine emperor Manuel I Komnenos; reigned 1180–83).
  • Illuminations visualize the young woman's metamorphosis into a Byzantine princess through transformation of her regalia (upper register) and culminating appearance enthroned in imperial splendor (lower register).

🛠️ Transfer of people and skills

Afro-Eurasia: the landmasses and interconnected societies of Africa, Europe, and Asia.

The Book of Gifts and Rarities and medieval historical accounts document:

  • Presentation of enslaved people.
  • Exchange of prisoners.
  • Transfer of conquered people across medieval Afro-Eurasia.
  • Craftsmen: Sometimes included among transferred individuals; they helped spread artistic knowledge, styles, and technical skills.

🚢 Trade networks and the Silk Road

Constantinople as a trade hub:

  • The Byzantine capital occupied a firm position as a major terminus point of the famed Silk Road.
  • Received a rich array of raw substances and finished goods from China, India, and beyond via Central Asia.
  • The Book of the Eparch (ninth- or tenth-century code regulating guilds in Constantinople) names a guild dedicated to trade in goods from the East:
    • Bagdadikia: things from Baghdad (capital of Islamic Abbasid Empire).
    • Sarakenike: things from the East or from "Saracen" (i.e., Islamic) lands.

Maritime trade and the Serçe Limanı shipwreck:

  • An early eleventh-century Byzantine shipwreck discovered near Serçe Limanı (off the coast of Turkey) contained both Byzantine and Islamic objects:
    • Fatimid ceramic and glass vessels.
    • Byzantine and Fatimid coin weights, indicating crew interaction with markets across a broad commercial and cultural network.
  • Cullet (broken glass): Several tons of Fatimid-origin cullet served as ballast; less energy required to melt recycled glass than produce from scratch.
  • Cullet from Fatimid territories (Syrian-Lebanese coast) was likely being shipped for recycling at a Byzantine glass production center.

👗 Impact on Byzantine fashion and personal objects

👔 Clothing and dress

  • Islamic garments imported: Finished garments of Islamic origin among goods imported to Constantinople markets.
  • Adoption of Islamic styles: Items typical of medieval Islamic dress—turbans and caftans—were popular in Byzantium, especially in border communities like Cappadocia (historical region in Central Anatolia, modern Turkey) at the eastern edge of the Byzantine Empire.
  • Example: A wall painting (c. 1050) in Çarikli kilise, Göreme (Cappadocia) depicts the donor Theognostos wearing a turban.

💍 Jewelry with foreign motifs

  • Pseudo-Arabic decoration: Byzantine jewelry incorporated decorative forms that resemble Arabic letters but are illegible.
  • Example: An 11th-century silver-gilt and niello bracelet features repoussé pseudo-Arabic motifs within a scrollwork frame.
  • Exotic animal motifs: Griffins and other creatures appeared on Byzantine jewelry.

🔖 Lead seals and cosmopolitan identity

Seals: impressions made in lead, wax, gold, or any other malleable material that validated objects such as letters, documents, and containers of goods.

  • Byzantines authenticated contracts, letters, and containers of trade goods with lead disks attached to strings, impressed with an inscription relating to the seal owner.
  • Seals served as a surrogate for their owners, intimately tied with personal identity and authority.
  • Exotic animals on seals:
    • Senmurv: ancient Persian mythical beast (prevalent in Sasanian and medieval eastern Islamic art) combining dog head, lion body, eagle wings, peacock tail.
    • Feng huang: Chinese mythical bird.
  • These exotic animals may have projected the cosmopolitan identities of seal owners.
  • Example: 11th-century seal of Theodore depicts a senmurv; 10th-century seal of John (imperial spatharokandidatos and dioiketes) depicts the feng huang bird.

🌐 Byzantine influence on other cultures

🇪🇺 Western Europe and proto-Renaissance art

Mendicants: medieval Christian monastic orders that lived in community, took vows of chastity and poverty, adhered to particular rules, and attempted to proselytize among non-Christian peoples (e.g., Franciscans, Dominicans, Augustinians).

  • Western European mendicant orders were inspired by the affective properties of Byzantine icons.
  • They imported Byzantine sacred art and artistic forms to the West.
  • By the thirteenth century, these images generated new styles in devotional painting, sometimes described as proto-Renaissance.
  • Artists like Berlinghiero, Cimabue, and Duccio drew from Byzantine stylistic and iconographic models.
  • Example: Berlinghiero's Madonna and Child (possibly 1230s) and Duccio di Buoninsegna's Madonna and Child (c. 1290–1300) show Byzantine influence.

🇺🇦 Eastern Europe and medieval Rus'

  • Some medieval Eastern European polities fashioned their religious and royal artistic images in the likeness of Byzantium.
  • Church of St. Sophia in Kiev: Founded by Grand Prince Yaroslav the Wise in the eleventh century; boasts monumental mosaic and wall painting program in a Byzantine mode.
  • This is one of many works of art and architecture recording robust intercultural relations between Byzantium and medieval Rus'.

🕌 Islamic regions and architectural repurposing

  • Byzantine objects and buildings encountered by conquering armies in former Byzantine territories were often converted to new purposes and assimilated with emerging artistic traditions.
  • Medieval Anatolia: Beginning in the eleventh century, the Seljuqs repurposed Byzantine sacred and secular structures to serve new needs.
  • Sometimes incorporated fragments of Byzantine architectural elements into newly constructed monuments.

🏛️ The Fourth Crusade and dispersal of Byzantine art

⚔️ The Sack of Constantinople (1204)

  • Following the Sack of Constantinople during the Fourth Crusade in 1204, masterpieces of Byzantine imperial and sacred art were disseminated throughout the medieval world, especially to treasuries in Western Europe.
  • Possible example: The Troyes Casket may have traveled in the hands of Crusaders, although conclusive evidence is rarely attested.

🐴 Documented Crusader trophies

Horses of San Marco:

  • Ancient Greek or Roman sculptures (likely Imperial Rome, 4th century B.C.E. to 4th century C.E.), copper alloy, 235 x 250 cm each.
  • Previously displayed in the Hippodrome in Constantinople.
  • Now adorn the façade of San Marco in Venice.

Relics of the Passion of Christ:

  • Around 1238, King Louis IX of France acquired relics including the Crown of Thorns and fragments of the True Cross (remains believed to come from the wooden cross on which Christ was crucified by the Romans).
  • His cousin Baldwin II, the Latin emperor of Constantinople, had used the relics to guarantee a loan from the Venetians.
  • Louis paid the Venetians an exorbitant sum—said to be over five times the cost of constructing the Sainte-Chapelle, the royal chapel in Paris where Louis deposited the relics.

💎 Enduring value of Byzantine culture

  • Even as Byzantium's political fortunes dwindled in the wake of the Fourth Crusade, the valuation of its visual and material culture remained high across Afro-Eurasia.
  • Don't confuse: Political decline did not equal cultural decline; Byzantine art continued to be highly prized and influential.
33

Byzantium, Kievan Rus', and their contested legacies: Cross-Cultural perspectives

Chapter 33. Byzantium, Kievan Rus’, and their contested legacies Cross-Cultural perspectives Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The conversion of Kievan Rus' to Byzantine Orthodox Christianity in the tenth century created a lasting cultural and artistic legacy that Moscow later claimed as its own, leading to contested interpretations of this heritage among modern successor states.

📌 Key points (3–5)

  • The conversion event: Prince Vladimir I of Kiev converted from paganism to Byzantine Christianity in 987–988, triggering mass adoption of Byzantine art, architecture, and religious practices across Kievan Rus'.
  • Appropriation and adaptation: Kievan Rus' did not simply copy Byzantine models—it adapted them, as seen in St. Sophia Kiev's blend of Byzantine cross-in-square design with local modifications and the use of Church Slavonic alongside Greek.
  • Moscow as "Third Rome": After Constantinople fell to the Ottomans in 1453 and Kievan Rus' ended under Mongol rule, Moscow emerged as a new power center and claimed to be the successor to Byzantium.
  • Common confusion: The Virgin of Vladimir icon is revered in Russia but was made in Constantinople and first brought to Kiev—its "Russian" identity is a product of later political and cultural claims, not its origin.
  • Contested legacies today: Modern states (Russia, Ukraine, and others) compete over the heritage of Byzantium and Kievan Rus', as illustrated by rival monuments to Prince Vladimir in Moscow and Kiev.

🎨 The Virgin of Vladimir and the Byzantine–Kievan Rus' connection

🖼️ The icon's journey

  • The Virgin of Vladimir is a twelfth-century tempera-on-wood icon showing the Virgin eleousa ("compassionate") composition: Mary and Jesus in tender embrace, faces pressed together.
  • Origin: painted in Constantinople, not Russia.
  • Path: brought to Kiev as a diplomatic gift around 1131 → transferred to the city of Vladimir (hence the name) → eventually to Moscow, where it remains.
  • The icon's journey mirrors the larger story of Kievan Rus' converting to Byzantine Christianity and Moscow later rising as a new center of power.

🙏 Religious and cultural significance

  • Many miracles have been attributed to the icon over the centuries.
  • Numerous patrons and artists produced copies, cementing its status in Russian religious culture.
  • Don't confuse: the icon's current Russian identity with its Byzantine origin—its "Russianness" is a product of its later history and veneration, not its creation.

🏛️ The Byzantine Empire and Kievan Rus': alliance and conversion

🌍 Kievan Rus' emerges

Kievan Rus': a powerful confederation of city-states in Eastern Europe, emerging in the second half of the ninth century.

  • Geography: rivers linked the Baltic Sea (important medieval trade center) with the Black Sea (strategic and commercial hub between Europe and Asia), facilitating trade with Constantinople.
  • Capital: Kiev (today the capital of Ukraine) on the Dnieper River (used for travel and trade).
  • The name "Kievan Rus'" refers to both the state and its people.

🤝 The 987–988 conversion

  • Kievan Rus' was sometimes a trading partner, sometimes an enemy of Byzantium.
  • 987: Prince Vladimir I of Kiev (ruled 980–1015) formed an alliance with Byzantine emperor Basil II (reigned 976–1025).
  • 988: Vladimir converted from paganism to Christianity and married Basil II's sister Anna.
  • Historical texts describe mass baptism of Vladimir's formerly pagan subjects in the Dnieper River in Kiev.
  • Result: Kievan Rus' began appropriating and adapting Byzantine art and architecture.

🕌 St. Sophia, Kiev: appropriation and adaptation

🏗️ Emulating Constantinople

  • Yaroslav (Grand Prince of Kiev 1019–1054), Vladimir's son, expanded Kiev and built a magnificent cathedral to function as the city's main church.
  • He named it St. Sophia ("Holy Wisdom") in imitation of Constantinople's Hagia Sophia.
  • Begun c. 1037, likely a collaboration between Byzantine and local craftsmen.
  • Design: core is a typical Middle Byzantine cross-in-square church, with additional aisles and galleries to accommodate a large congregation (though smaller than Constantinople's Hagia Sophia).
  • The first bishop, Theopemptos, came from Constantinople.
  • The church still stands today, with later restorations and additions.

🎨 Interior decoration: mosaics and frescoes

  • Mosaics and frescoes: hallmarks of Byzantine church decoration; mosaics are better preserved.
  • Language: church services in Kievan Rus' were in Church Slavonic (a written form first developed by Byzantine missionaries in the ninth century), but St. Sophia's mosaics are labeled in Greek, the language of Byzantium.
  • Byzantine worshippers would have found the interior very familiar.

🌟 Key mosaic programs

🔵 Christ Pantokrator in the dome

  • A bearded Christ Pantokrator ("almighty") reigns from the central dome, as in contemporary Byzantine churches like Daphni monastery.
  • Surrounded by angels in imperial garb with large wings.
  • Apostles fill the spaces between the windows in the drum; the four evangelists (Gospel authors) appear in the pendentives below.

🕊️ The Annunciation in the bema

  • The bema is where the altar is located and the Eucharist is celebrated.

    Eucharist: the Christian offering and blessing of bread and wine, consumed as the body and blood of Christ.

  • Gabriel and the Virgin enact the Annunciation from either side of the bema.
  • The angel announces to the Virgin that she will give birth to Jesus, suggesting a parallel: Christ's incarnation (becoming flesh and blood) through the Virgin parallels the Eucharistic bread and wine believed to become Christ's body and blood on the altar below.

🙌 Virgin orans in the apse

  • A towering Virgin orans (about 5.5 meters tall) stands against the gold ground of the apse.

    Orans or orant: a gesture of prayer with both hands upraised, commonly used to depict the Virgin Mary in Byzantine art.

  • She stands on a gold platform and raises her hands in prayer beneath large Greek characters identifying her as the "Mother of God."

🍞 Communion of the Apostles

  • Below the Virgin, Christ presides at the celebration of the Eucharist in a scene known as the "Communion of the Apostles."
  • This became a common feature in Byzantine churches at this time, paralleling the Eucharist celebrated at the altar below.
  • Not the Last Supper: the image anachronistically depicts Christ presiding at a celebration of the Divine Liturgy like a Byzantine priest, with all the trappings of a contemporary church altar.
  • Connection to worshippers: as worshippers approached the altar to receive the Eucharist, they mirrored the apostles approaching Christ in the mosaic above.
  • Continuous narration: Christ appears twice—on the left, he offers the Eucharistic bread to six apostles; on the right, he offers the Eucharistic wine to six more apostles. This is a common medieval visual device to depict two moments within one scene.

🖼️ Lost frescoes

  • Badly damaged frescoes once depicted Yaroslav, his wife Irene, and their children.
  • Yaroslav, now lost, was once shown offering a model of St. Sophia cathedral to Christ, much as Byzantine emperors Constantine and Justinian offer models of Constantinople and Hagia Sophia to the Virgin and Child in a tenth-century mosaic in Hagia Sophia in Constantinople.

🗡️ The fragmentation of Kievan Rus' and the power of icons

📉 Political fragmentation

  • By the middle of the twelfth century, Kiev lost control over its expansive territories.
  • Kievan Rus' fragmented into several smaller states, which sometimes fought amongst themselves.

🛡️ The Battle of Novgorod and Suzdal (1170)

  • A fifteenth-century icon from Novgorod (a powerful city of Kievan Rus', now in Russia) depicts a battle in 1170 when forces from Suzdal (another city of Kievan Rus', now in Russia) laid siege to Novgorod.
  • Main subject: a miracle-working icon of the Virgin orans and Christ Child, still preserved in Novgorod's cathedral of St. Sophia, which according to legend played a pivotal role in the battle.
  • This episode illustrates the importance that Byzantine holy images, or icons, came to play in the culture of Kievan Rus' and later Russia.

📖 The narrative (top to bottom, three registers)

RegisterWhat happensDirection
TopPeople of Novgorod process with the icon into the fortified center of their cityRight to left: clergy retrieve the icon from the Church of the Savior on Elijah Street → process through the middle → received into the fortified center where St. Sophia cathedral is located
MiddleArmy of Suzdal attacks; one arrow strikes the icon on the walls of NovgorodAccording to legend, the icon turned inward toward Novgorod and wept; a supernatural darkness covered the attackers, who began attacking each other
BottomSoldiers of Novgorod counterattack with the help of the saintsArchangel Michael (leader of the heavenly armies) swings his sword; haloed warrior saints gallop with Novgorod soldiers

🎨 Adaptation of Byzantine tradition

  • The icon illustrates the power ascribed to the Virgin and her miracle-working icons, paralleling similar accounts from Constantinople.
  • At the same time, it shows how the people of Novgorod adapted Byzantine arts to tell their own local stories—in this case, the miracle of the defense of their city.

🏰 The rise of Moscow as "Third Rome"

🐎 The end of Kievan Rus' and Mongol rule

  • In the middle of the thirteenth century, Kiev and many of its former territories fell to Mongol invaders, ending Kievan Rus'.
  • After two centuries of Mongol rule, the city of Moscow emerged as a new center of power.
  • Moscow was a latecomer among the older cities of Kievan Rus', emerging in the twelfth century and gaining wealth and power in the fourteenth and fifteenth centuries.

👑 Ivan III "the Great" and Moscow's ascent

  • Grand Duke Ivan III (Grand Prince of Moscow 1462–1505) achieved independence from the Mongols around 1480.
  • He established Moscow as the center of what became known as "Russia."

🏛️ Moscow claims the Byzantine legacy

  • 1453: Constantinople (today Istanbul) fell to the Ottomans (a Turkish dynasty ruling from the late 13th century until the establishment of the Turkish Republic in 1924), ending the Eastern Roman Empire that began when emperor Constantine dedicated Constantinople in 330 (also called "New Rome").
  • In the years that followed, Moscow increasingly viewed itself as successor to Byzantium and began referring to itself as the "Third Rome."
  • 1472: Ivan III married Sophia Palaiologina, niece of the last Byzantine emperor, symbolically cementing the continuation of Byzantium in Russia.

🎨 Andrei Rublev's Trinity icon

  • One of Russia's best-known artworks, attributed to Andrei Rublev, dates from this period of Moscow's ascent.
  • Rublev: an influential Russian painter, probably lived from the 1360s until around 1430.
  • Texts describe him painting the Cathedral of the Annunciation of the Moscow Kremlin with the Byzantine painter Theophanes the Greek (these paintings no longer survive).

    Moscow Kremlin: the fortified historical center of Moscow, containing several palaces and cathedrals; remains Russia's center of government today.

  • Rublev probably painted his icon of the Trinity for the Trinity Lavra of Saint Sergius in Sergiyev Posad, an important monastery near Moscow, where it was part of a church iconostasis (the barrier separating the sanctuary from the rest of the church).

🎨 Composition and innovation

  • Subject: three angels who visited and were served food by the biblical patriarch Abraham and his wife Sarah (Genesis 18 in the Hebrew Bible or "Old Testament").
  • Christian theologians long interpreted this visitation as an image of the Holy Trinity.
  • Byzantine tradition: typically includes both Abraham and Sarah, as seen in the sixth-century mosaic at San Vitale.
  • Rublev's innovation: eliminated Abraham and Sarah, allowing the viewer to focus on the simplified composition of the three angels seated around an altar-like table.
  • Harmonious colors and rhythmic contours of the symmetrical composition.
  • Reflects new Russian contributions to the Byzantine artistic tradition it inherited.

🗺️ Contested legacies in the modern world

🌍 The successor states

  • The Byzantine Empire and Kievan Rus' do not survive.
  • Their former territories are now divided among several states (including Russia, Ukraine, Belarus, and others).
  • Consequently, the legacies of Byzantium and Kievan Rus' are often contested among these modern successor states.

🗿 Competing monuments to Prince Vladimir

🇷🇺 Moscow's 2016 statue

  • In 2016, Moscow, Russia, unveiled a statue of tenth-century Prince Vladimir I of Kiev, causing international consternation.
  • Location: in the shadow of the Kremlin—Russia's center of government.
  • Scale: nearly sixty feet tall, towering over Moscow.
  • Iconography: Vladimir holds a monumental cross with his right hand; his left hand clutches a large sword.
  • Interpretation: to many, the statue appears as a thinly veiled reference to the very similar nineteenth-century statue of Prince Vladimir on the banks of the Dnieper River in Kiev, Ukraine (the site of the baptism of Kievan Rus' in the tenth century).
  • Timing: the installation in 2016 coincided with Russia's recent annexation of Crimea and ongoing armed conflict with Ukraine.
  • Implication: by installing the statue in its capital, Russia seemed to lay claim to the historical legacy and perhaps even the former territories of Kievan Rus', even while some of those territories are part of other states, such as Ukraine.

🇺🇦 Kiev's nineteenth-century statue

  • A nineteenth-century (1853) statue of Prince Vladimir stands on the banks of the Dnieper River in Kiev, Ukraine.
  • This is the site of the baptism of Kievan Rus' into Byzantine Christianity in the tenth century.
  • The Moscow statue appears to reference this earlier Kiev monument.

🎭 Art and architecture as witnesses

  • The Virgin of Vladimir, St. Sophia in Kiev, and other works of art and architecture tell the story of the conversion of Kievan Rus' to Byzantine Christianity and the subsequent rise of Moscow as a new center of power.
  • These more recent monuments (the competing Vladimir statues) speak to the enduring, if contested, legacies of Byzantium and Kievan Rus' in our world today.
  • Don't confuse: historical artistic and religious connections with modern political claims—the same heritage can be interpreted and claimed in competing ways by different successor states.
34

The Visual Culture of Norman Sicily: Cross-Cultural Perspectives

Chapter 34. The visual culture of Norman Sicily Cross-Cultural perspectives Dr. Ariel Fein

🧭 Overview

🧠 One-sentence thesis

The Norman kings of Sicily (1130–1194) deliberately combined Byzantine, Islamic, and Romanesque artistic traditions in their architecture and visual culture to legitimize their rule over a diverse Mediterranean population and position themselves as equals to rival powers.

📌 Key points (3–5)

  • Geographic and political context: Sicily served as a Mediterranean crossroads connecting Christian Europe, the Byzantine Empire, and Islamic North Africa; Norman mercenaries from Northern France conquered the region by 1091 and established the Kingdom of Norman Sicily (1130–1194).
  • Multicultural royal policy: Although the Norman kings were Latin Christians loyal to Rome, they governed a diverse population of Greek-Christians, Arab-Christians, Muslims, and Jews, and actively borrowed local Greek (Byzantine) and Islamic cultural, religious, and administrative traditions.
  • Visual synthesis as political strategy: Royal monuments like the Cappella Palatina, Cefalù Cathedral, and Monreale combined Byzantine-style mosaics, Islamic muqarnas ceilings and decoration, and Romanesque architecture to reinvent the kings as legitimate Christian rulers.
  • Common confusion—imported vs. local artisans: Scholars debate whether Byzantine craftsmen were imported to create the high-quality mosaics or whether local Sicilian artisans executed them; similarly, the origins of Islamic-style ceiling painters remain contentious (possibilities include Sicily itself, Fatimid Egypt, North Africa, northern Syria, and northern Iraq).
  • Beyond royal monuments: Coinage, ivory caskets, textiles, and private monuments like the Martorana church reveal the island's religious diversity through multilingual inscriptions (Latin, Greek, Arabic, Judeo-Arabic) and mixed iconography.

🏝️ Sicily as Mediterranean crossroads

🌍 Geographic position

  • Sicily is described as "a stepping stone, a hub, or a crossroad of the Mediterranean Sea."
  • Only 2.5 miles separate Sicily from mainland Italy and Christian Europe to the north.
  • The Strait of Sicily (90 miles wide) connected the island to Ifrīqiyya (modern Tunisia) and Muslim North Africa to the south.
  • Mediterranean waters linked Sicily to the Fatimid Caliphate in Egypt (capital: Cairo) and the Byzantine Empire (capital: Constantinople, modern Istanbul).

🔄 Historical succession of rulers

  • For centuries, Byzantine and then Islamic rulers governed Sicily.
  • In the eleventh century, southern Italian rulers, Byzantines, and Lombards (a Germanic people) hired Norman mercenaries from Northern France.
  • The Normans gradually conquered the region for themselves, securing Southern Italy and Sicily by 1091.
  • During the same period, Normans also invaded England, establishing independent outposts in both Sicily and England.

👑 The Kingdom of Norman Sicily

🏛️ Political structure

  • The Normans unified the entire region as the Kingdom of Norman Sicily, which endured from 1130 to 1194.
  • Palermo served as the capital.
  • King Roger II (reigned 1130–54) consolidated territories in 1130; successors included William I (1154–66) and William II (1166–89).

🌐 Multicultural governance

The Norman kings were Latin Christians, loyal to the Pope in Rome, but they governed a diverse, predominantly non-Latin-Christian population.

  • The island was home to Greek- and Arab-Christians, Muslims, and Jews.
    • Greek- and Arab-Christian communities: worshipped according to the Orthodox Christian tradition of the Byzantine world; liturgy was in Greek, but Arab-Christians may have also worshipped and spoken Arabic in daily life.
  • Royal policies actively borrowed and reformulated local Greek (Byzantine) and Islamic cultural, religious, and administrative traditions.
  • The kings retained Islamic and Greek administrative and fiscal structures alongside new Latin Christian institutions.
  • They commissioned royal inscriptions in Latin, Greek, and Arabic, and patronized Arabo-Muslim and Greek scholars, poets, and artisans.

🎯 Political strategy

  • By borrowing from rival traditions, the Norman kings sought to establish themselves as political players on par with Byzantine, Islamic, and western European counterparts.
  • They reinvented and presented themselves as legitimate Christian rulers to their subjects and peers.

Example: The kings invoked the visual cultures of rival powers (Byzantine, Islamic, Romanesque) to fashion a unique Norman Sicilian identity that promoted their royal ideology.

🏛️ Royal architecture: synthesis of traditions

🕌 The Cappella Palatina (c. 1130–43)

  • Built as part of the Palazzo Reale (also known as Palazzo Normanni), the royal palace in Palermo.
  • The most famous Norman royal monument.

Architectural and decorative elements combined:

  • Byzantine-style mosaics
  • Islamic-style painted muqarnas ceiling (complex honeycomb-like decoration)
  • Opus sectile floors (decorative pavements with cut and shaped pieces of stone)
  • Multicolored marble and stone wall revetments

The resulting aesthetic transformed the building into a visual manifesto of the king's Mediterranean ambitions.

⛪ Cefalù Cathedral (1131–1240)

Design synthesis:

  • Overall design reminiscent of Norman and French architecture in Northern Europe, following a Latin abbey design.
  • Interior furnished with Byzantine-style mosaics: images of Christ Pantokrator ("almighty"), the Virgin, apostles, and prophets in the apse.
  • Islamic-style painted wooden trusses and star-shaped panels surmount the nave, featuring themes of courtly life drawn from an Islamic repertoire.

Scholarly debate:

  • High quality of mosaics has led many scholars to conclude Roger II imported Byzantine craftsmen to Sicily.
  • It is also possible that local artisans executed the mosaics.
  • The origins of ceiling builders and painters remain contentious: possibilities include Sicily itself, Fatimid Egypt, North Africa, northern Syria, and northern Iraq.

🏰 Monreale (completed 1174)

  • King William II's crowning architectural achievement: a large complex comprising a cathedral church, monastery, and cloister (covered walkway).

Exterior decoration:

  • Eastern façade features Islamic-style decoration of repeating ogival arches and geometric medallions formed by alternating black and white stone and marble (bichromatic inlaid decoration).

Interior mosaics:

  • The cathedral is composed almost entirely of flat surfaces, providing ample space for mosaic decoration.
  • Central sanctuary: Pantokrator, Virgin, and saints adorn the central apse.
  • Side apses: scenes from the lives of Saints Peter and Paul.
  • Transepts and aisles: scenes from the life of Christ, Old Testament scenes, and scenes from the life of the Virgin.

Royal representation:

  • A pair of mosaic panels portray William II being crowned directly by God and donating his church to the Virgin.
  • Positioned in the sanctuary, directly above the royal throne and the bishop's ambo (platform).
  • They prominently represent the king's presence within the church and the sacred space of the sanctuary.
  • William appears in royal regalia reminiscent of a Byzantine emperor, conveying his desire to emulate the wealth and prestige of the Byzantine Empire.

🌳 Royal dwellings and garden culture

🏡 Suburban palaces

  • In addition to ecclesiastical buildings, the Norman kings constructed suburban royal dwellings for recreation and hunting set in luxuriant gardens.
  • In their architecture and cultivation of surrounding landscapes, these palaces drew heavily upon Islamic architecture and garden culture.

🌺 La Zisa (1164–75)

Setting:

  • Built by William I and II in the park of Genoardo, which takes its name from the Arabic phrase Jannat al-ard, meaning "earthly paradise."
  • Towers over a landscape of fertile gardens, embellished by fountains and large ponds, formed by impressive feats of hydraulic engineering.

Fountain Hall:

  • Decorated by an elaborate muqarnas hood and Arabic inscriptions describing the hall as "paradise on earth made manifest."
  • At the heart of the salon stands an impressive Islamic-style wall fountain with a sloped water chute (shādirwān), featuring furrows in a zig-zag pattern.
  • The scalloped surface created rippling sounds and patterns in the water as it circulated through an elegant system of fountains culminating in a great fish-pond in front of the palace.
  • A depiction of a similar fountain can be seen in the painted muqarnas ceiling of the Cappella Palatina.

💰 Coinage, texts, and objects

🪙 The Royal Mint: the tari

  • Despite changes in political rule, the Norman royal mint continued to produce and circulate the Sicilian tari, a gold quarter dinar first issued in Muslim Sicily (before Norman conquest).

Roger II's tari (1142):

  • Staged his authority using both Arabic and Greek (the language of the Byzantines).
  • One side: a cross with the Greek inscription ICXC NIKA (Jesus Christ will conquer) encircled by the Arabic name of the mint and date of minting.
  • Reverse: written entirely in Arabic—a vernacular and intellectual language in Norman Sicily at this time—displays the name and honorific of the king, the name of the mint, and the date in the year of the hijra (the Islamic lunar calendar).

The coin thus presents an unambiguous statement of the strength of the Sicilian state and of Norman kingship in the dominant textual and symbolic languages of the medieval Mediterranean.

🎨 Royal workshops: textiles and ivory

Products combined visual forms, styles, and languages:

  • King Roger II's coronation mantle: Islamic-style and Arabic epigraphy (inscriptions).
  • Painted ivory caskets: paired Christian and Islamic scenes.

Example of an ivory casket:

  • Rectangular wooden box with thin ivory plaques fixed with ivory pegs along its exterior.
  • Decorated on all sides with images painted in black and gold leaf.
  • Sides: scenes of the hunt common in Islamic art (falconers pursuing gazelles with falcons and greyhounds, a hunting leopard catching its prey).
  • Lid: a medallion of Christ flanked by two saints.

🕌 Documenting religious diversity

⛪ The Martorana (Santa Maria dell'Ammiraglio, 1143)

Patron and purpose:

  • Built by George of Antioch, the Arab-Christian grand-vizier (prime minister) to King Roger II.
  • Served as a private burial chapel for himself and his family, as well as for the city's Greek and Arab-Christian communities.

Architectural and decorative features:

  • Closely resembles the Cappella Palatina in its mosaics, opus sectile floors, and marble revetments.
  • The church's Arabic epigraphy draws more heavily upon George's own Arab-Christian identity.
  • Mosaic dome: Christ Pantokrator surrounded by archangels, encircled by a narrow band of wood (now faded, but once brightly painted) with the Arabic translation of two texts from the Greek liturgy.

🪦 Quadrilingual funerary epitaph (1149)

Description:

  • An opulent white marble funerary epitaph (an inscription at a tomb or grave honoring the person buried there).
  • Commemorates the death of Anna, mother of Grisandus, a priest working in the Cappella Palatina.
  • Surrounding a vibrant, multicolored opus sectile cross are four inscribed texts: Latin (left), Greek (right), Arabic (bottom), and Judeo-Arabic (Arabic written in Hebrew script; top).

Significance:

  • Few people would have been able to read the quadrilingual epitaph in its entirety.
  • Even an illiterate viewer would have understood, or could have been told, that the four scripts represented the four religious communities of the Kingdom.
  • Its opus sectile ornament would have further reminded the viewer of the decoration of the island's royal churches and palaces, thus visualizing the prestige of its patron and the deceased.

Don't confuse: The epitaph was not necessarily meant to be read by all viewers; its visual impact—four scripts and rich decoration—communicated the island's diversity and the patron's prestige even to those who could not read all the languages.

🎨 Norman Sicilian visual identity

🧩 Unique cultural synthesis

  • The buildings and works of art are expressions of a unique Norman Sicilian cultural and visual identity.
  • They draw upon local styles on the island, as well as more distant traditions from Byzantium, Fatimid Egypt, the Maghrib, and the Levant.

🎯 Function of visual culture

  • The kings and courtiers of Norman Sicily fashioned and mobilized Norman Sicilian visual culture in promoting their royal ideology and articulating their religious identities.
  • The visual synthesis was not accidental but a deliberate political and cultural strategy.
Visual traditionWhere it appearsWhat it signifies
ByzantineMosaics (Pantokrator, Virgin, saints), Greek inscriptionsConnection to the Byzantine Empire; legitimacy in the Orthodox Christian world
IslamicMuqarnas ceilings, Arabic inscriptions, garden culture, courtly hunt scenesEngagement with Islamic cultural and administrative traditions; appeal to Muslim and Arab-Christian subjects
RomanesqueLatin abbey design, overall church structureLoyalty to the Pope in Rome; connection to western European Christian traditions
35

The Cappella Palatina: Cross-Cultural Perspectives

Chapter 35. The Cappella Palatina Cross-Cultural perspectives Dr. Ariel Fein

🧭 Overview

🧠 One-sentence thesis

The Cappella Palatina in twelfth-century Norman Sicily merged Byzantine, Islamic, and Romanesque visual traditions into a unified royal program that proclaimed the Norman king's legitimacy and imperial ambitions over a multi-ethnic realm.

📌 Key points (3–5)

  • What the chapel is: a richly decorated palace chapel built by Norman King Roger II (c. 1130–43) that served as both religious center and royal audience hall.
  • Why it looks eclectic: the Norman kings deliberately borrowed Byzantine, Islamic, and Romanesque styles to establish themselves as political players on par with neighboring empires and to legitimize their rule over Sicily's diverse population.
  • How it functioned as propaganda: a royal axis linked the king's throne to images of Christ and biblical monarchs (David, Solomon), integrating the Norman ruler into a divine hierarchy visible to worshippers.
  • Common confusion: it is tempting to divide the chapel into separate "Byzantine," "Islamic," and "Romanesque" parts, but medieval viewers experienced it as a unified ensemble, not fragmented categories.
  • Key mechanism: extensive use of Arabic inscriptions and Islamic motifs (like the muqarnas ceiling) proclaimed the king's mastery over a formerly Islamic region, even when the texts were illegible from below.

🏛️ Historical and political context

🏛️ The Kingdom of Norman Sicily (1130–1194)

  • In 1130, Norman Count Roger II consolidated Southern Italy and Sicily into a new kingdom.
  • Sicily had been under Byzantine and Islamic rule for centuries, resulting in a religiously and linguistically diverse population: Greek- and Arab-Christians, Muslims, and Jews.
  • Greek- and Arab-Christians worshipped according to Orthodox (Byzantine) tradition; Arab-Christians used Arabic in liturgy and daily life.

👑 Norman royal policy

  • Although the Normans were Latin Christians loyal to the Pope in Rome, Roger II and his successors (William I, 1154–66; William II, 1166–89) cultivated a policy that engaged the island's diversity.
  • They retained Islamic and Greek administrative structures alongside new Latin Christian institutions.
  • They commissioned royal inscriptions in Latin, Greek, and Arabic, and patronized Arabo-Muslim and Greek scholars, poets, and artisans.
  • Purpose: to establish themselves as political equals to Byzantine, Islamic, and western European rulers.
  • Method: commissioning architecture and art that imaginatively juxtaposed Byzantine, Islamic, and Romanesque visual sources.

🏰 The Palazzo Normanni and the Cappella Palatina

  • Roger II built his royal residence, the Palazzo Normanni, in Palermo (the capital) at the city's highest point, likely on the site of an earlier Islamic fortress.
  • The palace compound included audience halls, royal dwellings, workshops, the state treasury, luxurious gardens, and at its center, the Cappella Palatina (palace chapel).
  • The chapel functioned as both the religious center for church services and the royal audience hall for royal ceremony.

🎨 Architecture and decoration

🎨 Architectural structure

The Cappella Palatina consists of two primary parts: a domed, centrally planned sanctuary in the east joined to a three-aisled basilical hall in the west surmounted by a wooden muqarnas ceiling.

  • Sanctuary (east end): domed, centrally planned, covered with Byzantine-inspired mosaics.
  • Nave (west end): three-aisled basilica with a painted wooden muqarnas ceiling.
  • Muqarnas: complex, honeycomb-like decoration typical of Islamic architecture.

✨ Decorative elements

The chapel interior is remarkably full of elaborate decoration in varied media and visual styles:

ElementDescription
MosaicsGolden Byzantine-style mosaics in the sanctuary and nave aisles
FloorsRichly patterned opus sectile (inlaid stone)
WallsMarble revetments
CeilingPainted wooden muqarnas ceiling in the nave
FurnishingsCarved pulpit (elevated platform for reading/preaching) and paschal candelabrum (holds a large candle burned during Easter services)

🖼️ Mosaic program

  • Sanctuary dome: Christ Pantokrator ("almighty" or "ruler of the universe") at the summit, surrounded by angels, with Old Testament prophets, apostles, and saints arranged below.
  • Sanctuary vaults and walls: scenes from the life of Christ.
  • Nave aisles: a second mosaic cycle with Old Testament scenes and lives of the apostles Peter and Paul, likely completed under Kings William I and II.

🌟 Muqarnas ceiling

  • Dominates the nave with two parallel rows of coffering in the form of eight-pointed stars.
  • Painted with images of banquets, musicians and dancers, battles and hunting, mythological subjects, real and fantastical animals, and Islamic-style decorative motifs.
  • Accompanied by Arabic inscriptions invoking blessings.
  • Comparison: a similar muqarnas ceiling exists in the Almoravid al-Qarawiyyin Mosque in Fez, Morocco.

🤔 Origins of artisans

  • The origins of the artisans who built and decorated the chapel remain unclear and are a subject of ongoing debate.
  • Scholars suggest the mosaicists may have been local craftsmen rather than imported from Byzantium.
  • Workers designing the muqarnas ceiling may have originated from Sicily itself, Fatimid Egypt, North Africa, northern Syria, and/or northern Iraq.

👑 Royal propaganda and visual program

👑 The royal axis

A royal axis runs across the entire length of the chapel nave and sanctuary, linking the Norman king to images of Christ and biblical monarchs.

The axis includes (from west to east):

  1. Western wall: monumental image of the enthroned Christ, positioned just above the Norman king's throne-platform.
  2. Along the axis: two mosaic icons of Kings David and Solomon (biblical paragons of monarchic virtue), plus a painted image of a seated harpist (likely King David) in the muqarnas ceiling.
  3. Sanctuary: the Hetoimasia (the empty throne of Christ prepared with the instruments of his passion).
  4. Central apse: Christ Pantokrator.

The Hetoimasia, or "prepared throne," is a symbolic image that combines such elements as a throne, the Holy Spirit as a dove, a Gospel book, a cross, and instruments of the Passion.

Effect: the sheer number of royal references along this axis made explicit the royal program, enhancing the ruler's authority among his subjects and conveying his divine inspiration.

🎭 The royal viewing box

  • Originally positioned in the upper north wall of the sanctuary (now covered with modern mosaics).
  • From this privileged point, the Norman king was elevated above his subjects and afforded a unique view of the mosaics on the opposite wall.
  • Key positioning: the king was positioned directly across from the scene of the Transfiguration (when Christ revealed his divinity to the apostles Peter, James, and John).
  • The king was thus integrated among the apostles as a direct witness to the glorification of Christ.
  • Visual effect for worshippers below: the Christ of the Transfiguration and the king (framed within the royal box) appeared on the same level, associating the divine king—Christ—with the divinely appointed Norman king.

🎉 Courtly imagery in the muqarnas ceiling

  • A painted cadre of courtly revelers, concentrated in the ceiling's eastern end, celebrate with music, dance, and drinking vessels.
  • They appear to stage a princely banquet honoring the patrons of the royal chapel—the Sicilian monarch and the Christian God.

📜 Arabic inscriptions

  • Painted Arabic supplicatory phrases border the star-shaped coffers and frame the niche-like units of the nave's muqarnas ceiling.
  • Content: phrases such as "attainment and victory, power, perfection and good-fortune, and security and bliss and power"—all qualities associated with royalty.
  • Legibility issue: the texts' small size and positioning deep within the ceiling's coffers would have rendered them extremely difficult, if not impossible, to read from the pavement below.
  • Don't confuse: although the content was likely illegible, the presence of Arabic script would have been recognizable and reinforced by other Arabic inscriptions within the chapel (opus sectile Arabic epigraphs framing doors, ivory caskets, textiles, liturgical vestments, and vessels).
  • Purpose: this extensive use of Arabic in royal media proclaimed the Norman king's mastery of the Arabic language and made clear his legitimate position as ruler over a region formerly under Islamic rule.

🧩 Understanding the eclectic visual language

🧩 Why not divide into separate traditions?

  • It is tempting to divide the Cappella Palatina into its constituent elements—Byzantine, Islamic, and Romanesque.
    • Example: the basilica nave can be seen as Norman or Roman; the domed sanctuary with mosaics reflects Byzantine influence; the muqarnas ceiling suggests an Islamic contribution.
  • But: for the medieval viewer, these categories were blurred at best.
  • Visitors encountered and experienced the monument as a whole ensemble, rather than as fragmented parts.

🎯 The unified royal program

  • Although the chapel's architecture and decoration featured styles and crafts culled from across the Mediterranean basin (Sicily, Southern Italy, Byzantium, Fatimid Egypt, the Maghreb, and the Crusader Levant), when seen together, they present a unified royal program.
  • The king's eclectic appropriation of Byzantine and Islamic royal iconographic motifs served as an integral component in projecting his imperial ambitions to both his subjects and neighboring monarchs.

🌍 What the chapel proclaimed

  • The Cappella Palatina merged a Christian liturgical space with a royal ceremonial hall to sanction the Norman king's imperial aspirations as the rightful ruler over a multi-ethnic realm.
  • It proclaimed the glory of the nascent kingdom and the legitimacy of the Norman kings' role as Christian monarchs.
  • It embodied the multicultural cosmopolitanism of Palermo.
36

The Melisende Psalter: Cross-Cultural Perspectives

Chapter 36. The Melisende Psalter Cross-Cultural perspectives Dr. Anne McClanan

🧭 Overview

🧠 One-sentence thesis

The Melisende Psalter, a 12th-century manuscript produced in the crusader Kingdom of Jerusalem, exemplifies how western European and Byzantine artistic traditions converged through the crusading movement, while offering insight into the life of Queen Melisende of Jerusalem.

📌 Key points (3–5)

  • What it is: A 12th-century manuscript (1131–43) containing the book of Psalms, prayers, and a calendar, created in the crusader states.
  • Cross-cultural fusion: The manuscript interweaves western European crusader elements with Byzantine artistic traditions, visible in both the ivory covers and illuminations.
  • Royal patronage: Evidence points to Queen Melisende of Jerusalem as the patron, including feminine Latin prayer endings and her parents' dates in the calendar.
  • Common confusion: The manuscript appears Byzantine in style but includes Latin details (e.g., "SSS" abbreviation) indicating it was made for western European viewers, not Byzantine ones.
  • Historical context: Created during the crusader occupation of Jerusalem, when western European Christians sought to control the region and established crusader states.

🏰 Historical and Political Context

🗡️ The Crusading Movement

The crusading movement: western European Christians (crusaders, sometimes called "Franks" or "Latins," loyal to the Pope in Rome and using Latin in church services) sought to capture Jerusalem and surrounding areas from Muslim rulers and maintain control by establishing crusader states.

  • The crusader states were established in the 11th–13th centuries.
  • By 1135, crusaders controlled Jerusalem and surrounding territories.
  • This political situation created conditions for cultural exchange between western Europe and the Byzantine Empire.

👑 Queen Melisende's Role

  • Background: Daughter of crusader king Baldwin II and Armenian queen Morphia.
  • Succession: Because she had no brothers, Melisende became heir presumptive and was included in official documents.
  • Marriage and conflict: When she married Fulk, Count of Anjou (France), she expected to rule as equal partner after her father's death in 1131, but Fulk tried to exclude her, plunging the kingdom into civil war.
  • Resolution: In 1135, Fulk accepted he must share rule with Melisende.
  • Possible commission: The manuscript may have been commissioned by Melisende herself or as a gesture to appease her.

Don't confuse: The manuscript's patron with its artist—the patron (likely Melisende) commissioned the work, while the artist Basilius created the illuminations.

📖 The Manuscript's Physical Features

📚 Structure and Contents

  • Size: 218 folia (folios) plus loose leaves.
  • Contents: Book of Psalms (poems from the Hebrew Bible traditionally attributed to King David), prayers, and a calendar.
  • Preservation: Remarkably well-preserved, including original ivory covers—a rare occurrence for medieval books.

🎨 Ivory Covers

The top cover displays six circular scenes (roundels) from the life of King David:

  • Bottom right roundel: David with a lyre as author of the Psalms.
  • Lower left: David fighting Goliath, with sobriety (sobrietas) conquering luxury (luxuria) below.
  • Symbolic program: Connects medieval rulers with biblical King David, following a long tradition seen in Byzantine manuscripts like the Paris Psalter (940–60).
  • Allegorical figures: Between the medallions, virtues and vices battle—abstract concepts depicted as human figures, common in western medieval art.

Example: The cover warns against luxury through allegory, yet the manuscript inside is splendidly illuminated—a paradox between the moral message and the object's actual richness.

🖼️ Illuminations

  • Opens with 24 scenes from the life of Christ.
  • Style mimics Byzantine icons, favored by crusader courts.
  • Artist signed his name—Basilius—unusual for the period when most artists remained anonymous.
  • Inscription: "Basilius me fecit" ("Basil made me")—Greek name, Latin inscription, suggesting cultural intermixing.

🎨 Byzantine and Western Elements

🔀 Cultural Fusion in Style

The manuscript demonstrates how crusader art (art commissioned for western European patrons in crusader states, 11th–13th centuries) interwove imported western European elements with local Byzantine traditions.

ElementByzantine FeaturesWestern European Features
IconographyFollows Byzantine compositions (e.g., Harrowing of Hell)Uses Latin inscriptions and abbreviations
StyleGold backgrounds, stylized depictionsSome non-Byzantine tomb depictions
LanguageGreek artist name (Basilius)Latin text and prayers with feminine endings

🌟 The Harrowing of Hell (Anastasis)

  • Byzantine iconography: Christ strides through the center, holding the cross, raising souls from tombs.
  • Typical Byzantine details: Broken locks and doors of hell trampled underfoot—same details appear in 11th-century mosaic at Hosios Loukas monastery.
  • Western adaptation: Angels hold standards with "SSS" (abbreviation for "sanctus, sanctus, sanctus"—Latin, not Greek, version of "holy, holy, holy" from Isaiah 6:3).
  • This detail reveals the image was intended for western European viewers despite its Byzantine appearance.

Don't confuse: Byzantine style with Byzantine audience—the Melisende Psalter uses Byzantine artistic conventions but was created for Latin (western European) patrons.

✨ The Transfiguration

  • Closely resembles Byzantine renderings of Christ's transfiguration (Matthew 17:2).
  • Artist deployed contemporary Byzantine aesthetic principles: subtle modulations of light in gold beams radiating from Christ.
  • Comparable to Byzantine depictions on templon beam at Monastery of Saint Catherine at Sinai.
  • Apostles Peter, John, and James show exaggerated emotionalism found in Byzantine art of the period (e.g., 12th-century fresco at Saint Panteleimon at Nerezi).

🏛️ The Raising of Lazarus

  • Mixed influences: Gold background and stylized depictions echo Byzantine style.
  • Western element: Lazarus emerges from an arched opening of a building, not a rock-cut tomb as typically appears in Byzantine representations.
  • Comparable to carved lintel (c. 1149) at the church of the Holy Sepulchre in Jerusalem—a building Melisende helped renovate and expand in the 1140s.

🏛️ Production and Provenance

🛠️ Workshop Location

Evidence suggests the manuscript was made in the workshop of the church of the Holy Sepulchre in the crusader Kingdom of Jerusalem:

  • Important center for book production under crusader rule during the 12th century.
  • Architectural parallels between manuscript illuminations and Holy Sepulchre carvings.
  • Melisende's involvement in renovating the Holy Sepulchre in the 1140s.

👤 Evidence for Melisende's Patronage

  • Feminine Latin endings: Prayers use feminine forms (e.g., "peccatrix," meaning "sinner"), narrowing possibilities to aristocratic women.
  • Calendar dates: Parents mentioned on 21 August (Baldwin II) and 1 October (Morphia).
  • Historical context: As heir presumptive with no brothers, Melisende was included in official documents and expected to rule.
  • Timing: Possibly commissioned in 1135 when Fulk accepted shared rule, or by Melisende herself.

Don't confuse: The date of production (1131–43) with the specific moment of commission—the manuscript was created over this period, possibly beginning around 1135.

🎭 Artistic Significance

🖌️ Artist Basilius

  • Signed his name—unusual flourish when most artists remained anonymous.
  • Name is Greek, possibly suggesting Byzantine Empire connection.
  • Inscription in Latin: "Basilius me fecit."
  • Aware of contemporary art trends in both Byzantine and western traditions.

🌍 Cross-Cultural Artistic Exchange

The Melisende Psalter demonstrates:

  • How crusader patronage created demand for artworks blending traditions.
  • Byzantine artists (or artists trained in Byzantine techniques) working for western European patrons.
  • Adaptation of Byzantine iconography for Latin Christian viewers.
  • The crusader states as zones of cultural contact and artistic innovation.

Example: The "SSS" abbreviation in the Harrowing of Hell scene—a Byzantine composition adapted with Latin text for crusader patrons who used Latin in church services.

37

A Byzantine Vision of Paradise — The Harbaville Triptych

Chapter 37. Smarthistory video: A Byzantine vision of Paradise — The Harbaville Triptych Questions for study or discussion Dr. Anne McClanan and Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The Harbaville Triptych is a mid-10th-century ivory object from Constantinople whose materials, iconography (especially the Deësis scene), and imagery invite study of its use, its owner's social setting, and its place in the history of art after the Iconoclastic Controversy.

📌 Key points (3–5)

  • What the object is: a triptych (three-paneled object) made in mid-10th century Constantinople from ivory with traces of polychromy, measuring 28.2 × 24.2 × 1.2 cm.
  • Key iconography: the Deësis scene, which depicts figures relating to each other through body language, plus additional imagery.
  • Materials and techniques matter: they shape both the triptych's appearance and the viewer's experience.
  • Context questions: how the triptych was used, what the imagery suggests about the owner and social setting, and the role of nature in the imagery.
  • Historical background: understanding the triptych requires considering the Iconoclastic Controversy and broader art history.

🎨 Physical characteristics and materials

🖼️ What the triptych is made of

The Harbaville Triptych: a mid-10th-century triptych from Constantinople, made of ivory with traces of polychromy, dimensions 28.2 × 24.2 × 1.2 cm (Musée du Louvre).

  • Material: ivory (a precious, carved organic material).
  • Polychromy: traces of color remain, indicating the object was originally painted or tinted.
  • Form: a triptych—three panels that can be opened and closed.
  • Size: relatively small and portable (under 30 cm wide).

🔨 Why materials and techniques matter

The excerpt poses two related questions about materials and techniques:

  • Appearance: the choice of ivory and polychromy affects how the triptych looks—its color, texture, and visual richness.
  • Viewer experience: the tactile quality of ivory, the ability to open and close the panels, and the traces of color all shape how someone interacts with and perceives the object.

Example: A viewer might hold the small triptych, open its wings, and see the interplay of carved relief and color—creating an intimate, personal experience.

🙏 Iconography and imagery

🕊️ The Deësis scene

The excerpt highlights the Deësis scene as central iconography:

  • What it depicts: the Deësis is a specific type of scene (the excerpt does not define it further, but asks "What does the Deësis scene depict?").
  • Body language: the figures in the Deësis relate to each other through their postures and gestures—this is emphasized as important for understanding the scene.

🌿 Additional imagery and nature

  • Other depictions: the triptych includes imagery beyond the Deësis (the excerpt asks "What else is depicted?").
  • Role of nature: nature plays a role in the imagery—viewers are prompted to think about how natural elements appear and what they contribute.

👤 What the imagery reveals

The excerpt asks what the imagery suggests about:

  • The owner: the choice of scenes and figures may reflect the owner's identity, beliefs, or status.
  • Broader social setting: the imagery can indicate the cultural and religious context in which the triptych was made and used.

Don't confuse: the imagery is not just decorative—it carries meaning about the object's function and the world of its owner.

🕰️ Historical and functional context

🛐 How the triptych was used

  • The excerpt poses the question: "How was this triptych used?"
  • The small size and triptych format suggest it was a portable devotional object—something that could be opened for prayer or contemplation and closed for protection or transport.
  • The materials (ivory, polychromy) indicate it was a luxury item, likely owned by someone of wealth or status.

📜 The Iconoclastic Controversy and art history

  • Background: the Iconoclastic Controversy was a period of debate and conflict over the use of religious images in Byzantine culture.
  • Why it matters: the excerpt asks viewers to understand the triptych "against the background of the Iconoclastic Controversy and the broader history of art."
  • Implication: the mid-10th century (when the triptych was made) comes after the Iconoclastic Controversy ended, so the triptych may reflect renewed acceptance and celebration of religious imagery.

Example: After a period when religious images were banned or destroyed, creating a richly decorated ivory triptych with sacred figures would signal a return to image-veneration and artistic patronage.

🎥 Study approach

📝 Questions for study or discussion

The excerpt is structured as a study guide with questions organized into four categories:

CategoryFocus
ContextHow the triptych was used
ObjectMaterials, techniques, appearance, viewer experience
IconographyDeësis scene, body language, additional imagery, nature, owner/social setting
Art historyIconoclastic Controversy, broader historical background

🎬 Video resource

  • The excerpt directs viewers to watch a Smarthistory video by Dr. Anne McClanan and Dr. Evan Freeman.
  • The video presumably addresses the study questions and provides visual analysis of the triptych.
38

Byzantine Art and the Fourth Crusade

Chapter 38. Byzantine Art and the Fourth Crusade Dr. Nicolette S. Trahoulia

🧭 Overview

🧠 One-sentence thesis

The Fourth Crusade's sack of Constantinople in 1204 led to the massive looting of Byzantine artworks that were dispersed across Europe—especially to Venice—and fragmented the Byzantine state until the city was reclaimed in 1261.

📌 Key points (3–5)

  • What happened in 1204: Western European crusaders attacked and seized Constantinople, occupying it for nearly sixty years and looting countless artworks.
  • Where the art went: Venice, which provided ships for the crusade, acquired much of the looted art, now displayed in the Basilica of San Marco and its Treasury.
  • Byzantine successor states: During the occupation, three Byzantine successor states emerged—the Empire of Nicaea, the Empire of Trebizond, and the Despotate of Epirus.
  • Recapture and renewal: Michael VIII Palaiologos reclaimed Constantinople in 1261 for the Byzantines; restoration efforts included a monumental Deësis mosaic in Hagia Sophia, possibly intended as a visual prayer that the city would never fall again.
  • Common confusion: The crusaders were not only fighting Muslims; the Fourth Crusade diverted to attack fellow Christians in Constantinople, motivated by broken promises and the city's immense wealth.

⚔️ The Fourth Crusade and the sack of Constantinople

⚔️ How the crusaders came to attack Constantinople

  • The Fourth Crusade began in 1202, originally aimed at the Holy Land (Palestine).
  • In 1203, crusaders were diverted to Constantinople when Alexios Angelos (son of deposed emperor Isaac II Angelos) asked them to restore his father to the throne.
  • Alexios and his father briefly ruled jointly with crusader help, but were soon deposed by Alexios V Doukas Mourtzouphlos.
  • Angered by broken promises of rewards and confronted by the city's immense riches, the crusaders attacked and seized Constantinople on April 13, 1204.
  • The crusaders (often called "Latins" by Byzantines) occupied the city until 1261.

🏛️ Earlier crusader interactions with Byzantium

  • During the First Crusade (1096), crusaders arrived in Constantinople and Byzantine emperor Alexios I Komnenos agreed to help them pass through Asia Minor to the Holy Land.
  • Wary of their motivations, Alexios I first made them swear allegiance to him.
  • The First Crusade went on to conquer Jerusalem from the Arabs in 1099 and established crusader states in Palestine.
  • Don't confuse: the First Crusade involved cooperation (though wary) between Byzantines and crusaders; the Fourth Crusade ended in betrayal and conquest of Constantinople itself.

🎨 Looted Byzantine artworks in Venice

🐴 The Horses of San Marco

  • Life-size gilt bronze horses displayed on the exterior of the Basilica of San Marco.
  • Attributed to the famous ancient Greek sculptor Lysippos (fourth century B.C.E.), though they may have been made later (possibly Imperial Rome).
  • Example of how Venice, which provided ships for the Fourth Crusade, acquired much of the looted art.

🗿 The Tetrarchs

Portraits of the Four Tetrarchs: porphyry statues representing four Roman emperors from the late Roman Empire.

  • Now built into the side of the Basilica of San Marco.
  • The missing foot of one Tetrarch was found in Constantinople, confirming the group was originally set up in the Byzantine capital.
  • These statues represent a short-lived system of rule under emperor Diocletian, who shared power among four emperors to stabilize political authority during a time of crisis.

🦅 Byzantine marble reliefs and piers

  • Numerous marble reliefs on San Marco's exterior have been assigned a Byzantine origin.
  • Example: an eleventh-century relief of Alexander the Great ascending in a chariot raised by griffins, derived from the legendary Alexander Romance.
  • Ornate carved piers (the Pilastri Acritani) taken from the Church of St. Polyeuktos in Constantinople stand near the south-west corner of San Marco.
  • The Church of St. Polyeuktos was built in the 520s by Byzantine aristocrat Anicia Juliana; its beauty and size rivaled Hagia Sophia.

💎 Sacred objects in the Treasury of San Marco

  • The Treasury is full of rich objects that originally came from Constantinople.
  • Example 1: A gilt-silver incense burner in the form of a multi-domed structure (possibly a garden pavilion), decorated with female personifications and mythological beasts like griffins.
  • Example 2: A eucharistic chalice made of a Late Antique onyx bowl set in a gilt silver frame, decorated with enamels. The inscription reads "God help Romanos, the Orthodox Emperor," referring to either Romanos I Lekapenos (920-44) or Romanos II (959-63).

🏰 Byzantine successor states during the Latin occupation

🏰 Three successor states

During Constantinople's occupation (1204–1261), three Byzantine successor states emerged:

Successor StateFounderCapital/Region
Despotate of EpirusMichael Komnenos DoukasArta (northwest Greece and Albania)
Empire of NicaeaLaskarid DynastyNorthwest Anatolia (Asia Minor)
Empire of TrebizondAlexios KomnenosNortheast Anatolia
  • It was the Nicaeans who later recaptured Constantinople in 1261.

🖼️ Art in the Despotate of Epirus

  • The Monastery of the Panaghia of Blachernae (north of Arta) contains a three-aisled basilica built in the 13th century.
  • A wall painting depicts the procession of the famous icon of the Virgin housed in the Church of the Blachernae in Constantinople.
  • The mural recreates the great city of Constantinople for the empire in exile.

🏛️ Architectural fragmentation

  • The period of the Latin Empire (1204–61) saw little cultural investment in Constantinople.
  • With the fragmentation of the Byzantine state came fragmentation of Byzantine architecture, dominated by regional developments.
  • Church architecture continued to follow planning types established in the Middle Byzantine period, but architectural forms increased in complexity.

✨ Constantinople reclaimed and renewed

✨ The recapture in 1261

  • Michael VIII Palaiologos reclaimed Constantinople in 1261 for the Byzantines.
  • Soon after, a major campaign to restore and renew Hagia Sophia began, reversing alterations made by the crusaders.

🙏 The Deësis mosaic in Hagia Sophia

Deësis: a grouping of Christ in the center, flanked by the Virgin Mary and John the Baptist, representing their intercession with Christ on behalf of humankind.

  • A monumental mosaic was installed in the south gallery of Hagia Sophia around 1261.
  • Only the upper part survives today; the figures were originally over twice life-size.
  • The mosaic was probably part of Michael VIII's restoration campaign.
  • It may have been intended to celebrate the triumph of the Byzantines over the crusaders.
  • The Deësis subject may have stood as a kind of visual prayer to ensure the city would never be taken again.
39

Byzantine architecture and the Fourth Crusade

Chapter 39. Byzantine architecture and the Fourth Crusade Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

The Fourth Crusade's capture and occupation of Constantinople in 1204 fragmented the Byzantine state and its architecture, leading to regional developments in successor states until the Byzantines recaptured the capital in 1261.

📌 Key points (3–5)

  • The Fourth Crusade's impact: In 1204, the Latins captured Constantinople, looted it, and occupied it until 1261, causing fragmentation of both the Byzantine state and its architectural tradition.
  • Regional successor states emerged: The Empire of Nicaea (northwest Anatolia), the Empire of Trebizond (northeast Anatolia), and the Despotate of Epirus (northwest Greece/Albania) each developed distinct architectural styles.
  • Architectural complexity increased: Church designs retained Middle Byzantine planning types (like cross-in-square) but added porticoes, ambulatories, galleries, chapels, and belfries, with a loosening of the relationship between interior spaces and exterior articulation.
  • Mixed influences in occupied territories: In southern Greece under Latin control, churches combined Byzantine styles with Gothic details, reflecting a mixed workforce serving a heterogeneous clientele.
  • Common confusion: Dating is uncertain for many monuments—churches once thought to belong to the 1204–1261 period (like Panagia Krina on Chios, dated c. 1225) are now placed earlier, throwing other chronologies into question.

🏛️ The Fourth Crusade and its consequences

💥 The capture and occupation of Constantinople

  • In 1204, the Fourth Crusade captured the Byzantine capital of Constantinople.
  • The Latins (western Europeans, as the Byzantines called them) looted and occupied the city.
  • The occupation lasted until the Byzantines recaptured Constantinople in 1261.
  • This period is known as the Latin Empire (1204–61).

🗺️ Fragmentation of the Byzantine state

Fragmentation: the breaking apart of the unified Byzantine state into multiple regional successor states following the Fourth Crusade.

  • With the loss of Constantinople came "concomitant fragmentation of Byzantine architecture, which became dominated by regional developments."
  • Three new Byzantine successor states emerged:
    • Empire of Nicaea: northwest Anatolia (also called Asia Minor)
    • Empire of Trebizond: northeast Anatolia
    • Despotate of Epirus: northwest Greece and Albania, with capital at Arta
  • The Latin Empire period witnessed "little cultural investment in Constantinople" itself.

🏗️ General architectural trends

  • Church architecture continued to use planning types from the Middle Byzantine period (especially the naos design).
  • Forms became more complex, both visually and in plan.
  • New additions included: porticoes, ambulatories, galleries, annexed chapels, and belfries.
  • A "general loosening of architectural rigor" appeared: the relationship between interior spaces and exterior articulation weakened, contrasting with earlier periods.

🏙️ Constantinople during the Latin occupation

🕌 Hagia Sophia modifications

  • Architectural evidence from Constantinople in this period is limited.
  • The main example: flying buttresses and a belfry added to the west façade of Hagia Sophia, c. 1230s.
  • Both elements were new in Late Byzantine architecture.
  • Belfries and the use of bells became common thereafter.
  • Gothic-style buttressing was less common.

Don't confuse: These additions were made during the Latin occupation, not by the Byzantines—they represent Latin architectural influence on the Byzantine capital.

🏛️ Empire of Nicaea (northwest Anatolia)

🏛️ H. Tryphonos

  • Built under the Laskarids (a Byzantine noble family that formed the ruling dynasty of the Empire of Nicaea).
  • Now in ruins.
  • Featured an "atrophied Greek-cross naos" enveloped by ambulatories.
  • Possibly followed the model of the nearby Koimesis church (destroyed in 1922).
  • Helps bridge the gap created by the "lacuna" (gap in evidence) from the Latin Occupation.

🏛️ Church E at Sardis

  • A cross-in-square church known from excavated remains.
  • Topped by five domes, with corner domes being blind (low, windowless domes, usually without drum).
  • Exterior featured a variety of brick patterning.

🏛️ Churches at Latmos and Chios

  • Churches at Latmos and on the Aegean island of Chios may belong to this period.
  • Chronology problem: Dating is not secure for most examples.
  • Example: Panagia Krina on Chios (modeled on the Nea Mone) was generally dated c. 1225, but is now securely placed before the end of the twelfth century.
  • This redating "throws the dating of other monuments into question."

Common confusion: Just because a church is in a region controlled by a successor state doesn't mean it was built during 1204–1261—earlier construction dates are being discovered, making chronology uncertain.

🏔️ Empire of Trebizond (northeast Anatolia)

👑 H. Sophia, Trebizond

  • Built c. 1238–63 by the Grand Komnenoi (the title of the emperors of Trebizond).
  • Served as the mortuary church of the imperial family.
  • Built on a cross-in-square plan.
  • Stone construction and detailing show "mixed origins, exhibiting both Caucasian and Seljuq features."
    • The Seljuqs were a Turkish dynasty that invaded the Byzantine Empire and ruled in Asia Minor in the 11th–13th centuries.
  • Featured distinctive lateral porches of unclear origin.

⛪ Panagia Chrysokephalos

  • Functioned as the cathedral and coronation church.
  • Originally a galleried basilica of the early 13th century.
  • A dome and transept were added c. 1341.

🙏 St. Eugenios

  • Major pilgrimage church, originally from the 11th century.
  • Underwent remodelings in the 13th century.
  • Only achieved its present form in the 14th century.
  • Significant construction continued at Trebizond into the fifteenth century.

Key point: Trebizond's architecture shows mixed cultural influences (Byzantine, Caucasian, Seljuq Turkish), reflecting its geographic position and political context.

🏛️ Arta and the Despotate of Epirus (northwest Greece/Albania)

🏛️ Churches in Arta

  • Arta emerged as the capital of the Despotate of Epirus.
  • Numerous Byzantine churches were erected or transformed under the ruling families:
    • Panagia Vlacherna (transformed c. 1225)
    • Kato Panagia (mid 13th century)
    • H. Theodora (enlarged 13th century)
    • Pantanassa Philippiadas (enlarged c. 1294, now in ruins)

🏛️ Church of the Paregoretissa

  • The most important church in Arta, built 1282–89, enlarged 1294–96.
  • Apparently began as a cross-in-square church but was transformed during construction.
  • Final form: an octagon-domed naos enveloped by a pi-shaped ambulatory surmounted by a gallery with four additional domes.

Octagon-domed church: a centrally planned church with a dome supported above eight points.

  • The decorative brickwork of the exterior is distinctive in Epirus.
  • At Vlacherna, Kypseli, and Mesopotam (Albania), complex, asymmetrical designs developed in multiple building phases.
  • At Kypseli, Kato Panagia, and elsewhere, the naoi feature high transverse barrel vaults rather than domes.

Transverse barrel vaults: barrel vaults set at right angles to the main longitudinal direction of the naos.

Key feature: Epirus churches are characterized by distinctive decorative brickwork and the use of transverse barrel vaults instead of domes in some cases.

🏛️ Southern Greece under Latin control

⛪ Gothic-style basilicas

  • Southern Greece was part of Byzantine territory conquered by the Latins in the early thirteenth century.
  • A number of large basilicas were constructed in a gothic style.
  • Purpose: to serve the needs of the new, Roman Catholic population, including mendicant orders.
  • Examples: Andravida, Stymphalia, Isova, and Glarenza.

🏛️ Small domed churches with mixed features

  • Numerous small, domed churches of the Peloponnese were constructed in a Byzantine style but exhibit gothic detailing.
  • Previously viewed as belonging to an earlier period within an Orthodox Byzantine context.
  • This interpretation is now in question.

🏛️ Church of the Koimesis at Merbaka

  • A carefully constructed cross-in-square church.
  • Lavishly decorated on the exterior with:
    • Brick patterning
    • Spolia (reused architectural elements)
    • Carved stone
    • Glazed proto-maiolica bowls

Proto-maiolica ware: a type of pottery with a tin glaze and light-colored fabric found throughout the eastern Mediterranean in the 13th to 14th centuries.

  • The proto-maiolica bowls, combined with some gothic details, place Merbaka into the latter part of the thirteenth century and within the context of Latin patronage.

🏛️ Panagia Katholike at Gastouni and Blacherna at Elis

  • These churches and others fit into "a growing picture of the architecture of southern Greece during this period as the product of a mixed workforce serving a heterogeneous clientele."
  • These small buildings may have been private rather than institutional foundations.
  • Their outward appearance was "indicative of social status rather than country of origin."

Key insight: In Latin-controlled southern Greece, architecture reflected a mixed cultural context—Byzantine styles combined with Gothic details, serving both Orthodox and Catholic patrons, with appearance signaling social status more than ethnic or religious identity.

📊 Comparison of regional developments

RegionKey characteristicsNotable examplesCultural influences
ConstantinopleLimited construction; Latin additions to existing buildingsHagia Sophia (buttresses, belfry c. 1230s)Latin/Gothic
Empire of NicaeaCross-in-square plans; ambulatories; uncertain chronologyH. Tryphonos, Church E at Sardis, Panagia Krina (Chios)Byzantine continuity
Empire of TrebizondMixed origins; stone construction; lateral porchesH. Sophia, Panagia Chrysokephalos, St. EugeniosByzantine, Caucasian, Seljuq
Despotate of EpirusDistinctive decorative brickwork; transverse barrel vaults; octagon-domed plansParegoretissa (Arta), Panagia Vlacherna, KypseliByzantine with regional variation
Southern Greece (Latin)Mixed Byzantine-Gothic styles; proto-maiolica decoration; private foundationsKoimesis (Merbaka), Panagia Katholike (Gastouni), Blacherna (Elis)Byzantine, Gothic, heterogeneous clientele

Don't confuse: Regional styles are not purely "Byzantine" or "Latin"—most show mixed influences reflecting political fragmentation, mixed populations, and cultural exchange during this period.

40

Late Byzantine church architecture

Chapter 40. Late Byzantine church architecture Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

Late Byzantine church architecture (c. 1261–1453) is characterized by complex, multi-phase additions to existing churches—emphasizing symbolic relationships with the past and regional diversity—rather than monumental new construction, with creative centers emerging in neighboring powers like Serbia, Bulgaria, and Russia.

📌 Key points (3–5)

  • Constantinople's revival pattern: After 1261, most construction consisted of additions (ambulatories, funeral chapels, narthexes) to existing Middle Byzantine churches, creating irregular, asymmetrical complexes rather than integrated designs.
  • The "Palaiologan Renaissance" was brief: Major church construction in Constantinople ended by 1330, but the period saw lavish decoration and symbolic engagement with history.
  • Regional diversity and emerging powers: Neighboring regions—Thessaloniki, Mystras, Serbia, Bulgaria, Romania, Russia—developed distinctive architectural styles while maintaining Byzantine connections; some imported Byzantine masons, others blended local and Byzantine elements.
  • Common confusion—plan types: Cross-in-square (central dome on four supports forming a cross within a square), ambulatory-plan (central space enveloped by a curved aisle), Athonite plan (with choroi side chambers and subsidiary chapels), and "Mystras type" (basilica ground plan + cross-in-square gallery) are distinct but sometimes combined.
  • Complexity over monumentality: Late Byzantine architecture valued layered additions, multiple domes, irregular massing, and rich surface decoration rather than grand scale or visual unity.

🏛️ Constantinople after 1261

🏛️ Reconquest and the Palaiologos dynasty

  • In 1261, the Empire of Nicaea retook Constantinople from the Latin crusaders (who had occupied it since 1204) and crowned Michael VIII Palaiologos as emperor.
  • This ended the Latin Empire period and began the Late Byzantine or Palaiologan period.
  • Church architecture was "revived," but in a specific way: through additions rather than new foundations.

➕ The addition strategy

Most constructions represent additions to existing monastic churches, probably following the model of the triple church at the Pantokrator monastery.

  • Builders added ambulatories, funeral chapels (parekklesia), extra narthexes, and burial spaces to Middle Byzantine cores.
  • Visual result: "little attempt at visual integration"—irregular rows of apses, asymmetrical dome arrays, parts that "read individually."
  • Why this matters: The contrast between old and new was deliberate, establishing "a symbolic relationship with the past" rather than erasing it.
  • Example: Mone tou Libos (first established c. 907) was expanded c. 1282–1303 with an ambulatory-plan church for imperial burials, then a second outer ambulatory with more tomb niches (arcosolia).

🪦 Funeral chapels and privileged burials

  • "An impressive funeral chapel as a setting for privileged burials was a standard feature."
  • Ambulatories and narthexes were "equipped for burials."
  • The Theotokos Pammakaristos added a south parekklesion (subsidiary chapel) c. 1310—a "tiny but ornate cross-in-square chapel" to house the tomb of aristocrat Michael Glabas Tarchaniotes.
  • Don't confuse: a parekklesion is a subsidiary chapel, often for burials; an ambulatory is a passage around a central space, also used for tombs.

🏰 The Chora Monastery—a unified Palaiologan monument

  • "Of the Palaiologan monuments in Constantinople, the most important to survive is the Chora Monastery, where the additions uniquely represent a single phase of construction."
  • Restored and decorated by Theodore Metochites c. 1316–21.
  • The twelfth-century naos (central worship space) was enveloped by:
    • A two-storied annex to the north
    • Two broad narthexes to the west (inner topped by two domes, outer with a portico façade)
    • A domed funeral parekklesion to the south
    • A belfry at the southwest corner
  • Why unique: Unlike other complexes, Chora's additions were built in one campaign, yet still created a layered, complex effect.
  • End of the Renaissance: "By 1330, however, the short-lived 'Palaiologan Renaissance' had ended in the capital, at least in terms of major church construction."

🌍 Regional centers and distinctive styles

🏙️ Thessaloniki—ambulatory-plan churches

  • Thessaloniki (northern Greece) saw "numerous churches" in the Late Byzantine period.
  • Ambulatory-plan type: H. Panteleimon, H. Aikaterini, and H. Apostoloi (all late 13th or early 14th century) feature:
    • An "attenuated cross-in-square core"
    • Enveloped by a "pi-shaped ambulatory" (Π-shaped, wrapping around three sides)
    • Multiple domes and porticoes
    • Subsidiary chapels
  • Function unclear: Unlike Constantinople, where ambulatories clearly served burials, "the functions of the ambulatory in Thessaloniki are less evident."
  • Later vitality: Profitis Elias (c. 1360) built on an Athonite plan (with choroi side chambers and subsidiary chapels) shows "enduring vitality."

🏔️ Mystras—the "Mystras type"

  • Mystras (Peloponnese, Greece) emerged as a major Byzantine center after the Latins were expelled mid-13th century.
  • "Mystras type" definition:

    Combine a basilican ground plan with a cross-in-square, five-domed gallery, the whole enveloped by porticoes, a belfry, and additional subsidiary spaces.

  • Hodegetria church at Brontochion monastery (c. 1310–22): "betrays evidence of an ad hoc creation, begun as a simple cross-in-square church" then expanded.
  • Pantanassa monastery (1428): repeats the type as late as the 15th century.
  • Connections: "Architectural detailing suggests close connections with both Constantinople and Italy."

🌐 Neighboring powers—Serbia, Bulgaria, Romania, Russia

🇷🇸 Serbia—importing Byzantine ideas and masons

  • Medieval Serbia experienced some western European influence (12th–13th centuries) but developed "close ties and political rivalry with Byzantium" in the 14th century.
  • Gračanica Monastery (before 1321, built by King Milutin):

    Integrating a highly attenuated cross-in-square naos with a pi-shaped ambulatory, the whole is topped by five domes. With simplified façade arcading and a pyramidal massing of forms, the building exhibits an external clarity that belies its complexity.

    • Described as "the culmination of Late Byzantine architectural design."
  • Lesnovo (1341–47, modern North Macedonia): "a grand cross-in-square church with a domed narthex"—"would not seem out of place in Late Byzantine Thessalonike."
  • Morava School (later Serbian architecture): "smaller and more decorative," often using the Athonite plan—Ravanica (1370s, five domes) and Kalenić (after 1407).

🇧🇬 Bulgaria—colorful exteriors

  • Bulgaria "remained closest to Byzantium in its architectural developments."
  • Nesebar (coastal town, passed between Byzantine and Bulgarian control):
    • Pantokrator and Sv. Ivan Aliturgetos (mid-14th century) follow Constantinople's construction techniques and façade ornamentation.
    • Distinctive feature: "colorful exteriors, combining brick and stone decoration with glazed ceramic disks and rosettes."

🇷🇴 Romania—hybrid architecture

  • Wallachia (liberated from Hungary 1330): influenced by Serbian architecture.
  • Moldavia (liberated 1365): "shows a greater originality."
  • 15th-century churches (Voroneț c. 1488, Suceviţa c. 1485):
    • "Steeply pitched, heavy overhanging roofs and a diminished dome above a triconch plan."
    • "Walls entirely frescoed on the exterior."
    • "The origin of this distinctively hybrid architecture is unclear."

🇷🇺 Russia—from Novgorod to Moscow

  • 13th-century Mongol invasions destabilized Russia except Novgorod and Pskov.
  • Novgorod: Saviour-on-the-Ilyina-Street (1374)—"steep-roofed and roughly built."
  • Muscovy's recovery: Dormition Cathedral in Zvenigorod (c. 1399) shows "its own distinctive architecture."
  • Moscow emerges: After Constantinople fell (1453), Moscow "assumed the role of spiritual leader of the Orthodox world."
  • Italian influence: Cathedral of the Dormition in the Kremlin (1475–79, Aristotele Fioravanti):

    Combined details derived from the Cathedral of Vladimir with an Italian Renaissance modular plan, topped by five domes; it became the coronation church.

    • Cathedrals of the Annunciation and Archangel added shortly after.

🕌 Christian architecture under non-Byzantine rule

🏜️ Anatolia—continuity under Seljuqs and Ottomans

  • After the defeat at Manzikirt (1071), much of Anatolia passed to Seljuqs and Turkic beyliks, "but this does not mark the end of Christian architecture."
  • 13th-century Cappadocia: rock-cut churches at Tatlarin, Gülşehir, Belisırma show continued Christian building.
  • Early Ottoman architecture (1320s–30s):
    • Ottomans "actively building, and in a manner technically and stylistically following local, Byzantine practices."
    • Orhan Mosque (Bursa, late 1330s): "corresponds closely to contemporaneous works of Byzantine architecture in its mixed brick and stone wall construction and its decorative details."
    • Church of the Pantobasilissa (Trilye, late 1330s): similar features "suggesting that the same workshops were constructing both churches and mosques."
    • At Bursa (first Ottoman capital, conquered 1326), "two Byzantine churches were appropriated for use as the mausolea of Osman and Orhan."

🏛️ Peloponnese under Latin rule

  • Large basilicas in gothic style built for Roman Catholic population and mendicant orders (Andravida, Stymphalia, Isova, Glarenza).
  • Small domed churches (e.g., Koimesis at Merbaka, late 13th century):
    • "Carefully constructed cross-in-square church, lavishly decorated on the exterior with brick patterning, spolia, carved stone, and glazed proto-maiolica bowls."
    • Proto-maiolica: pottery with tin glaze, found throughout eastern Mediterranean 13th–14th centuries.
    • Gothic details and proto-maiolica "place Merbaka into the latter part of the thirteenth century and within the context of Latin patronage."
  • Panagia Katholike (Gastouni) and Blacherna (Elis): "product of a mixed workforce serving a heterogeneous clientele"—"small buildings may have been private rather than institutional foundations, with their outward appearance indicative of social status rather than country of origin."

🏰 Monasteries—Athonite plan and expanded narthexes

🏰 Hilandar Monastery (Mount Athos)

  • Founded by King Milutin c. 1303.
  • Katholikon (main church): freestanding, Athonite-plan with "a large, twin-domed narthex or lite, subsequently expanded with a large, domed outer narthex in the latter part of the century."
  • Why the expansion: "Both reflect the increased role of the narthex in monastic worship."
  • Monastery layout:
    • Fortified, with monastic cells lining the wall.
    • Refectory set opposite the entrance to the katholikon.
    • Phiale (holy water font) in the courtyard to one side.
  • "Similarly planned monasteries appear throughout the Balkans."

📐 Key architectural terms and plan types

TermDefinitionExample
Cross-in-squareA square naos with a central dome braced by vaults on four sides, supported by four columns or piers—forming a cross within a squareTheotokos Pammakaristos parekklesion; Gračanica core
Ambulatory-planA central space enveloped by a curved aisle (ambulatory), often equipped with burial niches (arcosolia)Mone tou Libos additions; H. Apostoloi (Thessaloniki)
Pi-shaped ambulatoryAn ambulatory wrapping around three sides in the shape of the Greek letter ΠGračanica; H. Panteleimon
Athonite planA plan with choroi (side chambers flanking the naos) and subsidiary chapelsProfitis Elias (Thessaloniki); Ravanica (Serbia); Hilandar katholikon
"Mystras type"Basilican ground plan + cross-in-square, five-domed gallery, enveloped by porticoes, belfry, and subsidiary spacesHodegetria (Brontochion); Pantanassa
ParekklesionA subsidiary chapel, often used for burialsChora south parekklesion; Pammakaristos parekklesion
NarthexEntry vestibule preceding the naos; Late Byzantine churches often added multiple narthexesChora (two narthexes); Hilandar (twin-domed lite + outer narthex)
Octagon-domed churchCentrally planned church with a dome supported above eight pointsMentioned as a type also constructed at Mystras

🔍 How to distinguish plan types

  • Cross-in-square: Look for a central dome on four supports forming a cross within a square footprint—compact, symmetrical core.
  • Ambulatory-plan: The central space is wrapped by a passage (often curved), creating a double-shell effect; frequently used for tombs.
  • Athonite plan: Side chambers (choroi) flank the naos, plus subsidiary chapels—creates a more complex, multi-room layout.
  • "Mystras type": Combines a long basilica base with an upper cross-in-square gallery and five domes—vertical layering of two plan types.
  • Don't confuse: A church can combine types (e.g., cross-in-square core + pi-shaped ambulatory at Gračanica).
41

Late Byzantine Secular Architecture and Urban Planning

Chapter 41. Late Byzantine secular architecture and urban planning Dr. Robert G. Ousterhout

🧭 Overview

🧠 One-sentence thesis

After the Fourth Crusade's devastation and the Byzantine recapture of Constantinople in 1261, Late Byzantine secular architecture and urban planning reflected both symbolic attempts to restore imperial grandeur and pragmatic adaptations to diminished resources, fragmented territories, and increasing military threats.

📌 Key points (3–5)

  • Historical context: The Fourth Crusade (1204) sacked Constantinople and established a Latin Empire; Byzantines retook the capital in 1261 but faced a diminished state.
  • Urban planning realities: Constantinople's "refounding" was more symbolic than actual; new cities like Mystras developed under topographic constraints, often beneath former Frankish fortresses.
  • Domestic architecture patterns: Houses typically consisted of rooms around courtyards, set off from streets; elite residences featured vaulted substructures, large audience halls, and terraces.
  • Common confusion: Latin (Frankish) vs. Byzantine construction—both built fortresses in the Peloponnese after 1204, but Byzantines captured and adapted many Frankish sites (e.g., Mystras castle captured 1262).
  • Military focus: Increasing insecurity led to extensive fortification efforts, including double walls, fortress networks, and cutting-edge military technology like machicolations.

🏛️ The Fourth Crusade and its aftermath

⚔️ The Latin occupation (1204–1261)

  • In 1204, crusaders (called "Latins" or "Franks" by Byzantines) sacked and occupied Constantinople.
  • They established a "Latin Empire" including formerly Byzantine regions such as the Peloponnese in southern Greece.
  • Urban impact: Latin control encouraged some construction in the Peloponnese but had an adverse effect on Constantinople itself.
  • Physical evidence from this period is limited.

🔄 Byzantine reconquest and symbolic refounding

  • Emperor Michael VIII Palaiologos retook Constantinople for the Byzantines in 1261.
  • His "refounding" of the capital was more symbolic than actual.
  • Key symbolic gesture: A unique triumphal column before the Church of the Holy Apostles, topped by a statue of the emperor kneeling before St. Michael.
    • Since Constantine was buried in the Church of the Holy Apostles, this may have represented Michael as a "new Constantine" or second founder.
    • The column does not survive; known only from historical descriptions.

📉 Reality of decline

  • Theodore Metochites, a Byzantine statesman, wrote an oration (Byzantios) on Constantinople recognizing the "diminished state of affairs."
  • He attempted a positive spin: Constantinople renews herself, weaving ancient ruins into the city's fabric to assert ancient nobility.
  • Don't confuse: The intended message was unchanging greatness, but the realities of ruin and desolation were "all too apparent."

🏙️ Urban planning in new and reconquered cities

🏔️ Mystras: topography-driven planning

Mystras: a new city strategically situated on a hill above ancient Sparta in the Peloponnese, developed beneath a Frankish castle.

  • Timeline: Frankish castle built 1249 by William II of Villehardouin; Byzantines captured it in 1262.
  • Defensive advantages: Rugged site with steep slope offered excellent defenses; did not require a complete ring of walls.
  • Internal structure:
    • Subdivided into upper and lower city.
    • Streets often no more than footpaths, too steep for wheeled vehicles.
    • Urban planning was "at the mercy of the topography."
    • Many areas within walls too steep for construction.
    • Markets probably located outside the walls.
  • Construction challenges: Houses required extensive substructures; the only sizeable terrace was given to the Palace of the Despots.

🏰 Geraki: similar pattern

  • Located southeast of Mystras in the Peloponnese.
  • Developed beneath another Frankish hilltop fortress, ceded to Byzantines in 1263.
  • Situation similar to Mystras.

🏠 Domestic architecture patterns

🏘️ Neighborhood layouts: Pergamon excavations

  • Excavations at Pergamon provide a sense of neighborhood development.
  • House structure:
    • Several rooms, often with a portico.
    • Arranged around a courtyard.
    • Set off from the irregular pattern of alleys and cul-de-sacs.
  • Urban principle: Focus of the house away from the street (similar forms noted in other urban situations).

🏡 Elite residences at Mystras

Two examples from early fifteenth century:

  • Frangopoulos House and Laskaris House (named for believed inhabitants).
  • Common design:
    • Set into steep slope.
    • Vaulted substructures of utilitarian function (cistern, stable, storeroom) to create a level platform.
    • Residence consisted of one large room with fireplace to the rear and terrace or balcony facing the view.

🗼 Fortified towers in the countryside

  • Fortified towers often functioned as residences.
  • Example: Tower of Apollonia (14th century, near Amphipolis) and elsewhere in mainland Greece.

🏰 Imperial and elite palaces

🏛️ Tekfursaray, Constantinople (c. 1261–91)

  • May have been a pavilion associated with the Blachernae Palace (main imperial residence in northwestern Constantinople).
  • Structure:
    • Three-storied block set between two lines of the land wall.
    • Lowest level: opened to courtyard by an arcade (series of arches carried by columns or piers).
    • Mid level: apparently subdivided into apartments.
    • Upper level: large audience hall with appended balcony and tiny chapel.
  • Precedent: The ruined palace at Nymphaeon (c. 1225) provides a useful precedent; association with Venetian palaces has been suggested.

🏰 Palace of the Despots, Mystras

  • Grew over the fourteenth and fifteenth centuries as several adjoining but independent units.
  • Last major addition (Palaiologos wing): follows three-storied format like Tekfursaray.
    • Enormous audience hall on uppermost level.
    • Apartments and storerooms below.

🛡️ Fortifications and military architecture

🧱 City walls and fortress networks

  • Context: Increasing insecurity and fragmentation of the empire made defense a growing concern.
  • Nicaea: Provided with a second line of walls in the thirteenth century.
  • Laskarids' strategy: Built a series of visually-connected fortresses to secure Aegean territories.

⚔️ Frankish fortresses in the Peloponnese

  • Following the Fourth Crusade, Franks constructed fortresses across the Peloponnese to secure control.
  • Examples: Chlemoutsi (1220–23) and Glarentza (now in ruins).

🏰 Byzantine fortresses after reconquest

  • With the reconquest of Constantinople, fortresses were either:
    • Strengthened and expanded (e.g., Yoros on the Bosphoros), or
    • Constructed anew to protect against the rising Ottoman power to the east.

🔧 Pythion Castle: cutting-edge military technology

Pythion Castle (c. 1331, Thrace): built by John VI Kantakouzenos; noteworthy for advanced military features.

  • Development: Large fortified tower quickly expanded with construction of a second tower and gateway, with inner and outer enceintes (enclosures).
  • Innovative features:
    • Four-bayed plan of main tower with brick vaulting at all levels.
    • Extensive use of stone machicolations (floor openings through which stones or other materials could be dropped on attackers).
  • Significance: Unique among Byzantine fortifications and "at the cutting edge of military technology in the fourteenth century."

📊 Comparison: Frankish vs. Byzantine construction

AspectFrankish (Latin)Byzantine
Period of controlAfter 1204 Fourth CrusadeRecaptured territories from 1261 onward
Fortresses in PeloponneseBuilt new (e.g., Mystras 1249, Chlemoutsi 1220–23)Captured and adapted Frankish sites (e.g., Mystras 1262, Geraki 1263)
Urban impactEncouraged some construction in PeloponneseAdverse effect on Constantinople; symbolic refounding
Military approachFortresses to secure regional controlFortress networks, double walls, advanced technology (machicolations)

Don't confuse: Both Franks and Byzantines built fortifications in the same regions, but Byzantines often took over and expanded Frankish structures rather than building entirely new ones.

42

The Vita Icon in the Medieval Era

Chapter 42. The vita icon in the medieval era Dr. Paroma Chatterjee

🧭 Overview

🧠 One-sentence thesis

The vita icon format—a large central portrait of a saint surrounded by smaller narrative scenes from their life—spread rapidly across medieval Europe because of its distinctive ability to convey both the monumental presence and the active biography of a saint in a single, flexible visual statement.

📌 Key points

  • What a vita icon is: a panel with a magnified central portrait of a saint framed by smaller vignettes depicting episodes from their life (miracles, prayers, martyrdom).
  • How viewers engaged with it: no fixed reading order; viewers could scan scenes in various paths, focus on select episodes, or contemplate only the central bust, depending on lighting and proximity.
  • Key difference East vs. West: Byzantine vita icons typically depicted long-deceased, well-established saints (e.g., Nicholas, George), while Western examples featured recently canonized saints (e.g., Francis of Assisi) and were sometimes used as altarpieces.
  • Common confusion: vita icons do not necessarily follow standard written hagiographies closely; they function as independent visual statements, with inscriptions identifying scenes rather than evoking specific textual passages.
  • Why the format spread: its clarity in presenting saints as individuals and its vivid visual statement about sanctity made it popular across Italy, Cyprus, Russia, and other regions within a relatively short period.

🖼️ Format and structure

🖼️ Central portrait and narrative frame

Vita (Latin for "life"): the image of a life, consisting of a magnified central portrait of a saint surrounded by smaller biographical episodes.

  • The central figure is large, still, and hieratic (formal, frontal).
  • The frame contains smaller, full-figured, mobile versions of the saint performing miracles, praying, or being martyred.
  • Example: the vita icon of St. Nicholas at the Monastery of St. Catherine, Sinai, shows Nicholas' bust looming large at the center, while the frame depicts him as an infant standing erect in his bath, then as a child, adolescent, and adult.

📖 Non-linear reading and flexible viewership

  • No specific visual or textual directions guide the viewer's gaze.
  • One might start at the top left and proceed horizontally, or scan vertically, or criss-cross between left and right panels.
  • Viewers may have focused on a small selection of scenes or the bust alone, depending on lighting (e.g., candlelight) and proximity.
  • If displayed as a proskynetarion icon (an image on a stand at eye level for veneration on a feast day), the entire icon would have been visible for contemplation at various moments.
  • Don't confuse: the lack of a fixed narrative path does not mean randomness; the format enables flexibility, allowing different viewers or viewing conditions to emphasize different aspects.

📏 General characteristics

  • Size: ranging from 70 cm to 2 m in height.
  • Consistency: standardized scenes appear from icon to icon (e.g., surviving vita icons of St. Nicholas often display similar episodes).
  • Revetments: from the 11th century onward, precious thin sheets of gold, silver, and other metals were added to the frame, often featuring donor portraits and inscriptions.

📜 Relationship between image and text

📜 Inscriptions and identification

  • Vita icons usually incorporate texts identifying the saint and the episodes from their life.
  • Inscriptions permit the identification of scenes but are not necessarily intended to evoke specific passages in written hagiographies.

📚 Independence from standard hagiographies

Hagiography (from Greek for "holy" and "writing"): the biography of a saint, also called a "vita."

  • By the 11th century, saints' lives had been compiled into a more or less definitive version by Symeon Metaphrastes (a 10th-century Byzantine writer) known as the Metaphrastean Menologion.
  • Yet 13th-century vita icons do not reflect this book so much as older hagiographies.
  • Some argue that 13th-century examples are copies of even older vita icons, which in turn relied on earlier hagiographical texts.
  • From the viewer's perspective, these panels may be read as visual statements in their own right, not as illustrations of specific written passages.

🌍 Origins, mobility, and geographic spread

🕰️ Debated origins

  • The precise date of origin is debated: some argue for the 10th century C.E., others for the 11th to 13th centuries.
  • The format gained popularity across Europe within a relatively short period.

🏛️ Monastery of St. Catherine, Sinai

  • A significant number of Byzantine vita icons are preserved at the Monastery of St. Catherine in Sinai, Egypt.
  • Some may have been gifted or donated by pilgrims.
  • Example: a 13th-century vita icon of St. George depicts a donor figure identified as John the Iberian (a reference to medieval Georgia), who was both monk and priest, sandwiched between the saint and the frame.
  • Alternatively, some icons might have been made at the Monastery itself.

🌐 Spread across Europe

  • Examples are known in Italy, Cyprus, Russia, and other places.
  • The format's distinctiveness and clarity in conveying information about saints as individuals, as well as its vivid visual statement about sanctity, likely contributed to its popularity.

⛪ Vita icons in the West vs. the East

⛪ Western use: recent saints and altarpieces

  • In the West, the vita icon format was used almost exclusively for recently canonized saints, initially those associated with the Franciscan Order.
  • Example: St. Francis of Assisi, the first person officially recognized as a genuine stigmatic (blessed with the wounds of Christ) by the Catholic Church, whose life and posthumous miracles were included in the format.
  • Other Franciscan examples: St. Clare of Assisi (a noblewoman who lived 1194–1253 and became a nun and follower of St. Francis) and St. Margaret of Cortona (a Franciscan nun who lived 1247–97).
  • Some Franciscan vita icons were used as altarpieces (a work of art set above and behind an altar)—a category never used in the medieval Orthodox church but common in Roman Catholic churches of western Europe.

☦️ Eastern use: long-deceased saints

  • In the Byzantine East, the format was almost exclusively used for well-established, long-deceased saints (e.g., Nicholas, George).
  • Don't confuse: the same format, different applications—East focused on traditional figures, West on contemporary saints.

🇷🇺 Slavic Russia: both recent and traditional saints

  • By the 14th century, Slavic Russia portrayed both recent saints (e.g., Boris and Gleb, sons of Prince Vladimir the Great, murdered in 1015 and venerated as martyrs) and traditional figures (e.g., Elijah the prophet, St. Nicholas) in the vita format.

🎨 Variations in media and execution

🎨 Beyond tempera on wood

  • Although vita icons most commonly appear in tempera on wood panels, the format was sometimes deployed in frescoes or textiles.
  • Some examples play on deliberate contrast of media: the central figure in relief and the frame images as panel paintings.
  • Example: a 13th-century icon of St. George in Athens displays this mixed-media approach.

🖼️ Recreating local images

  • In some cases, the vita format seeks to recreate a specific local image of the saint that was previously known and venerated.
  • Example: the church of St. Nicholas tis Steges in Kakopetria, Cyprus, where a life-sized frescoed image of St. Nicholas was likely reproduced in a large vita icon dedicated to the same saint and formerly located in that very church.
  • Interestingly, this vita icon portrays Latin (western European), not Byzantine, donors on its frame, attesting to the format's general appeal across faiths and ethnicities.

🙏 Veneration practices

🙏 Byzantine veneration

  • Byzantines often venerated, or showed devotion to, icons by bowing before them and kissing them.
  • They believed that the honor shown to the image passed to the holy figure it represented.
  • The vita icon format's juxtaposition of monumental and miniature versions of a saint in a non-linear orientation enabled a flexibility of viewership suited to these practices.
43

Byzantine miniature mosaics

Chapter 43. Byzantine miniature mosaics Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

Byzantine miniature mosaics, emerging from the twelfth to fourteenth centuries, represent an innovative art form in which artists reimagined the ancient medium of monumental mosaics to create small, portable icons using tiny tesserae that demanded exceptional skill and were treasured as luxury objects.

📌 Key points (3–5)

  • Innovation in a traditional medium: Byzantines adapted monumental mosaic techniques to create portable icons on wood panels, a new use of an ancient art form.
  • Technical achievement: Artists employed tesserae as small as 0.5–1 mm (or smaller) to create a blended, painterly appearance rather than a "pixilated" look.
  • Dual functions: Larger icons (several feet tall) were likely displayed publicly in churches; smaller ones (palm-sized) served private devotion.
  • Common confusion: Monumental vs. miniature mosaics—monumental mosaics were viewed from afar so tesserae blended naturally; miniature mosaics required tiny tesserae because they were viewed up close.
  • Historical context: These luxury objects flourished during the Late Byzantine period (1261–1453), showing that artistic creativity continued even as the empire declined politically.

🎨 What are Byzantine miniature mosaics

🧩 Definition and materials

A mosaic is an artwork made by combining small cubes (tesserae) of stone, glass, ceramic, or another material to create a pattern or image.

  • Miniature mosaics (also called "micro-mosaics") were created by setting small tesserae into wax or resin on wood panels.
  • Panels were often enclosed in silver-gilt frames.
  • Materials included gilded bronze, marble, lapis lazuli, and glass.

🆕 What made them innovative

  • The Byzantines had long used mosaics for large-scale images in buildings (walls and ceilings of churches).
  • Creating smaller, portable mosaic images was a new development starting around the twelfth century.
  • This innovation occurred in the twilight of the Byzantine Empire, demonstrating continued artistic creativity despite political decline.

🔬 Technical challenges and craftsmanship

📏 Scale of tesserae

TypeTessera sizeViewing distanceVisual effect
Monumental mosaicsLargerViewed from afarTesserae blend together naturally
Miniature mosaics0.5–1 mm or smallerViewed up closeBlended, painterly appearance (not "pixilated")

⏱️ Production demands

  • Creating miniature mosaics required considerable time and skill.
  • The tiny tesserae made production long and difficult.
  • Because of cost and skill requirements, these icons were likely created for imperial and other elite patrons.
  • Artists who produced luxury objects in Constantinople probably made them.

🔍 Don't confuse

  • Preparatory vs. finished work: Some scholars theorize miniature mosaics may have initially emerged as a preparatory step for planning monumental mosaics, but they became valued finished artworks in their own right.

📐 Size and function

🏛️ Larger icons for public display

  • Some miniature mosaic icons measured several feet tall.
  • Example: The thirteenth-century icon of the Virgin Glykophilousa in Athens measures 107 x 73.5 cm.
  • Their size suggests they were publicly displayed and venerated in churches.
  • Some may have been installed on the templon barrier (dividing the altar area from the rest of the church).

🤲 Smaller icons for private devotion

  • Other icons were small enough to be held in one hand.
  • Example: The early fourteenth-century icon of the Virgin Eleousa in New York measures 11.2 x 8.6 x 1.3 cm.
  • These would have been too small for public display.
  • They were likely used in private devotion.

🎁 Value as luxury objects

  • Owners treasured these icons not only for beauty and religious significance but also as objects of great luxury.
  • About fifty miniature mosaic icons survive (most from the Late Byzantine period), though many are badly damaged.
  • Byzantine inventories suggest more once existed but have not survived.

🖼️ Three surviving examples

✨ The Transfiguration icon (Louvre, c. 1200)

  • Size: 52 x 36 cm
  • Materials: Gilded bronze, marble, lapis lazuli, and glass tesserae measuring 0.5–1 mm
  • Subject: Christ's Transfiguration from the New Testament (Matthew 17:1–13, Mark 9:2–8, Luke 9:28–36)
  • Scene depicted: Christ reveals his divinity to apostles Peter, James, and John on a mountain; Christ radiates brilliant light; prophets Moses and Elijah appear; God's voice identifies Jesus as his Son; apostles fall in fear.
  • Artistic technique: White tesserae for Christ's garments and mandorla (halo around the body); reflective gilded tesserae for rays and background helped evoke divine light.
  • Historical connection: Composition closely corresponds with sixth-century mosaic in the apse of the Monastery of Saint Catherine at Sinai, Egypt.

💙 The Virgin Eleousa icon (Metropolitan Museum, early 1300s)

  • Size: 11.2 x 8.6 x 1.3 cm (palm-sized)
  • Subject: Virgin and Child in the Eleousa ("compassionate") composition
  • Composition: Virgin tenderly holds Christ child to her cheek
  • Context: The Virgin Eleousa was one of many compositions of Virgin and Child in Byzantium; best-known example is the Virgin of Vladimir (transferred from Byzantium to Russia in the twelfth century).
  • Function: Likely a private devotional object
  • Later history: A fifteenth-century Latin inscription on the icon's back testifies to its preservation in western Europe after the fall of the Byzantine Empire in 1453.

👥 The Forty Martyrs of Sebasteia icon (Dumbarton Oaks, late 13th century)

  • Size: 22 x 16 cm
  • Materials: Gold and multicolored stone tesserae set in wax on wood panel
  • Technical detail: Tiny tesserae measuring less than 0.5 mm, giving an almost painterly appearance
  • Subject: Christian martyrdom account—forty Roman soldiers sentenced to die for their faith by exposure in a frozen lake in Lesser Armenia around 320 C.E.
  • Artistic detail: Artist rendered figures in individual poses conveying suffering; one man collapses in foreground; another holds hands to face in distress; hand of God bestows crowns of martyrdom from heavenly dome at top.
  • Condition: Somewhat damaged

Example: The artist took no shortcuts in depicting the forty soldiers, showing each in a distinct pose that conveys individual suffering, demonstrating the care and skill invested in these luxury objects.

🏛️ Historical and cultural context

📉 The Late Byzantine period (1261–1453)

  • Historians often speak of this period as an age of "decline."
  • The Byzantine Empire (continuation of the ancient Roman Empire) shrank during this time.
  • The empire was finally conquered by the Ottomans in 1453.
  • Despite political and territorial decline, artistic creativity and patronage continued to flourish.

🌍 Geographic and production context

  • Constantinople (modern Istanbul) was the Byzantine capital and likely production center.
  • Artists who produced luxury objects in Constantinople probably created miniature mosaic icons.
  • Little evidence indicates exactly where or why miniature mosaic icons began to be produced when they did.

💰 Patronage and cost

  • Mosaics were the costliest form of monumental decoration in Byzantium.
  • Monumental mosaics were generally favored by imperial and other elite donors (examples: San Vitale in Ravenna, Hagia Sophia in Constantinople).
  • Miniature mosaics, requiring even more skill and time, were likely commissioned by imperial and elite patrons.
44

Late Byzantine naturalism: Hagia Sophia's Deësis mosaic

Chapter 44. Late Byzantine naturalism: Hagia Sophia’s Deësis mosaic Artwork in focus Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The monumental Deësis mosaic installed in Hagia Sophia around 1261 after the Byzantine recapture of Constantinople exemplifies a new Late Byzantine tendency toward naturalism through anatomical accuracy, three-dimensional modeling, and sophisticated use of light.

📌 Key points

  • Historical context: The mosaic was likely commissioned by Emperor Michael VIII Palaiologos shortly after the Byzantines reclaimed Constantinople from Latin crusaders in 1261, as part of restoring Hagia Sophia to Orthodox use.
  • What a Deësis depicts: Christ enthroned as judge flanked by the Virgin Mary and John the Baptist, who turn toward him in a pleading gesture—an image of intercession asking God for mercy on humanity.
  • Technical innovation with light: The mosaic responds to actual lighting conditions, with pictorial light and shadow matching the real light source from an adjacent window, and tesserae arranged to reflect light in specific patterns.
  • Naturalism vs earlier Byzantine style: Compared to Middle Byzantine mosaics, the Deësis shows greater anatomical accuracy, three-dimensional modeling through careful arrangement of light and dark tesserae, and more convincing skin tones through modulation of hues.
  • Common confusion—style vs convention: Both Middle and Late Byzantine images follow the same conventions for depicting Christ (Gospel book, blessing gesture, clothing), but Late Byzantine works add naturalistic rendering techniques on top of these conventions.

🏛️ Historical and political context

⚔️ The Fourth Crusade and Latin occupation

  • In 1204, Western European crusaders on the Fourth Crusade diverted from their path to Jerusalem and sacked Constantinople.
  • They established a "Latin Empire" in Byzantine territory and subjected Byzantine Christians to the Pope's religious authority.
  • Hagia Sophia, the great sixth-century cathedral built by Emperor Justinian, was converted into a Latin (Catholic) church.
  • Under Latin occupation, the capital and many churches fell into disrepair.

👑 Byzantine restoration under Michael VIII

  • In 1261, the Byzantines recaptured their capital and crowned Michael VIII Palaiologos as emperor, beginning the Late Byzantine (Palaiologan) period.
  • A new Orthodox patriarch was enthroned in Hagia Sophia in September 1261, restoring the Byzantine rite.
  • The Byzantines began restoring Constantinople and its churches.
  • Emperor Michael VIII, responsible for reclaiming the capital, likely commissioned the Deësis mosaic not long after 1261 as part of a larger restoration project.

🏰 Location and imperial significance

  • The mosaic was installed in the south gallery of Hagia Sophia—a part of the church traditionally reserved for imperial use.
  • The choice of an intercession image asking for divine mercy may reflect the precarious position of the newly restored empire on the world stage.

🎨 The Deësis composition and meaning

🖼️ What the mosaic depicts

Deësis (δέησις): means "entreaty," suggesting an act of asking, pleading, begging.

  • The monumental mosaic measures 5.2 x 6 meters and depicts three figures approximately two and a half times larger than life.
  • Christ sits at the center on a jeweled throne like an emperor or judge (though most of the throne and bottom half have been lost), labeled IC XC (Greek abbreviation for "Jesus Christ").
  • Virgin Mary appears at Christ's right hand, labeled MP ΘY ("Mother of God"); Byzantines viewed her as a powerful protector.
  • John the Baptist appears on Christ's left, labeled "Saint John the Forerunner"; he was a prophet and relative of Christ who prepared the way for Christ's ministry.
  • The Virgin and John turn inward toward Christ in three-quarter view and would have originally extended their hands toward Christ in a pleading gesture.

🙏 Theological and political meaning

  • The image reflects the Byzantine belief that the hierarchical order of their empire on earth mirrored heaven above.
  • The Virgin and John appear like courtiers in the heavenly court, asking God to have mercy on humanity.
  • This image of intercession and divine mercy would appeal to the new ruler of an empire still on precarious footing.

Don't confuse: The term "deësis" does not actually appear in the mosaic itself, and scholars debate whether Byzantines used this term much to describe such images.

🔄 Flexibility of the Deësis type

The Deësis subject is common in Byzantine art from the Middle Byzantine period onward, but highly flexible:

FeatureHow it variesExample from excerpt
ArrangementFigures could be rearranged or replacedMid-10th century Harbaville Triptych shows Christ, Virgin, and John in top center with angels, surrounded by various saints
ExpansionCould include additional saintsHarbaville Triptych adds multiple saints around the core three figures
IntegrationCould be incorporated into larger compositionsAppears in medallions on a Byzantine processional cross (c. 1050); incorporated into templon beams and Last Judgment images

🤔 Scholarly interpretations

Scholars have debated possible meanings:

  • Sometimes understanding the Virgin and John as witnesses to Christ's divinity.
  • At other times emphasizing their role as intercessors on behalf of humankind.

💡 Technical mastery: mosaics and light

🪟 Correspondence with actual light source

The mosaic is responsive to the lighting conditions of its location:

  • Within the image, light appears to shine on the figures from the left, casting shadows to the right.
  • This pictorial light source corresponds with the actual light source of the window on the southern wall beside the mosaic.
  • As a result, light and shadow behave the same within the image and in the physical space the image inhabits.
  • This feature heightens the naturalism in the mosaic.

✨ Tesserae arrangement for light reflection

The artists considered how individual tesserae (small mosaic pieces) would reflect light:

  • Gold background tesserae are arranged in a shell-like pattern.
  • Tesserae in Christ's halo seem to swirl.
  • Tesserae within the cross in Christ's halo are angled so they reflect light differently from the rest of the gold ground, highlighting the cross.

Example: The strategic angling of tesserae means that as a viewer moves or as natural light changes throughout the day, different parts of the mosaic would shimmer and catch the eye, creating a dynamic visual experience.

🎭 Late Byzantine naturalism

📊 Comparison with Middle Byzantine style

The excerpt compares the Hagia Sophia Deësis with an eleventh-century Middle Byzantine mosaic of Christ at Hosios Loukas Monastery in Boeotia, Greece:

AspectMiddle Byzantine (Hosios Loukas, 11th c.)Late Byzantine (Hagia Sophia Deësis, c. 1261)
ConventionsSame: Gospel book in left hand, blessing gesture with right hand, blue mantle, tunic with gold highlightsSame conventions followed
Form articulationRelies heavily on lines to articulate formSome elements similarly linear (highlights, drapery folds)
AppearanceFeatures simplified; body may appear flat and cartoon-likeMore anatomically accurate
Three-dimensionalityLess emphasisUses modeling—carefully arranging light and dark tesserae—to create sense of three-dimensional form
Skin tonesLess modulationGreater modulation of hues produces more convincing skin tones

Don't confuse: Both follow the same Byzantine conventions for depicting Christ, but the Late Byzantine work adds naturalistic rendering techniques. Naturalism is layered on top of convention, not a replacement of it.

🌍 Broader trend in Late Byzantine art

Naturalism: imitation of the visible world.

  • The Deësis at Hagia Sophia illustrates a broader tendency toward naturalism in Late Byzantine art.
  • This tendency may also be observed in the wall painting of the Dormition of the Virgin at Sopoćani Monastery in Serbia, also dated to the 1260s.
  • The origins of the artist(s) who created the Deësis mosaic and the reasons for the mosaic's naturalism are not easy to explain.
  • But the naturalism is part of a larger trend in Late Byzantine art of this period.

🇮🇹 Connection to Italian Renaissance beginnings

This attention to naturalism in Late Byzantine art corresponds with similar interest among some Italian artists:

  • Artists: Duccio, Cimabue, and Giotto are associated with the beginnings of the Italian Renaissance.
  • Timing: Active in the late thirteenth and early fourteenth centuries—not long after the creation of the Deësis in Hagia Sophia.
  • Similarities: Their paintings reveal similar attention to human anatomy and the modeling of form.
  • The excerpt compares a detail of the Virgin from the Deësis with Duccio's Madonna and Child (c. 1290–1300), showing parallel naturalistic tendencies.

Don't confuse: The excerpt does not claim direct influence in either direction, only that these parallel developments in naturalism occurred around the same time in Byzantine and Italian art.

🏺 Legacy and significance

📜 What the mosaic represents

The Deësis mosaic in Hagia Sophia stands as a reminder of:

  • The moment when the Byzantines reclaimed their capital from the Latins in 1261.
  • A period when the arts flourished in the Late Byzantine period.
  • A time when an interest in naturalism flourished in Byzantine art.

🔍 Technical achievement

The mosaic demonstrates:

  • Sophisticated understanding of how to integrate art with architectural space and natural light.
  • Mastery of the mosaic medium to achieve painterly, naturalistic effects.
  • Ability to create monumental figures (two and a half times life size) with convincing three-dimensional form.

Example: The careful arrangement of thousands of tiny tesserae in varying colors and angles to create subtle gradations of skin tone and the illusion of rounded, anatomically accurate faces required extraordinary skill and planning—similar to the miniature mosaic icons of the period that used tesserae less than 0.5 mm (mentioned earlier in the source text).

45

Picturing salvation — Chora's brilliant Byzantine mosaics and frescoes

Chapter 45. Picturing salvation — Chora’s brilliant Byzantine mosaics and frescoes Architecture in focus Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The Chora church's fourteenth-century mosaics and frescoes, commissioned by Theodore Metochites, express his hope for salvation through images of Christ and the Virgin that visually connect his church to imperial monuments and culminate in a funeral chapel depicting resurrection.

📌 Key points (3–5)

  • Patron and context: Theodore Metochites, a high-ranking official and scholar, restored the Chora c. 1316–21 as his burial site after Constantinople was reclaimed from Latin crusaders.
  • Visual program: mosaics of Christ and the Virgin dominate the narthexes, with narrative scenes from their lives; frescoes in the funeral chapel (parekklesion) depict judgment and resurrection.
  • Symbolic naming: the church's name "Chora" (country/land) is reinterpreted as "land of the living" for Christ and "container of the uncontainable" for the Virgin, linking the building's identity to salvation theology.
  • Common confusion—intervisuality vs imitation: Metochites' donor image and Deësis mosaic echo imperial mosaics in Hagia Sophia not as copies but as deliberate visual references to associate himself with emperors and his church with the cathedral.
  • Funeral focus: the parekklesion's frescoes—especially the Anastasis (resurrection) scene—express Christian hope that Christ's death conquered death and will raise the dead, fitting for Metochites' intended burial place.

🏛️ Architecture and restoration

🏛️ History of the Chora

  • The current church core was built in the twelfth century by Isaac Komnenos (brother of emperor John II, holding the title sebastokrator).
  • It fell into disrepair after western Europeans sacked Constantinople in 1204 during the Fourth Crusade.
  • About a century later, Theodore Metochites restored it c. 1316–21.

🔨 Metochites' additions

  • He held the position of Mesazon ("prime minister") to emperor Andronikos II Palaiologos (reigned 1282–1328), making him the second most powerful man in the empire.
  • As ktetor ("founder," or re-founder), he oversaw:
    • Restoration of the twelfth-century church.
    • Addition of inner and outer narthexes (entry vestibules).
    • Addition of a parekklesion (subsidiary chapel) serving as a funeral chapel.
  • He was a scholar of classical texts who donated his personal library to the Chora.
  • He intended to be buried in the church.

🗺️ Location

  • The name "Chora" likely originally referred to the monastery's location "in the country" outside the city walls built by emperor Constantine (reigned 306–37 C.E., founded Constantinople in 330).

🖼️ Entrance mosaics and symbolic names

🖼️ Christ Pantokrator

Pantokrator: "almighty."

  • A larger-than-life mosaic of Christ appears in the lunette (semicircular architectural space) above the door between the outer and inner narthex.
  • Christ is shown bust-length, blessing viewers with his right hand and holding a jeweled Gospel book in his left.
  • Despite his stern gaze, the mosaic is labeled "Jesus Christ, the land (chora) of the living."
  • This phrase comes from Psalm 116:9: "I walk before the Lord in the land (chora) of the living."
  • The same text appears in the Orthodox funeral service, which would have taken place in the Chora's funeral chapel.
  • Metochites put a spiritual spin on the monastery's name while expressing hope for eternal life within the church where he planned to be buried.

👶 Virgin and Child

  • On the opposite wall, a mosaic pictures the Virgin with hands raised in prayer and the Christ child over her torso as if in her womb.
  • The Virgin is labeled: "Mother of God, container (chora) of the uncontainable (achoritou)."
  • This phrase describes the paradox that a human (Mary) could contain the Son of God (Jesus) in her womb.
  • It similarly references the monastery's name.
  • The prominent images of Christ and the Virgin reflect their important role in the Christian story of salvation.
  • The Chora monastery and parekklesion were likely dedicated to the Virgin, and the main church to Christ.

🙏 Donor image and intervisuality

🙏 Theodore Metochites offering the church

  • In the inner narthex, a mosaic in the lunette over the door to the naos shows Christ sitting on a jeweled throne against an expansive gold ground.
  • Metochites kneels to Christ's right, dressed in extravagant garments and wearing a flamboyant, turban-like hat.
  • The asymmetry of the composition emphasizes the interaction between the two figures.
  • The mosaic suggests Theodore's high position within the empire but also his submission to Christ.
  • As was common in medieval donation scenes, Metochites offers a model of the Chora to Christ.

🔗 Visual echoes of Hagia Sophia

Intervisuality: visual echoes or references between different artworks or monuments.

  • For Byzantine viewers, Metochites' image would have called to mind two imperial images in Hagia Sophia:
    • His gesture of donation evokes the tenth-century mosaic of emperors Constantine and Justinian offering models of the city and Hagia Sophia to the Virgin and Child in the southwest vestibule.
    • His kneeling gesture and position above the central door echo the tenth-century mosaic of the prostrating emperor above Hagia Sophia's "Imperial Door."
  • The large scale of the Chora's Deësis alludes to the monumental Deësis mosaic installed in Hagia Sophia's south gallery (a section reserved for imperial use) following the Latin crusaders' occupation of Constantinople from 1204–61.
  • These visual echoes suggest Metochites' desire to associate himself with Byzantium's emperors, and his church with the capital's cathedral.
  • Don't confuse: this is not imitation but deliberate visual reference to claim status and connection.

🕊️ Deësis mosaic

Deësis: Greek for "entreaty"; a motif in Byzantine art that commonly depicts the Virgin and John the Baptist asking Christ to have mercy on humankind, but which may also include other holy figures.

  • On the eastern wall of the inner narthex, a monumental Deësis mosaic shows the Virgin asking Christ to have mercy on the world.
  • John the Baptist, often included, has been omitted, probably to maximize the scale of the image within the space.
  • Because of her important role as the Mother of God, the Byzantines viewed the Virgin as a powerful intercessor between Christ and the faithful.
  • Two past patrons of the Chora kneel on either side: Isaac Komnenos and a nun labeled "Melanie, the Lady of the Mongols," who may be the daughter of emperor Michael VIII (reigned 1261–82).

🎨 Narrative mosaics and artistic experimentation

🎨 Scenes from the lives of Christ and the Virgin

  • Christ and the Virgin are the main subjects of the majority of the mosaics that fill the inner and outer narthexes.
  • Narrative scenes from their lives adorn various architectural spaces and often exhibit experimentation with figures and compositions.

📐 Dynamic and unconventional compositions

  • Annunciation: the Virgin looks awkwardly over her shoulder as Gabriel approaches from above; the image responds to the triangular architectural surface, resulting in an unconventional, diagonal composition.
  • Virgin with her parents: exhibits a remarkable intimacy and evokes everyday life.
  • Such "everyday" images in the Chora challenge common generalizations about Byzantine art as distant, spiritualized, and otherworldly.

🎃 Pumpkin domes

Pumpkin domes: named for their fluted shape that resembles the undulating surface of a pumpkin.

  • The mosaics of the inner narthex culminate with two pumpkin domes.
  • They display mosaics of Christ and the Virgin surrounded by their saintly ancestors from scripture.
  • Within the Chora, all human history seems to point toward these two figures and the pivotal role they play in the salvation of humankind.

⛪ Main church and parekklesion

⛪ Surviving mosaics in the naos

  • Only three mosaics survive in the main church today:
    • A mosaic of the Dormition of the Virgin Mary appears on the back (western) wall of the naos.
    • A pair of proskynetaria icons of Christ and the Virgin once flanked the templon (the barrier between the sanctuary and naos, which no longer survives).
  • These three images indicate that the emphasis on Christ and the Virgin that began in the narthexes continued in the main church where the Eucharist was celebrated.

⚰️ The funeral chapel (parekklesion)

  • The parekklesion (side chapel) is located to the south of the main church.
  • It presents a message of salvation fitting for this funeral chapel.
  • Arcosolia (arched recesses for tombs) punctuate the walls and were intended for the burial of Metochites and his loved ones.

🎨 Fresco program

  • One enters beneath a dome decorated with frescoes of the Virgin and Child surrounded by angels.
  • Hymnographers appear in the pendentives beneath the dome.
  • Further below are scenes from the Old Testament, including:
    • Jacob's ladder
    • Jacob wrestling the angel
    • Moses and the burning bush
    • Scenes with the Ark of the Covenant
  • These were understood as "types" of Christ and the Virgin—the Byzantines believed these episodes from the Old Testament prefigured Christ's salvation of humankind.
  • At ground level, soldier saints surround the tombs, brandishing their weapons like sacred guardians over the dead.

⚖️ Judgment and resurrection

⚖️ Last Judgment fresco

  • Proceeding further into the parekklesion, the viewer passes under a sprawling image of the Last Judgment.
  • It is sobering but also hopeful, since it depicts the damnation but also the salvation of souls.

✝️ Anastasis (resurrection) fresco

Anastasis: "resurrection"; visualizes Christ descending into Hades (the underworld) following his crucifixion to free human souls from the captivity of death.

  • The parekklesion frescoes culminate at the east end with images of resurrection, reflecting the Christian belief that God will raise the dead at the end of time.
  • The focal point is the Anastasis fresco in the apse.
  • The voluminous garments on the figures are a hallmark of Late Byzantine art.
  • Drawn from non-biblical texts, the scene shows:
    • Christ clad entirely in white, striding dynamically over the broken locks and doors of the underworld.
    • A personification of Hades lies bound and defeated at the bottom.
    • Adam and Eve—the archetypal first humans responsible for bringing sin and death into the world—are forcefully pulled from their tombs by the risen Christ.
  • Christ's death on the cross has paradoxically made him a victor over death, as described in the Orthodox hymn for Pascha (Easter): "Christ is risen from the dead, trampling down death by death, and upon those in the tombs bestowing life!"

🙏 Metochites' hope

  • Despite his considerable learning and political ambition, Metochites remained mindful of his mortality as he rebuilt the Chora monastery.
  • While his donor image clearly communicated his position and achievements to all who entered the church, the frescoes of the parekklesion speak to Metochites' anticipation of God's judgment and his hope for resurrection and eternal life in the chora, or land, of the living.
46

Smarthistory video: Byzantine Griffin Panel

Chapter 46. Smarthistory video: Byzantine Griffin Panel Questions for study or discussion Dr. Anne McClanan and Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The Byzantine Griffin Panel prompts viewers to consider how materials, techniques, iconography, and cross-cultural motifs shaped the object's function and meaning in a Christian setting.

📌 Key points (3–5)

  • What the object is: a marble panel (1250–1300) depicting a griffin, possibly made in Greece or the Balkans.
  • Key questions about context: what function the object served and what details indicate it was created for a Christian setting.
  • Key questions about materials and techniques: how marble and carving techniques affect the object's appearance and the viewer's experience.
  • Key questions about iconography: what a griffin is, what significance griffins held, and how this imagery relates to the object's function.
  • Cross-cultural perspective: griffins appear in other cultures and media across different periods, raising questions about why this motif recurs.

🎨 Object details and context

🗿 Physical characteristics

  • Material: marble
  • Dimensions: 59.7 × 52.1 × 6.5 cm
  • Date: 1250–1300
  • Provenance: possibly made in Greece or the Balkans
  • The object is now in The Metropolitan Museum of Art.

⛪ Christian setting

The excerpt prompts viewers to identify details that indicate the object was created for a Christian setting.

  • The questions do not specify which details are Christian, but they emphasize looking for clues in the imagery and context.
  • Example: viewers should ask themselves what visual or symbolic elements connect the griffin to Christian use.

🦅 Iconography and symbolism

🦅 What is a griffin?

The excerpt asks "What is a griffin?" as a foundational question.

  • The text does not define a griffin directly; it assumes viewers will explore this through the video or their own study.
  • Griffins are a motif that appears across different periods and cultures, not unique to Byzantium.

🔍 Significance of griffins

The excerpt prompts consideration of:

  • What significance did griffins hold? (general symbolic meaning)
  • How might this imagery relate to the object's function? (specific application in this context)
  • The questions guide viewers to connect iconography to use: the griffin's meaning should help explain why it appears on this panel and what role the panel played.

🛠️ Materials, techniques, and viewer experience

🪨 Materials and techniques

The excerpt asks:

  • What materials and techniques were used to create this object?
  • What role do materials and techniques play in the object's appearance and the viewer's experience of it?

Key points:

  • The material is marble, which has specific visual and tactile qualities.
  • Carving techniques shape how the griffin is rendered and how light interacts with the surface.
  • The excerpt emphasizes that materials and techniques are not neutral; they actively shape the viewer's experience.
  • Example: the weight and permanence of marble might convey different meanings than a painted wooden panel.

🌍 Cross-cultural and art-historical perspectives

🌐 Griffins across cultures

The excerpt asks:

  • In what other cultures and media do griffins appear?
  • Why do you think this motif appears across different periods and cultures?

Key points:

  • Griffins are not exclusive to Byzantine art; they recur in multiple cultural contexts.
  • The questions encourage viewers to think about shared motifs and transmission of imagery.
  • Don't confuse: the panel is Byzantine, but the griffin motif itself has a broader history.
  • Example: a viewer might compare this marble griffin to griffins in ancient Near Eastern art or medieval European manuscripts (the excerpt does not name specific examples, but it invites this kind of comparison).

🎥 Study approach

The excerpt provides questions for study or discussion and directs viewers to watch a video.

  • The questions are organized into four categories: context, object details, iconography, and art history.
  • The video link is provided as a resource for deeper exploration.
47

Greek painters in renaissance Venice: Cross-Cultural perspectives

Chapter 47. Greek painters in renaissance Venice Cross-Cultural perspectives Dr. Andrew Casper

🧭 Overview

🧠 One-sentence thesis

Greek painters from Venetian Crete worked in both Byzantine "Greek style" and Italian "Latin style," creating a uniquely mixed artistic culture in Renaissance Venice that bridged Eastern and Western traditions.

📌 Key points (3–5)

  • Two distinct styles coexisted: the "Greek style" (Byzantine traits like gold backgrounds, flat space, stylized figures) and the "Latin style" (naturalistic settings, anatomical precision, perspectival depth).
  • Venice's Byzantine connection: Venice controlled Crete from the 1200s to 1669, giving it direct access to Byzantine artistic traditions throughout the Renaissance.
  • Artists worked in both styles: painters like Nicolaos Tzafouris, Michael Damaskinos, and El Greco could produce icons in either manner, depending on client demand.
  • Common confusion: Renaissance Venice was not purely "Italian"—it had a thriving Greek immigrant community and a mixed artistic environment that included Byzantine influences alongside the famous naturalistic innovations of Bellini, Titian, and others.
  • Migration and adaptation: Cretan painters traveled to Venice and Italy, progressively blending or switching between styles, with El Greco being the most famous example of this transformation.

🏛️ Historical context: Venice and Crete

🏛️ Byzantine Venice

  • While most of Renaissance Italy celebrated ancient Rome, Venice was equally indebted to the Byzantine Empire.
  • Saint Mark's Basilica (begun 1063) is filled with Byzantine-style mosaics, altars, and icons.
  • Venice's ties to Byzantium remained strong in the 1400s and 1500s through its colonization of former Byzantine territories.

🏝️ Venetian control of Crete

  • Crete came under Venetian control in the early 1200s after the Fourth Crusade (1204) and remained Venetian until 1669 (when it was lost to the Ottoman Empire).
  • For the entire Renaissance period, Venice possessed an island that retained a culturally and artistically Byzantine character.
  • Artistic exchanges between Venice and Crete contributed to a unique artistic environment in the Italian Renaissance.

🎨 The two styles: Greek vs. Latin

🎨 Defining the "Greek style"

"Greek style": painting that retained traits identifiable with earlier Byzantine icons.

Characteristics:

  • Flat gold background
  • Simple, stylized landscape elements
  • Restricted pictorial space
  • Wispy figure types
  • Stylized or patterned treatment of folded drapery
  • Greek inscriptions

Example: Nicolaos Tzafouris's Christ Bearing the Cross (late 1400s) shows all these Byzantine traits.

🖼️ Defining the "Latin style"

"Latin style": painting that privileged naturalistic representation, anatomical precision, and perspectival depth.

Characteristics:

  • Luminous naturalistic settings
  • Lively figures in motion with real weight and mass
  • Elaborate figures
  • Detailed naturalistic backgrounds
  • Displays of light and color based on natural observation
  • Perspectival depth
  • Classical (ancient Greek and Roman) architectural elements

Example: Raphael's painting of a similar subject shows these traits, contrasting with Tzafouris.

📊 Comparison table

FeatureGreek styleLatin style
BackgroundFlat goldNaturalistic, luminous
SpaceRestricted, flatPerspectival depth
FiguresWispy, stylizedAnatomically precise, volumetric mass
DraperyPatterned, stylized foldsNaturalistic, billowing
LandscapeSimple, stylized elementsDetailed, naturalistic
ArchitectureMinimal or stylizedClassical columns, arches, one-point perspective

Don't confuse: The "Greek style" is not simply "old-fashioned"—it was a deliberate choice that coexisted with the Latin style. In 1499, dealers ordered 700 icons: 500 in the Latin style and 200 in the Greek style, showing both were in active demand.

👨‍🎨 Artists working in both traditions

👨‍🎨 Nicolaos Tzafouris (active late 1400s)

  • Active in Venetian Crete in the last decades of the 1400s.
  • His Christ Bearing the Cross shows characteristic Byzantine traits: flat gold background, simple stylized landscape, restricted space, wispy figures.
  • Significant detail: He signed his name in Latin ("NICOLAVS ZAFVRI PINXIT" = "Nicolaos Tzafouris painted it") at the bottom of the icon.
  • This Latin signature could signify that the icon, despite its Greek style, was destined for a Venetian (not Cretan) client.
  • Implication: Crete gave Venice direct access to artists working in a style different from the naturalistic advancements proliferating elsewhere in Renaissance Italy.

🖌️ Michael Damaskinos (active 1570s–1580s)

  • Traveled to Venice in the 1570s and 1580s before returning to Crete.
  • Contributed images to the iconostasis at San Giorgio dei Greci (the Greek church in Venice) in a style mixing Byzantine and Italian Renaissance features.
  • His Last Supper blends traditional Greek styles with Italian influences:
    • Retained from Greek style: gold backgrounds, stylized drapery with regular patterns, Greek inscriptions.
    • Adopted from Latin style: classical architectural elements (columns, arches), perspectival depth, figures with volumetric mass moving in space.
  • Represents significant departures from the largely Byzantine heritage of Tzafouris.

Don't confuse: Damaskinos did not abandon the Greek style entirely—he mixed it with Italian elements, creating a hybrid approach.

🌟 El Greco (Domenikos Theotokopoulos, 1541–1614)

  • Born on Crete, trained in a mixed style combining Byzantine and Venetian Renaissance traits.
  • Migration path: Crete → Venice (by 1567) → Rome (around 1570) → Toledo, Spain (around 1576, where he lived until death in 1614).
  • His style changed "suddenly and dramatically" along the way.

🎨 Early work in Crete

  • St. Luke Painting the Icon of the Virgin and Child (c. 1560–67) mixes Greek and Latin styles:
    • Saint Luke: thin, elongated, but in profile and occupying defined three-dimensional space.
    • The icon Luke is painting: flat, frontal figures, stylized drapery, gold background (Byzantine manner).
  • Medieval tradition: Luke was the author of the Gospel of Luke and also the first Christian painter who painted icons of the Virgin and Child from life.

🖼️ Transformation in Venice

  • Christ Healing the Blind (c. 1570) shows how much he wished to paint in the classicizing Italian and Venetian Renaissance manner:
    • Subject: Christ's miracle of imparting vision to a man born blind by touching his eyes.
    • Figures: anatomical precision, billowing drapery, animated poses expressing reactions.
    • Space: emphatically delineated one-point perspective (resembling experimental renderings in Italian Renaissance paintings from the 1400s).
    • Architecture: buildings with round arches and columns (Roman antiquity taste); round temple and triumphal arch (from ancient examples he may have seen in Rome).
    • No gold background: replaced by carefully rendered three-dimensional space.

🎨 Venetian influences

  • Rich coloristic effects resembling grand narratives by Paolo Veronese, Tintoretto, and Titian.
  • Adopted from Venetian peers: visible fluidity of brushwork—thick streaks of paint on the surface (as in Titian's Christ Crowned with Thorns).
  • This technique differentiated Venetian paintings from central Italian emphasis on blended brushstrokes, precise outlines, and clearly delineated contours.

Don't confuse: El Greco did not simply "become Italian"—he was capable of working in multiple manners. When merchants asked for icons in Greek and Latin styles, El Greco was uniquely suited to produce both.

🌍 The multicultural environment of Renaissance Venice

🌍 Greeks in Venice

  • Some Cretan painters traveled to Venice in the sixteenth century.
  • They joined the thriving community of immigrants organized around the Scuola dei Greci (Confraternity of Greeks), founded in 1498 by the community of Greek migrants to Venice.
  • Prominent painters like Michael Damaskinos contributed to the iconostasis at the Greek church of San Giorgio dei Greci.

🎨 A mixed artistic culture

  • Venice's artistic culture was "far more mixed" than what is evident when looking only at famous Renaissance artists like Giovanni Bellini, Giorgione, Titian, and Tintoretto.
  • The presence of Greek painters working in Byzantine styles created an environment where both traditions coexisted and influenced each other.
  • Implication: The Renaissance in Venice was shaped by multicultural influences, not just the naturalistic innovations typically associated with Italian Renaissance art.

🔄 Mobility and cultural exchange

  • Greek painters were mobile, "traversing whatever cultural divides we might think separated the Greek/Byzantine east and the Latin/renaissance west."
  • Artists like El Greco prove that painters could work in multiple manners, adapting to different cultural contexts and client demands.
  • Example from the excerpt: In 1499, two dealers (one Venetian, one Greek) ordered 700 icons from Crete: 500 in the Latin style, 200 in the Greek style. This shows both styles were commercially viable and in demand.

Don't confuse: The coexistence of Greek and Latin styles was not a transitional phase—it was a stable, long-term feature of Venetian artistic culture throughout the Renaissance.

48

Hagia Sophia as a mosque

Chapter 48. Hagia Sophia as a mosque A conversation Dr. Elizabeth Macaulay and Dr. Steven Zucker

🧭 Overview

🧠 One-sentence thesis

Hagia Sophia's conversion from Byzantine church to Ottoman mosque after 1453 demonstrates how buildings accrue meaning and change as societies around them change, with the mosque conversion ensuring the building's survival and transforming it into a symbol of Ottoman sovereignty.

📌 Key points (3–5)

  • Why it was converted: As the most important Byzantine church in prime location, it was an obvious choice for conversion because mosques and churches both serve congregations, requiring only a few key changes.
  • How conversion worked: Mosaics were covered (due to prohibition of figural imagery), Arabic calligraphy was added, and new architectural elements (mihrab, minbar, Sultan's Lodge, minarets) were installed.
  • Symbolic significance: Converting the symbol of Byzantine religious and imperial authority into a mosque became a powerful symbol of the sultan's power and sovereignty.
  • Common confusion: The mihrab (prayer niche) is off-center because it must point toward Mecca, not aligned with the church's original east-west orientation—all Ottoman additions are reoriented accordingly.
  • Lasting influence: Hagia Sophia as a mosque profoundly influenced Ottoman architecture throughout the empire, with its domes and plan always "lurking in the back of an architect's mind."

🏛️ Context and survival

🏛️ Byzantine decline and Ottoman conquest

  • Constantinople was the primary city in the Byzantine East, and Hagia Sophia was "the real jewel" within it.
  • By 1453, the Byzantine Empire had been in financial decline and shrinking in territory.
  • The population had plummeted, and many smaller churches' walls weren't in great shape.
  • Hagia Sophia was one of the few things still maintained and in good condition when the Ottoman Turks took Constantinople in 1453.

🛡️ Why conversion ensured survival

Buildings are living things and they accrue meaning and they change as societies around them change.

  • The conversion from orthodox church to mosque is what allowed the building to survive.
  • Because it was adapted and repurposed, it was preserved rather than destroyed.
  • Don't confuse: this is described as the building's "afterlife" and "history from 1453 until the establishment of the Turkish Republic when it became a museum"—a period often forgotten when focusing only on its Byzantine origins.

📍 Prime location

  • Very close to the Bosphorus Strait.
  • Located where many key Ottoman buildings would later be built.
  • The prime position made it "unsurprising that this was the first thing that was adapted and modified."

👑 Symbolic transformation

👑 From Byzantine to Ottoman authority

  • Hagia Sophia was the symbol of the Byzantine Empire's religious authority and the emperor's authority.
  • By converting it into a mosque, it became "a symbol of the sultan's power in the city and throughout the empire."
  • It carried "a huge symbolic quality of sovereignty."

🕌 Practical conversion logic

  • Because mosques and churches are both spaces for congregations, "changing a few key things allow you to re-purpose the building almost immediately."
  • The conversion was both practical and symbolic.
  • Example: The building's structure could remain largely intact while its religious function and symbolic meaning were completely transformed.

🎨 Visual and architectural changes

🎨 Covering the mosaics

Why mosaics were covered:

  • Prohibition of figural imagery, especially within a religious space in Islam.
  • Muslims recognize Christ as a prophet, but not in the way he was depicted in Byzantine mosaics.
  • Christ in Islamic tradition is Jesus the prophet, not depicted with Mary or as Christ Pantocrator (a very typical image in Eastern Orthodox churches).
  • "You can't have him being shown in those ways because those are very Christian depictions of Jesus."

What replaced them:

  • The mosaics were covered with paint and plastering (some later removed to reveal the mosaics again).
  • While there are no figural images, there are "lots of symbols."

✍️ Arabic calligraphy

Calligraphy is perhaps the most important Islamic art.

Why Arabic is critical:

  • The belief is that Muhammad recited the words of God as told to him directly.
  • Arabic is "very important" and "critical to the foundation of Islam because the belief is that Muhammad recited the words of God."

The enormous roundels:

  • "Probably the most obvious thing when you come in are the enormous bits of Arabic calligraphy."
  • These roundels were later additions.
  • Interesting paradox: "a lot of the community couldn't read them" because the Ottoman community spoke Turkish, not Arabic—"even though they were Muslim this still would have been a foreign language."

🧭 The mihrab and reorientation

The mihrab is the niche at the far end of the building that is a way of pointing towards Mecca.

Why it's off-center:

  • "It's really the important thing because it has to tell you which direction you're supposed to pray."
  • It's off-center "because that's the direction of Mecca."
  • The building's original orientation is east-west (typical for churches), but Mecca is to the south.

How the whole interior was reoriented:

  • Not only the mihrab is off-center, but "all of the architectural elements that incase it—that is the platform on which it's placed and the staircase to the right, or minbar—are all oriented together, but in opposition to the church that surrounds it."
  • Additional elements include the platform for the muezzin (to make the call to prayer) and the Sultan's Lodge.
  • "You don't notice it unless you're really paying attention."
  • "You can have these interior additions that reorient the space in a very powerful way."

Don't confuse: The building itself remains oriented as a church, but the Islamic liturgical elements create a new, competing orientation within the same space.

🕌 New architectural elements

🪜 The minbar

  • The minbar is the staircase to the right of the mihrab.
  • It is oriented toward Mecca along with the mihrab and platform.
  • All these elements are "oriented more towards the south than east—the way the building is oriented."

👤 The Sultan's Lodge

Design and function:

  • Described as "just magnificent" and "gorgeous."
  • The sultan had his own entrance and "his own elaborate procession way in."
  • "There's a whole balcony that he would be able to walk into."
  • "Everyone could see him but no one could touch him."
  • "It's elevated. It's not on the same level. He's on a different plain above."

Why it reflects the sultan's status:

  • The sultan held a very special position: political authority combined with a cult of personality.
  • "He was viewed as being divinely appointed. His person is sacred."
  • "There were very strict protocols that developed in terms of who could talk to him."
  • "Later on in the Ottoman Empire, he gets very isolated."

🗼 The four minarets

Pencil minarets and domes are what everyone comes to associate with Ottoman architecture.

What pencil minarets are:

  • "Four very tall, thin pencil minarets."
  • Distinguished from the thicker minarets seen in Egypt.
  • "The quintessential features of mosque architecture but also of the Ottoman urban landscape."

Function:

  • "The purpose of the minaret was as a high place to call the faithful to prayer."
  • "The muezzin goes up and he calls everyone to prayer."
  • "It's a much better position for doing that than on the ground. Your voice can travel much further."
  • Today speakers and megaphones are used.

Identity and skyline:

  • "They also provide you with a great opportunity to define your skyline."
  • "By building in a distinctive style it asserts who you are and what your identity is."
  • "Pencil minarets must be Ottomans"—a really clear distinguishing feature.
  • "You don't get them in Central Asia, you don't get them in Iran. You really only get them where the Ottoman Empire had a presence."

Construction timeline:

  • Two earlier minarets: one built by Mahmed II, one by Sinan (the famous architect who built many great monuments in Istanbul and the Ottoman Empire).
  • Two more added by Murad III, a sultan from the late sixteenth century.

Symbolic number:

  • "The number of minarets you have is significant."
  • Example: The Sultan Ahmed Mosque (Blue Mosque), opposite Hagia Sophia, has six minarets, "which was a bit of a controversy when it was built because that's the number Mecca had."

🏗️ Architectural legacy

🏗️ Influence on Ottoman architecture

  • The Blue Mosque is "such a great example of the kind of impact that Hagia Sophia as a mosque had on the architecture throughout the city."
  • "You can't underestimate the importance of Hagia Sophia both in terms of the use of domes and its plan."
  • As you look at different Ottoman creations, "no matter how much there is innovation—and there is huge innovation—Hagia Sophia is always somewhere lurking in the back of an architect's mind."

🔄 Living buildings concept

  • The excerpt emphasizes that "buildings are living things."
  • They "accrue meaning and they change as societies around them change."
  • Hagia Sophia is "just such a stark example" of this principle.
  • Don't confuse: The building's "afterlife" (post-1453) is not separate from its history but an integral part of how it accumulated meaning and survived.
49

Hagia Sophia as a Mosque

Chapter 49. Smarthistory video: Hagia Sophia as a mosque Questions for study or discussion Dr. Anne McClanan and Dr. Evan Freeman

🧭 Overview

🧠 One-sentence thesis

The conversion of Hagia Sophia from a Byzantine church to an Ottoman mosque involved physical modifications and new decorative programs while maintaining the building's profound architectural influence on later Ottoman monuments.

📌 Key points (3–5)

  • Physical conversion steps: minarets were added over time (by different sultans and architects), and Byzantine mosaics were covered.
  • Architectural legacy: Hagia Sophia's dome and plan became foundational to Ottoman mosque design, always "lurking in the back of an architect's mind" despite innovation.
  • Number of minarets as status: the quantity of minarets carried symbolic significance (e.g., the Blue Mosque's six minarets matched Mecca's number, causing controversy).
  • Common confusion: the building's "afterlife" refers to how a monument's functions, meanings, and forms evolve across cultures and eras, not just its original purpose.
  • Text and decoration: new roles for text emerged in the Ottoman redecoration, replacing or covering earlier Byzantine imagery.

🕌 The conversion process

🏗️ Adding minarets

  • Minarets were not added all at once; they were built incrementally by different rulers and architects.
  • The excerpt mentions:
    • Two minarets by Sinan, the famous Ottoman architect who built many great monuments in Istanbul.
    • Two more added by Murad III, a late sixteenth-century sultan.
  • The total number of minarets a mosque has is significant and symbolic.

🔢 Symbolic importance of minaret count

  • The Sultan Ahmed Mosque (Blue Mosque), located opposite Hagia Sophia, has six minarets.
  • This number was controversial because it matched the number Mecca had at the time.
  • Example: the choice of six minarets was not merely functional but carried political and religious weight.

🎨 Covering Byzantine mosaics

  • The Ottomans covered the Byzantine mosaics inside Hagia Sophia.
  • The excerpt does not specify the exact reasons, but the study questions prompt consideration of why this step was taken (likely related to Islamic aniconism or the need to redefine the space).

📜 New roles for text

  • Text played new roles in the Ottoman redecoration of Hagia Sophia.
  • The excerpt does not detail what these roles were, but the questions suggest text became a key decorative and communicative element in the mosque's interior.

🏛️ Architectural influence and legacy

🏛️ Hagia Sophia's impact on Ottoman architecture

"You can't underestimate the importance of Hagia Sophia both in terms of the use of domes and its plan."

  • The building's dome and plan became templates for later Ottoman mosques.
  • Even with "huge innovation" in Ottoman architecture, Hagia Sophia remained a constant reference point.

🕌 The Blue Mosque as an example

  • The Blue Mosque (Sultan Ahmed Mosque) is described as "such a great example of the kind of impact that Hagia Sophia as a mosque had on the architecture throughout the city."
  • This demonstrates how Hagia Sophia's conversion influenced the design of subsequent religious buildings in Istanbul.

🔄 Innovation vs. tradition

  • Ottoman architects innovated extensively, yet Hagia Sophia was "always somewhere lurking in the back of an architect's mind."
  • Don't confuse: innovation does not mean abandoning precedent; the excerpt shows that new designs were built in dialogue with Hagia Sophia's legacy.

🔄 Continuity and change in function

🔄 Functions that changed or stayed the same

  • The study questions ask: "How did the functions of Hagia Sophia change or stay the same when it was converted to a mosque?"
  • The excerpt does not provide explicit answers, but the addition of a minbar (a pulpit for sermons, visible in the photo caption) indicates a new liturgical function specific to Islamic worship.

🖼️ The concept of "afterlife"

  • Art historians use the term "afterlife" to describe how an artwork or monument evolves in meaning, use, and form over time.
  • Hagia Sophia illustrates this concept: originally a Byzantine church, it became an Ottoman mosque, and its architectural DNA persisted in later buildings.

🌍 Exchange of artistic traditions

  • The study questions ask: "How does Hagia Sophia illustrate the exchange of artistic traditions across cultures?"
  • The excerpt implies that the building embodies a transfer of Byzantine architectural knowledge into the Ottoman tradition, showing cultural continuity and adaptation rather than complete rupture.

📚 Study questions summary

🧐 Context questions

  • What circumstances prompted the conversion of Hagia Sophia to a mosque?
  • Why might the Ottomans have converted Hagia Sophia into a mosque?

🏛️ Monument-specific questions

  • What concrete steps were taken to convert Hagia Sophia to a mosque?
  • How did the functions of Hagia Sophia change or stay the same when it was converted to a mosque?

🎨 Images and text questions

  • Why did the Ottomans cover the Byzantine mosaics inside Hagia Sophia?
  • What new roles did text play in the Ottoman redecoration of Hagia Sophia?

🎓 Art history questions

  • What do art historians mean when they speak about the "afterlife" of an artwork or monument?
  • How does Hagia Sophia illustrate the exchange of artistic traditions across cultures?
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