Environmental Geology

1

The Earth in Space

1.1 The Earth in Space

🧭 Overview

🧠 One-sentence thesis

Earth is an isolated planetary system that exchanges virtually no matter with space but depends critically on energy from the sun, making it a closed system for matter but an open system for energy.

📌 Key points (3–5)

  • Earth's isolation in space: The nearest celestial bodies (Moon, Mars) are extremely distant, with effectively no exchange of matter or energy between them and Earth.
  • Closed vs. open system distinction: Earth is closed with respect to matter (almost nothing enters or leaves) but open with respect to energy (receives sunlight, emits reflected and infrared radiation).
  • Common confusion: Energy vs. matter—the Moon does provide tidal energy through gravitational forces, but this is energy transfer, not matter exchange.
  • Historical context: Virtually everything on Earth has been here for the last 3 billion years; current accumulation of space material is insignificant.
  • Earth system interactions: The 1972 Apollo 17 photograph helped visualize Earth as an interconnected, fragile system with interactions between oceans, atmosphere, ice, and land.

🌍 Earth's position and isolation

🌑 Distance from other bodies

  • The Moon is approximately 385,000 km away (30 Earth-diameters).
  • Mars, the nearest planet, is 9,000 Earth-diameters away at its closest approach.
  • These vast distances mean effectively no exchange of matter or energy occurs between Earth and these bodies (with one exception noted below).

🪨 Matter accumulation history

In an atomic sense, virtually everything that's here now has been here for all of the last 3 billion years of Earth's existence.

Early formation period:

  • Earth formed from rocky debris within our orbital radius around the sun.
  • The Early Bombardment lasted from around 4.6 billion years ago (Ga) to about 4.1 Ga.
  • A massive collision with a Mars-sized planet occurred at about 4.5 Ga; material from this impact formed the Moon.
  • The Late Heavy Bombardment peaked around 3.9 Ga and gradually decreased until around 3.0 Ga.

Current accumulation:

  • Earth receives approximately 14,000 tonnes of extra-terrestrial material per year, mostly dust-sized particles.
  • This is equivalent to about 1/400,000,000,000,000,000,000th of Earth's mass per year.
  • Over the past billion years, this amounts to only about 1/400,000,000,000th of Earth's mass—essentially insignificant.

⚡ Energy systems: closed vs. open

🔒 Closed system for matter

  • Relatively little matter enters or leaves Earth.
  • The planet retains almost all of its original material from billions of years ago.
  • Example: The atoms in your body, the rocks, the water—nearly all have been cycling through Earth's systems for billions of years without leaving the planet.

🌞 Open system for energy

Earth continuously exchanges energy with space through three mechanisms:

Energy typeDirectionDescription
Incoming solar radiationSun → EarthRadiant energy that enables life and drives Earth processes
Reflected sunlightEarth → SpaceLight bouncing off surfaces back into space
Infrared radiationEarth → SpaceHeat radiated from warm Earth surfaces

Why this matters:

  • Without incoming solar energy, life on Earth could not exist.
  • The balance between incoming and outgoing energy affects Earth's temperature and climate.

🌊 Tidal energy exception

The Moon does provide energy to Earth through gravitational forces:

  • Variations in the Moon's (and sun's) gravitational pull create ocean tides.
  • This tidal energy can be harnessed using tidal barrages and tidal-current turbines.
  • Tidal forces also cause small deformations in Earth's mantle and core; friction from these deformations converts to heat.
  • Example: Jupiter's moon Io is actively volcanic because of tidal effects from the giant planet—a more extreme version of this process.

Don't confuse: This is energy transfer through gravitational forces, not matter exchange. The Moon affects Earth's energy budget without sending material to Earth.

🖼️ The Apollo 17 perspective

📸 The iconic 1972 photograph

The Apollo 17 image of Earth, taken from about 1/12th of the way to the Moon, was significant because:

  • It was the first fully illuminated view of Earth from space (not a crescent).
  • It remains the last such photo taken by a human (the moon-landing program was cancelled after Apollo 17).
  • It has been reproduced more than almost any other photograph.

🌐 What the image reveals

Visible features:

  • Dark blue vast oceans
  • Dry sandy Sahara in northern Africa
  • Frozen expanse of Antarctica
  • Swirling clouds obscuring the green equatorial region of Africa

Light reflection patterns (albedo):

  • High-albedo surfaces (ice and clouds) reflect sunlight brightly
  • Lower-albedo surfaces (desert sand and vegetation) reflect moderately
  • Low-albedo ocean surfaces reflect very little

🌱 Impact on environmental thinking

The image of a brightly sun-lit, vigorously active and "alive" Earth, surrounded by the apparent empty blackness of space, highlighted:

  • Earth's extraordinary isolation
  • Earth's uniqueness
  • Earth's significant fragility

Historical influence:

  • In the 1970s and 80s, this image played a role in the growth of environmentalism.
  • It contributed to the development of the concept of Earth as a system.
  • It made it almost possible to visualize the interactions taking place between different components of Earth.
2

Earth System Science

1.2 Earth System Science

🧭 Overview

🧠 One-sentence thesis

Earth System Science reveals that the planet operates as a single, self-regulating system with complex interactions among physical, chemical, biological, and human components, all of which are now being fundamentally altered by human activities at rates and magnitudes that are unprecedented in Earth's history.

📌 Key points (3–5)

  • The Earth as a single system: The planet behaves as one interconnected system with feedbacks among geosphere, atmosphere, hydrosphere, and biosphere—no component operates independently.
  • Human-driven global change is real and now: Human impacts on land, oceans, atmosphere, and biodiversity rival natural forces in extent and are causing the Earth System to operate in a "no-analogue state."
  • Complexity, not simple cause–effect: Changes cascade through multiple pathways; the system has critical thresholds that can trigger abrupt, potentially irreversible shifts.
  • Common confusion—linear vs. systemic thinking: Global change cannot be understood as simple cause–effect; instead, human actions cause multiple, complex effects that cascade and feed back through the entire system.
  • Energy and matter flow everywhere: Water, gases, nutrients, and energy move continuously between reservoirs (atmosphere, ocean, rock, life) on timescales from days to millions of years, driven by solar energy and Earth's internal heat.

🌍 The Earth as a single, self-regulating system

🌍 Core definition and recognition

The Earth System behaves as a single, self-regulating system comprised of physical, chemical, biological and human components, with complex interactions and feedbacks between the component parts.

  • This concept emerged from the 2001 Amsterdam Declaration by major global research programs (IGBP, IHDP, WCRP, DIVERSITAS).
  • The focus shifted from studying isolated parts (atmosphere, ocean, land) to recognizing the Earth has "its own inherent dynamics and properties at the planetary level."
  • All components are inter-related: no part operates without input of matter and/or energy from other parts.
  • Example: Water evaporates from the ocean, rains onto land, interacts with rock, is taken up by plants, returns to the ocean via rivers carrying chemicals, enters marine organisms, and a fish eaten by a bear fertilizes trees—an endless, interconnected loop.

🔄 Feedbacks and thresholds

  • The system is characterized by feedbacks: changes in one component trigger responses in others, which can amplify or dampen the original change.
  • Critical thresholds and abrupt changes: Human activities could inadvertently trigger shifts that "switch the Earth System to alternative modes of operation that may prove irreversible and less hospitable to humans and other forms of life."
  • Don't confuse gradual change with threshold behavior: the system can appear stable, then suddenly flip to a new state.

🚨 Unprecedented change and the "no-analogue state"

  • The nature, magnitude, and rate of changes now occurring are unprecedented.
  • The Earth System is currently operating in a no-analogue state—conditions that have no parallel in the past.
  • This means we cannot rely solely on historical patterns to predict future behavior.

🔗 Interactions among Earth's spheres

🔗 The four main spheres and their exchanges

The excerpt describes interactions among:

  • Geosphere (rocks, crust, mantle, core)
  • Atmosphere (gases)
  • Hydrosphere (water in all forms)
  • Biosphere (living organisms)

Figure 1.2.1 illustrates some natural interactions (excluding solar input and human role, covered later). The arrows represent transfer and interchange of matter, but the true complexity involves "intricate paths, twisting in and out, connecting each part of the system to almost every other part."

🌋 Geosphere ↔ Atmosphere

  • Volcanism (a): Gases (H₂O, CO₂, SO₂) from the geosphere mix with the atmosphere; volcanic ash remains suspended for weeks.
  • Weathering (b): Atmospheric gases (CO₂, H₂O, O₂) react with rocks during weathering, consuming CO₂ and producing dissolved ions and clay minerals.

🌱 Biosphere ↔ Atmosphere

  • Photosynthesis and respiration (c): Plants take CO₂ and H₂O from the atmosphere, produce glucose (C₆H₁₂O₆) and O₂; respiration reverses this, consuming O₂ and glucose to produce CO₂, H₂O, and energy.
  • This exchange has been changing the atmosphere for over three billion years and is "largely responsible for keeping our planet habitable."
  • Example: Photosynthetic plants cannot survive without atmospheric CO₂ and water, and in turn they control atmospheric gas levels—a two-way dependence.

💧 Hydrosphere ↔ Atmosphere

  • Water cycle (d): Evaporation and condensation exchange water vapor; rain returns liquid water.
  • Most evaporation (87%) is from oceans; most precipitation (79%) falls on oceans; the 8% difference is balanced by river runoff and groundwater flow to the ocean.
  • 88% of land precipitation falls in "external runoff" areas (flows back to ocean); 12% falls in dry "internal runoff" areas and returns only by evaporation.

🪨 Geosphere ↔ Hydrosphere

  • Surface water (f): Elements dissolve from rocks into surface water during weathering; minerals can precipitate from water to form new rocks.
  • Groundwater (g): Two-way chemical transfers (calcium, potassium, sodium, sulfur, carbon) between rocks and groundwater.
  • Sedimentation (i): Organic matter and water-borne materials accumulate as sediments on ocean and lake floors, becoming part of the geosphere.

🌿 Biosphere ↔ Geosphere

  • Nutrient extraction (e): Plants extract chemicals (phosphorus, potassium, magnesium, sulfur, calcium) from rocks; dead plant material gets incorporated into the geosphere.
  • Biosphere ↔ Groundwater (h): Two-way chemical transfers, e.g., plants draw nutrients from groundwater, organic matter enters groundwater.

⏱️ Residence times: how long water stays in each reservoir

Water moves through reservoirs at very different speeds (Figure 1.2.3):

ReservoirTypical residence time
Vegetation, atmosphere, riversDays to weeks (can be shorter or longer)
Soil, lakesYears to decades
Glacial ice, oceanCenturies to millennia
GroundwaterWeeks to decades, sometimes thousands to millions of years for deep groundwater
  • Don't confuse: the same water molecule can cycle rapidly through the atmosphere but remain locked in glacial ice for millennia.

☀️ The role of solar energy

☀️ Solar energy drives multiple Earth processes

The sun is "vitally important to the existence of life" and also drives many non-biological processes (Figure 1.2.5):

  • Weathering: Solar heating causes freeze-thaw cycles, salt weathering, and expansion-contraction that breaks down rock.
  • Greenhouse effect: Solar energy heats Earth's surfaces (rock, soil, water, vegetation), which emit infrared radiation that warms the atmosphere.
  • Photosynthesis: Provides the radiative energy plants need to convert CO₂ and water into organic matter.
  • Hydrological cycle: Evaporates water from lakes, oceans, and vegetation.
  • Ocean currents and wind: Heats near-surface ocean water, generating wind (including massive storms) and driving ocean currents.

🌡️ Solar vs. internal heat

  • The sun provides almost all surface warming: internal heat from Earth's core contributes only about 0.03% of the heat we receive.
  • Example: Volcanic eruptions release internal heat visibly, but the slow flow of heat to the surface in non-volcanic areas is tiny compared to solar input.

🌐 Earth's internal heat and plate tectonics

🔥 Sources of Earth's internal heat

  • Leftover heat from collisions during Earth's formation.
  • Radioactive decay of potassium, uranium, and thorium in the core.
  • The core is still very hot (up to about 7000 °C—hotter than the sun's surface) and partly liquid.

🌊 Mantle convection drives plate tectonics

  • Heat transfers from inner core → outer core → mantle, causing convection (like heat causing convection in a pot of soup).
  • Mantle convection is the key driver of plate motions in the crust and uppermost mantle (Figure 1.2.6).
  • Smaller bodies (Moon, Mars) have cooled too much for mantle convection; they lack plate tectonics, active volcanoes, and ongoing mountain building.

🏔️ Plate tectonics and Earth System impacts

ProcessEarth System impact
VolcanismCreates new crust; adds gases to atmosphere and water to hydrosphere; over geological time, may be the source of most ocean water
Mountain buildingOccurs at continent collisions (e.g., India–Asia) and subduction zones (e.g., Cascades); mountains control weather patterns, biological processes, and accelerate weathering
Weathering of mountainsSteep slopes → accelerated weathering → consumption of atmospheric CO₂ via carbonic acid reacting with feldspar to form clay minerals and dissolved ions
SubductionRecycles gases, water, and seafloor sediments back into the mantle
Continental driftChanges how much solar energy is converted to heat (see Chapter 2); alters ocean basin shape and ocean current flow, affecting heat redistribution

🧪 Example: Weathering consumes CO₂

  1. Water + carbon dioxide → carbonic acid (H₂O + CO₂ → H₂CO₃)
  2. Carbonic acid + feldspar + oxygen → kaolinite (clay) + calcium ions + carbonate ions
  3. Kaolinite erodes to the ocean floor; calcium and carbonate ions dissolve, transported to the ocean, eventually combined by marine organisms to form calcite.
  • This process removes CO₂ from the atmosphere and is accelerated by mountain building.

🧑‍🤝‍🧑 Human impacts on Earth Systems

🧑‍🤝‍🧑 Humans as a dominant force

  • The 2001 Amsterdam Declaration stated: "Human-driven changes to Earth's land surface, oceans, coasts and atmosphere, and to biological diversity, are equal to some of the great forces of nature in their extent and impact."
  • A 2020 review concluded: "humans are now the dominant force driving the trajectory of the Earth System."

🏗️ Major human activities affecting Earth Systems (Figure 1.2.8)

  • Destruction of forests and natural vegetation
  • Land use: Cleared land for crops, livestock, buildings, roads, parking lots, airports
  • Agriculture: Use of fertilizers and pesticides
  • Fossil fuels: Exploitation of petroleum and other fossil fuels; use for transportation, electricity, farming, heating, manufacturing
  • Overfishing: Unsustainable and wasteful exploitation of marine resources
  • Waste disposal: Indiscriminate dumping of human and industrial wastes onto land, into water, and into air
  • Water disruption: Drainage or flooding of natural surface water bodies; dams and dykes
  • Slope modification: Changes to natural slopes for construction

🔄 Cascading effects, not simple cause–effect

  • "Global change cannot be understood in terms of a simple cause–effect paradigm."
  • Human-driven changes "cause multiple, complex effects that cascade through the Earth System."
  • Example: Deforestation affects local water cycles, soil erosion, carbon storage, albedo (reflectivity), regional climate, and biodiversity—each of which feeds back into other parts of the system.

🧱 Man-made objects and Earth System interactions

  • Every man-made object (old car, concrete wall, glass, plastic) interacts with its surroundings by exchanging matter and energy.
  • Example: An old car rusts (reacts with water and air), releasing dissolved iron and iron oxide minerals into the environment.
  • Example: A concrete wall can be worn by water, broken by tree roots, chemically altered by oxygen and carbonic acid, and releases calcium ions and clay minerals.
  • Over decades to centuries, even glass and plastic break down and release materials into soil, water, and air.

🌱 Field observation: The old tractor

  • The excerpt describes an old tractor with bare soil around it.
  • Question posed: Why is the soil bare of vegetation?
  • Implication: Rusting metal releases chemicals (e.g., iron compounds) that may inhibit plant growth or alter soil chemistry—a direct example of a man-made object affecting the biosphere and geosphere.

🔬 Why Earth System Science matters now

🔬 Understanding interconnections is critical

  • "It is critical to remember that all components of the Earth System are inter-related."
  • Each component "has the potential to significantly influence the conditions in other components."
  • Example: The biosphere–atmosphere relationship is one of mutual dependence; photosynthesizers have shaped the atmosphere for over three billion years.

🚨 The urgency of climate change

  • Climate change is "the most significant issue of our time."
  • To understand current human-caused change, we must understand how climate changed naturally in the past (geological and biological processes over 4.6 billion years).
  • The system is now in a no-analogue state, so historical patterns alone cannot predict the future.

🌍 Broader scope of Environmental Geology

  • Earth System Science is an important part of Environmental Geology, but the field is broader.
  • Environmental Geology covers:
    • Earth System interactions (biosphere, hydrosphere, atmosphere, geosphere)
    • Natural geological processes (volcanism, earthquakes, slope failure, glaciation)
    • Human activities with geological implications (mining, energy extraction, waste disposal)
  • The textbook will explore geological controls on climate (Chapter 3), glaciation (Chapter 4), slope processes (Chapter 5), and more.
3

Environmental Geology

1.3 Environmental Geology

🧭 Overview

🧠 One-sentence thesis

Environmental Geology examines the interface between geological processes and the environment—including natural Earth systems and human activities—and has become critically important because climate change is fundamentally a geological problem that affects water supply, flooding, erosion, and slope failure.

📌 Key points (3–5)

  • Scope beyond Earth System Science: Environmental Geology covers Earth System interactions but also includes human activities (mining, energy extraction, waste disposal) that impact the geosphere.
  • Broad definition of "environment": includes biosphere (ecosystems), hydrosphere and atmosphere (hydrological cycle, glaciation), and geosphere (volcanism, earthquakes, slope failure).
  • Climate change as a geological problem: understanding past climate through the geological record helps us understand present changes and predict future impacts.
  • Interconnected topics: fifteen chapters cover climate, glaciation, slope failure, earthquakes, volcanoes, resources, energy, soils, water, karst, flooding, waste disposal, and climate consequences.
  • Common confusion: Environmental Geology is not just about natural processes—it equally addresses human activities and their geological implications.

🌍 What Environmental Geology covers

🌍 The interface between geology and environment

Environmental Geology: the study of the interface between geological processes and the environment.

  • Uses a broad definition of "the environment" that encompasses multiple Earth systems.
  • Not limited to natural processes—explicitly includes human activities.
  • Considers implications that flow in both directions: how geology affects the environment and how human activities affect the geosphere.

🔄 Three main system types

The textbook covers systems involving:

System typeExamples given
BiosphereEcosystems
Hydrosphere and atmosphereHydrological cycle, glaciation
GeosphereVolcanism, earthquakes, slope failure

🏭 Human activities with geological implications

Three major categories mentioned:

  • Mining
  • Energy resource extraction
  • Waste disposal (into ground, water, and air)

Example: These activities affect the geosphere and therefore the rest of the Earth System.

🌡️ Climate as a geological problem

🌡️ Why geology is essential to understanding climate

  • Past climate: geological record reveals how climate changed naturally over 4.6 billion years.
  • Present climate: geological methods enable data collection and analysis of current changes.
  • Future climate: understanding geological processes helps predict and potentially mitigate future changes.

🕰️ Long-term climate controls

Natural processes that have controlled climate over Earth's history include:

  • Long-term changes in the sun
  • Evolution of living organisms
  • Continental positions
  • Mountain building
  • Changes to ocean currents
  • Volcanic eruptions
  • Variations in Earth's orbital shape and tilt
  • Collisions with extra-terrestrial objects

Don't confuse: These are natural climate change mechanisms from the past; understanding them helps distinguish anthropogenic (human-caused) climate change happening now.

🏔️ Major geological hazards and processes

🏔️ Slope failure

  • What drives it: plate motions and volcanism create steep slopes; gravity pulls materials down.
  • Key factors: forces on slopes, natural angle of repose, importance of water, types of failure motion.
  • Climate connection: glaciation and climate change both affect slope failure likelihood.

🌋 Earthquakes and volcanoes

Earthquakes:

  • Cause massive destruction and death worldwide.
  • Topics include: plate boundary processes, rock strength, elastic deformation, seismic waves, liquefaction, predictions and warnings, preparation.

Volcanoes:

  • Important component of the Earth System.
  • Represent significant geological hazards (lava flows, pyroclastic flows, lahars, ash fall).
  • Also provide benefits; eruptions can be predicted and prepared for.

❄️ Glaciation

  • Has significant implications for topography and surficial materials.
  • Extent, motion, and melting of glaciers are important Earth System aspects.
  • Topics include: past glacial periods, Cenozoic cooling, Quaternary glaciation cycles, continental vs alpine glaciation, erosion landforms, deposits.

💎 Resources and human civilization

💎 Metal resources

"Our civilization is built around a supply of metals."

  • Where they come from: background metal contents in rocks, metal enrichment processes.
  • Extraction implications: mining methods, mine wastes, ore processing wastes, acid rock drainage, metal contamination, mine-waste accidents.
  • Use implications: effects on climate change.
  • Modern technology: sources and issues for metals like lithium (for batteries).

⚡ Energy resources

  • Current situation: past 200 years relied mostly on fossil fuels; "that cannot continue."
  • Necessary shift: must focus on sustainable energy sources.
  • Fossil fuels covered: formation, extraction, use, and emissions of coal, oil, and gas.
  • Alternative sources: uranium, hydro, wind, solar, geothermal, wave energy.

💧 Water and soil systems

💧 Surface water and groundwater

Surface water:

  • Essential for eight billion people; comes from rivers and lakes in many areas.
  • Topics: hydrology basics, hydrographs, flood recurrence intervals, dyking, dams, flooding.
  • Contamination: both natural and anthropogenic.
  • Climate change implications for surface resources.

Groundwater:

  • Major water source; connected to surface water in many ways.
  • Key concepts: porosity and permeability, aquifers (unconfined and confined), water table, potentiometric surface, hydraulic gradient.
  • Issues: wells and pumping, chemistry, contamination, climate change implications.

🌱 Soils and clay minerals

"Eight billion people cannot live on this planet unless we grow a lot of food, so an understanding of soil is critically important."

Soil formation variables:

  • Climate
  • Parent material
  • Slope
  • Time
  • Soil conservation importance

Clay minerals:

  • Important in soils but also significant to many other geological processes.
  • Relevant to: agriculture, climate change, earthquakes, mineral exploration, groundwater, slope failure, waste disposal, environmental geochemistry.

🗑️ Human impacts and waste

🗑️ Waste disposal

"Solid waste disposal is a geological problem because most of our waste is still placed in holes in the ground."

Topics covered:

  • Sources and composition of waste
  • Waste diversion
  • Components of a landfill
  • Generation and composition of leachate solutions
  • Landfill gases and their contribution to climate change

🌊 Flooding

  • In terms of human and economic cost, flooding is "the serious type of natural disaster."
  • Getting more frequent and serious with climate change.
  • Topics: causes and consequences, steps to reduce impacts.

🕳️ Karst and caves

  • Develop in areas with soluble bedrock (e.g., limestone).
  • Can have significant environmental implications.
  • Topics: surface and underground features, water flow through caves, cave formation, cave contents, human interaction with caves and karst.

🌡️ Why Environmental Geology matters now

🌡️ Unprecedented importance

"Environmental Geology is more important now than it has ever been."

Three reasons given:

  1. General environmental crisis: climate change and rapidly expanding human population make environmental issues more critical than ever.

  2. Climate change is geological: "to a large degree, a geological problem"—can be understood through the geological record and geological methods.

  3. Climate affects geological processes: climate change is affecting processes within Environmental Geology's realm (water supply, flooding, erosion, deglaciation, slope failure).

🔮 Future action

"Most important of all, we can affect the future of climate change by changing the way we do things, and every one of us has a role in making those changes."

  • The textbook emphasizes individual agency.
  • Understanding Environmental Geology enables informed action.
  • Changes in human behavior can influence climate change outcomes.
4

Minerals

2.1 Minerals

🧭 Overview

🧠 One-sentence thesis

Minerals are naturally occurring solid compounds with specific compositions and regular lattice structures, built from atoms bonded through ionic or covalent forces, with silicate minerals (based on the silica tetrahedron) being the most abundant in Earth's crust.

📌 Key points (3–5)

  • Atomic structure: Atoms consist of protons (+), neutrons (neutral), and electrons (-); bonding occurs when atoms seek to fill their outer electron shells.
  • Two main bond types: Ionic bonds involve electron transfer (e.g., sodium and chlorine in halite), while covalent bonds involve electron sharing (e.g., carbon-carbon bonds in diamond).
  • Mineral classification: Minerals are grouped by their predominant anion—oxides, sulphides, carbonates, silicates, halides, sulphates, and native elements.
  • Silicate dominance: Silicate minerals, built from silica tetrahedra (SiO₄), make up most crustal rocks and vary by how tetrahedra link together (isolated, chains, sheets, frameworks).
  • Common confusion: Don't confuse silicon (element), silica (SiO₂ or quartz forms), silicate (minerals containing silica tetrahedra), and silicone (synthetic material).

⚛️ Atomic building blocks

⚛️ Subatomic particles

Atoms are made up of three main sub-atomic particles: protons (positively charged), neutrons (uncharged), and electrons (negatively charged).

ParticleChargeMass
Electron-1~0
Proton+11
Neutron01
  • The atomic number = number of protons.
  • The atomic weight = protons + neutrons.
  • Example: Helium has atomic number 2 (2 protons) and atomic weight 4 (2 protons + 2 neutrons).

🔄 Electron shells and stability

  • Electrons orbit the nucleus in shells (energy levels).
  • The first shell holds up to 2 electrons; subsequent shells hold up to 8 (though the outermost shell never exceeds 8).
  • Atoms seek a full outer shell to be stable—this drives bonding behavior.
  • Noble gases (helium, neon, argon) already have full outer shells, so they don't bond.

🔗 Chemical bonding in minerals

⚡ Ionic bonding

  • Atoms achieve stability by transferring electrons between them.
  • The atom that loses electrons becomes a cation (positive ion); the atom that gains electrons becomes an anion (negative ion).
  • The resulting attraction between opposite charges is an ionic bond.

Example: Sodium (11 electrons: 2-8-1) gives up its third-shell electron to become Na⁺. Chlorine (17 electrons: 2-8-7) accepts an electron to become Cl⁻. They bond ionically to form halite (NaCl), which grows as cubic crystals and cleaves along three perpendicular planes.

🤝 Covalent bonding

  • Atoms achieve stability by sharing electrons with neighboring atoms.
  • Carbon (6 electrons: 2-4) shares electrons with other carbon atoms, allowing each to effectively have 8 outer electrons.
  • Covalent bonds are generally stronger than ionic bonds; carbon-carbon covalent bonds are the strongest, making diamond the hardest mineral.

🔺 The silica tetrahedron

The silica tetrahedron: a four-sided pyramid with an oxygen atom at each corner and a silicon atom in the center.

  • Silicon and oxygen are abundant in Earth's crust and mantle.
  • The bonds in a silica tetrahedron have mixed ionic/covalent character.
  • Silicon acts as a cation (+4 charge); each oxygen acts as an anion (-2 charge).
  • Net charge of one tetrahedron (SiO₄) = -4.
  • This is the building block of all silicate minerals.

Don't confuse: Silicon (element), silica tetrahedron (SiO₄ unit), silica (SiO₂ or quartz), silicate mineral (contains silica tetrahedra), and silicone (synthetic polymer).

🗂️ Mineral groups and classification

🗂️ How minerals are classified

A mineral is a naturally occurring, solid compound with a specific composition and a regular repeating lattice structure.

  • Minerals are made of cations (positive ions) and anions (negative ions or ion groups).
  • Classification is based on the predominant anion or anion group.
  • Charges must balance: e.g., hematite (Fe₂O₃) has two Fe³⁺ ions (+6 total) and three O²⁻ ions (-6 total).

📋 Major mineral groups

GroupAnionExamples
OxidesO²⁻Hematite (Fe₂O₃), corundum (Al₂O₃), water-ice (H₂O)
SulphidesS²⁻Galena (PbS), pyrite (FeS₂), chalcopyrite (CuFeS₂)
CarbonatesCO₃²⁻Calcite (CaCO₃), dolomite ((Ca,Mg)CO₃), siderite (FeCO₃)
SulphatesSO₄²⁻Gypsum (CaSO₄·H₂O), barite (BaSO₄)
HalidesCl⁻, F⁻, Br⁻Halite (NaCl), fluorite (CaF₂)
SilicatesSiO₄⁴⁻Quartz (SiO₂), feldspar, olivine, mica
Native elementsSingle elementGold (Au), diamond (C), graphite (C), sulphur (S)

Don't confuse: Sulphides (S²⁻ anion) vs. sulphates (SO₄²⁻ anion group).

🔍 Key group details

  • Hydroxides have the OH⁻ anion (e.g., limonite, gibbsite—important in iron and aluminum ores).
  • Phosphates have the PO₄³⁻ anion (e.g., apatite, which forms teeth).
  • Native minerals contain only one element bonded to itself.

🏔️ Silicate mineral structures

🏔️ Why silicates matter

  • Silicate minerals make up the vast majority of Earth's crust rocks.
  • All are built from silica tetrahedra arranged and linked in different ways.
  • The linking pattern determines the mineral's properties and composition.

🔸 Isolated tetrahedra: Olivine

  • Simplest structure: tetrahedra are not linked to each other.
  • Each tetrahedron's -4 charge is balanced by two +2 cations (iron or magnesium).
  • Formula: (Mg,Fe)₂SiO₄ (meaning any proportion of Mg and Fe is possible).
  • Oxygen-to-silicon ratio: 4:1.

⛓️ Single chains: Pyroxene

  • Tetrahedra link in a single chain, sharing one oxygen per tetrahedron.
  • Fewer oxygens in the structure → oxygen-to-silicon ratio: 3:1.
  • Net charge per silicon: -2 (instead of -4).
  • Formula examples: MgSiO₃, FeSiO₃, CaSiO₃.
  • Only one cation per tetrahedron (vs. two in olivine).

⛓️⛓️ Double chains: Amphibole

  • Tetrahedra link in a double chain.
  • Even lower oxygen-to-silicon ratio → fewer cations needed.
  • Compositions can be very complex (e.g., hornblende includes Na, K, Ca, Mg, Fe, Al, Si, O, F, OH).

📄 Sheets: Mica and clay minerals

  • Tetrahedra arranged in continuous sheets with extensive oxygen sharing.
  • Bonding between sheets is weak → excellent one-directional cleavage.
  • Biotite mica: contains iron and/or magnesium (ferromagnesian silicate); dark colored.
  • Muscovite mica: contains only aluminum and potassium (non-ferromagnesian); light colored.
  • Clay minerals (kaolinite, illite, smectite): also sheet silicates, typically clay-sized fragments (<0.004 mm).

🧊 Three-dimensional frameworks: Feldspar and quartz

  • Tetrahedra bonded in 3D frameworks.
  • Non-ferromagnesian: no iron or magnesium.
  • Feldspars: include Al, K, Na, Ca in various combinations. Three main types: orthoclase (potassium feldspar), albite (sodium plagioclase), anorthite (calcium plagioclase).
  • Quartz: only silica tetrahedra (SiO₂). Each tetrahedron bonds to four others, sharing all corners. Oxygen-to-silicon ratio: 2:1. Charges perfectly balanced (Si⁴⁺ + 2O²⁻). All bonds are strong covalent/ionic → very hard, no cleavage.

🎯 Important minerals to remember

🎯 Essential mineral list

Don't confuse minerals with rocks: minerals have specific chemical compositions and structures; rocks are aggregates of minerals.

CategoryExamples
Silicates of common rocksPlagioclase feldspar, potassium feldspar, quartz, mica, amphibole, pyroxene, olivine
Clay mineralsKaolinite, illite, smectite, serpentine
Other important mineralsHematite, magnetite (oxides); calcite, dolomite (carbonates); gypsum (sulphate); pyrite (sulphide)
5

Rocks

2.2 Rocks

🧭 Overview

🧠 One-sentence thesis

Rocks are aggregates of mineral crystals that transform among three main types—igneous, sedimentary, and metamorphic—through the rock cycle, and each type has specific formation processes and distinguishing properties.

📌 Key points (3–5)

  • Three main rock types: igneous (from cooling magma), sedimentary (from accumulated and cemented sediments), and metamorphic (from heating and squeezing pre-existing rocks).
  • The rock cycle: geological processes continuously transform rocks from one type to another through uplift, erosion, burial, heating, melting, and cooling.
  • How to distinguish igneous rocks: by composition (felsic/light vs. mafic/dark minerals) and texture (crystal size reveals cooling speed—large crystals = slow cooling at depth; tiny crystals = fast cooling at surface).
  • Common confusion: don't confuse metamorphic foliation (aligned minerals from directional pressure) with sedimentary bedding (original layering from deposition).
  • Why classification matters: rock properties (density, mineral content, texture) help identify formation environments and are important for plate tectonics and environmental geology applications.

🔄 The rock cycle

🔄 What the rock cycle shows

The rock cycle: a conceptual model illustrating how rocks transform from one type to another through geological processes.

  • The three rock types (igneous, sedimentary, metamorphic) are shown as rectangles.
  • Intermediate forms (magma, outcrop, loose sediments) are ellipses.
  • Processes that drive transformations are shown as arrows.

⚙️ Key processes in the cycle

The excerpt lists these transformation processes (solid black arrows):

  • Uplift: mountain formation brings deep crustal rock to the surface, exposing it to weathering.
  • Erosion and transportation: weathered products (sand, clay, dissolved ions) are moved and deposited as sediments in rivers or oceans.
  • Burial and lithification: sediments are buried, compacted (squeezed), and cemented to form sedimentary rock.
  • Further burial: deeper burial causes heating and more squeezing, transforming minerals to form metamorphic rock.
  • Melting: additional heating or changing conditions melt rock to form magma.
  • Magma movement and cooling: magma moves toward the surface, cooling slowly at depth to make intrusive igneous rock, or cooling quickly at the surface to make extrusive igneous (volcanic) rock.

🔀 Disruptions in the cycle

  • The cycle can be interrupted at any point by uplift or burial (dashed blue and red arrows).
  • Rarely, the nearby presence of magma can also disrupt the cycle.
  • Example: sedimentary rock can be uplifted and eroded before becoming metamorphic, or metamorphic rock can be uplifted and weathered before melting.

🔥 Igneous rocks

🔥 How igneous rocks form

Igneous rocks: rocks that form from the cooling of magma (molten rock), either slowly at depth in the crust or quickly at surface.

  • Cooling can happen at depth (intrusive) or at the surface (extrusive/volcanic).
  • The cooling duration directly controls crystal size: longer cooling (up to millions of years) → larger crystals.

🔬 Texture: crystal size reveals cooling speed

Rock typeCrystal sizeCooling speedWhere it forms
Volcanic (extrusive)Less than 0.1 mmSeconds or minutesAt surface
IntrusiveLarger than 1 mmUp to millions of yearsAt depth in crust
  • Example: volcanic rocks cool so fast that mineral crystals remain tiny; intrusive rocks cool slowly enough for crystals to grow large and visible.

🎨 Composition: felsic, intermediate, and mafic

Classification is based on the proportion of dark silicate minerals (biotite, amphibole, pyroxene, olivine):

Compositional classColorDark mineral %Intrusive rock nameVolcanic rock name
FelsicLight (close to white)Less than 20%GraniteRhyolite
IntermediateMedium-dark (grey)20–50%DioriteAndesite
MaficClose to blackMore than 50%GabbroBasalt
  • Ultramafic rocks (close to 100% dark minerals) are rare at Earth's surface but common in the mantle.

⚖️ Density differences and plate tectonics

  • Mafic igneous rocks (basalt, gabbro) are denser than felsic igneous rocks.
  • Basalt: specific gravity ~3 g/cm³; granite: ~2.6 g/cm³.
  • The excerpt notes this small difference becomes very important in plate tectonics.
  • For comparison, ultramafic mantle rock has a density of ~3.3 g/cm³.

🏖️ Sedimentary rocks

🏖️ How sedimentary rocks form

Sedimentary rocks: rocks that form near Earth's surface following the accumulation of fragments of rocks and minerals that have been weathered, eroded, transported, and deposited as sediments.

  • Fragments are weathered and eroded from outcrops.
  • Transported by gravity, rivers, waves, wind, or glacial ice.
  • Deposited as sediments (e.g., in rivers, deserts, beaches, lakes, or the ocean).
  • Sediments must be buried, compressed, and cemented to become sedimentary rock.

🪨 Clastic sedimentary rocks

Clasts: sedimentary grains (e.g., grains of sand).

Clastic sedimentary rocks: rocks composed mostly of clasts.

  • Clast size ranges from tiny clay fragments to building-sized boulders.
  • Classification is based on clast size.

📏 Clast size categories

Size nameSize rangeFeel/appearanceTransport/deposition environment
Clay and siltSmaller than 1/16 mmVery fine; clay is slippery, silt is notDeposited in lakes and ocean when water slows
Sand1/16 mm to 2 mmGritty (not slippery) between fingertips; about 1/4 the size of a period to the size of a capital OTransported by medium-flow rivers, strong winds, waves; deposited in rivers, deserts, beaches
Granules, pebbles, cobbles, bouldersLarger than 2 mm (in order of increasing size)Visible fragmentsTransported and deposited by fast-flowing water in high-energy stream parts
  • Example: sand deposits accumulate in rivers, deserts, and beaches because medium-energy transport can move sand-sized grains; silt and clay settle only when water slows, so they accumulate in lakes and the ocean.

🪨 Three main clastic rock types

Rock nameClast sizeDescription
ConglomerateGranules and largerContains visible pebbles, cobbles, or boulders
SandstoneSand (1/16–2 mm)Made of sand grains
MudstoneSilt and clay (< 1/16 mm)Fine-grained, smooth

🧪 Chemical sedimentary rocks

Chemical sedimentary rocks: rocks that form from the crystallization of ions that were transported in water as dissolved ions.

  • Example: marine organisms extract bicarbonate and calcium ions (HCO₃⁻ and Ca²⁺) from ocean water to make calcite shells (CaCO₃), which accumulate on the sea floor (typically in tropical areas around reefs) to form calcite mud and sand that later becomes limestone.
  • Some organisms make shells out of silica; these can accumulate to form chert.
  • Minerals can also form from evaporation of water in an inland sea or lake, producing rock salt (halite) and gypsum (used to make plaster board).

🔨 Metamorphic rocks

🔨 How metamorphic rocks form

Metamorphic rocks: rocks that form when pre-existing sedimentary or igneous rocks are heated and squeezed in such a way that one or more minerals become unstable.

  • Unstable minerals are converted into different minerals or into larger crystals of the same type.
  • Most metamorphism occurs at depth in the crust in areas of mountain-building (crustal thickening) and plate convergence.
  • Rocks are heated (from burial) and squeezed (from converging plates) at the same time.

🧊 Mineral transformations with temperature

Example: mudstone (mostly clay minerals):

  • Clays are low-temperature minerals, not stable above ~150 °C.
  • As the rock heats, clay minerals break down and convert into micas.
  • At even higher temperatures, micas may convert to quartz, feldspar, and amphibole.

🪢 Foliation: aligned minerals from directional pressure

Foliation: a fabric of aligned minerals or aligned bands of minerals in metamorphic rock.

  • New minerals forming under directional pressure grow perpendicular to the direction of that pressure.
  • This gives the rock a layered or banded appearance.

🪢 Three main foliated metamorphic rocks

Rock nameParent rockMetamorphic gradeMineral characteristicsAppearance
SlateMudstoneLowClay minerals → tiny (invisible) mica crystalsLayered look; splits into sheets
SchistMudstone or otherHigherMicas large enough to see, generally parallelVisible mica crystals; doesn't split into sheets easily
GneissVariousHigh (beyond mica stability)Quartz, amphibole, feldspar segregated into bandsDark and light bands

⚠️ Don't confuse foliation with bedding

  • Foliation = aligned minerals from metamorphic pressure (new fabric).
  • Bedding = original layering from sediment deposition.
  • Example: slate does not split along pre-existing bedding planes in the parent mudstone; the layers in gneiss have no relationship to any bedding that might have existed in the parent rock.

🪨 Non-foliated metamorphic rocks

  • Quartzite: forms from metamorphism of sandstone; mostly quartz crystals that do not take on a directional fabric even under directional squeezing.
  • Marble: forms from metamorphism of limestone; also tends not to be foliated.

🧪 Important minerals for environmental geology

The excerpt provides a short list of minerals to be familiar with:

Mineral typeExamplesNotes
Silicate minerals of common rocksPlagioclase feldspar, potassium feldspar, quartz, mica, amphibole, pyroxene, olivineMajor rock-forming minerals
Clay mineralsKaolinite, illite, smectite, serpentineAll are also silicates (described in Chapter 10)
OthersHematite, magnetite (oxides); calcite, dolomite (carbonates); gypsum (sulphate); pyrite (sulphide)Plus a few other sulphide minerals (Chapter 8)
  • The excerpt warns: don't confuse minerals with rocks—answering with a rock name for a mineral question (or vice versa) won't make anyone happy.
6

Earth's Interior

2.3 Earth’s Interior

🧭 Overview

🧠 One-sentence thesis

Subduction of oceanic lithosphere transports surface materials—including rock, sediment, water, and biological matter—deep into the mantle, where they mix and eventually return to the surface through convection and magmatism, preserving chemical evidence of their surface history.

📌 Key points (3–5)

  • What gets subducted: oceanic lithosphere carries rock, sediment, water, and biological matter down into the mantle.
  • What happens to water: some water (including water within minerals like serpentine and brucite) is released when heated and returns to the surface above the subduction zone; most continues deeper.
  • Long-term cycling: most subducted material mixes with mantle rock and eventually returns to the surface via convection and magmatism.
  • Chemical evidence: careful analysis of magma-derived rocks can reveal traces of their ancient surface history.
  • Common confusion: not all subducted material stays near the surface—most continues into the middle and lower mantle before cycling back.

🌊 Hydrothermal vents and sea-floor chemistry

🔥 Black smokers

  • Hot groundwater from the geosphere carries dissolved metals.
  • When it meets cold ocean water, hydrogen sulphide reacts with metals (e.g., iron) to form sulphide minerals like pyrite.
  • The plume of tiny pyrite crystals appears black, creating a "black smoker."
  • Example: The chemical reaction produces iron sulphide (pyrite) and hydrogen ions, forming a dark plume at the vent.

⚪ White smokers

  • In some cases, sulphur is present as sulphate ions instead of hydrogen sulphide.
  • Sulphate combines with calcium ions to form calcium sulphate (anhydrite).
  • The resulting plume appears white, so these are called "white smokers."

🦐 Unique ecosystems

  • Sea-floor vents host ecosystems that do not depend on sunlight.
  • Microorganisms extract energy from the unique chemical conditions, forming microbial mats.
  • These mats feed shelled organisms and crustaceans, which in turn support larger organisms.
  • Some researchers have proposed that sea-floor vents may be candidates for the origin of life on Earth.

🔄 Subduction and material cycling

⬇️ What descends into the mantle

Subduction of oceanic lithosphere: the process by which oceanic lithosphere is forced down into the mantle, carrying surface materials with it.

Materials transported downward include:

  • Rock and sediment from the sea floor
  • Water (both free water and water bound within minerals)
  • Biological matter that was present on the sea floor

💧 Water release and return

  • When subducted material is heated, some water is released.
  • Water within minerals like serpentine and brucite is freed during heating.
  • This released water moves back toward the surface above the subduction zone.
  • Don't confuse: only some water returns quickly; most continues deeper with the rest of the material.

🔁 Deep mixing and eventual return

  • Most subducted material continues down into the middle and lower mantle.
  • Over time, it mixes with the rest of the mantle rock.
  • Eventually, this material returns to the surface through:
    • Convection (mantle circulation)
    • Magmatism (melting and volcanic activity)

🧪 Chemical fingerprints

  • Rocks produced from magma that originated in recycled material can preserve chemical evidence.
  • Careful analysis of rock chemistry can reveal traces of their "long past history on the Earth's surface."
  • Example: A rock formed from magma today might contain chemical signatures showing it was once sediment on the ancient sea floor.

🔬 Geosphere Earth-system processes

🌐 Surface-to-mantle-to-surface cycle

StageWhat happensTimescale
SubductionSurface materials forced into mantleOngoing at subduction zones
Deep mixingMaterial integrates with mantle rockMiddle and lower mantle depths
ReturnConvection and magmatism bring material backLong-term geological cycles
  • This cycle connects the surface environment (biosphere, hydrosphere) with the deep interior (mantle).
  • It demonstrates that Earth's interior is not isolated—it exchanges material with the surface over geological time.
7

Plate Tectonics

2.4 Plate Tectonics

🧭 Overview

🧠 One-sentence thesis

The Earth's lithosphere is divided into many tectonic plates that move in different directions, and their boundaries—where plates converge, diverge, or slide past each other—are the most common sites of earthquakes and volcanoes.

📌 Key points (3–5)

  • Plate division: The lithosphere is broken into many large and small tectonic plates.
  • Plate movement: Plates move in different directions relative to one another.
  • Three boundary types: Plates can converge (collide), diverge (pull apart), or slide past one another.
  • Common confusion: Boundaries are not static lines—they are active zones where plates interact, and this interaction drives earthquakes and volcanoes.
  • Why it matters: Most earthquakes and volcanoes occur at plate boundaries, not randomly across the Earth.

🌍 The lithosphere and plate structure

🧱 What the lithosphere is

The Earth's lithosphere: the rigid outer layer of the Earth, composed of the crust and the uppermost rigid part of the mantle.

  • The excerpt (from section 2.3) defines the lithosphere as including both the crust (5–40 km thick) and the lithospheric mantle (the rigid upper mantle).
  • The lithosphere is not a single shell; it is divided into many separate pieces called tectonic plates.
  • These plates vary in size: some are large, some are small.

🧩 Plate division

  • The lithosphere is broken into "many large and small tectonic plates."
  • Each plate behaves as a rigid unit that moves independently.
  • The boundaries between plates are where the most dynamic geological activity occurs.

🔄 How plates move

➡️ Plates move in different directions

  • The excerpt states that "the plates are moving in different directions."
  • This means plates are not all moving together or in the same way; each plate has its own motion relative to others.
  • The movement is driven by processes in the mantle (convection, as mentioned in section 2.3).

🔀 Three types of plate boundaries

The excerpt identifies three ways plates can interact at their boundaries:

Boundary typeWhat happensKey characteristic
ConvergingPlates move toward each otherCollision or subduction
DivergingPlates move apartSeparation, new crust forms
Sliding pastPlates move horizontally alongside each otherLateral motion, no creation or destruction
  • Don't confuse: The boundary type depends on the relative motion of the two plates, not the absolute direction either plate is moving.
  • Example: Two plates moving in different directions can create any of these three boundary types depending on their angle of approach.

🌋 Why plate boundaries matter

🌋 Earthquakes and volcanoes

  • The excerpt emphasizes that plate boundaries "are the most common sites of earthquakes and volcanoes."
  • This is because boundaries are where plates interact: they collide, pull apart, or grind past each other, releasing energy and creating geological activity.
  • Key insight: Earthquakes and volcanoes are not evenly distributed across the Earth—they concentrate at plate boundaries.

🔥 Connection to other geosphere processes

  • Section 2.5 mentions processes at divergent boundaries (spreading ridges) and subduction zones (a type of convergent boundary).
  • At divergent boundaries, hot rock and water interact as plates pull apart.
  • At subduction zones, water released from subducting ocean crust promotes melting in the mantle, leading to magma formation and volcanism.
  • Don't confuse: Not all plate boundaries produce the same effects—divergent boundaries create new crust, convergent boundaries can destroy crust or build mountains, and transform (sliding) boundaries mainly produce earthquakes.

🧷 Plate tectonics in the Earth system

🧷 Relationship to Earth's interior

  • Plate tectonics is driven by processes in the mantle (section 2.3 describes mantle convection).
  • The rigid lithosphere sits atop the semi-molten asthenosphere, allowing plates to move.
  • The movement of plates is part of the larger convection system that transfers heat from the Earth's interior to the surface.

🔗 Link to rock formation

  • Section 2.2 describes the rock cycle: igneous rocks form from magma at divergent boundaries and above subduction zones.
  • Sedimentary rocks can form from weathered material at convergent boundaries (mountain building).
  • Metamorphic rocks form where plates collide and rocks are heated and compressed.
  • Key point: Plate tectonics is the mechanism that drives much of the rock cycle and surface geology.
8

2.5 Geosphere Earth Systems

2.5 Geosphere Earth Systems

🧭 Overview

🧠 One-sentence thesis

Important Earth system processes occur entirely within the geosphere, invisible to us, including water-rock interactions at divergent boundaries and subduction zones where released water promotes mantle melting.

📌 Key points (3–5)

  • Hidden processes: Some critical Earth system processes happen entirely within the geosphere, out of sight.
  • Divergent boundary interaction: Water interacts with hot rock adjacent to spreading ridges (divergent boundaries).
  • Subduction zone processes: Water released from subducting ocean crust interacts with other rock and promotes melting of hot mantle rock.
  • Ancient evidence: Chemical analysis of rocks from magma can reveal evidence of their long past history on Earth's surface, even after cycling through the deep Earth.
  • Common confusion: Not all geosphere processes are visible—many critical interactions happen deep underground at plate boundaries.

🌊 Water-rock interactions at plate boundaries

🔥 Divergent boundaries (spreading ridges)

At divergent boundaries, water interacts with hot rock adjacent to the spreading ridge.

  • These are places where tectonic plates move apart.
  • Hot rock near the ridge comes into contact with water.
  • This interaction happens deep within the geosphere, invisible from the surface.
  • Example: At a mid-ocean spreading ridge, seawater circulates through fractures and reacts with the hot underlying rock.

⬇️ Subduction zones

At subduction zones, water released from subducting ocean crust interacts with other rock and promotes melting of hot mantle rock.

  • Ocean crust contains water that gets carried down during subduction.
  • As the crust descends, heat and pressure release this water.
  • The released water then interacts with surrounding rock.
  • This water lowers the melting point of hot mantle rock, promoting melting.
  • The resulting magma can eventually reach the surface through volcanism.

Don't confuse: The water doesn't directly melt the rock by heating it; instead, it chemically changes the rock's melting point, making melting possible at existing temperatures.

🔄 Deep Earth cycling and memory

🪨 Evidence of surface history in deep rocks

  • Rocks can cycle from the surface down into the deep Earth through subduction.
  • These rocks can return to the surface via convection and magmatism.
  • Chemical analysis of rocks produced from magma can reveal their past.
  • Evidence of ancient surface history can be preserved even after deep burial.

🔬 What this tells us

  • The geosphere has a "memory"—materials from Earth's surface can be traced even after cycling through the mantle.
  • Careful chemical examination of volcanic rocks can show evidence of their long past history on Earth's surface.
  • This demonstrates that surface and deep Earth processes are connected over geological time scales.

🌍 Invisible but important

👁️ Why these processes matter

  • Most Earth system processes involve geosphere components in some way.
  • However, some important processes take place entirely within the geosphere.
  • These hidden processes are critical to understanding:
    • Volcanic activity at different plate boundaries
    • The chemical evolution of Earth's interior
    • The long-term cycling of materials between surface and deep Earth

🔗 Connection to plate tectonics

Boundary typeProcessResult
Divergent (spreading ridge)Water-hot rock interactionChemical exchange, hydrothermal systems
Convergent (subduction zone)Water release from descending crustPromotes mantle melting, leads to volcanism
9

Changes in Solar Output and in the Earth's Atmosphere

3.1 Changes in Solar Output and in the Earth’s Atmosphere

🧭 Overview

🧠 One-sentence thesis

The Sun's luminosity has increased by about 33% over 4.6 billion years, yet Earth has remained habitable because life—especially photosynthetic organisms—has gradually reduced atmospheric greenhouse gases, illustrating a self-regulating system that has maintained a "Goldilocks" climate despite a warming Sun.

📌 Key points (3–5)

  • Solar evolution is real but extremely slow: the Sun has brightened by ~33% over 4.6 billion years, but the rate is only 0.0000008% per century—far too slow to explain current climate change.
  • The faint young Sun paradox: 4 billion years ago the Sun was ~20% dimmer, yet Earth was not frozen because the atmosphere was much thicker and CO₂-rich (perhaps 10% vs. today's 0.04%), providing a strong greenhouse effect.
  • Life changed the atmosphere: photosynthetic organisms (starting ~3.5 Ga) consumed CO₂ and released oxygen, gradually reducing greenhouse gases and storing carbon in rocks, which kept Earth from overheating as the Sun warmed.
  • Common confusion—long-term solar warming vs. current warming: the Sun's evolutionary warming contributed only ~0.0000016°C over the past century, while actual warming was ~1°C—about 625,000 times faster, proving solar evolution is not the cause of present climate change.
  • Climate feedbacks amplify changes: most feedbacks (ice-albedo, water vapor, permafrost methane) are positive, meaning small changes tend to snowball into large climate shifts.

☀️ How the Sun has changed over geological time

☀️ The Sun's life cycle and increasing brightness

  • The Sun formed ~4.57 billion years ago from remnants of earlier exploded stars.
  • Over time, nuclear fusion converts hydrogen to helium in the Sun's core, increasing core density and gravitational pressure, which accelerates fusion and makes the Sun hotter and brighter.
  • Current state: the Sun is now about one-third (33%) brighter than when it formed, producing 33% more heat.
  • Future: in another ~4 billion years the Sun will evolve into a Red Giant, expand to consume Mercury and Venus (possibly Earth), then collapse into a White Dwarf.

📉 Why solar warming does not explain current climate change

  • Rate of solar warming: about 8% per billion years = 0.008% per million years = 0.0000008% per century.
  • Actual temperature change from solar evolution (1920–2020): only ~0.0000016°C.
  • Observed warming (1920–2020): ~1°C—about 625,000 times faster than solar evolution alone could produce.
  • Conclusion: long-term solar evolution is not the cause of the climate change we see now.

Don't confuse: the Sun's slow evolutionary brightening (a natural, billion-year process) with the rapid warming observed over the past century, which is driven by other factors (anthropogenic greenhouse gases).

🌍 The faint young Sun paradox and early atmosphere

🌍 The paradox: how was early Earth not frozen?

  • The problem: 4 billion years ago, when life first appeared, the Sun was only ~80% as bright as today.
  • With today's atmosphere and an 80% Sun, Earth would have been completely frozen—no liquid water anywhere.
  • Yet geological and chemical evidence shows life existed in liquid water ~4 Ga.

🌫️ The solution: a thick, CO₂-rich atmosphere

  • The early (Archean) atmosphere was very different: much thicker (approaching Venus-like density) and rich in carbon dioxide.
  • CO₂ proportion may have been ~10% (vs. today's 0.04% or 415 ppm).
  • This provided a strong greenhouse effect that kept the surface warm enough for liquid water despite the fainter Sun.
  • Early life forms (methanogens) also produced methane, a potent greenhouse gas, further contributing to warming.
TimeSun brightnessAtmospheric CO₂Greenhouse effectResult
~4 Ga~80% of today~10%Very strongWarm enough for liquid water
Today100%0.04%ModerateHabitable

🦠 How life transformed the atmosphere

🦠 Early life and the rise of photosynthesis

  • ~3.5 Ga: microorganisms (possibly cyanobacteria/blue-green algae) developed photosynthesis, using sunlight as an energy source.
  • Photosynthesis process: consumes CO₂ and releases oxygen (O₂).
  • Initially, free oxygen remained very low because it was consumed by chemical reactions (e.g., with iron or methane) and decay of organic matter.

💨 The oxygen crisis (~2.4 Ga)

  • ~2.4 Ga: free oxygen began to accumulate in the atmosphere for the first time.
  • This was an "oxygen crisis" because oxygen was toxic to many existing organisms, leading to mass extinction.
  • However, it also drove evolution of eukaryotes (organisms with a nucleus)—our ancestors.

❄️ The Huronian glaciation

  • As oxygen accumulated, it reacted with methane (CH₄ + 2O₂ → CO₂ + 2H₂O), converting it to CO₂ and water.
  • Since methane is ~20 times more potent as a greenhouse gas than CO₂, this caused dramatic cooling.
  • Result: the Huronian glaciation starting ~2.3 Ga, lasting at least 40 million years, possibly with oceans mostly frozen over.
  • After this, the climate warmed again, then stabilized; no evidence of glaciation for another 1.6 billion years.

🪨 Long-term carbon storage

  • Over billions of years, photosynthetic organisms removed CO₂ from the atmosphere and stored carbon in two main ways:
    1. Organic carbon: converting CO₂ to hydrocarbons, which are buried and stored in Earth's crust (e.g., fossil fuels).
    2. Carbonate minerals: shelled organisms convert CO₂ into shells (calcium carbonate), which accumulate in rocks.
  • As the Sun slowly warmed, life reduced the greenhouse effect enough to prevent Earth from overheating.

Don't confuse: the oxygen "crisis" was a crisis for anaerobic organisms (those that can't tolerate oxygen), but it opened the door for more complex life forms (eukaryotes) to evolve.

🌐 The Gaia theory: life as a climate regulator

🌐 What is the Gaia theory?

  • Proposed by James Lovelock (1972) and expanded with Lynn Margulis (1974).
  • Core idea: Earth and its living organisms form a self-regulating system that maintains conditions suitable for life, even as the Sun's energy output has changed.
  • This is not a "conspiracy" by organisms, but the result of natural feedbacks and evolutionary processes.

🌐 How self-regulation works

  • Mechanism: biological processes (photosynthesis, shell-building) and climate feedbacks interact to keep the climate in a habitable range.
  • Example: as the Sun warmed, life stored more carbon in the crust (reducing atmospheric CO₂), which reduced the greenhouse effect and prevented runaway heating.
  • The "Goldilocks" climate: Earth has maintained a temperature comfortable for liquid water for 4 billion years, despite the Sun's 33% increase in brightness.

⚠️ Human disruption of the balance

  • The excerpt emphasizes that carbon has been stored in Earth's crust to keep the climate reasonable.
  • Humans are now removing that stored carbon (fossil fuels) and releasing it back into the atmosphere, upsetting the balance that life has maintained for billions of years.

🔄 Climate feedbacks: amplifying and dampening effects

🔄 What is a climate feedback?

Climate feedback: any process that can either amplify (positive feedback) or dampen (negative feedback) a climate forcing effect.

  • Positive feedback: amplifies the original change (e.g., warming leads to more warming).
  • Negative feedback: dampens the original change (e.g., warming triggers a process that reduces warming).

🔄 Examples of positive feedbacks (amplify warming)

FeedbackMechanismWhy it's positive
Sea/lake iceIce melts → open water exposed → lower albedo → more solar energy absorbed → more meltingMelting accelerates itself
Snow/glacial iceSnow melts → bare ground/vegetation exposed → lower albedo → more warming → more meltingSame as above
Water vaporWarmer air holds more water vapor (a greenhouse gas) → more warmingWarming increases greenhouse effect
Ocean CO₂ solubilityWarmer oceans absorb less CO₂ → more CO₂ released to atmosphere → more warmingWarming releases stored CO₂
Permafrost methane/CO₂Permafrost melts → releases stored methane and CO₂ → more warmingWarming releases potent greenhouse gases
Vegetation growth (albedo)More vegetation → darker surface → more solar energy absorbed → more warmingGrowth reduces albedo
Vegetation distressWarming stresses plants → less CO₂ consumed → more warmingStress reduces CO₂ uptake
WildfireWarming/drought → more fires → CO₂ emissions + reduced CO₂ uptake → more warmingFire releases carbon and kills CO₂-absorbing plants

🔄 Example of negative feedback (dampens warming)

FeedbackMechanismWhy it's negative
Vegetation growth (CO₂)Higher CO₂ → enhanced plant growth → more CO₂ consumed → moderates CO₂ increaseGrowth removes CO₂ from atmosphere

🔄 Why feedbacks matter

  • Almost all feedbacks are positive, meaning small changes tend to snowball into large climate shifts.
  • Example: without positive feedbacks, Earth might not have experienced the dramatic glaciations and warm periods of the past million years.
  • Feedbacks work in both directions: during cooling, they amplify cooling (e.g., more snow → higher albedo → more cooling).

Don't confuse: "positive feedback" does not mean "good"—it means amplifying. Positive feedbacks can drive both warming and cooling, depending on the initial change.

📚 Key terminology

📚 Geological time notation

  • Ga = billion years ago (e.g., 3.5 Ga = 3.5 billion years ago)
  • Ma = million years ago
  • ka = thousand years ago
  • These terms always mean "years ago" (past time), not a span of time.
  • Example: "Life appeared ~4 Ga" is correct; "Life existed for 4 Ga" is incorrect (should be "4 billion years").

📚 Other key terms

  • Luminosity: the amount of energy emitted by the Sun, directly proportional to solar energy received on Earth's surface.
  • Albedo: reflectivity of a surface; lower albedo means more solar energy is absorbed (darker surfaces), higher albedo means more is reflected (ice, snow).
  • Eukaryotes: organisms with cells containing a nucleus; evolved after the oxygen crisis ~2.4 Ga.
  • Methanogens: early life forms that produce methane as a byproduct.
  • Free oxygen: O₂ in the atmosphere (unlike oxygen bound in CO₂ or H₂O); toxic to many early organisms.
10

Plate Tectonics and Climate Change

3.2 Plate Tectonics and Climate Change

🧭 Overview

🧠 One-sentence thesis

Plate tectonics drives long-term climate change by altering continental positions (which affect albedo), building mountain ranges (which consume atmospheric CO₂ through weathering), and reshaping ocean currents (which redistribute heat).

📌 Key points (3–5)

  • Continental position matters: land reflects more sunlight than ocean (higher albedo), especially at equatorial latitudes where solar intensity is strongest year-round.
  • Mountain building removes CO₂: rapid erosion of young mountain ranges like the Himalayas consumes atmospheric carbon dioxide through chemical weathering of silicate minerals.
  • Ocean currents redistribute heat: plate movements can open or close seaways, changing circulation patterns and isolating continents from warm water.
  • Positive feedbacks amplify change: small initial cooling (e.g., from higher albedo) triggers snow/ice accumulation and more CO₂ dissolving in oceans, leading to much greater cooling.
  • Common confusion—latitude vs. area: albedo differences matter most at low (equatorial) latitudes where solar intensity is high, not just how much land exists overall.

🌍 Continental positions and albedo

🪞 What albedo measures

Albedo: the reflectivity of a surface—the proportion of incoming solar energy that is reflected back into space rather than absorbed as heat.

  • Different surfaces have very different albedos:
    • Snow and ice: 70–90% (most sunlight reflected)
    • Unvegetated land: 15–40% (lower if wet)
    • Vegetated land: 10–20%
    • Open water (oceans/lakes): less than 10% (90% absorbed as heat)
  • Higher albedo means less solar energy converted to heat.

🌐 Why latitude is critical

  • Albedo differences have the biggest climate impact at equatorial latitudes (between 30° north and 30° south).
  • Reason: solar intensity is high year-round near the equator.
  • At high (polar) latitudes, the sun never rises far above the horizon even in summer, so solar intensity is low and albedo matters less.
  • Don't confuse: total land area vs. where that land is located—equatorial land has much stronger cooling effect than polar land.

🧊 The Rodinia supercontinent example

  • At approximately 720 Ma (million years ago), most land was part of the supercontinent Rodinia:
    • 50% in equatorial regions
    • 40% in temperate regions
    • Only 10% in polar regions
  • Compare to today's distribution: 33% equatorial, 38% temperate, 29% polar.
  • That much land in the sensitive equatorial zone had a cooling effect because land (especially unvegetated land, since plants had not yet colonized land at 720 Ma) reflects more sunlight than ocean.
  • This albedo imbalance is considered an important contributor to the first Cryogenian Snowball Earth glaciation.

❄️ Snowball Earth and positive feedbacks

🔁 How feedbacks amplify small changes

  • The excerpt emphasizes that almost all climate feedbacks are positive, meaning they amplify the initial change rather than damping it.
  • Example of cooling feedbacks:
    • More snow/ice accumulates → albedo increases → more cooling
    • Cooler temperatures → more CO₂ dissolves in oceans → weaker greenhouse effect → more cooling
  • The excerpt warns this creates a "strong tendency for a little bit of warming to be amplified into a lot of warming, and vice versa with cooling."
  • Without positive feedbacks, many dramatic past climate changes (like multiple glaciations) might never have happened.

🌨️ The Sturtian Glaciation

  • Starting around 720 Ma, a small temperature forcing (estimated at about 3°C of cooling) from the equatorial supercontinent's albedo effect triggered feedbacks.
  • Snow and ice accumulated at high elevations and latitudes; lower temperatures transferred more atmospheric CO₂ into oceans.
  • These feedbacks drove intense cooling, and soon the land was mostly glaciated.
  • The Sturtian Glaciation lasted about 60 million years.
  • During much of that time:
    • Earth's mean annual temperature: about minus 40°C
    • Entire ocean covered in more than 200 meters of ice, even at the equator
    • Hydrological cycle essentially shut down (little liquid water at the surface)

🌋 How the Earth escaped Snowball conditions

  • The bright icy surface reflected most incoming solar energy, so the glaciation might have lasted indefinitely.
  • Saving mechanism: Earth's internal heat engine continued, and volcanoes kept erupting.
  • Volcanic eruptions released gases, including CO₂.
  • Because there was almost no open ocean water, volcanic CO₂ stayed in the atmosphere instead of dissolving.
  • CO₂ gradually built up a greenhouse effect strong enough to start melting ice.
  • The excerpt estimates CO₂ had to reach about 13% of the atmosphere (about 325 times the current 0.04% level) to overcome the cold.
  • Once terrestrial glaciers receded, positive feedbacks enhanced warming:
    • Decreased albedo from melting ice
    • Release of CO₂ and methane from melting permafrost
  • Sea ice melted relatively rapidly (probably within several thousand years).
  • The transformation from reflective ice/snow to dark open water, under an atmosphere with several percent CO₂, contributed to an intense "hothouse" climate for thousands or tens of thousands of years.

⛰️ Mountain building and CO₂ removal

🏔️ Formation of the Himalayas

  • At about 100 Ma, the Indian continent started moving north from Antarctica toward Asia.
  • While moving, sediments accumulated on the ocean floor between the continents.
  • India reached Asia sometime between 55 and 45 Ma.
  • The continental part of the Indian plate could not subduct.
  • Instead, rocks from northern India, southern Asia, and sedimentary rocks in between were crumpled, folded, faulted, and uplifted.
  • This built the Himalayas—by a wide margin the Earth's highest and most extensive mountain range.
  • Uplift continued for tens of millions of years and is still ongoing (the Indo-Australian Plate is still moving north).
  • The excerpt notes: there are 131 mountains over 7000 m tall in the world, and all of them are part of the Himalayas or adjacent ranges.

🪨 Chemical weathering and CO₂ consumption

  • Mountainous regions erode many times faster than plains.
  • The Himalayan Range has been eroding faster than any similar-sized area on the planet for close to 50 million years.
  • One key erosion process: chemical weathering of rocks, specifically hydrolysis of silicate minerals.

Hydrolysis: the process through which a molecule is split apart by water.

  • In mineral weathering:
    1. Water + carbon dioxide → carbonic acid
    2. Feldspar + carbonic acid + oxygen → kaolinite (clay mineral) + calcium ions + carbonate ions in solution
  • Key climate effect: carbon dioxide comes out of the atmosphere to form carbonic acid, then reacts with feldspar to become carbonate ions.
  • These carbonate ions eventually reach the ocean and get fixed into minerals like calcite, becoming part of limestone deposits.
  • This process removes CO₂ from the atmosphere.

📉 Long-term cooling during the Cenozoic

  • Temperatures were consistently high through the Mesozoic (261 to 66 Ma) and into the early Cenozoic.
  • Climate started to cool around 50 Ma.
  • Since then: cumulative drop in global temperatures of about 14°C.
  • This long-term decline closely follows the atmospheric CO₂ curve.
  • Most of the change can be attributed to enhanced weathering associated with mountain ranges like the Himalayas—and therefore to plate tectonics.
  • Other major recent mountain ranges formed by continental collisions:
    • Zagros and adjacent ranges (Iran, Iraq, Turkey)
    • Alps of Europe (built mostly 65 to 40 Ma)

🌊 Ocean currents and heat distribution

🧊 The Antarctic Circumpolar Current

  • Prior to about 40 Ma, the southern end of South America was connected to Antarctica, or the passage between them was too shallow for significant water flow.
  • Sometime between 41 and 34 Ma, the Drake Passage was widened and deepened by plate motion.
  • Since then, the strong Antarctic Circumpolar Current has flowed around Antarctica from west to east.
  • Effect: this current isolates Antarctica from relatively warm ocean currents of the southern Pacific, Atlantic, and Indian Oceans.
  • Kept warm water away from Antarctica.
  • Responsible for glaciation of Antarctica starting at about 35 Ma and continuing until today (with a possible interruption between 25 and 15 Ma).

🌉 Closure of the Central American Seaway

  • Between about 100 Ma and 10 Ma, North and South America were separated by a waterway hundreds of kilometers wide.
  • Water flowed freely between the Pacific and Atlantic Oceans.
  • Subduction of oceanic crust beneath what is now Central America led to magma formation and millions of years of volcanic activity.
  • Volcanic islands formed within Central America.
  • At around 10 Ma, these islands coalesced into an isthmus that:
    • Opened the way for land animals to pass between continents
    • Blocked the Central American Seaway
  • Climate effect: made the Gulf Stream (and entire Atlantic circulation system) more intense.
  • Warm water flowing north brought more warmth and moisture to the northern Atlantic.
  • Ironic outcome: additional warmth and moisture led to more intense snowfall in Iceland, Greenland, northern North America, and northern Europe.
  • Lower albedo from snow eventually contributed to the beginning of the Pleistocene Glaciations.
  • The northern hemisphere has been repeatedly glaciated since 2.5 Ma in cycles with remarkably regular periodicity.

🔄 Summary of tectonic climate mechanisms

MechanismHow it worksExample from excerptClimate effect
Continental positionLand has higher albedo than ocean; effect strongest at equatorRodinia supercontinent centered on equator at 720 MaCooling (more sunlight reflected)
Mountain buildingRapid erosion → chemical weathering consumes atmospheric CO₂Himalayas eroding for ~50 million yearsLong-term cooling (CO₂ removal)
Ocean current changesPlate motion opens/closes seaways, changing heat distributionDrake Passage opening isolated Antarctica; Central American Seaway closure intensified Gulf StreamRegional and global temperature shifts

⚠️ Don't confuse

  • Albedo effect location: not just "more land" but where the land is—equatorial land has much stronger impact than polar land because solar intensity is higher.
  • Feedback direction: the excerpt stresses that almost all feedbacks are positive (amplifying), not negative (stabilizing)—small changes become large changes.
  • Timescales: tectonic processes operate over millions of years (continental drift, mountain building), but once triggered, climate feedbacks can act much faster (e.g., sea ice melting in thousands of years during Snowball Earth recovery).
11

Volcanism and Climate Change

3.3 Volcanism and Climate Change

🧭 Overview

🧠 One-sentence thesis

Volcanic eruptions can cause short-term cooling through sulphate aerosols or long-term warming through CO₂ emissions, with the climate impact depending on eruption size and duration.

📌 Key points (3–5)

  • Water and CO₂ from single eruptions: typically insignificant compared to atmospheric reservoirs; water rains out quickly, CO₂ from short eruptions has no warming effect.
  • Sulphur emissions cause cooling: sulphate aerosols block sunlight and can cool climate for a few years after major eruptions.
  • Sustained massive eruptions cause warming: events like Siberian Traps released enough CO₂ over centuries to warm Earth by up to 10°C for millions of years.
  • Common confusion: single eruptions vs. prolonged volcanic episodes—short eruptions cool briefly via sulphur; sustained eruptions over millennia warm via CO₂ buildup.
  • Why it matters: massive volcanic events have triggered mass extinctions and altered the course of evolution on Earth.

🌋 Gases from volcanic eruptions

💧 Water vapor emissions

Water emitted during eruptions is insignificant compared to the atmospheric reservoir and has a short lifetime (about 9 days).

  • The 1991 Pinatubo eruption released 400 million tonnes of water.
  • Current atmospheric reservoir: 16,000,000 million tonnes.
  • Most volcanic water rains out within a week, so it has no climate impact.

🌫️ Carbon dioxide emissions

Volcanic CO₂ emissions are tiny compared to the current atmospheric reservoir, but CO₂ has a much longer residence time (hundreds to thousands of years).

  • Pinatubo released 40 million tonnes of CO₂.
  • Current atmospheric reservoir: 3,200,000 million tonnes.
  • Key mechanism: CO₂ can lead to warming only if higher-than-average volcanism is sustained for centuries or more.
  • The Pinatubo eruption lasted less than a day, so there was no warming effect.
  • Don't confuse: a single short eruption vs. prolonged volcanic activity—duration matters for CO₂ impact.

☁️ Sulphur emissions and cooling

Sulphur emissions from major eruptions are typically large compared to the atmospheric sulphur reservoir, causing rapid and significant cooling.

  • Pinatubo released 20 million tonnes of sulphur compounds.
  • Current atmospheric reservoir: only 20 million tonnes.
  • Cooling mechanism: sulphur gases quickly convert to sulphate aerosols (tiny droplets or crystals) that block incoming sunlight.
  • Sulphate aerosols stay in the atmosphere for only a few years, so the cooling effect is short-term.
  • Example: Pinatubo blocked almost 20% of incoming sunlight for several months and 10% for almost 18 months at near-equatorial latitudes.

📊 Comparing eruption scales

🔬 Recent eruptions (short-term effects)

EruptionScalePrimary effectDuration
Pinatubo 1991Single event, <1 dayCooling via sulphate aerosolsFew years maximum
Recent millennia eruptionsVarious single eventsCooling by a few degrees CSeveral years
  • None of the recent large eruptions affected Earth's climate by more than a few degrees C or for more than several years.

🌍 Ancient massive eruptions (long-term effects)

🦕 Deccan Traps (66 Ma)

  • Scale: about 200,000 times as much magma as Pinatubo.
  • Duration: erupted over about 30,000 years.
  • Main climate effect: significant warming from CO₂ emissions (up to 2°C for as much as 500,000 years).
  • Some cooling from sulphur emissions also occurred.
  • Environmental effects not fully understood because this coincided with the dinosaur-ending extraterrestrial collision at the end of the Cretaceous.

🔥 Siberian Traps (252 Ma)

  • Scale: about four times larger than Deccan Traps.
  • Duration: about two-thirds of the magma erupted over approximately 300,000 years.
  • Warming magnitude: strong warming in the order of 10°C for at least the first ten million years of the Triassic.
  • Episodic pattern: assuming volcanic eruption proceeded episodically (which is typical):
    • Short periods of cooling from sulphate aerosol pulses.
    • Increasingly intense warming from progressive buildup of atmospheric CO₂.
  • Catastrophic consequence: coincided with the most catastrophic extinction of all time—over 95% of marine species and 70% of terrestrial species disappeared.
  • Life on Earth was forever changed; the future course of evolution (including the origin and evolution of mammals) was significantly affected.

🧪 Why eruption duration determines climate impact

⏱️ Short eruptions (days to months)

  • Sulphur dominates: causes temporary cooling.
  • CO₂ released is too small compared to atmospheric reservoir.
  • Water rains out immediately.
  • Net effect: brief cooling, no long-term warming.

📅 Sustained eruptions (centuries to millennia)

  • CO₂ accumulates because residence time is hundreds to thousands of years.
  • Each eruption episode adds more CO₂ before previous emissions are removed.
  • Sulphur aerosols cause only brief cooling pulses between eruption episodes.
  • Net effect: progressive warming that can last millions of years.

Don't confuse: the size of a single eruption with the duration of volcanic activity—both matter, but duration is critical for CO₂-driven warming.

12

Earth's Orbital Fluctuations and Climate Change

3.4 Earth’s Orbital Fluctuations and Climate Change

🧭 Overview

🧠 One-sentence thesis

Small cyclical variations in Earth's orbital parameters—known as Milanković cycles—act as the pacemaker of glacial cycles by changing the intensity and distribution of solar energy received at different latitudes and seasons.

📌 Key points (3–5)

  • Three orbital parameters vary cyclically: eccentricity (100,000 years), tilt angle/obliquity (41,000 years), and tilt direction/precession (23,000 years).
  • Why 65° north latitude matters most: glaciers grow best at temperate latitudes with land, and 65° north has continuous land while 65° south is almost entirely ocean.
  • Cool summers, not cold winters, drive glaciation: less snow melts in cool summers; cold winters are drier so less snow falls.
  • Common confusion: Milanković cycles did not cause the Quaternary glaciations—long-term cooling over 50 million years made glaciation possible; the cycles then acted as the pacemaker of when glaciers advanced and retreated.
  • Evidence came decades later: Milanković published in 1941, but verification required deep-sea sediment cores (1976) and ice cores (1970s onward) to confirm the timing and temperature correlations.

🌍 The three orbital parameters

🔄 Eccentricity (100,000-year cycle)

Eccentricity: the variation in how elliptical (non-circular) Earth's orbit is around the sun.

  • The orbit shape changes from slightly elliptical to more elliptical and back.
  • The sun sits off-center in the ellipse; when eccentricity is greater, the difference between minimum and maximum Earth-sun distance is larger.
  • Effect on climate: controls how close or far Earth is during northern hemisphere summer (in conjunction with tilt direction); greater distance means less effective warming.

📐 Tilt angle / Obliquity (41,000-year cycle)

Obliquity: the tilt of Earth's rotational axis relative to the plane of its orbit around the sun.

  • Currently tilted at 23.5° from vertical; varies between 22.1° and 24.5°.
  • Why tilt creates seasons: we have summer in the northern hemisphere when it points toward the sun, and vice versa for the southern hemisphere.
  • Effect on climate:
    • Greater tilt → more exaggerated seasons (colder winters, hotter summers).
    • Lesser tilt → less exaggerated seasons (warmer winters, cooler summers) → favors glacier growth.

🔁 Tilt direction / Precession (23,000-year cycle)

Precession: the slow change in the direction Earth's axis points.

  • The spin axis slowly rotates so that in 23,000 years it will point in the opposite direction (like a gyroscope slowly wobbling).
  • Effect on climate: determines which hemisphere is farthest from the sun during its summer.
  • Key for glaciation: glaciers grow when the northern hemisphere summer occurs while Earth is farthest from the sun → cooler summers → less melting.

❄️ Why these cycles drive glaciation

🌡️ Cool summers matter more than cold winters

  • Milanković focused on summer insolation at 65° north because:
    • Cool summers mean less snow melts, allowing glaciers to grow.
    • Cold winters are drier, so less snow falls (counterintuitive but important).
  • The total energy Earth receives from the sun doesn't change, but the intensity at a particular latitude and season does.

🗺️ Why 65° north is the critical latitude

  • Glaciers grow best at temperate latitudes (around 65° north or south) where summers can be cool enough for winter snow to persist.
  • 65° north: passes through Alaska, northern Canada, Greenland, Iceland, Scandinavia, Russia—land almost the whole way.
  • 65° south: entirely in the Southern Ocean with almost no land → very little chance for glaciers to start forming.
  • Because glaciers can only start growing on land, northern hemisphere conditions dominate glacial cycles.

🔁 Climate feedbacks amplify weak forcing

  • The calculated insolation differences alone would not be enough to drive glacial cycles.
  • Feedback mechanisms amplify the effect:
    • More snow falls at 65° N as it cools; less melts in cool summers → surface reflectivity increases → more cooling.
    • Cooler atmosphere → cooler ocean → CO₂ becomes more soluble in seawater → more CO₂ leaves the atmosphere → even more cooling.

📊 Summary of orbital effects

VariationCycle lengthEffect on climate and glaciation
Eccentricity100,000 yearsControls Earth-sun distance differences; combined with tilt direction, determines how far Earth is during northern hemisphere summer → affects warming effectiveness
Tilt angle (obliquity)41,000 yearsGreater tilt exaggerates seasons; lesser tilt → cooler summers and warmer winters → favors glacier growth
Tilt direction (precession)23,000 yearsKey driver: determines which hemisphere points toward the sun when Earth is farthest away; glaciation favored when northern hemisphere summer occurs at greatest Earth-sun distance → cool summers with less melting

🔬 Evidence and verification

📜 Milanković's 1941 theory and its challenges

  • Milanković published his orbital cycle theory in 1941, but it was far ahead of its time.
  • Problems:
    • Timing of past glaciations wasn't well known, so his estimates couldn't be verified.
    • Skeptics thought the calculated insolation differences were too small to drive glacial cycles (they didn't recognize the importance of climate feedbacks).

🌊 Deep-sea sediment cores (1976 breakthrough)

  • Mid-20th century: scientists drilled into soft sea-floor sediments.
  • Cores provided information about past marine life, sedimentation conditions, and water temperature (from isotopic analyses).
  • Key 1976 paper: clearly showed the relationship between temperature variations and astronomical cycles.
    • Conclusion: "Changes in the earth's orbital geometry are the fundamental cause of the succession of Quaternary ice ages."
    • This was the turning point for accepting the Milanković concept.

🧊 Ice cores from Greenland and Antarctica (1970s onward)

  • 1970s: international consortium drilled through thick glacial ice, recovering cores from thousands of meters deep.
  • Ice cores provided:
    • Isotopic temperature estimates.
    • Actual atmospheric samples (locked in bubbles) from when the ice formed.
    • Well-defined annual layers → accurate time calibration (by counting layers, dating volcanic ash, correlating with known eruptions).
  • Example from Figure 3.4.3 (Antarctic ice core, past 250,000 years):
    • 3rd-last interglacial (245,000–235,000 years ago) corresponds with high insolation.
    • Very low insolation initiated the 2nd-last glacial period.
    • High insolation around 220,000 years caused warming but wasn't enough to break the glacial cycle.
    • Glacial conditions intensified over the next 90,000 years.
    • Very high insolation around 120,000 years broke the cycle → 2nd interglacial (127,000–116,000 years ago).
    • Similar cycle of cold climates and strong glaciation until ~20,000 years ago, when strong insolation again broke the glacial cycle.

🧩 Milanković cycles as pacemaker, not cause

⚠️ Don't confuse pacemaker with cause

  • Milanković cycles did NOT cause the Quaternary glaciations.
  • What caused glaciation to become possible: long, slow decline in global temperatures over the past 50 million years, mostly from enhanced weathering of rocks in mountain ranges.
  • Role of Milanković cycles: once Earth cooled enough for glaciation to be possible, the orbital cycles acted as the pacemaker—controlling the timing of when glaciers advanced and retreated.

🌐 Broader applications

  • Since the 1976 breakthrough, thousands of studies have confirmed the key role of Milanković cycles:
    • During Quaternary glaciations.
    • In other climate cycles (e.g., monsoons) for millions of years before the Quaternary.
13

Ocean Currents and Climate Change

3.5 Ocean Currents and Climate Change

🧭 Overview

🧠 One-sentence thesis

Ocean currents—both surface and deep thermohaline flows—are critically important in redistributing heat and water on Earth, and changes in their patterns, especially driven by Atlantic salinity variations, have caused dramatic past climate swings and will influence future climate.

📌 Key points (3–5)

  • Two circulation systems: surface currents (upper 400 m, mostly upper 100 m) and deep thermohaline circulation driven by temperature and salinity differences.
  • How density drives deep flow: cold, salty water is denser and sinks in the north Atlantic, then resurfaces in the Indian and north Pacific oceans.
  • Salinity oscillator mechanism: the thermohaline circulation (THC) slowly changes Atlantic salinity over hundreds of years, causing cycles of warming and cooling in the Arctic.
  • Dansgaard-Oeschger cycles: temperature swings of 6–10 °C on 1000–2000 year timescales, driven by variability in north Atlantic salinity and THC strength.
  • Common confusion: surface currents vs deep currents—surface currents are wind-driven and shallow; thermohaline circulation is density-driven and involves deep ocean flow that resurfaces thousands of kilometers away.

🌊 Surface currents and heat redistribution

🌀 Coriolis-driven patterns

  • Surface currents tend to flow clockwise in the northern hemisphere and counter-clockwise in the southern hemisphere due to the Coriolis effect.
  • These currents are confined to the upper 400 m, with most flow in the upper 100 m.

🌡️ Cold vs warm currents

Current typeDirectionEffect
Cold currents (blue arrows)Flow toward the equatorBring cold water into warmer regions
Warm currents (red arrows)Flow toward the polesBring warm water into colder regions
East-west currentsGenerally lateralNeutral role in heat redistribution (in most cases)
  • Example: A cold current flowing from polar regions toward the equator cools the warmer waters it enters.

🌀 Thermohaline circulation system

🧊 What drives deep flow

Thermohaline circulation: deep ocean flow driven by both temperature ("thermo") and salinity ("haline") of the water, which together determine density.

  • Density is the key: denser water sinks; less dense water rises.
  • The system plays an equally important role as surface currents in redistributing heat on the planet.

🧮 How temperature and salinity affect density

  • Pure water at 20 °C: 998 g/L
  • Typical ocean water (3.5% salinity) at 20 °C: 1025 g/L
  • Salinity range: 3.3% (high rain or river input) to 3.8% (strong evaporation, little freshwater input)
  • Temperature range: ~30 °C in the tropics to just below 0 °C in polar regions

Two rules:

  • Higher salinity → greater density
  • Lower temperature → greater density (cold water occupies less volume per kilogram)

🌊 The Gulf Stream example

  • Near Florida: salinity ~3.65%, temperature ~28 °C, density ~1024 g/L
  • Beyond Iceland: salinity drops slightly to ~3.45% (rain and river input), temperature drops sharply to ~2 °C, density rises to ~1028 g/L
  • This cold, salty water becomes the densest water in the open ocean and sinks, becoming part of the deep flow system.
  • It remains submerged as it moves south through the Atlantic, east past Africa, then resurfaces in the Indian Ocean (east of Madagascar) or the northern Pacific Ocean (north of Hawaii).

Don't confuse: The Gulf Stream is a surface current, but when its water becomes dense enough in the far north Atlantic, it transitions into the deep thermohaline circulation.

🔄 The salinity oscillator and Dansgaard-Oeschger cycles

📈 What the ice core data show

  • Dansgaard-Oeschger cycles: temperature swings of 6–10 °C on timescales of 1000–2000 years, observed in Greenland ice cores from 44 to 26 thousand years ago.
  • Named after Danish scientist Willi Dansgaard and Swiss scientist Hans Oeschger.
  • There is strong consensus that the key factor is variability in the salinity of the northern Atlantic Ocean.

🔁 How the salinity oscillator works

The process unfolds over hundreds of years in a feedback loop:

  1. High salinity phase (strong THC):

    • Evaporation in the equatorial Atlantic increases Gulf Stream salinity.
    • Cold, salty water sinks in the far north Atlantic → strong thermohaline circulation.
    • Salt is moved out of the Atlantic basin (to Indian and Pacific oceans).
    • Heat is transported north by the Gulf Stream → Arctic region warms.
    • Warmer Arctic → more melting of glacial ice in Greenland and northern Canada → freshwater dilutes the Atlantic.
  2. Decreasing salinity (weakening THC):

    • Atlantic slowly becomes less salty (salt removed + freshwater added).
    • Cooled Gulf Stream water in the far north becomes less dense → tendency to sink is reduced.
    • THC strength decreases → less heat transported north → Arctic region cools.
  3. Low salinity phase (weak THC):

    • Cooler Arctic → less glacier melting → less freshwater flows into the ocean.
    • Less salt removed from the Atlantic basin → salinity slowly increases.
  4. Increasing salinity (strengthening THC):

    • Cycle repeats.
  • Average cycle length: ~1500 years (though the example shown has a 1750-year interval between peaks).

🧩 Why this matters for climate

  • When the THC is strong (high salinity), western Europe and the Arctic are warmed.
  • When the THC is weak (low salinity), the Arctic cools.
  • This mechanism explains much of the temperature variability during the intense parts of the Quaternary glaciations.

Example: During a Dansgaard-Oeschger event, the Arctic could warm by 6–10 °C over a few hundred years as the THC strengthens, then cool again as the THC weakens—all without changes in solar radiation or CO₂.

🧪 Water density and ocean circulation

🧪 Calculating density from salinity and temperature

  • Ocean water density is a function of both salinity and temperature.
  • Example (from the excerpt): at 2.5% salinity and 10 °C, density is 1027 g/L.
  • The excerpt provides a graph (Figure 3.5.5) showing density (red lines) as a function of salinity (horizontal axis) and temperature (vertical axis).

📍 Real-world density variations

The excerpt lists several offshore locations with different salinities and temperatures:

LocationSalinity (%)Temperature (°C)Implication
North Carolina3.6420Warm, salty Gulf Stream water
Newfoundland3.5815Cooler, slightly less salty
Iceland3.529Much cooler, less salty
Svalbard3.452Very cold, least salty (but still dense due to low temperature)
Baja Sur3.420Pacific, warm
Los Angeles3.3513Pacific, cooler
  • The Svalbard location (3.45% salinity, 2 °C) represents the conditions where Gulf Stream water has traveled far north, cooled dramatically, and become dense enough to sink.
  • Don't confuse: Lower salinity does not always mean lower density—temperature also matters. Cold, slightly less salty water can still be denser than warm, saltier water.
14

Extraterrestrial Impacts and Climate Change

3.6 Extraterrestrial Impacts and Climate Change

🧭 Overview

🧠 One-sentence thesis

The K-Pg extinction event was caused by a large meteorite impact that triggered immediate catastrophic heat, followed by years of darkness and cold, and then prolonged warming lasting 100,000 years.

📌 Key points (3–5)

  • The Chicxulub impact: a 12 km diameter object struck Mexico's Yucatan at 100,000 km/h, creating a 100 km wide crater and massive tsunami.
  • Immediate effects: intense heat from re-entering debris ignited continent-wide wildfires and killed exposed organisms within hours.
  • Multi-year darkness and cold: 15 gigatonnes of soot blocked sunlight for years, stopping photosynthesis and dropping temperatures 10–15°C below normal.
  • Long-term warming: CO₂ from wildfires and vaporized limestone caused approximately 5°C warming that persisted for 100,000 years.
  • Current monitoring: NASA tracks near-Earth objects (NEOs) over 140 m diameter; while current risk is small, continued vigilance is warranted given the extreme consequences of impact.

💥 The impact event and immediate destruction

🎯 Impact characteristics

  • The Chicxulub object was approximately 12 km in diameter.
  • It struck at about 100,000 km/h in shallow sea water (a few hundred metres depth).
  • The impact site was underlain by ~5 km of limestone (calcium carbonate, CaCO₃) and evaporite rocks (calcium sulphate, CaSO₄).

🕳️ Crater formation

  • The impactor exploded through sedimentary layers in a fraction of a second.
  • It excavated a crater nearly 100 km wide and 20 km deep into the granitic crust.
  • All material in the impact zone was immediately melted or vaporized.
  • Solid particles were blasted out of the atmosphere.

🌊 Tsunami devastation

  • The sudden change in sea floor level created an enormous tsunami.
  • Within the Gulf of Mexico, the wave reached as much as 1500 m high.
  • In the Pacific and Atlantic basins, waves were likely more than 15 m high.
  • Water rebounded back toward Chicxulub, refilling much of the crater with sediments and debris, including large volumes of charcoal from wildfires.

🔥 Heat blast and global wildfires

☄️ Re-entering debris

  • Rock fragments and glass from the impact plume were sent through the atmosphere.
  • Material dispersed across an area with at least a 6000 km radius.
  • On re-entry, friction turned this material into glowing bodies that outshone the sun by a factor of seven.

🌍 Wildfire extent

  • The heat was sufficient to start wildfires within at least 6000 km of the impact site (all of North and South America).
  • Fires possibly ignited almost everywhere on Earth.
  • Animals that could not hide underground or in water likely perished in the fires or from the incandescent heat.

Example: An animal exposed on the surface anywhere in the Americas would have experienced heat intense enough to ignite vegetation, with no escape unless it could quickly reach underground shelter or water.

❄️ Years of darkness, cold, and drought

🌑 Soot and darkness

The wildfires produced approximately 15 gigatonnes (Gt) of soot—many hundreds of times the amount produced by wildfires in a typical year.

  • This soot layer has been found in K-Pg boundary deposits worldwide.
  • Digital climate models show that for several years, average insolation at Earth's surface was likely less than 1% of normal.
  • For low-latitude regions, it was probably only a fraction of that.
  • Conditions were permanently dark (though not quite as dark as night-time) for years.

🧊 Temperature collapse

  • Photosynthesis and plant growth on land and in oceans effectively stopped.
  • Mean annual temperature in most continental areas, including equatorial regions, dropped to less than 0°C.
  • This represented a drop of 10 to 15°C below normal.
  • Some temperate and polar areas experienced much greater cooling.
  • Tropical and temperate oceans probably stayed above freezing.

🏜️ Extreme aridity

  • Precipitation dropped to about 20% of normal levels—typical of deserts in most regions.
  • Darkness likely started to lift after about two years.
  • Cold and dry conditions persisted for six to eight years.

Don't confuse: The darkness phase (years 0–2) with the cold/dry phase (years 0–8); darkness lifted first, but cold and drought continued longer.

🧪 Chemical aftermath

💨 Sulphur dioxide and acid rain

  • The vaporization of calcium sulphate beds produced 650 Gt of sulphur dioxide (SO₂).
  • This was roughly 100 times the amount produced by the climate-cooling eruption of Pinatubo in 1991.
  • SO₂ quickly converted to sulphuric acid (H₂SO₄) droplets in the atmosphere.
  • These aerosols likely stayed aloft for a few years, strengthening the cooling effect.
  • When significant rain finally returned (likely in years six or seven), it would have been acidic.

Note: The modeling of darkness and cold described earlier did not account for this additional 650 Gt of SO₂, meaning actual cooling was likely even more severe.

🌡️ Long-term CO₂ warming

  • Wildfires produced massive amounts of CO₂.
  • Additional CO₂ was emitted by vaporization of limestone at the impact site.
  • Analysis of fish remains in Tunisia provides evidence of approximately 5°C of CO₂-driven warming.
  • This warming lasted for about 100,000 years after the dust and sulphate aerosols had settled.

📅 Timeline summary

PhaseDurationKey characteristics
Heat blastSeveral hoursIncandescent heat from re-entering debris; continent-wide wildfires
Darkness~2 years<1% normal sunlight; photosynthesis stopped
Cold & drought6–8 yearsTemperatures 10–15°C below normal; precipitation at 20% of normal
Acid rainYears 6–7 onwardSulphuric acid rainfall as aerosols settled
CO₂ warming~100,000 years5°C above normal temperatures

🛰️ Modern near-Earth object monitoring

🔭 Tracking program

  • An international program has been tracking potential near-Earth objects (NEOs) for the past 25 years.
  • Thousands of objects have been identified and their orbits characterized.

⚠️ Hazard definitions

A potentially hazardous NEO is one projected to come closer to Earth than 20 times the Earth-Moon distance.

  • Current focus: all NEOs over 140 m in diameter (significant hazards to people and infrastructure).
  • Estimated totals: ~1000 NEOs greater than 1 km diameter; ~15,000 greater than 140 m.
  • As of May 2020: 731 NEOs >1 km and 8,827 NEOs >140 m have been discovered.

📊 Current risk assessment

  • Only two discovered NEOs have significant probability of coming close to Earth.
  • Probability of actually hitting Earth: in the order of 1 in 10,000.
  • Estimated dates: more than a century away.
  • Important caveat: Hundreds of other NEOs likely remain undiscovered.

🎯 Why monitoring matters

  • The risk of a large impact appears small.
  • However, the implications of being hit by something several kilometres across are so extreme that continued monitoring is essential.
  • The excerpt concludes: "it really is a good idea to keep an eye on the sky."
15

Glacial Periods in Earth's History

4.1 Glacial Periods in Earth’s History

🧭 Overview

🧠 One-sentence thesis

Earth has experienced multiple major glacial periods throughout its 4.5-billion-year history, driven by factors including atmospheric composition changes, continental positioning, mountain building, and orbital variations, with the current glaciation beginning 34 million years ago and intensifying around 1 million years ago.

📌 Key points (3–5)

  • Current glacial context: We are in the middle of a glacial period that started ~34 Ma and intensified ~1 Ma, with glaciers expanding and contracting on ~100,000-year cycles.
  • Earth's glacial history: Major glaciations include the Huronian (~2450–2400 Ma), Cryogenian "Snowball Earth" (720–635 Ma), and four Phanerozoic glaciations (Andean/Saharan, Late Devonian, Karoo, and Cenozoic).
  • Triggering mechanisms: Glaciations have been caused by atmospheric CO₂ drops (from photosynthesis, weathering, plant evolution), continental positions affecting albedo, mountain building enhancing weathering, and ocean current changes.
  • Common confusion: Earth has been ice-free for much more of its history than glaciated—glacial periods are the exception, not the norm.
  • Recent intensification: Tectonic events in the Cenozoic (Himalayan uplift, Drake Passage opening, Central American land bridge formation) progressively cooled the planet, leading to Antarctic ice sheets by 35 Ma and northern hemisphere ice sheets by 1 Ma.

🌍 Major glacial periods through Earth's history

❄️ Huronian glaciation (~2450–2400 Ma)

  • The oldest known glacial period, lasting approximately 50 million years.
  • Trigger: Evolution of photosynthetic organisms increased free oxygen in the atmosphere and caused a drop in methane (a greenhouse gas), triggering cooling.
  • Evidence comes from glacial deposits around Lake Huron, Ontario, and elsewhere.
  • Limited knowledge about intensity or global extent because rocks of that age are rare.

🌨️ Cryogenian "Snowball Earth" glaciations (720–635 Ma)

The Cryogenian glaciations are also known as the Snowball Earth glaciations, because it is hypothesized that the entire planet was frozen—even in equatorial regions—with ice on the oceans up to several hundred metres thick.

  • Appears to be the most intense glaciation ever recorded.
  • Two main periods: Sturtian (720–660 Ma) and Marinoan (645–635 Ma).
  • Possible cause: Concentration of continents near the equator created an albedo-related cooling effect (higher reflectivity).
  • Despite extreme conditions, life survived in the oceans.
  • Significance: The end of Cryogenian glaciations coincides with the evolution of relatively large and complex life forms; some geologists think changing environmental conditions triggered this evolutionary leap.

🏔️ Phanerozoic glaciations (past 540 million years)

Four major glaciations occurred during this era:

GlaciationTimingDuration/CharacteristicsKey Causes
Andean/Saharan~445–435 Ma (Ordovician-Silurian)Up to 10 million yearsMountain range formation in northern Africa enhanced erosion and weathering, consuming atmospheric CO₂
Late Devonian~375 Ma"Short-lived" but similar ice volume to presentUplift from mountain building during Pangea formation
Karoo~360–260 MaLongest Phanerozoic glaciation (~100 million years)Persistently low CO₂ from enhanced weathering; first forests evolved (~385 Ma) with roots breaking up rocks and sequestering carbon
Cenozoic~35 Ma–presentMost intense during Pleistocene; ongoingMultiple tectonic events (detailed below)

🌡️ Atmospheric CO₂ and glaciation connections

📉 The Karoo glaciation and CO₂ levels

  • Geochemist Robert Berner used geological data to estimate atmospheric composition during the Phanerozoic.
  • The Karoo glaciation coincided with a period of significantly low CO₂ levels.
  • Enhanced weathering sources:
    • Crustal uplift from continental collisions
    • Vigorous plant growth—world's first forests evolved around 385 Ma
    • Tree roots loosened soil and broke up near-surface rocks, making them more susceptible to chemical weathering
    • Forests directly removed CO₂ from the atmosphere
    • Some carbon was permanently sequestered in organic-rich sediments and coal (which first accumulated around this time)

🦕 Mesozoic warmth

  • Earth was warm and essentially unglaciated throughout the Mesozoic.
  • No alpine glaciation record remains from this time.
  • Dinosaurs did not have to endure icy conditions.

🧊 The Cenozoic glaciation (35 Ma–present)

🔥 Early Cenozoic warmth

  • Warm climate persisted into the Cenozoic.
  • Late Paleocene and early Eocene (~55–45 Ma) were the warmest parts of the Phanerozoic since the Cambrian.

⛰️ Tectonic triggers for cooling

Three major tectonic events contributed to persistent planetary cooling since 45 Ma:

1. India-Asia collision and Himalayan formation

  • Created the Himalayan range and Tibetan Plateau.
  • Resulted in dramatic increase in weathering and erosion rates.
  • Weathering of silicate minerals (especially feldspar) consumes atmospheric CO₂, reducing the greenhouse effect and causing long-term cooling.

2. Drake Passage opening (~40 Ma)

  • Plate motion widened the gap between South America and Antarctica.
  • Allowed unrestricted west-to-east flow around Antarctica: the Antarctic Circumpolar Current.
  • Effectively isolated the Southern Ocean from warmer Pacific, Atlantic, and Indian Ocean waters.
  • Region cooled significantly; by 35 Ma (Oligocene) glaciers formed on Antarctica—the first in over 200 million years.

3. Central American land bridge formation (~15 Ma)

  • Subduction-related volcanism created the connection between Central and South America.
  • Prevented water flow between Pacific and Atlantic Oceans.
  • Further restricted heat transfer from tropics to poles.
  • Led to rejuvenation of Antarctic glaciation.

🔄 Positive feedback loop

  • Expansion of the Antarctic ice sheet increased Earth's reflectivity (albedo).
  • This promoted a positive feedback loop: more reflective glacial ice → more cooling → more ice → more cooling, etc.
  • Ice sheets started growing in Greenland by ~3.5 Ma.
  • Ice sheets formed in North America and northern Europe by ~1 Ma.

🔁 Pleistocene glacial cycles

📊 Temperature variations

  • The Pleistocene has been characterized by significant temperature variations through a range of approximately 8°C.
  • Variations occur on time scales of 40,000 to 100,000 years.
  • Correspond to expansion and contraction of ice sheets in the northern hemisphere.
  • Cause: Subtle changes in Earth's orbital parameters (Milankovitch Cycles).
  • Over the past million years, glaciation cycles have been approximately 100,000 years long.

🗓️ Glacial and interglacial periods

  • The last five glacial periods are identifiable in the temperature record.
  • The most recent glacial peak occurred around 20,000 years ago (20 ka): the Wisconsin Glaciation.
  • Pattern: Temperature changes leading up to each glacial period show gradual cooling, followed by rapid warming in the immediate post-glacial period.
  • We are currently in an interglacial period called the Holocene (marked as H in the record).

🗺️ Wisconsin Glaciation extent

At the height of the last glaciation (~18.5 ka):

  • Massive ice sheets covered virtually all of Canada and much of the northern United States.
  • Laurentide Ice Sheet: Covered most of eastern Canada, extending as far west as the Rockies.
  • Cordilleran Ice Sheet: Smaller sheet covering most of the western region.
  • Combined volume was comparable to the current Antarctic Ice Sheet.
  • At various other glacial peaks during the Pleistocene and Pliocene, ice extent was similar or even more extensive.

💧 Present-day glaciation context

🌐 Current ice coverage

  • About 10% of Earth's land surface is currently covered with glacial ice.
  • Vast majority is in Antarctica and Greenland, but many glaciers exist elsewhere.
  • At various times during the past million years, glacial ice covered as much as 30% of the land surface.

💦 Glaciers as freshwater reservoirs

Glaciers presently represent the largest repository of fresh water on Earth (~69% of all fresh water).

  • Glaciers are highly sensitive to climate changes.
  • In the current warming climate, glaciers everywhere are melting rapidly.
  • Timeline concerns:
    • Some larger glacial masses will last for centuries
    • Many smaller glaciers will be gone within decades
    • Some will disappear within years

🚰 Human implications

  • Many people worldwide rely on glacial ice for water supplies.
  • Uses include drinking water and water to grow food.
  • Changes to glaciers also have implications for mass wasting (covered in Chapter 5 of the source material).
  • This is much more than an aesthetic concern—it affects human survival and food security.
16

How Glaciers Work

4.2 How Glaciers Work

🧭 Overview

🧠 One-sentence thesis

Glaciers flow from areas of thicker ice toward thinner edges (continental) or downslope (alpine), driven by internal plastic deformation at depth and sometimes by basal sliding when liquid water exists at the base, creating distinctive surface features like crevasses where the rigid upper ice cracks over the flowing lower ice.

📌 Key points (3–5)

  • Two main glacier types: continental glaciers (ice sheets) cover vast polar regions; alpine glaciers (valley glaciers) occupy mountain valleys.
  • How ice flows: continental glaciers flow outward from thickest zones; alpine glaciers flow downhill, controlled by slope.
  • Two flow mechanisms: internal plastic deformation (lower ice) and basal sliding (when the base is warm enough for a water film).
  • Common confusion: although the lower ice deforms more, the upper rigid ice moves fastest because it is pushed along by the lower ice.
  • Glacier advance vs retreat: the ice always moves forward, but the leading edge advances, stays stationary, or retreats depending on whether forward motion exceeds, equals, or is slower than melting/calving.

🧊 Glacier types and ice distribution

🌍 Continental glaciers (ice sheets)

Continental glaciers: vast ice masses covering large land areas, existing now only in extreme polar regions (Antarctica and Greenland).

  • Antarctica and Greenland hold about 99% of the world's glacial ice and approximately 68% of Earth's fresh water.
  • The Antarctic ice sheet contains about 17 times as much ice as Greenland.
  • If all Antarctic ice melted, sea level would rise by about 80 m, submerging almost all major cities.
Ice SheetThickness (max)Relative size
Antarctic~4000 mVastly larger
Greenland~3000 m~1/17 of Antarctic volume

🏔️ Alpine glaciers (valley glaciers)

Alpine glaciers: glaciers that originate on mountains and are typically confined to valleys.

  • Found mostly in temperate and polar regions, but also in tropical regions if mountains are high enough.
  • Flow is primarily controlled by the slope of the land beneath.
  • Example: the Overlord Glacier near Whistler, BC.

🌀 How ice flows

🌀 Continental glacier flow: thickness-driven

  • Continental glaciers do not flow "downhill" because the areas they cover are generally flat.
  • Instead, ice flows from the thickest region toward the edges where it is thinner.
  • In the central thickest parts (where snowfall and ice accumulation are highest), ice flows almost vertically downward toward the base.
  • In peripheral parts, ice flows outward toward the margins.
  • Don't confuse: flow direction is determined by ice thickness gradient, not surface slope.

⛰️ Alpine glacier flow: slope-driven

  • Flow is primarily controlled by the slope of the land beneath.
  • Ice moves downhill in response to gravity.

Zone of accumulation:

  • The rate of snowfall is greater than the rate of melting.
  • Not all winter snow melts in the following summer.
  • The ice surface is always covered with snow.

Zone of ablation:

  • More ice melts than accumulates as snow.
  • Bare ice is exposed because last winter's snow has all melted.

Equilibrium line:

Equilibrium line: the boundary between the zones of accumulation and ablation.

  • The position changes year to year depending on winter snow accumulation and summer melt.
  • Summer melt matters most to a glacier's budget.
  • Cool summers promote glacial advance; warm summers promote glacial retreat.

Example: On the Overlord Glacier in September 2013, the equilibrium line separated the snow-covered upper zone from the bare-ice lower zone.

❄️ From snow to glacial ice

❄️ Snow transformation process

  • Above the equilibrium line, not all winter snow melts in summer, so snow gradually accumulates.
  • Each year's snow layer is covered and compacted by subsequent snow.
  • Snow is compressed and turned into firn: snowflakes lose their delicate shapes and become granules.
  • With more compression, granules are pushed together and air is squeezed out.
  • Eventually granules are "welded" together to create glacial ice.
  • Downward percolation of water from surface melting contributes to ice formation.

Don't confuse: this is a gradual burial and compression process, not instant freezing.

🔧 Ice deformation and motion

🔧 Stress and plastic flow

  • Glaciers move because the ice surface is sloped, generating stress on the ice.
  • Stress is proportional to the slope and the depth below the surface.
  • Stress is small near the surface but much larger at depth, and greater where the ice surface is steeper.
  • Ice will deform (behave in a plastic manner) at stress levels of around 100 kilopascals.

Rigid vs plastic ice:

  • The upper 50–100 m of ice is rigid (does not deform).
  • The lower ice is plastic and will flow.
  • The rigid layer is thinner where the ice surface is steeper, thicker where it is flatter.

🚀 Velocity paradox

  • Although the lower ice deforms and flows while the upper ice does not deform at all, the upper ice moves fastest.
  • Why: the upper rigid ice is pushed along by the lower flowing ice.
  • The lower ice deforms more (larger red arrows in the excerpt's diagram), but any motion in the lower ice is transmitted upward.
  • Result: ice velocity increases upwards (blue arrows in the excerpt's diagram).

Don't confuse: deformation (how much the ice bends/flows internally) vs velocity (how fast the ice moves forward). The upper ice has zero deformation but maximum velocity.

🧊 Crevasses

  • The plastic lower ice can flow like a very viscous fluid, flowing over irregularities and around corners.
  • The upper rigid ice cannot flow this way; it is carried along by the lower ice.
  • The rigid ice tends to crack where the lower ice has to flex.
  • This leads to crevasses in areas where the rate of flow of the plastic ice is changing.

Example: On the Overlord Glacier, crevasses form where the glacier speeds up over steep terrain; the rigid surface ice cracks to account for the change in velocity.

🌡️ Basal temperature and sliding

🌡️ Cold vs warm base

  • The base of a glacier can be cold (below the freezing point of water) or warm (above the freezing point).
Base temperatureWater film?Sliding?Motion type
WarmYesYesBasal sliding + internal flow
ColdNoNoInternal flow only

Basal sliding:

  • If the base is warm, a film of water exists between the ice and the material underneath.
  • The ice can slide over that surface.

No basal sliding:

  • If the base is cold, the ice is frozen to the material underneath and stuck—unable to slide.
  • All movement is by internal flow.

🧊 Ice thickness and basal temperature

  • Ice is a good insulator.
  • Slow heat transfer from Earth's interior provides enough heat to warm the base if the ice is thick.
  • If the ice is thin, that heat escapes and the base stays cold.
  • The leading edge of an alpine glacier is typically thin, so it is common for that part to be frozen to its base while the rest of the glacier is still sliding.

Thrust faults:

  • Because the leading edge is stuck to its frozen base while the rest continues to slide, the ice coming from behind pushes (or thrusts) itself over the stuck part.
  • Example: the Athabasca Glacier shows thrust faults at the leading edge, with trailing ice thrust over leading ice.

🌊 Differential flow and glacier edges

🌊 Velocity across the glacier

  • Just as the base moves slower than the surface, the edges (more affected by friction along the sides) move slower than the middle.
  • If markers are placed across an alpine glacier and checked a year later, the ones in the middle will have moved further forward than the ones near the edges.

Don't confuse: this is lateral (side-to-side) variation, not vertical (top-to-bottom) variation.

📏 Glacier advance, retreat, and motion

📏 Ice motion vs leading-edge position

  • Glacial ice always moves downhill (or down from thicker ice in continental glaciers) in response to gravity.
  • The front edge is almost always melting or calving into water (shedding icebergs).
  • Alpine glaciers can flow up over bumps if the ice is thick enough.

Three scenarios:

Forward motion vs ablationLeading edge behaviorIce motion
Forward motion > ablationAdvances (moves forward)Forward
Forward motion ≈ ablationStationaryForward
Forward motion < ablationRetreats (moves backward)Forward

Key insight: Even if a glacier is retreating, the ice of the glacier is still moving forward.

Don't confuse: "glacier retreat" means the leading edge moves backward, but the ice itself always flows forward (unless the glacier disappears entirely).

🧊 Calving

  • Calving of icebergs is an important process for glaciers that terminate in lakes or the ocean.
  • Example: icebergs in Jökullsaárlón (a pro-glacial lake) at the front of Breiđmerkurjökull in Iceland.
17

Glacial Erosion

4.3 Glacial Erosion

🧭 Overview

🧠 One-sentence thesis

Glaciers erode landscapes primarily through rock fragments embedded in the ice scraping underlying surfaces, producing distinctive landforms that differ between continental and alpine glaciation settings.

📌 Key points (3–5)

  • How glaciers erode: Ice itself is soft; erosion happens when rock fragments embedded in the ice are pushed down onto bedrock (like sandpaper vs. plain paper).
  • Continental vs. alpine erosion: Continental glaciers produce relatively flat surfaces; alpine glaciers carve U-shaped valleys and create dramatic mountain features.
  • Common confusion: Even when a glacier's leading edge retreats, the ice within the glacier still moves forward—retreat refers to the net position of the front edge, not the direction of ice flow.
  • Key alpine features: Arêtes (sharp ridges), horns (steep peaks eroded on multiple sides), cirques (bowl-shaped basins), and U-shaped valleys are diagnostic of alpine glaciation.
  • Glacial lakes: Various lake types form in glacial environments, including tarns (in cirques), finger lakes (in valleys), and moraine lakes (dammed by glacial deposits).

🪨 How glacial erosion works

🪨 The erosion mechanism

The ice itself is not particularly effective at erosion because it is relatively soft; instead, it is the rock fragments embedded in the ice that are pushed down onto the underlying surfaces and do most of the erosion.

  • Think of it like sandpaper: plain paper rubbed on wood does little, but sandpaper with embedded angular fragments abrades effectively.
  • The glacier must not be frozen to its base—it needs to slide over bedrock or sediment to erode.
  • The embedded rock fragments act as the cutting tools.

🗺️ Why erosion patterns differ

  • Rock strength matters: Glaciers erode softer, weaker rock more effectively than harder, stronger rock.
  • Tectonic history matters: Areas without tectonic activity for hundreds of millions of years tend to be eroded more uniformly flat.
  • Ice type matters: Continental vs. alpine glaciation produce fundamentally different landscapes.

🌍 Continental glaciation features

🌍 Flat erosion surfaces

  • Continental glaciation tends to produce relatively flat bedrock surfaces.
  • This is especially true where underlying rock is uniform in strength and tectonically stable.
  • Example: Central and eastern Canada was covered by the Laurentide Ice Sheet during the Pleistocene and eroded to a relatively flat surface.

🏔️ Exceptions to flatness

  • In tectonically active areas (e.g., western Canada), the Cordilleran Ice Sheet eroded and accentuated deep valleys and plateaus in mountainous regions.
  • Much existing relief comes from glacial deposits (drumlins, eskers, moraines) rather than just differential erosion.

🥚 Drumlins

  • Elongated, streamlined hills formed beneath a glacier.
  • Streamlined at the down-ice end.
  • Can be tens of metres high, a few hundred metres across, and a few kilometres long.
  • May be comprised of sediment or rock.

⛰️ Alpine glaciation features

🏞️ U-shaped valleys

  • Alpine glaciers are much wider than rivers of similar length.
  • They erode more at their bases than their sides.
  • Result: wide valleys with relatively flat bottoms and steep sides.
  • Example: Howe Sound north of Vancouver and its tributary valleys show pronounced U-shaped profiles.
  • Don't confuse with: River valleys, which are typically V-shaped.

⛰️ Major alpine erosion features

FeatureDescription
ArêtesSharp ridges between U-shaped glacial valleys
ColsLow points along arêtes that form passes between valleys
HornsSteep peaks eroded by glaciers and freeze-thaw on three or more sides
CirquesBowl-shaped basins at the head of a glacial valley
Hanging valleysTributary valleys that hang above the main valley (main glacier eroded more deeply)
Truncated spursEnds of arêtes eroded into steep triangle-shaped cliffs by the main valley glacier
NunatukA peak extending above the surrounding glacier

🪨 Smaller-scale erosion features

🪨 Roche moutonée

  • Elongated erosional feature with a steep, sometimes jagged down-ice end.
  • Different from drumlins in shape and formation.

🪨 Glacial grooves and striae

  • Glacial grooves: tens of cm to metres wide.
  • Glacial striae: millimetres to centimetres wide.
  • Created by rock fragments embedded in ice at the glacier's base.
  • Very common on surfaces eroded by both alpine and continental glaciers.

💧 Glacial lakes

💧 Tarn

  • A lake confined to a glacial cirque.
  • Common in alpine glaciation areas.
  • Forms because ice carving out a cirque creates a depression that fills with water.

💧 Finger lake and moraine lake

  • Finger lake: occupies a glacial valley but is not confined to a cirque.
  • Moraine lake: a finger lake confined by a dam formed by an end moraine.
  • Example: Peyto Lake in the Canadian Rockies is both a finger lake and a moraine lake.

💧 Glacial melt lakes at ice-sheet edges

  • Continental ice sheets depress the crust with their weight (up to 4000 m thick ice).
  • Basins form along the edges and fill with glacial melt water.
  • Example: Glacial Lake Missoula formed in Idaho and Montana south of the BC border.
  • When the ice dam retreated (30–15 ka), massive floods occurred—at least 25 times.
  • Flood discharge rates were equivalent to all of Earth's current rivers combined.
  • Evidence preserved in the Channelled Scablands of Washington and Oregon.

💧 Kettle lakes

  • Mentioned as another type but details deferred to Section 4.4 on glacial deposits.
18

Glacial Deposits

4.4 Glacial Deposits

🧭 Overview

🧠 One-sentence thesis

Glacial deposits form through multiple transport and deposition processes—including lodgement beneath the ice, ablation on the surface, and outwash by meltwater—and these sediments are economically important and widespread across formerly glaciated regions.

📌 Key points (3–5)

  • Why glacial deposits matter: abundant throughout Canada and northern US; important for construction materials, groundwater reservoirs, and mass-wasting hazards because they are unconsolidated.
  • Multiple transport modes: sediments move on top of the ice (supraglacial), within the ice (englacial), beneath the ice (subglacial), and by meltwater streams (glacio-fluvial).
  • Key deposit types: lodgement till (compacted, wide grain-size range, beneath ice), ablation till (angular, less compacted, from surface), outwash sediments (sorted, deposited by meltwater), and specialized features like eskers and kettle lakes.
  • Common confusion: till vs outwash—till is unsorted and deposited directly by ice; outwash is sorted and deposited by meltwater streams, with bedding and rounding.
  • Depositional environments: sediments accumulate in proglacial (in front of glacier) settings including rivers (sandur plains), lakes (glacio-lacustrine), and ocean (glacio-marine).

🧊 How sediments move in glacial environments

🚚 Transport pathways

The excerpt describes sediment moving in several zones:

  • Supraglacial: on top of the ice surface, primarily rocky debris fallen from steep rock faces.
  • Englacial: within the body of the glacier, incorporated from the surface.
  • Subglacial: beneath the ice, eroded from underlying bedrock and moved by the ice.
  • Meltwater transport: massive amounts of water flow on, within, and at the base of the glacier, even in cold areas and even when the glacier is advancing.

Example: The Bering Glacier (largest in North America) shows all these modes—rocky debris covers the ice surface, muddy rivers issue from the glacier, and icebergs shed sediment into lakes and ocean.

🏔️ Moraines from ice-contact deposition

End moraine: a ridge of unsorted sediments formed when supraglacial and englacial sediments slide off the melting front of a stationary glacier.

  • The terminal moraine is the end moraine that marks the furthest advance of the glacier.
  • Lateral moraines form along the sides of the glacier from freeze-thaw eroded material that has fallen onto the ice from rocky slopes.
  • Medial moraines form where two glaciers meet (visible on some large glaciers).

Don't confuse: moraines are ice-contact features (unsorted); outwash deposits are water-transported (sorted).

🪨 Till: sediment deposited directly by ice

🧱 Lodgement till

Lodgement till: material eroded from underlying rock by the ice, moved by the ice, and emplaced on the bed by friction generated by the weight of overlying ice.

Characteristics:

  • Wide range of grain sizes, including a relatively high proportion of silt and clay.
  • Larger clasts (pebbles to boulders) tend to be partly rounded by abrasion.
  • Normally unbedded (no layering).
  • Well-compacted.
  • When the glacier melts, exposed as a sheet ranging from several centimetres to many metres thick.

The excerpt emphasizes this is the most abundant type of subglacial till.

🗻 Ablation till

Ablation till: sediment deposited on the ground when supraglacial ice melts.

Characteristics:

  • Mixture of fine and coarse angular rock fragments.
  • Much less sand, silt, and clay than lodgement till.
  • Less well compacted than lodgement till.
  • Primarily derived from freeze-thaw eroded material from rocky slopes above the glacier.
FeatureLodgement tillAblation till
OriginEroded from bedrock beneath iceFallen from slopes above ice
Grain shapePartly roundedAngular
Clay/silt contentRelatively highMuch less
CompactionWell-compactedLess compacted
BeddingUnbedded(not specified)

🌊 Outwash: sediment deposited by meltwater

🏞️ Glacio-fluvial deposits and sandur plains

Sandur: a large proglacial plain of sediment deposition.

  • Proglacial region: the area in front of a glacier.
  • Meltwater washes sediment out of the lower end of the glacier and deposits it as outwash sediments, mostly in fluvial (river) environments.
  • Glacio-fluvial deposits can be tens of metres thick within a sandur.
  • Example: the sandur in front of Vatnajökull (Iceland's largest glacier) covers over 1000 km².

Characteristics of glacio-fluvial sediments:

  • Generally similar to normal river sediments.
  • Dominated by silt, sand, and gravel.
  • Grains tend to be moderately well rounded.
  • Have sedimentary structures: bedding, cross bedding, clast imbrication (similar to non-glacial streams).

Don't confuse with till: outwash is sorted by water and has bedding; till is unsorted and typically unbedded.

🐍 Eskers

Esker: a long sinuous ridge formed from sediments deposited by a subglacial stream.

Formation process:

  • A subglacial stream creates its own channel within the ice.
  • Sediments transported and deposited by the stream build up within that channel.
  • When the ice recedes, the sediment remains as a ridge.

Characteristics:

  • Most common in areas of continental glaciation.
  • Can be several metres high, tens of metres wide, and tens of kilometres long.

🕳️ Kettle lakes

Kettle lake: a depression filled with water, formed when a buried block of ice melts.

Formation:

  • When a glacier is receding, a block of ice might separate from the main ice sheet.
  • The ice block gets buried in glacio-fluvial sediments.
  • When the ice eventually melts, a depression forms.
  • If the depression fills with water, it becomes a kettle lake.

Example: kettle lakes are found amidst vineyards in the Osoyoos area of southern BC.

🌊 Quiet-water glacial deposits

🏞️ Glacio-lacustrine sediments

Outwash streams can flow into proglacial lakes where glacio-lacustrine sediments are deposited.

Characteristics:

  • Dominated by silt- and clay-sized particles.
  • Typically laminated on the millimetre scale.

Varves: a series of beds that each has distinctive summer and winter layers.

  • Relatively coarse sediments deposited in summer when melt discharge is high.
  • Finer sediments deposited in winter when discharge is very low.

🧊 Drop stones

Drop stones: clasts released from melting icebergs that sink to the bottom and get incorporated into glacio-lacustrine layers.

  • Ice bergs are common on proglacial lakes and most contain englacial sediments of various sizes.
  • As the bergs melt, the released clasts sink and become embedded in the fine-grained lake sediments.

🌊 Glacio-marine sediments

The same processes that occur in proglacial lakes can take place where a glacier terminates in the ocean.

  • Called glacio-marine sediments.
  • Similar characteristics to glacio-lacustrine: laminated silt and clay, can contain drop stones.
  • The excerpt shows examples of laminated glacio-marine sediment.

🏗️ Practical significance

💼 Economic and engineering importance

The excerpt states that Pleistocene glacial sediments are abundant throughout Canada and the northern US and are important for:

  • Construction materials: source of sand, gravel, and other materials.
  • Groundwater reservoirs: unconsolidated sediments can store and transmit water.
  • Mass-wasting implications: because they are almost all unconsolidated, they have significant implications for slope stability and landslides.

The excerpt emphasizes these sediments are widespread and economically valuable, but also pose hazards due to their unconsolidated nature.

19

Glaciers and Climate Change, Glaciers and Earth Systems

4.5 Glaciers and Climate Change, Glaciers and Earth Systems

🧭 Overview

🧠 One-sentence thesis

Glaciers worldwide are receding due to anthropogenic climate change, causing widespread environmental and social consequences including sea-level rise, altered ocean currents, permafrost melting, and threats to water supplies and ecosystems.

📌 Key points (3–5)

  • Global glacier recession: Most glaciers are receding at accelerating rates, with total ice loss reaching several hundred gigatonnes per year over the past three decades.
  • Environmental consequences: Ice loss triggers multiple feedback effects including reduced albedo (exposed rock absorbs more heat), sea-level rise (~2 mm/year), and altered ocean salinity affecting currents.
  • Social and economic impacts: Glacier loss threatens drinking water supplies, irrigation, fisheries, slope stability, and tourism-dependent economies.
  • Common confusion: Glaciers don't just affect local areas—they control global sea level (over 100 m variation between glacial and non-glacial periods) and play crucial roles in Earth's climate, erosion, and carbon cycles.
  • Earth system role: Glaciers regulate water flow timing, shape landscapes, influence atmospheric CO₂ through erosion, and affect biological processes through sediment production.

🌡️ Current state of glacier recession

📉 Rate of ice loss

  • The Athabasca Glacier in Alberta is receding at approximately 5 meters per year.
  • By 2006, it had retreated about 300 meters from its 1992 position.
  • Example: The foreground rock at Athabasca shows clear glacial striations, evidence of past ice coverage now exposed.

📊 Global mass balance trends

  • Most glaciers worldwide are receding; only a few are holding steady or advancing.
  • The average ice mass balance is persistently negative.
  • Total glacial ice loss has been several hundred gigatonnes per year for most of the past three decades.
  • Acceleration: As climate continues to warm, the rate of loss has increased.
Time PeriodIce Loss RateTrend
Past 3 decadesSeveral hundred Gt/yearBaseline negative
Recent yearsIncreasingAccelerating loss

🌍 Environmental consequences

☀️ Albedo feedback

When glaciers recede, bare rock is exposed, which has a lower albedo than the glacier did.

  • Lower albedo means exposed rock absorbs more solar energy.
  • This causes additional heating, creating a positive feedback loop.
  • Don't confuse: This is not just local warming—it contributes to broader climate change.

🌊 Sea-level rise

  • Glacial melting directly contributes to rising sea levels.
  • Current melting contributes approximately 2 millimeters to sea-level rise each year.
  • This is an ongoing, measurable impact affecting coastal regions globally.

🌀 Ocean circulation changes

  • Enhanced melting adds more fresh water to the oceans than normal.
  • Changes to ocean salinity—especially in the north Atlantic—can alter both surface and deep ocean currents.
  • These current changes can have significant climate implications beyond the immediate melting area.

🔥 Permafrost and carbon release

  • Glacial recession is typically accompanied by permafrost melting.
  • Melting permafrost releases carbon dioxide and methane.
  • These greenhouse gases contribute to additional warming (another positive feedback).
  • Permafrost melting also destabilizes slopes, increasing landslide risk.

💧 Water and hazard impacts

🏔️ Glacial outburst floods

  • Enhanced glacial melting can enlarge proglacial lakes.
  • Larger proglacial lakes increase the risk of dangerous glacial outburst floods.
  • These floods pose immediate hazards to downstream communities.

🧗 Slope stability

  • After deglaciation, slopes may no longer be supported by ice.
  • The risk of slope failure increases when ice support is removed.
  • This creates both immediate hazards and long-term landscape instability.

🚰 Water supply threats

  • In many regions, drinking and irrigation water depends on slow melting of glacial ice over summer.
  • As glaciers get smaller, this water supply becomes less reliable.
  • Example: Communities relying on summer meltwater face seasonal shortages as glaciers shrink.

🐟 Aquatic ecosystem impacts

  • Loss of glacial meltwater has implications for fish and other aquatic life.
  • Changed flow patterns and volumes affect habitat and species survival.

🏞️ Economic and tourism effects

  • Glacial regions are important draws for tourists and recreation.
  • Associated economic opportunities are threatened by glacier loss.
  • Communities dependent on glacier tourism face economic challenges.

🌐 Glaciers in Earth systems

🌊 Sea-level control

Glaciers, especially large continental ice sheets, contain a massive amount of frozen water, so they exert a strong control over sea level.

Historical sea-level variations:

  • During extensive glaciation: average sea level can be over 100 m lower than present (or significantly more at some past times).
  • With little or no glacial ice: sea level would be about 70 m higher than present.

Coastal process implications:

  • After sea-level drop: coastal regions tend to have low relief and soft sediments.
  • After sea-level rise: coastal regions tend to have higher relief and hard rocks.
  • Sea-level changes alter Earth's overall albedo due to changes in the area of reflective ice versus non-reflective seawater.

💧 Hydrological cycle regulation

  • Glaciers represent storage of water that would otherwise flow quickly through the system.
  • They have significant implications for flow rates at different times of year.
  • This storage function moderates seasonal water availability.

⛰️ Landscape shaping and carbon cycling

  • Glaciers shape mountainous areas into steep slopes.
  • This leads to slope failures and enhanced erosion.
  • Enhanced erosion reduces atmospheric carbon dioxide content.
  • Glaciers produce tremendous amounts of sediment.
  • This sediment has implications for biological processes both on land and in the ocean.

☀️ Albedo effects

  • Glaciers have their own albedo effect because of their generally bright surfaces.
  • Ice reflects more solar radiation than most other Earth surfaces.
  • Changes in glacier extent therefore affect global energy balance.
20

Factors that Control Slope Stability

5.1 Factors that Control Slope Stability

🧭 Overview

🧠 One-sentence thesis

Slope stability is ultimately determined by the angle of the slope and the strength of the materials on it, with water content and triggering events like earthquakes or rapid water changes causing the shear force to overcome shear strength and lead to mass wasting.

📌 Key points (3–5)

  • What controls stability: the balance between shear force (gravity pulling material down the slope) and shear strength (the resistance holding material in place).
  • Slope angle matters: steeper slopes increase shear force relative to shear strength, making failure more likely.
  • Material strength varies widely: solid crystalline rocks are strongest, while unconsolidated sediments and weathered/fractured rocks are weakest; orientation of weaknesses (bedding, foliation) parallel to slopes is most dangerous.
  • Water is the most critical factor: moist sediments are strongest due to surface tension, saturated sediments are weakest because water pushes grains apart, and water pressure in rock can dramatically reduce strength.
  • Common confusion: water's role—adding water increases mass (gravitational force) but primarily weakens materials by reducing friction and strength, making saturation the most destabilizing condition.

⚖️ The fundamental balance

⚖️ Shear force vs. shear strength

Mass wasting (synonymous with "slope failure"): the failure and down-slope movement of rock or unconsolidated materials in response to gravity.

  • Gravity pulls material straight down toward Earth's center.
  • This vertical force splits into two components relative to the slope:
    • Shear force: pushes the block down the slope.
    • Normal force: pushes the block into the slope.
  • Shear strength: the resistance of the connection between the block and the slope.
ScenarioRelationshipOutcome
a (gentle slope)Shear force < Shear strengthBlock is stable
b (moderate slope)Shear force ≈ Shear strengthBlock may or may not move
c (steep slope)Shear force > Shear strengthBlock very likely to move

Example: A block on a gentle slope has most of gravity's force pushing it into the slope (normal force), so shear force is small and the block stays put; on a steep slope, more force pushes down-slope, overwhelming the connection.

🏔️ Why slopes exist

  • Slopes are created by tectonic uplift.
  • Recent uplift (angular mountains, glaciated valleys) → steep slopes.
  • Ancient uplift (eastern North America) → gentler slopes after hundreds of millions of years of erosion.
  • Don't confuse: even gentle slopes can fail if material strength is low enough.

🪨 Material strength variations

🪨 Rock strength hierarchy

  • Strongest: crystalline rocks (granite, basalt, gneiss).
  • Moderately strong: some metamorphic rocks (schist), limestone, some sandstone and conglomerate.
  • Weakest: some sandstone types and all mudstones.

🧩 Weaknesses in rock bodies

  • Fractures, metamorphic foliation, or bedding planes significantly reduce strength.
  • Orientation matters most:
    • Perpendicular to slope → relatively stable.
    • Parallel to slope → quite unstable.
    • Horizontal → intermediate stability.

Example: At the Hope Slide, foliation planes and sills were parallel to the steep slope, creating the most unstable configuration.

🧱 Internal variations

  • Layers rich in sheet silicates (mica, chlorite) are weaker.
  • Weathered minerals (e.g., feldspar altered to clay) make rock even weaker.
  • Example: The Hope Slide schist had feldspar-bearing sills altered to clay, reducing strength further.

🏖️ Unconsolidated sediment strength

  • Generally weaker than sedimentary rocks (not cemented, not compressed).
  • Strength ranking:
    • Sand and silt: particularly weak.
    • Clay: generally a little stronger (unless wet).
    • Sand mixed with clay: stronger still.
    • Glacial till (compressed under ice): can be as strong as sedimentary rock.

Example: At Point Grey, Vancouver, fine deposits (sand/silt/clay) maintain a steep slope, while overlying sand is weaker and has failed.

💧 Water's critical role

💧 Three moisture states

StateDescriptionStrength
DryPores filled only with airWeak (grains held only by friction)
MoistSome water at grain boundariesStrongest (surface tension holds grains together)
SaturatedAll pores filled with waterWeakest (water pushes grains apart, reducing friction)
  • The angle of repose (steepest stable slope for dry sediment) is about 30°.
  • Moist sand can maintain slopes around 80°.
  • Saturated sand spreads to slopes of only a few degrees.

Don't confuse: Adding water increases mass (gravitational force) but primarily weakens material by reducing friction—saturation is most destabilizing despite increased weight.

💧 Water in solid rock

  • Water reduces strength, especially in fractured or bedded rock or clay-bearing zones.
  • Pressure is key: water under pressure is most damaging.
  • Example: At the Hope Slide, freezing may have blocked springs, causing water pressure to build up and weaken the rock mass.

💧 Clay minerals and water

  • All clay minerals absorb some water, reducing strength.
  • Smectite clays (e.g., bentonite) absorb a lot of water:
    • Water pushes sheets apart at the molecular level.
    • Mineral swells and becomes extremely slippery.
    • Expanded smectite has almost no strength.

⚡ Triggers for mass wasting

⚡ What triggers are

Triggers: events that lead to a rapid reduction in shear strength.

  • Shear force (related to slope angle) does not change quickly.
  • Shear strength can change quickly, causing sudden failure.

💦 Increased water content (most common)

  • Causes rapid reduction in strength.
  • Sources:
    • Rapid melting of snow/ice (spring, summer, or volcanic eruption).
    • Heavy rain.
    • Changes in water flow patterns (earthquakes, previous failures damming streams, human structures like roads/parking lots).

Example: The 2005 North Vancouver debris flow occurred during rain, triggered by excess runoff from roads and landscape features; drainage issues had been identified in 1980 but not addressed.

🧊 Freezing and thawing

  • Freezing expands cracks between rock parts.
  • Thawing releases blocks attached to slopes by ice films.

🌊 Decreased water content

  • Less common trigger.
  • Affects clean sand deposits that lose strength when water around grains disappears.

📳 Shaking

  • Weakens rock or sediment bodies.
  • Sources: earthquakes, highway traffic, construction, mining.
  • Example: The April 2015 M7.8 Nepal earthquake triggered several deadly mass wasting events including snow avalanches.

🌀 Combined triggers

  • Saturation + shaking is especially deadly.
  • Example: Sapporo, Japan, September 2018:
    • September 4: tropical storm Jebi drenched the area.
    • September 6: M6.6 earthquake shook the region.
    • Result: thousands of debris flows of water-saturated volcanic materials on steep slopes, 41 deaths.

Don't confuse: A single trigger (e.g., rain alone) may not cause failure, but combined triggers (rain + earthquake) can overcome shear strength.

Markdown: # Factors that Control Slope Stability

🧭 Overview

🧠 One-sentence thesis

Slope stability is ultimately determined by the angle of the slope and the strength of the materials on it, with water content and triggering events like earthquakes or rapid water changes causing the shear force to overcome shear strength and lead to mass wasting.

📌 Key points (3–5)

  • What controls stability: the balance between shear force (gravity pulling material down the slope) and shear strength (the resistance holding material in place).
  • Slope angle matters: steeper slopes increase shear force relative to shear strength, making failure more likely.
  • Material strength varies widely: solid crystalline rocks are strongest, while unconsolidated sediments and weathered/fractured rocks are weakest; orientation of weaknesses (bedding, foliation) parallel to slopes is most dangerous.
  • Water is the most critical factor: moist sediments are strongest due to surface tension, saturated sediments are weakest because water pushes grains apart, and water pressure in rock can dramatically reduce strength.
  • Common confusion: water's role—adding water increases mass (gravitational force) but primarily weakens materials by reducing friction and strength, making saturation the most destabilizing condition.

⚖️ The fundamental balance

⚖️ Shear force vs. shear strength

Mass wasting (synonymous with "slope failure"): the failure and down-slope movement of rock or unconsolidated materials in response to gravity.

  • Gravity pulls material straight down toward Earth's center.
  • This vertical force splits into two components relative to the slope:
    • Shear force: pushes the block down the slope.
    • Normal force: pushes the block into the slope.
  • Shear strength: the resistance of the connection between the block and the slope.
ScenarioRelationshipOutcome
a (gentle slope)Shear force < Shear strengthBlock is stable
b (moderate slope)Shear force ≈ Shear strengthBlock may or may not move
c (steep slope)Shear force > Shear strengthBlock very likely to move

Example: A block on a gentle slope has most of gravity's force pushing it into the slope (normal force), so shear force is small and the block stays put; on a steep slope, more force pushes down-slope, overwhelming the connection.

🏔️ Why slopes exist

  • Slopes are created by tectonic uplift.
  • Recent uplift (angular mountains, glaciated valleys) → steep slopes.
  • Ancient uplift (eastern North America) → gentler slopes after hundreds of millions of years of erosion.
  • Don't confuse: even gentle slopes can fail if material strength is low enough.

🪨 Material strength variations

🪨 Rock strength hierarchy

  • Strongest: crystalline rocks (granite, basalt, gneiss).
  • Moderately strong: some metamorphic rocks (schist), limestone, some sandstone and conglomerate.
  • Weakest: some sandstone types and all mudstones.

🧩 Weaknesses in rock bodies

  • Fractures, metamorphic foliation, or bedding planes significantly reduce strength.
  • Orientation matters most:
    • Perpendicular to slope → relatively stable.
    • Parallel to slope → quite unstable.
    • Horizontal → intermediate stability.

Example: At the Hope Slide, foliation planes and sills were parallel to the steep slope, creating the most unstable configuration.

🧱 Internal variations

  • Layers rich in sheet silicates (mica, chlorite) are weaker.
  • Weathered minerals (e.g., feldspar altered to clay) make rock even weaker.
  • Example: The Hope Slide schist had feldspar-bearing sills altered to clay, reducing strength further.

🏖️ Unconsolidated sediment strength

  • Generally weaker than sedimentary rocks (not cemented, not compressed).
  • Strength ranking:
    • Sand and silt: particularly weak.
    • Clay: generally a little stronger (unless wet).
    • Sand mixed with clay: stronger still.
    • Glacial till (compressed under ice): can be as strong as sedimentary rock.

Example: At Point Grey, Vancouver, fine deposits (sand/silt/clay) maintain a steep slope, while overlying sand is weaker and has failed.

💧 Water's critical role

💧 Three moisture states

StateDescriptionStrength
DryPores filled only with airWeak (grains held only by friction)
MoistSome water at grain boundariesStrongest (surface tension holds grains together)
SaturatedAll pores filled with waterWeakest (water pushes grains apart, reducing friction)
  • The angle of repose (steepest stable slope for dry sediment) is about 30°.
  • Moist sand can maintain slopes around 80°.
  • Saturated sand spreads to slopes of only a few degrees.

Don't confuse: Adding water increases mass (gravitational force) but primarily weakens material by reducing friction—saturation is most destabilizing despite increased weight.

💧 Water in solid rock

  • Water reduces strength, especially in fractured or bedded rock or clay-bearing zones.
  • Pressure is key: water under pressure is most damaging.
  • Example: At the Hope Slide, freezing may have blocked springs, causing water pressure to build up and weaken the rock mass.

💧 Clay minerals and water

  • All clay minerals absorb some water, reducing strength.
  • Smectite clays (e.g., bentonite) absorb a lot of water:
    • Water pushes sheets apart at the molecular level.
    • Mineral swells and becomes extremely slippery.
    • Expanded smectite has almost no strength.

⚡ Triggers for mass wasting

⚡ What triggers are

Triggers: events that lead to a rapid reduction in shear strength.

  • Shear force (related to slope angle) does not change quickly.
  • Shear strength can change quickly, causing sudden failure.

💦 Increased water content (most common)

  • Causes rapid reduction in strength.
  • Sources:
    • Rapid melting of snow/ice (spring, summer, or volcanic eruption).
    • Heavy rain.
    • Changes in water flow patterns (earthquakes, previous failures damming streams, human structures like roads/parking lots).

Example: The 2005 North Vancouver debris flow occurred during rain, triggered by excess runoff from roads and landscape features; drainage issues had been identified in 1980 but not addressed.

🧊 Freezing and thawing

  • Freezing expands cracks between rock parts.
  • Thawing releases blocks attached to slopes by ice films.

🌊 Decreased water content

  • Less common trigger.
  • Affects clean sand deposits that lose strength when water around grains disappears.

📳 Shaking

  • Weakens rock or sediment bodies.
  • Sources: earthquakes, highway traffic, construction, mining.
  • Example: The April 2015 M7.8 Nepal earthquake triggered several deadly mass wasting events including snow avalanches.

🌀 Combined triggers

  • Saturation + shaking is especially deadly.
  • Example: Sapporo, Japan, September 2018:
    • September 4: tropical storm Jebi drenched the area.
    • September 6: M6.6 earthquake shook the region.
    • Result: thousands of debris flows of water-saturated volcanic materials on steep slopes, 41 deaths.

Don't confuse: A single trigger (e.g., rain alone) may not cause failure, but combined triggers (rain + earthquake) can overcome shear strength.

21

Classification of Mass Wasting

5.2 Classification of Mass Wasting

🧭 Overview

🧠 One-sentence thesis

Mass wasting events are classified by three criteria—material type, motion mechanism, and rate—to help understand causes, mitigate effects, and communicate risks effectively.

📌 Key points (3–5)

  • Why classify: Classification helps understand causes, learn mitigation strategies, and communicate clearly about slope failures.
  • Three classification criteria: type of material (bedrock vs unconsolidated sediment), mechanism of failure (how it moved), and rate of motion.
  • Three motion types: fall (vertical drop through air), slide (mass moves as a unit), and flow (material has internal fluid-like motion).
  • Common confusion: Many slope failures involve two or all three motion types, and it's often difficult to determine exactly how material moved.
  • Rate matters: Motion rates range from very slow (mm/year in creep) to very fast (tens of m/s in rock falls and avalanches).

🧩 Material and motion framework

🪨 Type of material

The excerpt distinguishes two main material categories:

  • Bedrock: solid rock that breaks into fragments or slides as coherent blocks.
  • Unconsolidated sediment: loose soil, sand, gravel, or mixed materials (may include ice).

The material type influences which failure mechanisms are possible and how fast movement occurs.

🔄 Type of motion (most important criterion)

The type of motion is the most important characteristic of a slope failure.

Three fundamental motion types:

  • Fall: material drops vertically or nearly vertically through the air.
  • Slide: material moves as a mass without internal motion within the mass.
  • Flow: material has internal motion, behaving like a fluid.

Don't confuse: The excerpt emphasizes that many failures involve two or all three motion types, and determining the exact motion can be difficult in practice.

⏱️ Rate of motion

Rates span a huge range:

  • Very slow: millimeters per year to centimeters per year (creep, sackung).
  • Slow to moderate: centimeters per year to meters per year (slump).
  • Fast: meters per second (debris flow, rock fall, rock avalanche).

🪨 Rock-based failures

🪨 Rock fall

  • What happens: Rock fragments break off from steep bedrock slopes and drop vertically or nearly vertically (plus bouncing).
  • Rate: Very fast (>10s of meters per second).
  • Common cause: Frost-wedging in areas with many freeze-thaw cycles per year.
  • Example: The excerpt describes a December 2014 event near Keremeos, BC, where a large block split from a cliff, broke into smaller pieces, fell and tumbled down, smashing concrete barriers and gouging pavement.
  • Talus slope: The accumulation of fallen rock fragments at the base of a cliff.

🛝 Rock slide

  • What happens: Rock slides along a sloping surface, typically parallel to a fracture, bedding plane, or metamorphic foliation plane.
  • Rate: Can range from very slow to moderately fast.
  • Sackung: A specific term for very slow motion (mm/year to cm/year) of a rock block on a steep slope.

Example: The Downie Slide north of Revelstoke, BC—a massive rock body slowly sliding along a plane of weakness parallel to the slope. Engineers drilled drainage holes to reduce water pressure and stabilize it; BC Hydro monitors it continuously.

Translational slide: The rock moves down the slope without rotating—it translates along a planar surface.

Don't confuse: "Translational" with "transitional" (a common error the excerpt warns against).

🌊 Rock avalanche

  • What happens: A rock slide that accelerates quickly (m/s), breaks into many small pieces, and moves in a fluid manner.
  • Mechanism: Large and small rock fragments are suspended on a cushion of air within and beneath the moving mass.
  • Rate: Very fast (>10s of meters per second).
  • Examples: The 1965 Hope Slide, 1903 Frank Slide (Alberta), and 2010 Mt. Meager slide (west of Lillooet, BC).

🌱 Sediment-based failures

🐌 Creep (or solifluction)

  • What happens: Very slow movement (mm/year to cm/year) of soil or unconsolidated material on a slope.
  • Motion type: Typically flow, though sliding may also occur; usually affects only the upper several centimeters.
  • Mechanism: Particles are lifted perpendicular to the surface by ice crystal growth (or wetting), then let down vertically by gravity when ice melts (or drying occurs).

Visible evidence:

  • Trees, fence posts, or gravestones consistently leaning downhill.
  • "Pistol butt" or "j-shaped tree trunk": Trees try to correct their lean by growing upright, creating a curved lower trunk.
  • Can occur on nearly flat surfaces.

🔄 Slump

  • What happens: Movement as a mass within thick unconsolidated deposits (typically >10 m) along a curved surface.
  • Motion pattern: Downward motion near the top, outward motion toward the bottom (rotational sliding).
  • Rate: Slow (cm/year to m/year).
  • Cause: Typically caused by excess water within materials on a steep slope.

Example: A slump near Lethbridge, Alberta, active for many decades, moves more during heavy spring rains and snow-melt. The toe fails because it's eroded by a small stream at the bottom.

Don't confuse: Slump (rotational slide along a curved surface) with rock slide (translational slide along a planar surface).

💧 Mud flow and debris flow

Both involve sediment that becomes completely saturated with water, losing strength and flowing even on gentle slopes.

TypeMaterialRateCharacteristics
Mud flowPrimarily sand-sized and smaller (silt, clay)Moderate to fast (cm/s to m/s)Mixture of sediment and water moves down a channel
Debris flowMixture of sizes including gravel and largerFast (m/s)Requires steeper slope and more water than mud flow; enough energy to move large boulders and knock over trees

Triggers: Rapid spring snow melt, heavy rains, or volcanic eruptions (rapid melting of snow and ice).

Example: A November 2006 debris flow near Buttle Lake, BC, following very heavy rainfall, moved large boulders and knocked over large trees.

📊 Classification summary table

The excerpt provides a comprehensive table organizing failures by material, motion, and rate:

Failure TypeMaterialMotion TypeRate
Rock fallRock fragmentsVertical/near-vertical fall (+ bouncing)Very fast (>10s m/s)
Rock slideLarge rock bodyUnit motion along planar surface (translational)Typically very slow (mm/y to cm/y), some faster
Rock avalancheRock body that slides then breaks upFlow (suspended on air cushion)Very fast (>10s m/s)
Creep/solifluctionSoil/overburden, sometimes with iceFlow (sliding may also occur)Very slow (mm/y to cm/y)
SlumpThick unconsolidated deposits (m to 10s of m)Unit motion along curved surface (rotational)Slow (cm/y to m/y)
Mud flowLoose sediment with significant silt/clayFlow (sediment-water mixture in channel)Moderate to fast (cm/s to m/s)
Debris flowSand, gravel, larger fragmentsFlow (similar to mud flow but faster)Fast (m/s)

🔍 Understanding motion types

🔍 Motion visualization

The excerpt emphasizes understanding how things moved:

  • Fall: typically a rock fall.
  • Flow: can be creep, mud flow, debris flow, or rock avalanche.
  • Translational slide: typically a rock slide (movement along a planar surface).
  • Rotational slide: typically a slump (movement along a curved surface).

🌐 Real-world complexity

Important reminder: The excerpt stresses that classification is "not normally that simple":

  • Many slope failures involve two motion types.
  • Some involve all three.
  • In many cases it's not easy to tell how material moved.

Example: The November 2020 Elliot Creek event in southwestern BC involved multiple phases—starting with a rock slide at the upper end of Elliot Lake, continuing as a debris flow for 14 km down Elliot Creek, then another 10 km along the Southgate River to the ocean.

22

Mitigating the Effects of Mass Wasting

5.3 Mitigating the Effects of Mass Wasting

🧭 Overview

🧠 One-sentence thesis

Although mass wasting cannot be prevented, its effects can be reduced through monitoring systems, protective structures, drainage management, and in extreme cases, avoiding hazardous areas entirely.

📌 Key points (3–5)

  • Monitoring strategies: optical devices, mechanical cables, and acoustic sensors detect movement or warn of incoming debris flows, providing critical early warning time.
  • Protective infrastructure: avalanche shelters, debris-flow channels, and catchment basins physically shield people and infrastructure from mass wasting events.
  • Drainage and excavation: building weight is often less critical than drainage impacts; excavated soil can weigh more than the structure built.
  • Common confusion: houses are often blamed for adding weight to slopes, but excavation removes material that may weigh more than the building itself.
  • When mitigation fails: in situations where failure is inevitable and unpredictable, evacuation and abandonment may be the only safe option.

🏗️ Building impacts on slopes

⚖️ Weight vs excavation

  • A standard 1600 ft² wood-frame house with basement and foundation weighs about 145 metric tonnes.
  • However, excavation for the same house (15 m × 11 m × 1 m deep = 165 m³) removes soil weighing approximately 1.6 T per m³.
  • The excavated material often weighs more than the house itself.
  • Don't confuse: the common belief that building weight destabilizes slopes overlooks that excavation removes weight.

💧 Drainage as the real concern

  • The excerpt states that drainage effects are a "more likely contributor to instability" than building weight.
  • Larger buildings require bigger, deeper excavations, often into solid rock (which is heavier than soil).
  • Example: a bigger building doesn't necessarily add net weight if excavation removes heavier rock.

📡 Monitoring systems

👁️ Slow-moving slide monitoring

  • Downie Slide and Checkerboard Slide (both above Lake Revelstoke, BC) are monitored 24/7.
  • Optical devices and mechanical cable systems detect incremental motion.
  • A cable attached to unstable rock transmits any movement to a monitoring device.
  • Why critical: rapid failure could send rock into the reservoir, creating a wall of water over Revelstoke Dam, threatening the town below.

🔊 Acoustic monitoring for debris flows

  • Mt. Rainier, Washington: over 100,000 people live on deposits from past lahars (volcanic mud/debris flows).
  • Since 1998, acoustic monitors embedded in the ground detect lahars along expected paths.
  • Warning time: residents receive 40 minutes to 3 hours to reach safe ground.
  • Lahars can occur with or without volcanic eruption.

🌦️ Weather and stream monitoring

Monitoring weather conditions and stream flows helps assess changing failure risk:

Trigger conditionHow it increases risk
Extreme rainSaturates and weakens surficial materials and bedrock
Flooding from rainErodes stream banks, contributing to failures
Sudden warmingTriggers rapid snow melt, increasing water in materials and streams
Persistent droughtDries sandy materials, making them more prone to failure

🛡️ Protective structures

🏔️ Avalanche shelters

  • Built over highways in temperate mountainous regions (e.g., Coquihalla Highway, BC).
  • Allow avalanches to pass over the road without damaging vehicles or infrastructure.
  • Similar features exist in other parts of the world for different mass wasting types.

🌊 Debris-flow mitigation strategies

The Sea-to-Sky Highway (Vancouver to Squamish, BC) uses two approaches:

StrategyHow it worksExample location
Flow-through channelConcrete-lined channel allows debris to flow quickly to the oceanAlberta Creek
Catchment basinConstructed basin captures debris while allowing water to continue throughCharles Creek (filled to capacity in 2010)
  • Why necessary: debris flows are "inevitable, unpreventable and unpredictable" in this region.
  • Past events have been "deadly and expensive."
  • Too late to close the region, so authorities protect residents and transportation routes.

🚫 Avoidance and evacuation

🏘️ The Garibaldi case study

  • Location: 25 km south of Whistler, BC.
  • Early 1980s: village of ~100 people, with construction underway and expansion planned.
  • The Barrier: a steep cliff that collapsed in 1855, causing a large rock avalanche that traveled 6 km down the valley.
  • 1980 study: commissioned after Mt. St. Helens eruption, revealed The Barrier was likely to collapse again unpredictably.
  • Court ruling: Garibaldi was not safe for habitation.
  • Outcome: residents were compensated and ordered to leave.

🧠 When to abandon

"In situations where we can't do anything to delay, predict, contain or mitigate slope failures, we simply have to have the common sense to stay away."

  • This represents the final option when all other mitigation strategies are inadequate.
  • Example: when failure is both inevitable and unpredictable, no amount of monitoring or protective structures can ensure safety.
23

Earthquakes and Plate Tectonics

5.4 Mass Wasting and Earth Systems

🧭 Overview

🧠 One-sentence thesis

Earthquakes result from the rupture and displacement of stressed rock beneath Earth's surface, and their distribution and depth patterns reveal the locations and types of plate boundaries where tectonic forces concentrate.

📌 Key points

  • What an earthquake is: shaking caused by rupture (breaking) and displacement of rock beneath the surface, typically where tectonic plates move in different directions.
  • Elastic deformation and rebound: stressed rock deforms elastically until it reaches its limit, then breaks and rebounds to its original shape, releasing energy as an earthquake.
  • Rupture surface concept: earthquakes happen over an area (rupture surface) within a plane, not at a single point; displacement varies across this surface and propagates rapidly from an initiation point.
  • Aftershocks and stress transfer: aftershocks are earthquakes triggered by stress transfer from a preceding earthquake; stress is reduced in the rupture area but may increase on adjacent fault segments.
  • Common confusion: aftershocks vs main shocks—aftershocks are typically smaller but can be larger; they can occur seconds to decades after the main shock and are caused by stress redistribution, not just immediate rupture.
  • Plate boundary patterns: earthquakes at divergent and transform boundaries are shallow (less than 33 km); at subduction zones, earthquake depth increases inland from the trench.

🪨 What Causes Earthquakes

🪨 The basic mechanism

An earthquake is the shaking caused by the rupture (breaking) and subsequent displacement of rocks (one body of rock moving with respect to another) beneath the Earth's surface.

  • Most earthquakes result from stresses placed on rocks where adjacent tectonic plates move in different directions.
  • The earthquake happens when rock can no longer withstand deformation and breaks, with the two sides sliding past each other.
  • Most earthquakes occur near plate boundaries, but not necessarily right on a boundary or on an existing/known fault.

🔧 Elastic deformation and rupture

  • Rock under stress becomes deformed elastically, meaning it can spring back to its original position.
  • Because most rock is strong, it can withstand significant deformation without breaking.
  • When pushed beyond its deformation limit, the rock ruptures (breaks).
  • After rupture, there is displacement along the rupture surface, and the two bodies of rock rebound back to their original shape.
  • The magnitude of the earthquake depends on:
    • The extent of the area that breaks (area of the rupture surface)
    • The average amount of displacement (sliding)

Example: Imagine bending a stick slowly—it flexes (elastic deformation) until it suddenly snaps (rupture) and the two pieces spring back (elastic rebound).

🗺️ The Rupture Surface

🗺️ What a rupture surface is

  • An earthquake does not happen at a point; it happens over an area within a plane (though not necessarily a flat plane).
  • Within the rupture surface area, the amount of displacement is variable.
  • By definition, displacement decreases to zero at the edges of the rupture surface because rock beyond that point is not displaced at all.
  • The extent of a rupture surface and displacement amount depend on rock strength and the degree of pre-existing stress.

⚡ How rupture propagates

  • Earthquake rupture doesn't happen all at once; it starts at a single point and spreads rapidly from there.
  • Depending on the rupture surface extent, propagation of failures from the initiation point typically completes within seconds to several tens of seconds.
  • The initiation point isn't necessarily in the center; it may be close to one end, or near the top or bottom.

📍 Example: 1989 Loma Prieta earthquake

  • The distribution of immediate aftershocks defined the rupture surface: about 50 km long and 15 km wide (deep).
  • The red star (main shock) represents where the rock first broke and was displaced.
  • That initial shock released stress at that location but increased stress on nearby parts of the fault.
  • This contributed to a cascade of smaller ruptures (immediate aftershocks) over the rupture surface area.
  • Within a few tens of seconds of the main earthquake, there were hundreds of smaller aftershocks.

🔄 Aftershocks and Stress Transfer

🔄 What aftershocks are

An aftershock is an earthquake just like any other, but it is one that can be shown to have been triggered by stress transfer from a preceding earthquake.

  • Most aftershocks are smaller than the earthquake that triggered them, but they can be bigger.
  • Aftershocks can be delayed for hours, weeks, years, or even decades.
  • Don't confuse: aftershocks are not just "immediate small shakes"—they are full earthquakes caused by stress redistribution and can occur long after the main shock.

🔀 How stress transfer works

  • The main shock releases stress in the rupture area (shown in blue on stress models).
  • Stress is likely to have increased at either end of the rupture surface (shown in red).
  • Stress transfer isn't restricted to the fault where the earthquake happened; it affects rocks in general around the earthquake site.
  • This may lead to increased stress on other faults in the region.
ZoneStress changeEffect
Rupture areaDecreased (blue)Stress released
Adjacent fault segmentsIncreased (red)Higher earthquake risk
Surrounding regionVariableMay affect other faults

⏳ Delayed effects

  • The effects of stress transfer don't necessarily show up right away.
  • Fault segments are typically already in some state of stress.
  • Stress transfer is rarely enough by itself to push a fault segment beyond its rupture limit.
  • The added stress accumulates along with ongoing stress build-up from plate motion, eventually leading to an earthquake.

🌊 Episodic Tremor and Slip (ETS)

🌊 What ETS is

  • Episodic tremor and slip is periodic slow sliding along part of a subduction boundary.
  • It does not produce recognizable earthquakes but does produce seismic tremor (rapid seismic vibrations on a seismometer that cannot be felt by humans).
  • First discovered in 2003 on the Vancouver Island part of the Cascadia subduction zone.
  • Since 2003, ETS processes have also been observed on subduction zones in Mexico and Japan.

🔒 Three segments of the Cascadia subduction zone

The boundary between the subducting Juan de Fuca plate and the North America plate can be divided into three segments:

SegmentTemperatureBehaviorEarthquake pattern
Upper (locked)ColdRocks locked togetherVery large earthquakes (~every 500 years; last one M8.5+ on January 26, 1700)
Central (ETS zone)IntermediateNot cold enough to be locked, not warm enough to slide continuouslySlips episodically (~every 14 months, slowly moving a few cm over ~2 weeks)
LowerWarmWeak rockSlides continuously

⚠️ ETS and earthquake risk

  • Don't confuse: ETS does not reduce earthquake risk by releasing tension.
  • The opposite is likely true: movement along the ETS part acts like a medium-sized earthquake and leads to stress transfer to the adjacent locked part of the plate.
  • Approximately every 14 months, during the two-week ETS period, there is stress transfer from the ETS zone up to the shallow locked part of the Cascadia subduction zone.
  • This creates an increased chance of a large earthquake during ETS periods.

🌍 Earthquakes and Plate Boundaries

🌍 Global distribution patterns

The distribution of earthquakes across the globe shows clear relationships between earthquakes and plate boundaries:

Boundary typeEarthquake characteristicsDepth
Divergent (e.g., mid-Atlantic ridge, East Pacific rise)Common but restricted to narrow zone close to ridgeConsistently less than 30 km (red dots)
Transform (e.g., San Andreas Fault)Shallow earthquakes commonShallow
Subduction zonesVery commonDepth increases inshore from the subduction zone (green and blue dots: 70-700 km)
Intraplate locationsLess commonVariable (e.g., Rift Valley Africa, Tibet China, Lake Baikal Russia)

🔀 Divergent and transform boundaries

  • At divergent boundaries (mid-Atlantic ridge segments), earthquakes tend to be small and infrequent because of relatively high rock temperatures where spreading is taking place.
  • Most earthquakes are located along transform faults rather than along divergent boundaries.
  • There are clusters of earthquakes at some divergent-transform intersections.
  • All earthquakes in these areas are 0 to 33 km depth.

Example: In the mid-Atlantic region near the equator, segments of the mid-Atlantic ridge (divergent boundaries) are offset by long transform faults with side-by-side motion; most magnitude 4+ earthquakes occur along the transform faults.

🌊 Convergent boundaries (subduction zones)

  • At subduction zones, earthquakes get deeper with distance from the trench.
  • In the Caribbean and Central America area:
    • The Cocos Plate is subducting beneath the North America and Caribbean Plates (ocean-continent convergence).
    • The South and North America Plates are subducting beneath the Caribbean Plate (ocean-ocean convergence).
    • In both cases, earthquakes get deeper with distance from the trench.
  • Don't confuse: not all apparent subduction zones show earthquake activity—if there are almost no earthquakes along a zone, it is questionable whether subduction is actually taking place (e.g., South America Plate north of Colombia).
24

Earthquakes: Distribution, Measurement, and Impacts

6.1 What is an Earthquake?

🧭 Overview

🧠 One-sentence thesis

Earthquakes occur predominantly at plate boundaries through stress release, and understanding their distribution, measurement, and impacts allows societies to forecast probabilities and minimize damage through engineering and preparedness.

📌 Key points (3–5)

  • Where earthquakes happen: Most occur at plate boundaries—shallow at divergent/transform boundaries, deep at subduction zones; largest quakes happen at subduction zones.
  • Two ways to measure: Magnitude measures energy released (one number per earthquake); intensity measures shaking/damage at specific locations (varies by distance and geology).
  • What affects damage: Soft sediments amplify shaking more than bedrock; liquefaction occurs when water-saturated sediments lose strength; tsunami result from vertical seafloor displacement at subduction zones.
  • Common confusion: Magnitude vs. intensity—magnitude is inherent to the earthquake itself, while intensity varies from place to place depending on local conditions.
  • Forecasting vs. prediction: Short-term prediction remains unreliable; current approach uses long-term probability forecasts (decades) plus building codes and early warning systems.

🌍 Earthquake distribution and plate tectonics

🗺️ Global patterns

  • Earthquakes cluster along plate boundaries worldwide.
  • The distribution reveals the geometry of Earth's tectonic plates.
  • Some intraplate earthquakes occur (e.g., Africa's Rift Valley, Tibet, Lake Baikal) but are less common.

🔀 At divergent and transform boundaries

  • Divergent boundaries (mid-ocean ridges): earthquakes are common but restricted to narrow zones close to the ridge; consistently shallow (less than 30 km depth).
  • Transform faults (e.g., San Andreas): shallow earthquakes are common; most activity concentrates along the transform segments rather than the spreading segments.
  • Example: Mid-Atlantic ridge shows most earthquakes along transform offsets, with clusters at divergent-transform intersections.
  • Why fewer at divergent zones: relatively high rock temperatures where spreading occurs make earthquakes small and infrequent.

⬇️ At convergent (subduction) boundaries

  • Earthquakes are very common and their depth increases inland from the trench.
  • Ocean-continent and ocean-ocean convergence: earthquakes extend from surface down to 400+ km depth, following the descending slab.
  • Example: Caribbean/Central America region shows depth progression from trench (red, 0–33 km) through orange (33–70 km), green (70–300 km), to blue (300–700 km) as distance from trench increases.
  • Background seismicity concentrates near the upper (crust) side of the subducting plate.
  • Largest earthquakes (M9+) occur at subduction zones because there is potential for greater rupture-zone width on gently dipping boundaries; transform boundaries max out around M8.

🏔️ Continent-continent convergence

  • India-Asia collision: no actual subduction occurring, but intense seismic activity throughout the region.
  • Earthquakes relate to transform faults on either side of India plate and to thrust faults from tectonic squeezing.
  • The squeezing has thrust Asia plate over India plate, building the Himalayas and Tibet Plateau.
  • Northwestern Afghanistan shows deep earthquakes (>70 km, within mantle), interpreted as northwestward subduction of India plate beneath Asia in that area.

📏 Measuring earthquakes: magnitude

🔢 What magnitude measures

Magnitude: an estimate of the energy released by an earthquake.

  • It is not "Richter magnitude" (that's a misnomer); Richter's 1935 method is just one of many ways to estimate the same number.
  • One magnitude value per earthquake, regardless of measurement method.
  • Based on seismic wave data: P-waves (compression), S-waves (shear), and surface waves (Rayleigh and Love waves).

📊 Measurement methods

MethodMagnitude rangeDistance rangeHow it works
Local (M_L)2 to 60 to 400 kmMaximum amplitude of S waves; only for nearby earthquakes
Moment (M_W)>3.5allBased on seismic moment = fault area × displacement; most accurate for large quakes
Surface wave (M_S)5 to 820° to 180°Amplitude of surface waves for distant earthquakes
P-wave2 to 8localP-wave amplitude; used for rapid early warnings

📈 The logarithmic scale

  • Each magnitude unit represents 32 times more energy than the one below.
  • Example progression: M1 = 1 unit energy, M2 = 32 units, M3 = 1,024 units, M4 = 32,768 units, etc.
  • A single M8 or M9 earthquake in a given year likely releases more energy than all smaller events combined.

🎯 Key terms

  • Hypocentre: actual location of earthquake shock at depth.
  • Epicentre: point on land surface directly above the hypocentre.
  • Don't confuse: hypocentre is the source; epicentre is the surface projection.

📍 Measuring earthquakes: intensity

🏘️ What intensity measures

Intensity: an assessment of what people felt and how much damage was done at a specific location.

  • Intensity is assigned to locations, not to the earthquake itself.
  • Varies widely depending on: distance from epicentre, depth of earthquake, type of underlying material, building type and size.

📋 Modified Mercalli Intensity scale

  • Ranges from I (not felt) through XII (total destruction).
  • Based on observable effects: shaking felt, objects moved, structural damage, ground effects.
  • Example observations: weak shaking might rattle teacups; moderate shaking moves furniture; strong shaking damages chimneys and buildings.

🪨 Geological amplification

  • Soft sediments amplify shaking much more than solid bedrock.
  • The 1985 Mexico earthquake (M8, epicentre 350 km away) caused devastating damage in Mexico City because:
    • City built on unconsolidated, water-saturated sediments of former Lake Texcoco.
    • Sediments resonate at ~2 seconds frequency, matching the body waves.
    • Like an opera singer breaking a wine glass: resonance amplifies the effect.
    • Ground moved up/down ~20 cm every 2 seconds for over 2 minutes.
    • Buildings 5–15 stories tall (also ~2 second resonance) suffered worst damage.

🗺️ Intensity mapping

  • Cities map surficial materials (river sediments, lake sediments, glacial deposits) and water saturation.
  • Example: Victoria, BC shows lowest risk on bedrock (grey), moderate on marine clay (orange/pink), highest where peat overlies clay (red).
  • Helps identify areas needing special building precautions.

💥 Earthquake impacts and hazards

🏢 Building damage

  • Most serious consequence of large earthquakes.
  • Damage depends on: building type/size, construction quality, foundation material.
  • Soft sediments = worse damage than bedrock areas.
  • Example: 1989 Loma Prieta earthquake collapsed two-layer highway in Oakland built on soft sediments.
  • Multi-story buildings more seriously damaged than smaller ones.

🔥 Fires

  • Gas pipelines rupture and electrical lines break during shaking.
  • Example: 1906 San Francisco—most damage from massive fires (25,000 buildings destroyed), fueled by broken gas pipes; fighting fires difficult because water mains also ruptured.
  • Risk reducible through P-wave early warning if utilities can reduce pressure and close circuits.

⛰️ Slope failures

  • Earthquakes trigger failures on slopes already prone to weakness.
  • Example: 2001 El Salvador M7.6 earthquake triggered Las Colinas debris flow at Santa Tecla; over 500 deaths in that slide alone.
  • Example: 2018 Sapporo, Japan—thousands of debris flows in area recently soaked by rains and typhoon.

💧 Liquefaction

Liquefaction: process where water-saturated sediment transforms from solid to liquid mass that can flow.

  • How it happens: shaking rearranges grains so they no longer support each other; water between grains holds them apart; material flows.
  • Leads to: building collapse, slope failures, sand "volcanoes" (fountains of sandy mud).
  • Example: 1964 Niigata, Japan (M7.6)—apartment buildings collapsed/tilted when ground liquefied.
  • Fraser Delta, BC vulnerability: 2–3 m silt/clay layer over 10+ m water-saturated sand → amplified shaking + liquefaction risk → potential subsidence, tilting, sliding.
  • Current building codes require ground strengthening before multi-story construction in such areas.

🌊 Tsunami

  • Generated by large (M7+) subduction earthquakes that cause vertical seafloor displacement.
  • How they form: overriding plate gets elastically deformed between earthquakes (squeezed, pushed up); when earthquake releases the lock, rapid subsidence and/or uplift of seafloor displaces water overhead.
  • Travel at several hundred km/h across oceans.
  • Example: 1700 Cascadia earthquake tsunami reached Japan 9 hours later.
  • Not generated by: earthquakes <M7 (minimal vertical displacement), transform earthquakes (mostly horizontal motion), land earthquakes.

☠️ Tsunami damage examples

  • 2004 Sumatra M9.1: over 200,000 deaths, mostly from tsunami; coastal buildings destroyed by waves.
  • 2011 Tohoku, Japan: ~16,000 deaths from drowning/tsunami, ~3,000 from earthquake; includes Fukushima nuclear plant damage.
  • Tsunami damage and casualties often far exceed earthquake shaking damage.

🔮 Forecasting and risk reduction

❌ Why short-term prediction fails

  • Many avenues explored: foreshocks, magnetic fields, tremor, groundwater, animal behavior, periodicity, stress transfer—none reliable.
  • Parkfield experiment (1980s–2004): San Andreas segment had 5 quakes from 1881–1966, mostly at ~20-year intervals, all ~M6; next expected ~1987.
    • Area heavily instrumented with every available monitoring technique.
    • Earthquake finally struck September 2004 (~17 years late).
    • No significant precursors in any parameter; no foreshock; came as complete surprise.
  • Problem: predictions must be accurate most of the time, not just sometimes; 10% accuracy → public loses faith → all predictions ignored.

📅 Long-term probability forecasts

  • Current approach: forecast probabilities within decades-long time periods.
  • Based on: past earthquake history, accumulated stress from plate movement, stress transfer.
  • Example: San Francisco Bay region, 2014–2043—probabilities assigned to 8 major faults; 72% chance of M6.7+ somewhere in region by 2043.
  • Greatest probabilities on San Andreas, Rogers Creek, and Hayward faults.

⚡ Early warning systems

  • Feasible for areas distant from epicentre: seismic waves take time to travel; electronic warnings are nearly instant.
  • Mexico (1993): seismometers on coast relay warnings to Mexico City; residents get up to 2 minutes warning via 12,000 pole-mounted speakers; wide public acceptance.
  • Japan (2008): nation-wide system using land seismometers.
  • US ShakeAlert (2016): Washington, Oregon, California; still years from full function.
  • British Columbia (unique): seismometers on seafloor (Ocean Networks Canada) up to 200 km offshore, networked with ~100 land seismometers; can detect large quake up to 90 seconds before shaking reaches Vancouver/Victoria.

🏗️ Building codes and retrofits

  • New construction: diagonal bracing, flexible foundations; wooden buildings perform well (flexibility); bridges designed to resist shaking.
  • Example: bridge spanning San Andreas south of Parkfield—deck rests on piers and can slide when foundations move in different directions.
  • Code enforcement critical: strong codes useless without compliance; robust in developed countries, inadequate in many developing countries.
  • Example: Turkey 1999 Izmit M7.6—over 17,000 deaths despite relatively strong 1990s code; builders cut costs (inappropriate concrete materials, reduced steel reinforcing); code strengthened after 1999 but enforcement still weak.
  • Existing buildings: must upgrade schools, hospitals, bridges, dams.
  • Example: British Columbia seismic upgrade program—186 schools completed as of May 2021, 30 underway, 13 ready to proceed, 267 more need upgrades; older (pre-1992) schools prioritized; some upgraded, some replaced.

🎒 Emergency preparedness

  • Public emergency plans: escape routes, medical facilities, shelters, food/water supplies.
  • Personal planning: emergency supplies (food, water, shelter, warmth), escape routes, communication strategies (don't rely on cellular network—may not function after large quake).
25

6.2 Earthquakes and Plate Tectonics

6.2 Earthquakes and Plate Tectonics

🧭 Overview

🧠 One-sentence thesis

Earthquake distribution across the globe closely follows plate boundaries, with different boundary types producing distinct patterns of depth and frequency that reveal the underlying tectonic processes.

📌 Key points (3–5)

  • Global pattern: earthquakes cluster along plate boundaries—divergent, transform, and convergent—with predictable depth and frequency patterns for each type.
  • Divergent and transform boundaries: earthquakes are shallow (less than 30 km) and narrow along mid-ocean ridges; most occur on transform faults rather than spreading centers because of cooler rock temperatures.
  • Convergent boundaries (subduction): earthquakes increase in depth moving inland from the trench, extending down to 400+ km; the largest earthquakes (M9+) occur on gently dipping subduction zones.
  • Common confusion: not all convergent boundaries produce deep earthquakes—continent-continent convergence (e.g., India-Asia) shows no actual subduction and earthquakes remain shallow, caused by thrust faulting and tectonic squeezing instead.
  • Why depth matters: the width of the rupture zone on gently dipping subduction boundaries allows for much larger earthquakes than steep transform boundaries (which max out around M8).

🌍 Global earthquake distribution patterns

🗺️ Where earthquakes cluster

  • The excerpt shows global earthquake data (magnitude 4+, 2004–2011) color-coded by depth:
    • Red: 0–33 km (shallow)
    • Orange: 33–70 km
    • Green: 70–300 km
    • Blue: 300–700 km
  • Earthquakes concentrate along plate boundaries; the relationship between earthquakes and boundaries is "relatively easy to see."
  • A few intraplate locations also show seismic activity: Rift Valley (Africa), Tibet (China), Lake Baikal (Russia).

🔍 Depth as a diagnostic tool

  • Depth patterns reveal boundary type:
    • Divergent and transform: consistently shallow (red dots, less than 30 km).
    • Subduction zones: depth increases inland from the trench (green and blue dots appear farther from the ocean).
  • Example: at subduction zones, earthquakes start shallow near the trench and extend to 400+ km depth inland.

🌊 Divergent and transform boundaries

🌊 Mid-ocean ridges (divergent boundaries)

  • Earthquakes are common but restricted to a narrow zone close to the ridge.
  • All are shallow (less than 30 km depth).
  • Example: the mid-Atlantic ridge shows this narrow, shallow pattern.

⚡ Transform faults dominate seismicity

  • The excerpt emphasizes that most earthquakes occur along transform faults rather than along the divergent boundaries themselves.
  • Why: spreading centers have relatively high rock temperatures, so earthquakes "tend to be small and infrequent."
  • Cooler rock along transform faults allows more brittle failure.
  • Example: in the mid-Atlantic near the equator, transform faults offset ridge segments; earthquake clusters appear at divergent-transform intersections, but the bulk of seismicity follows the transforms.
FeatureDivergent boundaryTransform fault
DepthShallow (0–33 km)Shallow (0–33 km)
FrequencySmall and infrequentCommon
WhyHigh rock temperaturesCooler, more brittle rock

🏔️ Convergent boundaries: subduction zones

🏔️ Depth increases inland from the trench

Subduction zone earthquake pattern: depth below surface increases inshore from the subduction zone.

  • The excerpt describes this for the Caribbean/Central America region:
    • Cocos Plate subducts beneath North America and Caribbean Plates (ocean-continent).
    • South and North America Plates subduct beneath the Caribbean Plate (ocean-ocean).
    • In both cases, earthquakes get deeper with distance from the trench.
  • Example: the Kuril Islands (northwest Pacific, ocean-ocean convergence) show background seismicity extending down to at least 400 km depth, predominantly on the upper (crust) side of the subducting Pacific Plate.

🌋 Where the largest earthquakes occur

  • The excerpt states that large subduction earthquakes (like the M6.9 event in the Kuril Islands, April 2009) occur on the upper part of the plate boundary between 60 and 140 km inland from the trench.
  • This is the "locked" zone where stress accumulates.
  • All M9+ earthquakes occur at subduction boundaries because:
    • Gently dipping subduction boundaries allow greater rupture zone width.
    • Transform boundaries are steep, limiting rupture width; the largest transform earthquakes are around M8.

🔥 Seismicity distribution in subduction zones

  • Background seismicity is greatest near the surface, especially around the region of large quakes.
  • Earthquakes occur in both the subducting plate and the overriding plate:
    • Most common near the large-quake region.
    • Extend a few hundred kilometers away from the plate boundary in the overriding plate.
  • Example: in the Kuril Islands, the overriding North America Plate shows significant seismic activity.

🏔️ Continent-continent convergence: no subduction

🏔️ India-Asia collision zone

  • The India Plate continues to move north toward the Asia Plate, but no actual subduction is taking place.
  • The excerpt notes that along the northern edge of the India Plate (north of Columbia in the Caribbean example, and the India-Asia boundary), there are "almost no earthquakes along this zone," making it "questionable whether subduction is actually taking place."
  • Instead, the boundary is marked by a double line indicating convergence without subduction.

🗻 Tectonic squeezing and thrust faults

  • The continued convergence causes "significant tectonic squeezing":
    • The Asia Plate is thrust over the India Plate.
    • This builds the Himalayas and Tibet Plateau to enormous heights.
  • Earthquakes are related to thrust faults (shown schematically in the excerpt) rather than subduction.
  • The entire region (northern India, Nepal, Bhutan, Bangladesh, adjacent China, Pakistan, Afghanistan) is very seismically active.
  • Most earthquakes are shallow (related to crustal deformation), not deep (no subducting slab).

🔍 Don't confuse with subduction

  • Convergent boundary ≠ always subduction.
  • At continent-continent boundaries, the plates are too buoyant to subduct; instead, they crumple and thrust.
  • Example: the southernmost thrust fault in the schematic corresponds to the Main Boundary Fault in the region.

🌀 Special case: deep earthquakes in Afghanistan

🌀 Northwestward subduction

  • The excerpt highlights a "very significant concentration of both shallow and deep (greater than 70 km) earthquakes" in northwestern Afghanistan.
  • Many of these deep earthquakes (greater than 70 km) are within the mantle rather than the crust.
  • Interpretation: these deep earthquakes are caused by northwestward subduction of the India Plate beneath the Asia Plate in this area.
  • This is an exception to the general India-Asia pattern; subduction is localized to this region.

🧩 Regional examples and patterns

🧩 Caribbean and Central America

  • Cocos Plate subducts beneath North America and Caribbean Plates.
  • South and North America Plates subduct beneath the Caribbean Plate.
  • Earthquakes deepen inland from the trench in both cases.
  • Transform and divergent boundaries in the region show shallow earthquakes, mostly along transforms.

🧩 Kuril Islands (northwest Pacific)

  • Ocean-ocean convergence.
  • Background seismicity (red and yellow dots over several years) plus a M6.9 earthquake (white dots, April 2009).
  • Large earthquake occurred 60–140 km inland from the trench on the upper plate boundary.
  • Seismicity extends to 400+ km depth, predominantly on the crust side of the subducting plate.

🧩 Mid-Atlantic ridge near the equator

  • Segments of the ridge are offset by long transform faults.
  • Side-by-side motion on the faults produces most of the earthquakes.
  • Clusters at divergent-transform intersections.
  • All earthquakes are 0–33 km depth.

🧩 India-Asia boundary

  • Continent-continent convergence with no subduction (except localized in Afghanistan).
  • Earthquakes are shallow, related to thrust faults and tectonic squeezing.
  • Transform faults on either side of the India Plate also contribute to seismicity.
  • The region is very seismically active across northern India, Nepal, Bhutan, Bangladesh, China, Pakistan, and Afghanistan.
26

Measuring Earthquakes

6.3 Measuring Earthquakes

🧭 Overview

🧠 One-sentence thesis

Earthquakes are measured in two complementary ways—magnitude estimates the total energy released, while intensity describes the shaking and damage experienced at specific locations—and both are essential for understanding earthquake impacts and issuing warnings.

📌 Key points (3–5)

  • Two measurement approaches: magnitude measures energy released (one number per earthquake); intensity measures shaking and damage at each location (varies by distance and ground type).
  • Magnitude is logarithmic: each whole-number increase represents 32 times more energy; a magnitude 8 earthquake releases billions of times more energy than a magnitude 1.
  • Multiple magnitude methods: moment magnitude (M_W) is now preferred over the older Richter/local magnitude (M_L) because it works for all distances and sizes.
  • Common confusion: "Richter magnitude" is a misnomer—modern reports use moment magnitude or other methods, not Richter's 1935 technique.
  • Why ground type matters: soft sediments amplify shaking much more than solid bedrock, so intensity varies widely even at the same distance from the epicenter.

🔢 Magnitude: Measuring energy released

🔢 What magnitude measures

Magnitude: an estimate of the energy released by an earthquake.

  • It is a single number assigned to the entire earthquake event, not to individual locations.
  • Often misreported as "Richter magnitude," but that term is outdated; modern methods estimate the same quantity (energy) using different techniques.
  • The excerpt emphasizes: "the amount of energy released."

📊 Types of magnitude scales

TypeSymbolMagnitude rangeDistance rangeKey features
Local (Richter)M_L2 to 60 to 400 kmOriginal 1935 method; based on maximum S-wave amplitude on a specific seismograph; only works for nearby earthquakes
MomentM_W> 3.5allNow most commonly used; based on fault area times displacement; more accurate for large earthquakes; works at any distance
Surface waveM_S5 to 820° to 180°For distant earthquakes; uses surface-wave amplitude at ~20-second period
P-wavevaries2 to 8localUses P-wave amplitude; provides very rapid estimates for early warnings before damaging S and surface waves arrive

⚡ Why moment magnitude is preferred

  • Gives more accurate estimates, especially for larger earthquakes.
  • Can be applied to earthquakes at any distance from a seismometer.
  • Can be calculated from seismic data (long-period body waves) or from physical fault parameters (rupture area × displacement).
  • Example: the excerpt provides a calculation tool to estimate moment magnitude from rupture length, width, and displacement.

🔁 The logarithmic scale

  • Each magnitude unit represents 32 times more energy than the previous unit.
  • If magnitude 1 = 1 unit of energy, then:
    • Magnitude 2 = 32 units
    • Magnitude 3 = 1,024 units
    • Magnitude 4 = 32,768 units
    • Magnitude 5 = 1,048,576 units
    • Magnitude 6 = 33.5 million units
    • Magnitude 7 = 1.1 billion units
    • Magnitude 8 = 34.6 billion units
  • In any year with a magnitude 8 or 9 earthquake, that single event likely releases more energy than all smaller earthquakes combined.

🌊 Seismic waves: The foundation of measurement

🌊 Body waves (P and S)

  • P waves (primary/compression): like compression of spring coils; arrive first.
  • S waves (secondary/shear): like the flick of a rope; arrive second.
  • The time interval between P and S wave arrivals is used to determine distance from the earthquake to the seismic station.
  • The amplitude (size) of S waves is used to estimate magnitude.

🌀 Surface waves (Rayleigh and Love)

  • Created when body waves reach the Earth's surface and transform some energy into surface waves.
  • Rayleigh waves: vertical motion of the ground surface, like waves on water.
  • Love waves: horizontal motion.
  • Both travel at about 90% the speed of S waves (so they arrive later).
  • Surface waves typically have greater amplitudes than body waves and do more damage.

📍 Hypocentre vs epicentre

  • Hypocentre: the actual location of the earthquake shock at depth underground.
  • Epicentre: the point on the land surface directly above the hypocentre.
  • Don't confuse: the hypocentre is the true source; the epicentre is just the surface projection.

⏱️ Early warning with P waves

  • P waves arrive several seconds before the more damaging S waves and surface waves.
  • Operators of electrical grids, pipelines, trains, and other infrastructure can use P-wave data to automatically shut systems down.
  • This limits damage and casualties by acting before the worst shaking arrives.

📏 Intensity: Measuring shaking and damage

📏 What intensity measures

Intensity: an assessment of what people felt and how much damage was done at a specific location.

  • Unlike magnitude (one number per earthquake), intensity values are assigned to individual locations.
  • Intensity varies widely depending on:
    • Proximity to the earthquake
    • Type of ground underneath (bedrock vs soft sediments)
    • Size and type of buildings present

🗺️ The Modified Mercalli Intensity Scale

  • First used in the late 19th century; adapted by Giuseppe Mercalli in the early 20th century.
  • Provides a standardized way to describe shaking levels and damage at different locations.
  • Allows characterization of regions into areas prone to strong shaking versus those that are not.

🪨 Why ground type matters

  • Solid bedrock: tends to experience much less shaking.
  • Unconsolidated sediments (river or lake sediments): amplify shaking; much more likely to produce strong shaking and damage.
  • The weaker the underlying geological materials, the more likely there will be strong shaking.

🌆 The 1985 Mexico City earthquake example

  • Magnitude 8 earthquake struck ~350 km southwest of Mexico City.
  • Relatively little damage near the epicentre.
  • Tremendous damage and ~5,000 deaths in Mexico City.
  • Why: Mexico City was built on unconsolidated, water-saturated sediments of former Lake Texcoco.
  • These sediments resonate at ~2 seconds, matching the frequency of the body waves that reached the city.
  • Like an opera singer breaking a wine glass by singing the right note, the seismic shaking was amplified by resonance.
  • Survivors reported the ground moved up and down by ~20 cm every 2 seconds for over 2 minutes.
  • Buildings 5–15 stories tall suffered the most damage because they also resonated at ~2 seconds, amplifying the shaking.

🔍 How to estimate intensity from observations

  • The excerpt provides examples from the 2001 magnitude 6.8 Nisqually earthquake near Olympia, Washington, felt in Nanaimo, BC.
  • Observations include:
    • Weak shaking: mirrors swayed, pots crashed together, rolling feeling.
    • Moderate shaking: candles and pictures moved, towels fell, tea-cups rattled, bed banged against wall.
  • These descriptions map to specific Modified Mercalli Intensity levels.

🗺️ Intensity mapping

  • Example: the 1946 magnitude 7.3 Vancouver Island earthquake.
  • Greatest intensity in central Vancouver Island: chimneys damaged on >75% of buildings, roads impassable, major rock slides.
  • Felt as far north as Prince Rupert, south as Portland, Oregon, and east as the Rockies.
  • Intensity maps show how shaking and damage vary across a region, helping identify vulnerable areas.

🔬 Practical applications

🔬 Rapid magnitude estimation

  • Increasingly important due to growing cities in earthquake-prone areas (China, Japan, California, Turkey) and sophisticated infrastructure.
  • P-wave data enables very rapid warnings because P waves arrive first.
  • Operators can shut down systems before S waves and surface waves (which cause more damage) arrive.

🔬 Calculating moment magnitude from fault parameters

  • Moment magnitude equals the average displacement on the fault times the fault area that slipped.
  • Can be estimated from:
    • Seismic data (long-period body waves), or
    • Physical measurements (rupture length × width × displacement).
  • Example calculations from the excerpt:
    • 1946 Vancouver Island earthquake: 60 km length × 15 km width × 4 m displacement
    • 2004 Indian Ocean earthquake: 1,100 km length × 120 km width × 10 m displacement
    • 2010 Haiti earthquake: 30 km length × 11 km width × 4 m displacement

🔬 Why both magnitude and intensity matter

  • Magnitude tells you the total energy released (useful for comparing earthquakes globally, understanding the source).
  • Intensity tells you the local impact (useful for emergency response, building codes, land-use planning).
  • Don't confuse: a single earthquake has one magnitude but many intensity values (one for each location).
27

6.4 The Impacts of Earthquakes

6.4 The Impacts of Earthquakes

🧭 Overview

🧠 One-sentence thesis

Earthquake impacts—ranging from building collapse to fires, slope failures, liquefaction, and tsunami—depend heavily on local geology (especially soft sediments versus bedrock), building quality, and whether the earthquake occurs beneath the ocean.

📌 Key points (3–5)

  • Common impacts: structural damage, fires, bridge/highway damage, slope failures, liquefaction, and tsunami.
  • Geology matters: soft sediments amplify shaking and absorb low-frequency seismic waves, causing much worse damage than areas on solid bedrock.
  • Liquefaction mechanism: water-saturated sediments lose strength when shaken, transforming from solid to liquid and causing buildings to collapse or tilt.
  • Tsunami generation: only large subduction earthquakes (M7+) with significant vertical sea-floor displacement typically produce dangerous tsunami; transform faults and smaller quakes do not.
  • Common confusion: not all earthquakes create tsunami—the motion must be vertical (uplift or subsidence of the sea floor), not just side-to-side.

🏗️ Building damage and geological foundations

🪨 How geology amplifies shaking

  • Seismic waves from an earthquake contain a wide range of frequencies.
  • High-frequency waves: absorbed by solid rock in the crust.
  • Low-frequency waves (periods slower than 1 second): pass through solid rock without absorption, but are eventually absorbed by soft sediments.
  • Soft sediments amplify the seismic shaking, leading to much worse damage in those areas.

In many cases the soft sediments amplify the seismic shaking, so it is very common to see much worse earthquake damage in areas underlain by soft sediments than in areas of solid rock.

Example: During the 1989 Loma Prieta earthquake, parts of a two-layer highway in Oakland (built on soft sediments) collapsed, while areas on solid rock fared better.

🏢 Building vulnerability

  • Multi-story buildings tend to suffer more serious damage than smaller ones, especially on soft sediments.
  • Buildings can be designed to withstand most earthquakes, but enforcement of building codes is critical.

Example: Turkey had a relatively strong building code in the 1990s, but weak enforcement (builders used inappropriate materials, reduced steel reinforcing to save costs) led to over 17,000 deaths in the 1999 M7.6 Izmit earthquake. Even after strengthening the code, enforcement remained weak, as shown by damage from a 2011 M7.1 earthquake in eastern Turkey.

🗺️ Mapping risk

  • Understanding the distribution, thickness, and saturation of surficial materials (river sediments, lake sediments, glacial sediments) helps reduce risks.
  • Victoria, BC example:
    • Lowest amplification risk: bedrock or very thin sediments over bedrock (grey).
    • Moderate risk: marine clay and some near-shore fill (orange, pink, green).
    • Greatest risk: peat over clay (red).
    • Liquefaction risk is highest where loose sediments are saturated with water (near-shore areas, Victoria Harbour, inland peat-over-clay zones).

🔥 Fires and infrastructure damage

🔥 Why fires are common

  • Gas pipelines rupture and electrical lines are damaged when the ground shakes.
  • Broken gas pipes fuel fires; ruptured water mains make firefighting difficult.

Example: Most damage in the 1906 San Francisco earthquake was caused by massive fires in the downtown area—about 25,000 buildings were destroyed by fires fueled by broken gas pipes, and water mains were ruptured so firefighting was difficult.

⚡ Reducing fire risk

  • P-wave early warning systems can help: utility operators can reduce pipeline pressure and close electrical circuits before the more damaging S-waves arrive.

🏔️ Slope failures and liquefaction

⛰️ Slope failures

  • Earthquakes are important triggers for failures on slopes that are already prone to weakness.
  • Ground shaking can weaken rock and unconsolidated materials to the point of failure.

Example: The Las Colinas slide in Santa Tecla, El Salvador, was triggered by a M7.6 offshore earthquake in January 2001; over 500 people died in the area affected by this slide. Another example: the 2018 Sapporo earthquake in Japan caused thousands of debris flows in an area recently soaked by summer rains and a typhoon.

💧 What is liquefaction?

Liquefaction: a process in which an otherwise solid body of sediment gets transformed into a liquid mass that can flow.

  • How it happens: When water-saturated sediments are shaken, the grains become rearranged so they are no longer supporting one another; instead, the water between the grains holds them apart and the material can flow.
  • Consequences: collapse of otherwise undamaged buildings, slope failures, fountains of sandy mud ("sand volcanoes") where loose saturated sand lies beneath cohesive clay.

Example: During the 1964 Niigata earthquake (M7.6) in Japan, apartment buildings collapsed due to liquefaction (Figure 6.4.6 shows buildings that tilted or fell over).

🧪 Demonstrating liquefaction and harmonic frequency

  • Beach experiment: Stand on wet sand near the water's edge and move your feet up and down at about once per second. Within seconds, the firm sand loses strength and you sink in up to your ankles.
  • Container experiment: Saturate sand in a small container, place a small rock on the surface, then gently thump the container about twice per second. The rock gradually sinks as the sand liquefies.
  • Harmonic frequency: Each body of material has a natural harmonic frequency at which it vibrates most readily. Shaking at that frequency is most effective for liquefaction. Shaking much faster or much slower is not effective.

Don't confuse: Liquefaction requires both water saturation and shaking at or near the material's harmonic frequency—not just any shaking.

🌊 Fraser Delta example (Vancouver, BC)

  • The region has a 2–3 m thick layer of fluvial silt and clay over at least 10 m of water-saturated fluvial sand.
  • Expected effects: seismic shaking will be amplified, sandy sediments will liquefy, leading to subsidence, tilting (where liquefaction is inconsistent), and failure/sliding of the silt and clay layer.
  • Mitigation: Current building codes require ground strengthening before construction of multi-story buildings.

🌊 Tsunami

🌊 How tsunami are generated

  • Earthquakes beneath the ocean can generate tsunami under certain conditions.
  • Most likely scenario: large (M7 or greater) subduction-related earthquake.
  • Mechanism: Between earthquakes, the overriding plate is slowly distorted by elastic deformation (squeezed laterally and pushed up). When an earthquake happens, the deformed crust springs back, causing rapid subsidence or rapid uplift of the sea floor (or both). This vertical displacement is transmitted to the water overhead, creating a tsunami.

What does NOT generate significant tsunami:

  • Subduction earthquakes with magnitude less than 7 (minimal vertical displacement).
  • Sea-floor transform earthquakes, even large ones (M7–8), because the motion is mostly side-to-side, not vertical.
  • Earthquakes entirely on land.

Don't confuse: Not all ocean earthquakes create tsunami—the key is vertical sea-floor displacement, not just shaking or horizontal motion.

🚀 Tsunami travel and impact

  • Tsunami waves travel at velocities of several hundred km/h, crossing an ocean in about the same time as a passenger jet.
  • Example: The tsunami from the January 1700 Cascadia earthquake (off British Columbia, Washington, Oregon) was recorded in Japan 9 hours later.
  • Wave amplitudes typically increase dramatically in shallow water.

💀 Tsunami damage and death toll

  • In many earthquake events, damage and loss of life from tsunami are much greater than from shaking.
  • 2004 Sumatra earthquake (M9.1): death toll well over 200,000, mostly from the tsunami. Many coastal buildings that might have collapsed in shaking were soon destroyed by waves, so the proportion of deaths from shaking versus tsunami is uncertain.
  • 2011 Tohoku earthquake (Japan): approximately 16,000 deaths from drowning or tsunami-related causes, about 3,000 from the earthquake itself. Most structural damage was caused by the tsunami, including devastating damage to the Fukushima Daiichi nuclear power station.

Example: In Aceh, Indonesia (2004 Sumatra tsunami), the only building still standing in one community was a large mosque; all others were destroyed by the waves.

📊 Summary of impact factors

FactorHow it affects impact
GeologySoft sediments amplify shaking and increase liquefaction risk; bedrock areas have lower amplification
Building quality & codesStrong, enforced codes reduce collapse; weak enforcement (e.g., Turkey 1999) leads to high death tolls
Population densityUrban, densely populated areas suffer more casualties and damage
InfrastructureRuptured gas/water mains cause fires and hinder firefighting; damaged bridges/highways disrupt response
Water saturationSaturated sediments are prone to liquefaction when shaken at harmonic frequency
Earthquake locationSubduction earthquakes beneath the ocean (M7+) can generate deadly tsunami; land or transform earthquakes do not
Wave typeVertical sea-floor displacement (uplift/subsidence) creates tsunami; horizontal motion does not
28

Forecasting Earthquakes and Minimizing Damage and Casualties

6.5 Forecasting Earthquakes and Minimizing Damage and Casualties

🧭 Overview

🧠 One-sentence thesis

Despite decades of research, reliable short-term earthquake prediction remains impossible, so current efforts focus on long-term probability forecasts, early warning systems that detect earthquakes already underway, and ensuring buildings and infrastructure can withstand shaking.

📌 Key points (3–5)

  • Prediction vs. forecasting: Short-term earthquake prediction (days/hours) has failed despite many attempts; current approach uses decades-long probability forecasts instead.
  • The Parkfield lesson: Even with comprehensive monitoring, the 2004 Parkfield earthquake came with no warning, showing prediction's limits.
  • Early warning systems work differently: They detect earthquakes that have already started and send alerts faster than seismic waves travel, giving seconds to minutes of warning.
  • Building safety is critical: Earthquake-resistant construction, enforced building codes, and retrofitting existing structures (especially schools and hospitals) are the most effective damage-reduction strategies.
  • Common confusion: Early warning ≠ prediction; warning systems alert people to shaking from an earthquake that has already occurred, not one that might happen.

🔮 The failure of earthquake prediction

🔮 Why prediction doesn't work

  • Many approaches have been explored: foreshocks, magnetic field changes, seismic tremor, groundwater levels, animal behavior, earthquake periodicity, stress transfer, and others.
  • None has provided a reliable method.
  • The excerpt emphasizes that predictions must be accurate "most of the time, not just some of the time."
  • Example: If predictions are only 10% accurate, the public loses faith and ignores all warnings—making them useless for safety.

📍 The Parkfield experiment (1980s–2004)

The excerpt describes this as a crucial test case that dashed hopes for prediction:

  • The pattern: Between 1881 and 1966, five M6 earthquakes struck the same 20 km segment of the San Andreas fault at roughly 20-year intervals.
  • The setup: The U.S. Geological Survey installed extensive monitoring equipment, expecting an earthquake around 1987.
  • The result: The earthquake finally occurred in September 2004—17 years late.
  • What was monitored: Seismicity, harmonic tremor, strain (rock deformation), magnetic field, rock conductivity, creep, and foreshocks.
  • The outcome: "The 2004 Parkfield earthquake came as a complete surprise, with no warning whatsoever" despite every available monitoring technique.

Don't confuse: The equipment worked perfectly; the problem is that earthquakes simply don't show reliable precursor signals.

📊 Long-term probability forecasting

📊 How modern forecasting works

Probability forecasting: Estimating the likelihood of earthquakes within a certain time period—typically decades—rather than predicting specific events.

The excerpt describes the approach for the San Francisco Bay region:

  • Time frame: 2014 to 2043 (30 years)
  • Target: M6.7 or greater earthquakes
  • Method: Based on past earthquake history, accumulated stress from plate movement, and known stress transfer
  • Result: 72% chance that a major damaging earthquake will occur somewhere in the region before 2043

🗺️ Fault-specific probabilities

The excerpt mentions eight major faults were assessed, with the greatest probabilities on:

  • San Andreas fault
  • Rogers Creek fault
  • Hayward fault

This approach helps communities prepare even without knowing exactly when or where an earthquake will strike.

⚡ Early warning systems

⚡ How early warning differs from prediction

Early warning systems detect earthquakes that have already happened and send alerts to areas that will experience shaking soon.

Key principle: Electronic signals travel almost instantly, but seismic waves take time to propagate through the Earth.

🌍 Examples of operational systems

LocationYear establishedKey features
Mexico City1993Seismometers along coast; alerts hospitals, schools, 12,000 pole-mounted speakers; typically 1–2 minutes warning
Japan2008Nation-wide system; land-based seismometers
US (West Coast)2016 (ongoing)ShakeAlert for Washington, Oregon, California; will take years to be fully functional
British ColumbiaIn developmentUnique sea-floor system; 8 offshore seismometers + ~100 on land; up to 90 seconds warning for Vancouver/Victoria

🌊 The British Columbia innovation

The excerpt highlights this as unique because it uses seismometers on the sea floor:

  • Based on Ocean Networks Canada's existing fiber-optics communication array
  • Seismometers situated up to 200 km offshore, west of Vancouver Island
  • Can detect large earthquakes up to 90 seconds before shaking reaches major population centers

✅ Public acceptance

The excerpt notes that Mexico's system "has wide public acceptance, even though many of the earthquakes that have been warned of were too small to cause any damage in Mexico City."

This shows that false alarms don't necessarily undermine trust when the system's purpose is clearly understood.

🏗️ Building earthquake-resistant structures

🏗️ Foundation to fixtures

The excerpt emphasizes a comprehensive approach:

Earthquake-resistant construction: Ensuring buildings and infrastructure can withstand strong shaking, from foundation to movable items.

Steps include:

  • Foundation: Built on strong material (not weak sediments)
  • Structure: Diagonal bracing and flexible foundations
  • Materials: Wood performs well due to flexibility
  • Fixtures: Secure furniture, bookcases, water heaters, etc.

🌉 Infrastructure examples

Diagonal bracing: The excerpt shows the Pearl River Tower in Guangzhou, China, as an example of strong diagonal bracing in a tall building.

Flexible bridges: A bridge spanning the San Andreas fault south of Parkfield illustrates adaptive design:

  • The bridge deck rests on concrete piers
  • It can slide as necessary when foundations at either end move in different directions during an earthquake

This design accommodates fault movement rather than resisting it rigidly.

📜 Building codes and enforcement

The excerpt stresses two critical points:

  1. Codes must be enforced: "It's not sufficient to have strong building codes, they have to be enforced."
  2. Geographic disparity: "Building code compliance is quite robust in most developed countries, but is not adequate in many developing countries."

🏫 Retrofitting existing buildings

The excerpt emphasizes: "It's also not enough just to focus on new buildings, we have to make sure that existing buildings—especially schools and hospitals—and also other structures such as bridges and dams, are as safe as they can be."

🎓 British Columbia school seismic upgrade program

The excerpt provides a detailed case study:

Program scope: Multi-billion dollar effort focused on older schools (those built since 1992 already comply with modern codes).

Approach:

  • Some schools require too much work and are replaced entirely
  • Others are assessed carefully before upgrade work begins

Example - Sangster Elementary (Colwood, Vancouver Island):

  • Original building: 1957 (wood-frame)
  • Addition: 1973 (concrete blocks)
  • Irony: The newer concrete part required steel framework strengthening; the older wood-frame part did not need seismic upgrading
  • Completed: 2014

Progress (as of May 2021):

  • 186 schools: upgrades completed
  • 30 schools: work underway
  • 13 schools: ready to proceed with funding identified
  • 267 schools: still listed as needing upgrades

This shows the scale of the challenge even in a developed region with strong building codes.

🚨 Emergency preparedness

🚨 Public planning

The excerpt identifies key components:

  • Escape routes
  • Medical facilities
  • Shelters
  • Food and water supplies

🎒 Personal planning

Individuals should prepare:

  • Emergency supplies (food, water, shelter, warmth)
  • Escape routes from houses and offices
  • Communication strategies that don't rely on cellular networks (which may not function after a large earthquake)

Don't confuse: Personal preparedness complements but doesn't replace public emergency systems; both are necessary.

29

7.1 Plate Tectonic Settings of Volcanism

7.1 Plate Tectonic Settings of Volcanism

🧭 Overview

🧠 One-sentence thesis

Volcanism on Earth occurs at three main plate-tectonic settings—divergent boundaries, convergent boundaries, and mantle plumes—each producing magma through distinct melting mechanisms that control the composition and style of eruptions.

📌 Key points (3–5)

  • Three main settings: divergent boundaries (decompression melting), convergent boundaries (flux melting), and mantle plumes (decompression melting).
  • Magma composition varies by setting: divergent boundaries and mantle plumes produce consistently mafic magma; subduction zones produce more felsic magma due to interaction with crustal rock.
  • How melting happens: decompression melting occurs when hot mantle rock rises and pressure drops; flux melting occurs when water from subducting crust triggers melting in the overlying mantle.
  • Common confusion: not all volcanism fits the three main categories—some regions (e.g., northwestern BC) result from crustal fracturing that allows magma flow without a divergent/convergent boundary or mantle plume.
  • Why composition matters: felsic magmas are more viscous and have higher volatile content, which affects eruption style and explosiveness.

🌋 The three main volcanic settings

🌊 Divergent boundaries (spreading ridges)

Divergent boundaries: plate-tectonic settings where two plates move away from each other, causing hot mantle rock to rise and partially melt through decompression.

  • How it works:

    • Hot mantle rock moves slowly upward by convection (centimeters per year).
    • Within about 60 km of the surface, partial melting starts because pressure drops (decompression).
    • About 10% of the ultramafic mantle rock melts, producing mafic magma.
    • Magma moves upward toward the axis of spreading, fills vertical fractures, and spills onto the sea floor as basaltic pillows and lava flows.
  • Magma type: consistently mafic (little interaction with crustal materials).

  • Example: Spreading-ridge volcanism occurs about 200 km offshore from the west coast of Vancouver Island.

🔥 Convergent boundaries (subduction zones)

Convergent boundaries: plate-tectonic settings where oceanic crust is pushed down into the mantle, leading to flux melting in the overlying mantle.

  • How it works:

    • Oceanic crust is subducted (pushed down) into the mantle and heated.
    • The subducting crust doesn't melt directly (too cool), but water is forced out of minerals like serpentine.
    • This water rises into the overlying mantle and contributes to flux melting of the already hot ultramafic mantle rock.
    • The mafic magma produced rises to the base of the crust, where it causes partial melting of crustal rock, making the magma more felsic.
    • Magma continues to rise, assimilates more crustal material, and accumulates in magma chambers in the upper crust.
    • From time to time, magma is forced to the surface, leading to volcanic eruptions.
  • Two types:

    • Ocean-continent convergent boundaries (e.g., Mt. St. Helens, Washington State).
    • Ocean-ocean convergent boundaries.
  • Magma type: more felsic than at divergent boundaries due to interaction with crustal rock.

  • Don't confuse: The subducting oceanic crust itself doesn't melt; it releases water that triggers melting in the mantle above it.

🌡️ Mantle plumes

Mantle plume: an ascending column of hot mantle rock (not magma) that originates deep in the mantle, possibly just above the core-mantle boundary.

  • How it works:

    • Mantle plumes rise at 5 to 10 times the rate of normal mantle convection.
    • The ascending column may be tens to over a hundred kilometers across.
    • Near the surface, it spreads out to create a mushroom-style head.
    • Near the base of the lithosphere, the plume (and possibly surrounding mantle) partially melts to form mafic magma through decompression.
    • Magma rises to feed volcanoes.
  • Typical location: Most mantle plumes are beneath oceans, so early volcanism occurs on the sea floor; over time, islands may form (e.g., Hawaii).

  • Magma type: consistently mafic (little interaction with crustal materials).

🧪 Magma composition and its evolution

🧱 Processes that change magma composition

The excerpt describes several processes that make magma stored in a crustal chamber more felsic and create vertical zonation (more mafic at the bottom, more felsic at the top):

ProcessEffect on magma composition
Partial melting of country rockIncreases felsic character (country rock is often more felsic than magma)
Partial melting of country-rock xenolithsSilica-rich minerals (e.g., feldspar) melt at lower temperatures than silica-poor ones (e.g., amphibole), adding felsic material
Settling of ferromagnesian crystalsRemoves mafic minerals from upper magma, making it more felsic
Re-melting of settled crystalsContributes to vertical zonation
  • Don't confuse: These processes occur in magma chambers within the crust, not during initial magma formation in the mantle.

🌫️ Volatiles in magma

Volatiles: components that behave as gases during volcanic eruptions; the most abundant is water (H₂O), followed by carbon dioxide (CO₂) and sulphur dioxide (SO₂).

  • Key difference: Felsic magmas tend to have higher levels of volatiles than mafic magmas.

  • Why it matters: Higher volatile content affects eruption style and explosiveness (though the excerpt does not elaborate on the specific mechanisms).

🍯 Viscosity differences

  • Felsic magmas are more viscous because they have more silica, leading to more polymerization (linking of silica molecules).

  • Mafic magmas are less viscous.

  • Don't confuse: Viscosity is about how easily magma flows, not its temperature or composition alone.

🗺️ Exceptions to the three main settings

🧩 Northwestern British Columbia volcanism

  • This area is not at a divergent or convergent boundary, and there is no evidence of an underlying mantle plume.

  • Prevailing theory:

    • The crust of northwestern BC is stressed by the northward movement of the Pacific Plate against the North America Plate.
    • Crustal fracturing from this stress provides a conduit for magma flow from the asthenospheric mantle.
  • Don't confuse: Not all volcanism fits neatly into the three main categories; some regions have unique tectonic conditions.

📊 Summary comparison of volcanic settings

SettingMelting mechanismMagma typeTypical examples
Divergent boundariesDecompression melting (rising mantle rock)MaficSpreading ridges, sea-floor volcanism
Convergent boundariesFlux melting (water from subducting crust)More felsic (due to crustal interaction)Mt. St. Helens, Mt. Merapi (Java)
Mantle plumesDecompression melting (rising plume)MaficHawaii, ocean islands
ExceptionsCrustal fracturing (stress-induced)VariesNorthwestern BC
30

7.2 Magma Composition and Eruption Style

7.2 Magma Composition and Eruption Style

🧭 Overview

🧠 One-sentence thesis

Magma composition—especially silica and volatile content—controls eruption style, with felsic magmas tending to erupt explosively and mafic magmas tending to flow effusively.

📌 Key points (3–5)

  • Tectonic setting shapes composition: divergent boundaries and mantle plumes produce consistently mafic magma; subduction zones produce more felsic magma due to interaction with crustal rocks.
  • Processes that make magma more felsic: partial melting of country rock, settling of ferromagnesian crystals, and vertical zonation within magma chambers.
  • Two key differences between felsic and mafic magmas: felsic magmas are more viscous (more silica polymerization) and have higher volatile content (water, CO₂, SO₂).
  • Common confusion—pressure and gas behavior: gases stay dissolved under high pressure deep underground; as magma rises and pressure drops, bubbles form, and the amount of gas + viscosity determine whether eruption is effusive or explosive.
  • Eruption style depends on composition: mafic magmas typically erupt effusively; felsic magmas with high gas content and high viscosity tend to erupt explosively.

🌍 How tectonic setting controls magma composition

🌋 Divergent boundaries and mantle plumes

  • Little interaction with crustal materials.
  • Magma tends to be consistently mafic.
  • Example: at spreading ridges and oceanic hotspots, magma ascends directly from the mantle with minimal crustal contamination.

🏔️ Subduction zones

  • Magma ascends through significant thicknesses of continental crust.
  • Interaction between magma and crustal rock—some of which is quite felsic—results in magma that is relatively felsic.
  • The excerpt emphasizes that the crustal rocks themselves are more felsic, so mixing or melting them shifts the magma composition toward felsic.

🧪 Processes that change magma composition in crustal chambers

🪨 Partial melting of country rock

Country rock: the rock surrounding a magma chamber.

  • Partial melting of country rock and xenoliths (fragments of country rock) increases the overall felsic character of the magma.
  • Two reasons:
    1. Country rocks tend to be more felsic than the magma.
    2. Silica-rich minerals (e.g., feldspar) melt at lower temperatures than silica-poor minerals (e.g., amphibole).
  • This selective melting enriches the magma in silica.

🔄 Crystal settling and re-melting

  • Settling: ferromagnesian (mafic) crystals settle from the upper part of the magma chamber toward the bottom.
  • Re-melting: those crystals may re-melt in the hotter lower part of the chamber.
  • Both processes contribute to vertical zonation: relatively mafic at the bottom, more felsic at the top.
  • Don't confuse: this is not instantaneous mixing; it creates a layered structure within the chamber.

🔥 Key differences between felsic and mafic magmas

🌡️ Viscosity

  • Felsic magmas are more viscous because they have more silica, leading to more polymerization (silica molecules linking together).
  • Mafic magmas are less viscous and flow more easily.
  • Example: imagine honey (felsic, thick) vs. water (mafic, runny).

💨 Volatile content

Volatiles: components that behave as gases during volcanic eruptions, primarily water (H₂O), carbon dioxide (CO₂), and sulphur dioxide (SO₂).

  • The excerpt shows a general relationship: higher SiO₂ content correlates with higher volatile content.
  • Typical ranges (with many exceptions):
    • Mafic magmas: 1–3% volatiles
    • Intermediate magmas: 3–4% volatiles
    • Felsic magmas: 4–7% volatiles
  • More volatiles mean more gas bubbles can form as pressure drops.
Magma typeSilica contentViscosityTypical volatile %
MaficLowerLower (runny)1–3%
IntermediateMediumMedium3–4%
FelsicHigherHigher (thick)4–7%

🎆 How viscosity and volatiles control eruption style

🫧 Gas behavior under pressure

  • Deep underground: high pressure from surrounding rocks keeps gases dissolved in the magma.
  • As magma rises: pressure decreases, gas bubbles start to form.
  • The more gas in the magma, the more bubbles will form.
  • Analogy from the excerpt: a plastic bottle of soda pop is hard (pressurized) with no visible bubbles; open the lid (release pressure) and bubbles form; shake it (enhance bubble formation) and it gushes out like an explosive eruption.

🌊 Effusive eruptions

Effusive eruption: a steady, non-violent flow of magma.

  • Occurs when:
    • Gas content is low, OR
    • Magma is runny enough for gases to rise through it and escape to the surface.
  • Pressure does not become excessive.
  • Magma flows out relatively gently.
  • Example: mantle plume and spreading-ridge magmas are typically mafic, so effusive eruptions are the norm.

💥 Explosive eruptions

  • Occurs when:
    • Magma is felsic (too viscous for gases to escape easily), OR
    • Magma has particularly high gas content.
  • Viscous magma doesn't flow easily, so even if there is a pathway to the surface, it may not flow out readily.
  • Pressure continues to build as more magma moves up from beneath.
  • Eventually some part of the volcano breaks, and pent-up pressure leads to an explosive eruption.
  • Don't confuse: it's not just about having gas—it's about gas being trapped by high viscosity.

🗺️ Eruption styles at different tectonic settings

🌊 Mantle plumes and spreading ridges

  • Magma tends to be consistently mafic.
  • Effusive eruptions are the norm.

🏔️ Subduction zones

  • Average magma composition is likely close to intermediate.
  • Magma chambers can become zoned (layered), so compositions range from felsic to mafic.
  • Different eruptions can have very different magma compositions.
  • Eruption styles are correspondingly variable: some effusive, some explosive, depending on the specific magma composition and gas content at the time of eruption.
31

Types of Volcanism

7.3 Types of Volcanism

🧭 Overview

🧠 One-sentence thesis

Different tectonic settings produce distinct volcano types—ranging from small cinder cones to massive shield volcanoes and large igneous provinces—each with characteristic magma compositions, eruption styles, and lifespans.

📌 Key points (3–5)

  • Six main volcano types: cinder cones, composite volcanoes, shield volcanoes, large igneous provinces, sea-floor volcanism, and kimberlites—each linked to specific tectonic settings.
  • Size and longevity vary dramatically: cinder cones are small and monogenetic (single eruption phase), while shield volcanoes can be enormous and erupt for hundreds of thousands of years.
  • Magma composition drives eruption style: mafic magma typically produces effusive (flowing) eruptions; felsic magma tends to produce explosive eruptions with pyroclastic debris and lahars.
  • Common confusion—composite vs shield: composite volcanoes are steep, medium-sized, and short-lived (thousands of years), often explosive; shield volcanoes are broad, huge, and long-lived (millions of years), typically effusive.
  • Subduction zones produce the most variable volcanism: magma chambers can be zoned from felsic (top) to mafic (bottom), leading to widely varying eruption styles at the same volcano.

🌋 Cinder Cones

🏔️ Size and structure

  • Small and steep: typically only a few hundred metres in diameter and less than 200 m high; slopes exceed 30°.
  • Fragile composition: made almost entirely of loose vesicular mafic rock fragments, so they erode quickly.

🎆 Formation and eruption

Monogenetic: created during a single eruptive phase that might have lasted weeks or months.

  • Form during the gas-rich early stages of a shield- or rift-associated eruption.
  • Most are mafic in composition.
  • Example: Eve Cone in northern BC rises about 170 m above the surrounding plateau and formed approximately 700 years ago.
  • Don't confuse with: composite or shield volcanoes, which are polygenetic (multiple eruption phases over long periods).

🗺️ Tectonic setting

  • Various settings: some form on the flanks of other volcanoes (shield or composite).
  • Not tied to a single tectonic environment.

🏔️ Composite Volcanoes

🌍 Tectonic setting and location

  • Almost all at subduction zones: convergent plate boundaries (ocean-continent or ocean-ocean).
  • Example: Mt. St. Helens (Washington State), Mt. Merapi (Java).

🏗️ Size and structure

  • Medium size: thousands of metres high, about 6 km across at the base.
  • Moderate steepness: slopes between 10° and 30°.
  • Mt. St. Helens is 2550 m above sea level; the 1980 eruption reduced its height by 400 m.

🔥 Magma chambers and zoning

  • Magma is stored in a magma chamber in the upper crust.
  • Example at Mt. St. Helens: chamber is ~1 km wide, 6–14 km below the surface.
  • Zoned composition: more felsic at the top, more mafic at the bottom.
  • This zoning explains why eruptions at the same volcano can vary from rhyolite to basalt.

💥 Eruption styles and hazards

Magma typeEruption styleProductsHazards
FelsicExplosivePyroclastic debris, laharsHot pyroclastic flows, mudflows (lahars)
Mafic/IntermediateEffusiveLava flows (e.g., columnar basalt)Lava flows flatten the profile, protect from erosion
  • Felsic eruptions: viscous magma traps gases → pressure builds → explosive eruption → pyroclastic debris and lahars.
    • Example: 1902 Mt. Pelée eruption killed ~30,000 via pyroclastic flows; 1985 Nevado del Ruiz lahar killed 23,000 in Armero, Colombia.
  • Mafic eruptions: produce thick lava flows (e.g., 10 m thick at Mt. St. Helens) that cool into columnar jointing patterns.
  • Columnar jointing: as homogeneous basalt cools and shrinks, it fractures at ~120° angles, forming mostly 6-sided columns (also 5- and 7-sided).

⏳ Lifespan and erosion

  • Form quickly and erode quickly: Mt. St. Helens is all younger than 40,000 years; most rock is younger than 3,000 years.
  • Made of weak pyroclastic fragments that are not well cemented.
  • If volcanic activity ceases, the volcano might erode away within tens of thousands of years.
  • Volcanologist Patrick Pringle describes Mt. St. Helens as a "pile of junk."

🌊 Subduction depth and volcano location

  • Composite volcanoes form inland from the subduction boundary.
  • Example: Cascadia volcanoes are ~100 km inland from the subduction zone.
  • If the subducting plate descends 40 km for every 100 km inland, the plate is likely ~40 km deep beneath the volcanoes.

🛡️ Shield Volcanoes

🌍 Tectonic setting

  • Most associated with mantle plumes; some form at divergent boundaries (on land or sea floor).
  • Example: Hawaiian Islands (Mauna Loa, Kilauea, Loihi).

🏔️ Size and structure

  • Largest volcanoes on Earth: up to several thousand metres high and 200 km across.
  • Gentle slopes: typically 2° to 10° (not steep).
  • Mauna Loa: full diameter ~200 km, ~100 km above sea level; elevation 4169 m above sea level.
  • Don't confuse with: composite volcanoes, which are much smaller and steeper.

🔥 Magma and eruption style

  • Almost always mafic magma.
  • Typically effusive eruptions (lava flows).
  • Cinder cones are common on the flanks of shield volcanoes.

🌋 Hawaiian volcanoes and the mantle plume

VolcanoStatusAgeNotes
Mauna LoaActiveStarted ~700 kaWorld's largest volcano; last erupted 1984
KilaueaActiveStarted ~300 kaArguably world's most active; erupted 1983–2018, restarted late 2020
LoihiActive (underwater)YoungerLast known eruption 1996; on SE side of Hawaii
  • All Hawaiian volcanoes are related to the mantle plume currently beneath Mauna Loa, Kilauea, and Loihi.
  • Pacific Plate motion: moving northwest at ~7 cm/year, so older extinct volcanoes have moved away from the plume.
  • Magma chambers: beneath all three active volcanoes; at Kilauea, the chamber is several km in diameter, 8–11 km below the surface.

🕳️ Kilauea caldera and crater

Caldera: a volcanic crater more than 2 km in diameter.

  • Kilauea caldera: 4 km long, 3 km wide.
  • Contains Halema'uma'u crater: total depth over 200 m below the surrounding area.
  • Crater floor level is influenced by magma chamber pressure:
    • Moves up during chamber expansion.
    • Moves down during chamber deflation.
  • Since 2020, the crater has changed significantly: subsided, then began filling with lava (up to 170 m thick by May 2021).

💨 Degassing and effusive eruptions

  • Main volatile: water vapour (visible as white clouds), followed by carbon dioxide and sulphur dioxide.
  • Gases originate from the magma chamber and rise through cracks.
  • Degassing is critical to Kilauea's effusive (not explosive) eruption style for the past 30 years.
  • Sulphur crystals form around gas vents in the caldera.

⏳ Lifespan and future

  • Kilauea started forming ~300 ka; if volcanism continues as it has since 85 Ma, Kilauea will likely erupt for at least another 500,000 years.
  • By then, Loihi will likely have emerged from the sea floor; Mauna Loa and Mauna Kea will be significantly eroded.

🌊 Lava flow rates

  • Example: June 27, 2015 lava flow from Pu'u'o'o traveled 20 km in 124 days to reach Pahoa.
  • Average rate: ~161 m/day or ~6.7 m/hour.
  • Flow stopped after damaging infrastructure; a new outbreak branched north on November 1st.

🌍 Large Igneous Provinces (LIPs)

🔥 Origin and characteristics

  • Thought to be related to very high volume but short duration bursts of magma from mantle plumes.
  • Produce massive volumes of magma over relatively short time periods.
  • Always mafic magma; individual flows can be tens of metres thick.

🗺️ Columbia River Basalt Group (CRBG)

  • Extends across Washington, Oregon, and Idaho.
  • Covered ~160,000 km² with basaltic rock up to several hundred metres thick.
  • Erupted between 17 and 14 Ma (3 million years).
  • Visible flows at Frenchman Coulee show large columnar basalts (up to 2 m in diameter).

🌋 Other LIPs and impacts

  • Siberian Traps (end of Permian, 250 Ma): estimated to be 40 times the volume of the CRBG.
    • Thought to be responsible for the greatest extinction of all time.
  • Yellowstone (Wyoming): mantle plume now beneath this area, associated with felsic volcanism.
    • Past 2 million years: three very large explosive eruptions yielded ~900 km³ of felsic magma.
    • ~900 times the volume of the 1980 Mt. St. Helens eruption, but only 5% of the CRBG mafic magma volume.
  • Ontong Java plateau (western Pacific, ~122 Ma): largest LIP eruption on the sea floor.

🌊 Sea-Floor Volcanism

🌋 Divergent boundaries and pillow basalt

  • Most sea-floor volcanism originates at divergent boundaries with relatively low volume eruptions.
  • Hot lava oozes out in cold seawater → quickly cools on the outside → behaves like toothpaste → forms pillows.
  • Pillows tend to form piles around a sea-floor lava vent.
  • Pillows are typically 30–40 cm in diameter.

🌍 Extent

  • Pillow basalt is likely the most common rock type on Earth by area (covering the sea floor).

💎 Kimberlites

🌍 Deep mantle origin

  • Originate much deeper than other volcanism: 150 to 450 km depth in the mantle.
  • During eruption, material from this depth reaches the surface quickly (hours to days) with little interaction with surrounding rocks.
  • Eruptive material is representative of mantle compositions—ultramafic.

💎 Diamond formation and transport

  • Diamonds form at 160–190 km depth within areas of old thick crust (shields), where pressure and temperature are suitable.
  • Kimberlite eruptions originating at greater depth traverse this diamond stability region and, in some cases, bring diamond-bearing rock to the surface.
  • All diamond deposits on Earth are assumed to have formed this way.
  • Example: Ekati Mine in the Northwest Territories (Lac de Gras kimberlite field); kimberlites erupted 45–60 Ma.

⏳ Age and rarity

  • Many kimberlites are very old; no kimberlite eruptions in historic times.
  • Youngest known: Igwisi Hills, Tanzania (~10,000 years ago).
  • Next youngest: ~30 Ma.
32

Volcanic Hazards

7.4 Volcanic Hazards

🧭 Overview

🧠 One-sentence thesis

Volcanic hazards are divided into direct threats (immediate physical destruction) and indirect threats (environmental changes leading to famine and distress), with indirect hazards historically causing far more deaths than direct ones.

📌 Key points (3–5)

  • Two classes of hazards: direct hazards kill or destroy immediately; indirect hazards cause environmental changes that lead to famine, distress, or habitat destruction.
  • Indirect hazards are deadlier: throughout history, indirect effects (climate cooling, crop failure, famine) have killed many times more people than direct volcanic destruction.
  • Range of hazard types: includes tephra/gas emissions, pyroclastic density currents, pyroclastic falls, lahars, sector collapse, and lava flows—each with different speeds, temperatures, and destruction patterns.
  • Common confusion: not all volcanic hazards require an eruption—lahars can occur from heavy rain, and gas releases can happen from dormant volcanic lakes without any magma eruption.
  • Speed and avoidability vary widely: lava flows move slowly (a few meters per hour) and are relatively easy to avoid, while pyroclastic density currents can reach hundreds of km/h and destroy virtually everything in their path.

🌫️ Atmospheric hazards: gases and tephra

💨 Tephra and gas emissions

Tephra: small particles of volcanic rock emitted into the atmosphere during eruptions.

  • What happens: large volumes of rock fragments (mostly pumice and volcanic ash) plus gases are released during major explosive eruptions at composite volcanoes.
  • Climate impact: dust particles and sulphur compounds block sunlight, cooling the global climate by up to 1°C for several months to a few years.
  • Example: the 1991 Mt. Pinatubo eruption in the Philippines caused global cooling in 1991–1992; 1°C was the global average, but some regions experienced more severe cooling at certain times.

☠️ The Laki eruption: a deadly case study

  • When and where: 1783–1784, Laki volcano in Iceland—a large effusive eruption over 8 months.
  • What made it deadly: relatively little volcanic ash, but massive sulphur dioxide release plus significant hydrofluoric acid (HF).
  • Sulphate aerosols formed in the atmosphere → dramatic cooling in the northern hemisphere.
  • HF poisoning in Iceland: killed 80% of sheep, 50% of cattle → famine plus HF poisoning killed over 10,000 people (about 25% of Iceland's population).
  • Deaths in Europe: estimated ~20,000 deaths in the United Kingdom from very cold weather; other parts of northern Europe likely similarly affected.

✈️ Aircraft risk

  • Volcanic ash can destroy jet engines.
  • Example: 2010 eruption of Iceland's Eyjafjallajökull volcano → European airspace closed for several days, numerous trans-Atlantic flights cancelled.

🌊 Lake Nyos: gas release without eruption

  • Setting: dormant volcano craters often fill with water (e.g., Crater Lake, Oregon); Lake Nyos in west-central Cameroon had gases from underlying magma chamber percolating into lake sediment and bottom water.
  • The 1986 disaster: one August night, a landslide, earthquake, or minor eruption disturbed the lake sediment → released ~100 million cubic meters of CO₂ from the lake bottom.
  • CO₂ bubbled up, spilled over the crater lip, descended as a white cloud into surrounding valleys → over 1,700 people and 3,000 cattle killed in their sleep.
  • Other at-risk lakes: Lake Monoun (nearby) and Lake Kivu (Congo-Rwanda border, much larger).
  • Mitigation effort: a degassing operation lowers a strong polyethylene pipe to the lake bottom; water is pumped out at the top, deep water rises through the pipe, CO₂ bubbles out, gas and water become buoyant and suck more water in at the bottom—a self-sustaining process.

🔥 High-speed destruction: pyroclastic hazards

🌪️ Pyroclastic density currents (PDCs)

Pyroclastic density current: a very hot (several hundred °C) mixture of gases and volcanic tephra that flows rapidly (up to hundreds of km/h) down the side of a volcano.

  • How they form: in a typical explosive eruption at a composite volcano, tephra and gases are initially hot enough to be buoyant and forced high into the atmosphere; as the eruption proceeds and materials cool, parts become heavier than air and flow downward along the volcano's flanks.
  • Speed and temperature: as they descend they cool more and flow faster, reaching speeds up to several hundred km/h; temperature can be as high as 1000°C.
  • Composition: tephra ranging from microscopic glass shards to boulders, plus gases (dominated by water vapor, but also other gases).
  • Extreme hazard: virtually anything in the way will be destroyed.
  • Can flow over water: in some cases for tens of kilometers.
  • Example: the 1902 St. Pierre (Martinique) PDC flowed into the harbor and destroyed (burned) several wooden ships anchored there; killed an estimated 30,000 people.
  • Example: the PDC that destroyed Pompeii in 79 AD killed an estimated 18,000.

🌋 Pyroclastic falls

  • What happens: most tephra from an explosive eruption ascends high into the atmosphere; larger components (larger than 0.1 mm) tend to fall relatively close to the volcano.
  • Risk: areas close to the eruption (km to tens of km) can be covered in thick tephra; roofs may collapse, structures may burn.
  • Example: the 1991 Mt. Pinatubo eruption resulted in tens of centimeters of ash accumulation in fields and on rooftops in the surrounding populated region; heavy typhoon rains added weight → thousands of roofs collapsed → at least 300 of the 700 deaths attributed to the eruption.

🌊 Water-related hazards: lahars

💧 What lahars are

Lahar: any mudflow or debris flow that is related to a volcano.

  • Most common cause: melting snow and ice during an eruption.
  • Example: the lahar that destroyed the Colombian city of Armero in 1985.
  • Can happen without eruption: composite volcanoes tend to be weak and easily eroded, so lahars can occur from heavy rain alone.

🌀 Hurricane-triggered lahars

  • Hurricane Mitch (October 1998): category 5 hurricane hit central America; 19,000 people died, mostly from intense rainfall (some regions received almost 2 m of rain over a few days).
  • Casita Volcano, Nicaragua: heavy rains weakened rock and volcanic debris on upper slopes → debris flow rapidly built in volume as it raced down the steep slope → ripped through towns of El Porvenir and Rolando Rodriguez, killing more than 2,000 people.
  • These towns were built without planning approval in an area known to be at risk from lahars.
  • Hurricanes Eta and Iota (November 2020): category 4 and 5 storms also produced mudflows and lahars in Central America; combined death toll close to 200.

🏔️ Mt. Rainier lahar risk

  • Why Mt. Rainier is high-risk:
    • Tallest and largest of the Cascade Range volcanoes
    • Numerous large glaciers and great deal of winter snow accumulation
    • Significant volume of rock weakened by alteration
    • Active within the past 125 years
    • Several large communities close to the mountain and within channels of known past lahars
  • Risk factors: likelihood of melting snow and ice during an eruption; risk of slope failure at any time (especially if large earthquake in the region or magma movement within the volcano).
  • Early warning system: USGS, Pierce County Department of Emergency Management, and Washington State Emergency Management Division established an array of motion sensors in drainage channels around Mt. Rainier; designed to detect vibrations associated with a lahar and alert at-risk residents so they have time to get to higher ground.

🪨 Catastrophic collapse and slow flows

⛰️ Sector collapse and debris avalanches

Sector collapse (or flank collapse): the catastrophic failure of part of an existing volcano, forming a large debris avalanche.

  • Best known example: failure of the northern side of Mt. St. Helens immediately prior to the large eruption on May 18, 1980.
  • What led to it: in the weeks before, a large bulge formed on the side of the volcano, likely from magma transfer from depth into a satellite magma chamber within the mountain; early on May 18, a moderate earthquake struck nearby, thought to have destabilized the bulge → Earth's largest slope failure in historical times.
  • Chain reaction: failure exposed the underlying satellite magma chamber → exploded sideways → exposed the conduit to the magma chamber below → eruption with a 20 km high eruption column lasted 9 hours; approximately 1 cubic km of tephra erupted (relatively small eruption).
  • Mt. Meager, BC (August 2010): large part of the side gave way, sending ~48 million cubic meters of rock down the valley—largest slope failure in Canada in historical times (though volume was only ~1/60th of Mt. St. Helens 1980 sector collapse); represents only a tiny fraction of Mt. Meager's volume, but considered a partial sector collapse.
  • More than 25 slope failures at Mt. Meager in the past 8,000 years, some more than 10 times the volume of the 2010 failure.

🌋 Lava flows

  • Speed: do not advance very quickly; in most cases people can get out of the way.
  • Main casualties: buildings and roads (infrastructure is difficult to move).
  • Kilauea 2018: massive eruption, lava flowed through a mostly rural area → 24 injuries, no deaths, $800 million in damages, loss of over 800 homes plus a geothermal energy plant.
  • Mount Nyiragongo, Republic of the Congo (2002): similar-sized lava stream flowed through Goma, a city of 200,000 people → destroyed thousands of buildings, left ~120,000 people homeless; 245 people died, most from carbon-dioxide asphyxiation.
  • Tseax Cone, Northwestern BC (1668–1714): eruption resulted in a lava flow now covering ~100 km²; destroyed two Nisga'a villages, killed ~2,000 people, again mostly from carbon dioxide asphyxiation.
  • Don't confuse: lava flows are slow (typically a few meters per hour on average) and relatively easy to avoid, but the associated carbon dioxide can be deadly.

📊 Summary table of volcanic hazards

Hazard typeDescriptionRisk level and details
Tephra emissionsSmall volcanic rock particles emitted into atmosphereRespiration problems; short-term climate cooling and potential famine; aircraft engines at risk
Gas emissionsEmission of gases during eruption or other eventShort-term climate cooling → crop failure and famine; poisoning widespread in some cases
Pyroclastic density currentVery hot (several 100°C) mixture of gases and tephra flows rapidly (up to 100s of km/h) down volcano sideExtreme hazard; virtually anything in the way will be destroyed
Pyroclastic fallVertical fall of tephra in area surrounding eruptionAreas close (km to 10s of km) can be covered in thick tephra; roofs may collapse; structures may burn
LaharFlow of mud and debris down channel from volcano, triggered by eruption or severe rainAnything within channel at severe risk; can move at 10s of km/h
Sector collapse / debris avalancheFailure of part of volcano (due to eruption or other reason) → avalanche of debrisAnything in path of debris avalanche at severe risk
Lava flowFlow of lava away from volcanic ventPeople and infrastructure at risk, but flows tend to be slow (typically a few meters per hour on average) and relatively easy to avoid
33

Monitoring Volcanoes and Predicting Eruptions

7.5 Monitoring Volcanoes and Predicting Eruptions

🧭 Overview

🧠 One-sentence thesis

By monitoring six key warning signs with seismometers, gas detectors, and deformation instruments, geologists can now predict volcanic eruptions months to weeks in advance and reduce the risk of catastrophic casualties.

📌 Key points (3–5)

  • Six warning signs: gas leaks, bulging, many small earthquakes, sudden drop in seismicity, pronounced bulge, and steam eruptions signal imminent eruption.
  • Three main monitoring tools: seismometers (cheapest and most effective), gas detection instruments, and deformation measurement devices (tiltmeters and GPS).
  • Prediction timeline: current technology allows prediction months to weeks ahead, but not days in advance.
  • Common confusion: a sudden decrease in earthquake activity can be just as important as an increase—it may mean magma has stalled and something is about to give way.
  • Why it matters: advances in monitoring have dramatically reduced the risk of surprise eruptions, though indirect hazards remain serious threats.

🚨 The six warning signs of imminent eruption

💨 Gas leaks

Gas leaks: the release of gases (mostly H₂O, CO₂ and SO₂) from the magma, through cracks in the overlying rock and into the atmosphere.

  • Gases escape from magma through cracks in overlying rock before eruption.
  • The three main gases are water vapor, carbon dioxide, and sulfur dioxide.
  • This is the first sign that magma is becoming active beneath the surface.

🎈 Bit of a bulge

Bit of a bulge: the deformation of part of a volcano, indicating that a magma chamber at depth is swelling or getting more pressurized.

  • The volcano's surface deforms when the magma chamber below expands or pressure increases.
  • This is a subtle early warning sign, not yet a dramatic bulge.

🌊 Getting shaky

Getting shaky: many (hundreds to thousands) of small earthquakes, indicating that magma is on the move.

  • Hundreds to thousands of small earthquakes occur as magma moves underground.
  • Two possible causes:
    • Magma forces surrounding rocks to crack
    • Harmonic vibration from magmatic fluids moving underground
  • Example: if a volcano that was quiet suddenly shows hundreds of small quakes, magma is likely moving toward the surface.

📉 Dropping fast

Dropping fast: a sudden decrease in the rate of seismicity may indicate that magma has stalled, and this could mean that something is about to give way.

  • Don't confuse: less seismic activity is not necessarily safer—it can mean magma has stalled and pressure is building.
  • This counterintuitive sign warns that "something is about to give way."
  • The sudden quiet may precede a major release of pressure.

🏔️ Big bump

Big bump: a pronounced bulge on the side of the volcano (like at Mt. St. Helens in 1980) may indicate that magma has moved close to surface.

  • A dramatic, visible bulge (not just subtle deformation) appears on the volcano's side.
  • This indicates magma has risen very close to the surface.
  • Example: Mt. St. Helens in 1980 showed this pronounced bulge before eruption.

💥 Blowing off steam

Blowing off steam: steam eruptions (a.k.a. phreatic eruptions) happen when magma near to surface heats groundwater to the boiling point.

  • Also called phreatic eruptions.
  • Mechanism: magma near the surface heats groundwater until it boils and explodes.
  • The explosion sends steam and rock fragments high into the air.
  • This is often the final warning before a major eruption.

🔬 Monitoring equipment and methods

📡 Assessing seismicity with seismometers

  • Why most effective: seismometers are the simplest, cheapest, and most effective monitoring tool.
  • How they work: detect earthquake activity that indicates magma movement beneath the volcano.
  • Deployment strategy:
    • Initial seismometers provide early warning that something is changing
    • If activity detected, place more seismometers within tens of kilometers of the source
    • Multiple instruments allow geologists to pinpoint exact location and depth of seismic activity
    • This shows where magma is moving underground
  • Example: a seismometer installed in a vault above ground at Mount Baker, Washington, continuously monitors for changes.

🌫️ Detecting gases

Gas typeDetection methodWhy needed
Water vapor (H₂O)Visual observationTurns into visible clouds of liquid droplets
CO₂ and SO₂Instruments requiredNot obvious to the eye

Two approaches to gas monitoring:

  • Remote sensing: infrared devices from ground or air (less accurate)
  • Direct sampling: instruments on the ground near gas sources, or air samples analyzed in a lab (more accurate)
  • Monitoring changes in gas composition is key—not just detecting gases, but tracking how they change over time.

📏 Measuring deformation

Two main technologies:

📐 Tiltmeter

Tiltmeter: a sensitive 3-directional level that can sense small changes in the tilt of the ground at a specific location.

  • Detects subtle changes in ground angle at one specific spot.
  • Measures tilt in three directions.

🛰️ GPS (Global Positioning Satellite)

GPS: provides information on how far the ground has actually moved—east-west, north-south and up-down.

  • More effective than tiltmeter because it measures actual distance moved, not just tilt.
  • Tracks movement in all three dimensions: horizontal (east-west, north-south) and vertical (up-down).
  • Example: a GPS unit at Hualalai Volcano, Hawaii, uses a dish-shaped antenna to receive satellite signals and another antenna to communicate with a base station.
  • Both instruments assess deformation related to magma movement beneath the surface, indicating possible imminent eruption.

🎯 Prediction capabilities and limitations

⏰ What we can predict

  • Timeline: months to weeks in advance, but not days.
  • Geologists combine:
    • Information from monitoring instruments
    • Thorough knowledge of how volcanoes work
    • Careful ground and aerial observations
  • This gives "a good idea of the potential for a volcano to erupt in the near future."

📢 Practical outcomes

  • Geologists can make recommendations to authorities about:
    • Need for evacuations
    • Restricting transportation corridors
  • Dramatic improvement: ability to predict eruptions has increased dramatically in recent decades due to:
    • Advances in understanding volcano behavior
    • Better monitoring technology
  • Reduced risk: with careful work, the risk of surprise eruption is now much lower than in the past.

⚠️ Remaining challenges

  • Direct hazards: if public warnings are issued and heeded, mass casualties from sector collapse, pyroclastic flows, ash falls, or lahars are less likely.
  • Indirect hazards: still very real and serious.
  • Future concern: the next eruption similar to Laki (1783) could take an even greater toll because Earth's population is now roughly eight times larger.
  • Don't confuse: better prediction of eruptions does not eliminate all volcanic risks—indirect hazards remain significant threats.
34

Effects of Volcanic Eruptions on Humans and on Earth Systems

7.6 Effects of Volcanic Eruptions on Humans and on Earth Systems

🧭 Overview

🧠 One-sentence thesis

Volcanic eruptions both provide valuable resources and opportunities for human use—including fertile soils, recreation, and energy—and contribute fundamentally to Earth's systems by cycling materials and energy from depth to the surface.

📌 Key points (3–5)

  • Benefits to humans: volcanic regions offer fertile soils rich in nutrients, scenic beauty for recreation and tourism, and sources of geothermal and hydroelectric energy.
  • Agricultural value: volcanic soils are known worldwide for their fertility due to nutrients like magnesium and sulfur.
  • Earth system contributions: volcanoes cycle solids, volatiles (water and gases), and thermal energy from the mantle and crust to the surface, atmosphere, and oceans.
  • Water origins: Earth's ocean water is believed to be at least partly derived from volcanic activity.
  • Common confusion: volcanoes are not only hazards—they also create new landforms and surfaces that support life and influence climate patterns.

🌾 Benefits for Human Activities

🌱 Fertile soils and agriculture

Volcanic soils are known worldwide for their fertility, containing important nutrients such as magnesium and sulfur.

  • Volcanic regions across the globe are valued for agriculture due to nutrient-rich soils.
  • Examples mentioned: Indonesia, Italy, northern New Zealand, Japan, Hawaii, parts of Africa, and the Caribbean.
  • The fertility comes from volcanic materials that break down and release nutrients plants need.

🏔️ Recreation and tourism

  • Volcanoes provide scenic beauty and attract tourists and hikers.
  • Example: Mt. Garibaldi area in southwestern British Columbia; Mt. Fuji in Japan (3776 m summit).
  • Many volcanic areas serve as venues for winter sports.
  • Hot springs, spas, and mudbaths are additional recreational attractions in volcanic regions.

⚡ Energy resources

Volcanic regions offer multiple energy sources:

  • Geothermal heat: used for electricity generation and district heating.
  • Hydroelectric energy: from streams in volcanic areas.
  • These renewable energy sources take advantage of the heat and water flow associated with volcanic activity.

🌍 Contributions to Earth Systems

💧 Water and volatile cycling

  • Earth's ocean water is believed to be at least partly derived from volcanism.
  • Without volcanic contributions, Earth would not have much in the way of systems, since water is fundamental.
  • Volcanoes cycle volatiles (water and gases) from depth, influencing both organisms and climate.

🪨 Material cycling from depth

Volcanic eruptions play key roles in Earth systems:

ProcessWhat happensWhy it matters
Cycling solidsMoves silicates from mantle and crust to surfaceBrings new material to Earth's surface
Cycling volatilesReleases water and gases from depthInfluences organisms and climate
Atmospheric ejectionSends solids and volatiles high into atmosphereAffects weather and climate patterns
Thermal energy cyclingTransfers heat from depthDrives other Earth processes

🏝️ Creating new surfaces and landforms

  • Island formation: volcanoes create solid surfaces that will be colonized by organisms.
  • Mountain building: volcanic activity creates sloped surfaces (mountains) that:
    • Influence weather and climate patterns
    • Will be eroded and weathered over time
    • Contribute to other Earth system processes in many ways

🔄 Ongoing system contributions

  • All volcanic products (solids, gases, energy, landforms) subsequently contribute to other Earth system processes.
  • The excerpt emphasizes "myriad ways" these contributions affect the broader Earth system.
  • Don't confuse: volcanic eruptions are not just one-time events—their products continue to participate in Earth processes long after the eruption ends.

🤝 Human-Volcano Interactions

🗺️ Multiple interaction types

The excerpt references an overview figure showing various ways humans interact with volcanoes and associated risks.

  • Interactions include both benefits (agriculture, recreation, energy) and hazards (risks of living nearby).
  • The relationship is complex: volcanic regions offer valuable resources but also pose dangers.
  • Example: the same volcanic mountain can provide fertile farmland, tourist attractions, and geothermal energy while also threatening nearby populations during eruptions.
35

Metal Deposits

8.1 Metal Deposits

🧭 Overview

🧠 One-sentence thesis

Metal deposits form when geological processes concentrate metals to economically viable grades—often hundreds or thousands of times higher than background levels—through mechanisms including magmatic segregation, hydrothermal circulation, and chemical precipitation.

📌 Key points (3–5)

  • What makes a deposit viable: concentration factors range from 25× (copper) to 10,000× (silver) above background levels, plus factors like depth, size, shape, and infrastructure.
  • Heat drives many processes: magmatic, volcanogenic massive sulphide, and porphyry deposits all depend on thermal energy to concentrate metals.
  • Timing matters: most magmatic deposits are Precambrian (when the mantle was hotter), while banded iron formations formed during Earth's initial oxygenation (2400–1800 Ma).
  • Common confusion: not all metal-bearing rock is ore—granite contains ~8% aluminum, but bauxite (Al-hydroxides) is the actual ore because it's much easier to process.
  • Deposit types vary widely: different metals concentrate through different processes (magmatic settling, sea-floor venting, groundwater convection, atmospheric oxidation, etc.).

🪨 What defines a metal deposit

💎 Economic viability vs. background levels

A metal deposit is a body of rock in which one or more metals has been concentrated to the point of being economically viable for recovery.

  • Background levels are the typical concentrations in average rock (e.g., copper ~40 ppm, gold ~0.003 ppm).
  • Economic grades are much higher (e.g., copper ~1% = 10,000 ppm, gold ~6 ppm).
  • Concentration factor: how many times more concentrated the ore is compared to average rock.
MetalBackground LevelEconomic GradeConcentration Factor
Copper40 ppm10,000 ppm (1%)250×
Gold0.003 ppm6 ppm2000×
Silver0.1 ppm1,000 ppm (0.1%)10,000×
Lead10 ppm50,000 ppm (5%)5000×
Zinc50 ppm50,000 ppm (5%)1000×

🧮 Factors affecting economic viability

Economic viability depends on many factors beyond just grade:

  • Physical: grade, size, shape, depth below surface
  • Geographic: proximity to infrastructure (roads, power, ports)
  • Market: current metal price, ease of processing the ore
  • Regulatory: labour and environmental regulations in the jurisdiction

Example: A 1% copper grade is typical, but a deeper deposit in a remote area with strict regulations might need higher grades to be profitable, while a shallow deposit near infrastructure might be viable at lower grades.

⚠️ Don't confuse metal content with ore

  • Granite contains ~8% aluminum, but it's not aluminum ore.
  • The aluminum in granite is locked in feldspar and very difficult to separate.
  • Bauxite (Al-hydroxides) is the main aluminum ore because the aluminum is much more readily processed.
  • Key distinction: ore is defined by economic extractability, not just metal presence.

🔥 Magmatic deposits

🌋 Formation mechanism

Magmatic deposits form when metal concentration happens during magma formation and emplacement.

  • Source magmas: mafic or ultra-mafic composition (derived from the mantle).
  • Initial enrichment: these magmas start with relatively high nickel and copper (up to 100× normal rock for nickel).
  • Further concentration steps:
    1. Addition of sulphur from partial melting of surrounding rocks
    2. Formation of heavy nickel and copper sulphide minerals
    3. Gravity segregation (crystal settling toward the bottom of the magma chamber)

🪙 What they produce

  • Most of the world's nickel and much of the world's copper come from magmatic deposits.
  • Some deposits also contain significant platinum-bearing minerals.
  • Major locations: Indonesia, Canada, southern Africa, Australia, Siberia.

⏳ Age pattern

  • Most magmatic deposits worldwide are Precambrian in age.
  • Why: the mantle was significantly hotter at that time, so the necessary ultramafic magmas were more likely to exist close to the surface.
  • This timing constraint is important—these deposits are not forming in the same way today.

🌊 Volcanogenic massive sulphide (VMS) deposits

🔥 Sea-floor formation

VMS deposits form from high-temperature water (250–300°C) discharged at ocean-floor vents, primarily in subduction-zone volcanism areas.

  • Modern analogue: black smokers on the sea floor (e.g., Juan de Fuca Ridge off Vancouver Island).
  • Process:
    1. Volcanic heat drives convecting groundwater through sea-floor rocks
    2. Hot water leaches metals and sulphur from the rocks
    3. Hot metal- and sulphide-rich water issues from the sea floor
    4. Sudden cooling and chemical change when hot water meets cold sea water
    5. Rapid precipitation of sulphide minerals at the rock-water interface

💰 What they contain

  • Copper, zinc, lead, silver, and gold.
  • Called "massive-sulphide" because sulphide minerals make up the majority of the rock in some cases.
  • Key minerals: pyrite (FeS₂), sphalerite (ZnS), chalcopyrite (CuFeS₂), galena (PbS).

🗺️ Locations and age

  • Major deposits in Spain, Portugal, southern Africa, Canada, Russia.
  • Most VMS deposits are tens to hundreds of millions of years old.
  • The volcanic host rock forms in the same area and at the same general time as the ore minerals.

🔑 Key mechanism

The concentration mechanism is a sudden change in metal solubility where hot water cools quickly at the sea-floor interface—metals that were dissolved in hot water become insoluble in cold water and precipitate immediately.

⛰️ Porphyry deposits

🏔️ Formation around cooling stocks

Porphyry deposits form around a cooling felsic stock (magma chamber) in the upper part of the crust.

  • Name origin: upper crustal stocks are typically porphyritic in texture (two-stage cooling process).
  • Metal enrichment sources:
    1. Convection of groundwater driven by heat of the stock
    2. Hot water expelled by the cooling magma itself

🪨 Host rock characteristics

  • Host rocks include the stock itself and surrounding country rocks.
  • Rocks are normally highly fractured and brecciated.
  • Original minerals get altered to potassium feldspar, biotite, epidote, and various clay minerals.

💎 Ore minerals and metals

  • Copper porphyry: chalcopyrite (CuFeS₂), bornite (Cu₅FeS₄), pyrite
  • Molybdenum porphyry: molybdenite (MoS₂), pyrite
  • Gold: present as minute flakes of native gold
  • Most important ores of copper and molybdenum in western North and South America and the Pacific Rim.

🏗️ Associated deposits

The environment around and above an intrusive body is also favorable for vein-type gold deposits (epithermal deposits). Many gold deposits along the western edge of North and South America are of this vein type and related to nearby magma bodies.

📏 Size and mining

  • Some porphyry deposits are huge.
  • If near the surface, most economically mined by open-pit methods.
  • Example: Chuquicamata in northern Chile—largest porphyry copper deposit in the world, 4.3 km long, 2.7 km wide, 1.1 km deep; in operation over 100 years, produced over 29 million tonnes of copper, expected to continue at least 50 more years; owned by Chilean government, supports a city of 160,000.

🧲 Banded iron formation

🌍 Formation during oxygenation

Most of the world's important iron deposits are banded iron formation type, formed during the initial oxygenation of Earth's atmosphere between 2400 and 1800 Ma.

Process:

  1. Abundant dissolved iron in the ocean (as Fe²⁺, soluble form)
  2. Earth's atmosphere gradually became more oxygen-rich
  3. Iron oxidized to insoluble form (Fe³⁺)
  4. Iron minerals accumulated on the sea floor as hematite and magnetite interbedded with chert

📊 Composition and grade requirements

  • Minerals: reddish bands are mostly hematite (Fe₂O₃), darker bands are mostly magnetite (Fe₃O₄).
  • Grade requirement: unlike many metals (viable at ~1% or less), iron deposits are only viable if grades are around 50% iron.
  • This high grade requirement is unusual compared to other metals.

⏰ Timing significance

The narrow time window (2400–1800 Ma) reflects a unique event in Earth history—the initial oxygenation of the atmosphere. This process is not occurring today.

☢️ Unconformity-type uranium deposits

🗺️ Location and setting

Some of the largest and richest uranium deposits are in the Athabasca Basin of northern Saskatchewan.

  • Name origin: all situated very close to the unconformity between Proterozoic Athabasca Group sandstone and much older Archean sedimentary, volcanic, and intrusive igneous rock.
  • The unconformity is a key geological boundary where rocks of very different ages meet.

🔬 Formation mechanism

The origin is not perfectly understood, but two features are thought to be important:

  1. Permeability of sandstone:

    • Allowed groundwater to flow through
    • Water leached out small amounts of uranium
    • Uranium stayed in solution in oxidized form (U⁶⁺)
  2. Graphitic schist in underlying rocks:

    • Graphite (C) created a reducing (non-oxidizing) environment
    • Converted uranium from soluble U⁶⁺ to insoluble U⁴⁺
    • Uranium precipitated as uraninite (UO₂)

🔑 Key mechanism

The concentration depends on a change in oxidation state: uranium is mobile (soluble) when oxidized but immobile (precipitates) when reduced. The graphite provides the reducing environment at the unconformity.

🔋 Other important deposits

🔵 Cobalt deposits

  • Important component of lithium-based batteries.
  • Recent surge in demand due to electric vehicles and other battery applications.
  • Main sources:
    • Most cobalt: sedimentary-rock hosted deposits in Zambia and Congo, Africa
    • Significant amounts: mined along with nickel in magmatic and other deposits, especially Australia and Canada

📊 Global metal production scale

Iron represents by far the largest amount of metal mined:

  • Uses: construction (buildings, bridges), railways, vehicles, and most manufactured products contain some iron.
  • Annual production: 2.5 billion tonnes—approximately the weight of all cars, trucks, and buses currently in the entire world.
  • Ranking: Aluminum second (electrical transmission, construction, aircraft), chromium third (steel component), copper fourth (electrical components).
  • Concentration comparison: 39× as much iron as aluminum mined; 760,000× as much iron as gold.

🕰️ Historical context

  • Earliest known metal mines: Bulgaria, Serbia, and neighboring southeastern Europe, ~7000 years ago (copper).
  • Copper also mined in Great Lakes region of North America at around the same time.
  • Today: mines for virtually every metal in the periodic table, on every continent except Antarctica (banned by treaty).

🔥 The role of heat in ore formation

🌡️ Heat as a critical factor

Thermal energy (heat) from within the Earth is critical in the formation of many types of ore deposits.

Deposit types where heat is a factor:

Deposit TypeHeat Factor?Role of Heat
MagmaticYesHeat creates and maintains magma; drives crystal settling
Volcanogenic massive sulphideYesDrives convecting groundwater that leaches metals; creates hot vents
PorphyryYesDrives groundwater convection; magma expels hot metal-rich water
Unconformity-type uraniumPossiblyMay drive groundwater flow (not explicitly stated in excerpt)
Banded iron formationNoFormed by atmospheric oxygenation, not heat

🔄 Heat-driven processes

  • Magma formation and movement: creates initial metal concentrations
  • Groundwater convection: circulates water through rocks to leach and transport metals
  • Hydrothermal fluids: hot water from magma carries dissolved metals
  • Solubility changes: temperature changes affect which metals stay dissolved vs. precipitate

Don't confuse: heat is not required for all ore-forming processes—banded iron formation is a chemical precipitation process driven by atmospheric change, not thermal energy.

36

Mining and Ore Processing

8.2 Mining and Ore Processing

🧭 Overview

🧠 One-sentence thesis

Mining methods and ore processing create significant environmental risks—especially acid rock drainage from pyrite-bearing waste—that require careful design, maintenance, and sometimes costly remediation to protect ecosystems.

📌 Key points (3–5)

  • Mining method choice: depth, shape, size, and grade determine whether open-pit (cheaper but less precise, more waste) or underground (deeper, more focused) methods are used.
  • Ore processing basics: ore is crushed, ground to powder, and physically separated into concentrate (almost pure ore minerals) and tailings (wet slurry stored in ponds).
  • Acid rock drainage (ARD): pyrite in tailings and waste rock reacts with oxygen and water to produce sulphuric acid, which dissolves toxic metals and harms aquatic life.
  • Common confusion: waste rock vs tailings—waste rock is non-ore rock mined to access ore; tailings are the leftover slurry after ore minerals are separated from crushed ore.
  • Environmental liability: tailings ponds and waste-rock piles must be carefully maintained; failures (e.g., Mt. Polley 2014) release millions of cubic metres of metal-rich slurry into waterways.

⛏️ Mining methods and their trade-offs

⛏️ Open-pit mining

Open-pit mining: creating a giant hole in the ground to extract relatively large, shallow, regular-shaped deposits.

  • Why it's used: generally cheaper than underground mining.
  • Trade-off: less precise, so miners must extract a lot of waste rock along with the ore.
  • Environmental consequence: the waste rock becomes an environmental liability (see ARD section below).

🕳️ Underground mining

Underground mining: extracting deeper or irregularly shaped deposits via vertical shafts, declines (sloped tunnels), and levels (horizontal tunnels).

  • Why it's used: allows miners to focus on the orebody itself, reducing waste rock.
  • Hybrid approach: sometimes the near-surface part is mined open-pit and the deeper parts underground.
  • Example: the Myra Falls Mine on Vancouver Island uses underground methods (Figure 8.2.2).

🏭 Ore processing and waste streams

🏭 From ore to concentrate

  • Typical ore composition: a few percent ore minerals (e.g., chalcopyrite, sphalerite) mixed with original rock minerals (quartz, feldspar, amphibole) plus non-ore minerals (hematite) and other sulphides, especially pyrite.
  • Processing steps:
    1. Crush ore to gravel-sized chunks.
    2. Grind to fine powder.
    3. Physically separate ore minerals from the rest → concentrate (e.g., almost pure molybdenite at a molybdenum mine).
  • Why on-site: relatively simple separation significantly reduces transportation costs.

💧 Tailings

Tailings: the rest of the rock after ore minerals are separated; comes out as a wet slurry and is stored near the mine, typically in a tailings pond.

  • Not the same as waste rock: tailings are the processed leftover slurry; waste rock is non-ore rock mined to access the ore.
  • Shared problem: both contain pyrite and small amounts of ore minerals, making them sources of acid rock drainage.

🔥 Refining beyond concentration

  • Separating ore minerals is only preliminary; the second stage separates actual elements within ore minerals.
  • Example: chalcopyrite (CuFeS₂) → copper must be separated from iron and sulphur.
  • Where it happens: smelters or refineries (far fewer than mines due to cost and economies of scale).
  • Energy intensity: very high; involves complicated, energy-intensive processes.

⚠️ Acid rock drainage (ARD)

⚠️ What causes ARD

Acid rock drainage (ARD): sulphuric acid generated when pyrite is exposed to oxygen and water.

  • Chemical process (simplified):
    pyrite + oxygen + water → dissolved iron + sulphate + hydrogen ions (H⁺)
  • Why it matters: acidity itself harms the environment, and ore elements (copper, lead) are more soluble in acidic water, so ARD is typically metal-rich and toxic.

🪨 Sources of ARD at mine sites

Materials that may contain pyrite and produce ARD:

  • Rock outcrops exposed by mining, road-building, or construction.
  • Waste rock (mined but not ore-grade; may contain up to a few percent pyrite).
  • Tailings from processing plants.
  • Key point: these materials were underground (not weathering) but are now exposed to water and oxygen at the surface.

🐟 Mt. Washington Mine case study

  • Mine history: operated only 3 years (1964–1966) on Vancouver Island.
  • Impact on Tsolum River:
    • 1930s–1940s: up to 200,000 pink salmon, 15,000 coho, 11,000 chum, 3,500 steelhead.
    • By 1987: only 14 coho; other stocks significantly depleted.
    • 1982 hatchery release: 2.5 million pink salmon fry; none returned.
  • Copper toxicity: very low concentrations (~10 μg/L) toxic to Pacific salmon; Tsolum River had 20–400 μg/L in the 1980s–1990s; one tributary had 5,000–15,000 μg/L.
  • Remediation (2003 plan):
    • Reduce ARD at source: divert surface drainage around mine workings; cover workings with bituminous liner.
    • Natural treatment: divert main stream into existing wetland; control outflow to coincide with peak river discharge (dilution).
  • Results by 2010: copper consistently below 11 μg/L; by 2018 salmon runs recovered to over 220,000 pink, 32,000 chum, 4,100 coho, 600 steelhead.

🚨 Environmental risks and failures

🚨 Mt. Polley tailings dam breach (2014)

  • What happened: tailings pond retention dam failed in August 2014.
  • Scale: released 10 million m³ of waste-water + 4.5 million m³ of tailings slurry into Polley Lake, Hazeltine Creek, and Quesnel Lake.
  • Contributing factors: work underway to raise dam level; structure not inspected by government for at least 2 years due to regulatory changes.
  • Water quality impact: elevated suspended solids, chromium, copper, iron, phosphorous in 2014; returned to "normal" by 2016.
  • Costs: $70 million remediation; mine out of operation 3 years (2014–2017); three engineers facing disciplinary hearings.

🏗️ Design and maintenance requirements

  • Tailings ponds and waste-rock piles must be carefully designed, built, and maintained to:
    • Ensure structural integrity.
    • Prevent leakage of acidic, metal-rich water.
  • Example: Myra Falls tailings embankment constructed to keep tailings out of Myra Creek (Figure 8.2.3).

🏭 Smelting risks

  • Process: applying enough heat (from fossil fuels) to melt ore concentrates.
  • Emissions: produces gases and ash that become airborne and widely dispersed.
  • Sudbury, Ontario example:
    • Largest nickel smelting operation in the world.
    • By mid-20th century: several hundred km² around mine district de-vegetated or damaged by contaminants and acidity.
    • 1970: 385 m tall superstack built to disperse contamination further.
    • Result: allowed revegetation near city but spread contamination over much wider area (other provinces and states).

📊 Summary of environmental risks

ActivityPotential Environmental Risks
MiningLoss of natural environment; wind-blown contaminated dust from open excavations; acid rock drainage (ARD)
Waste rock storageLoss of natural environment; slope failure; wind-blown contaminated dust; ARD
Tailings storageLoss of natural environment; potential slope failure; potential slurry spills; potential leakage of contaminated water; wind-blown contaminated dust; ARD
SmeltingLoss of natural environment; toxic particulates and gases from chimneys; leaching of metals from smelter waste (slag); release of greenhouse gases

🌍 Common impacts across all activities

  • Habitat loss: land cleared, no longer available for plants and animals.
  • Dust: blasting, breaking, crushing rock creates metal-rich dust fine enough to be wind-borne and dispersed widely; some enters water courses.
  • Slope failure: materials piled up (especially water-saturated, metal-rich tailings) risk collapse, threatening people, infrastructure, and environment.
37

Industrial Minerals

8.3 Industrial Minerals

🧭 Overview

🧠 One-sentence thesis

Industrial minerals—including limestone, rock salt, potassium salts, and gypsum—are essential raw materials for concrete, chemicals, fertilizers, and construction, sourced primarily from quarries and evaporite deposits.

📌 Key points (3–5)

  • Concrete and cement: Approximately 4 billion tonnes of concrete are used globally each year; cement is made from ~80% calcite (limestone) and ~20% clay, heated to 1450°C, releasing CO₂.
  • Limestone uses: Beyond cement, limestone provides calcium compounds for steel, glass, pulp and paper processing, and plaster products.
  • Evaporite minerals: Rock salt (sodium chloride), sylvite (potassium chloride for fertilizer), and gypsum (for drywall) are mined from evaporite beds formed under specific conditions.
  • Quarried rock applications: Granitic rocks and marble are used for building facades, countertops, and headstones; crushed angular rock serves as railway ballast because it provides a more stable base than rounded gravel.

🏗️ Limestone and cement production

🪨 What limestone is used for

Limestone is the primary source of calcite (CaCO₃), which is essential for:

  • Cement manufacturing: ~80% of cement composition
  • Steel and glass production: provides calcium compounds
  • Pulp and paper processing: chemical processing agent
  • Plaster products: construction materials

🔥 How cement is made

  • The raw mixture is approximately 80% calcite and 20% clay.
  • This mixture is heated to 1450°C to produce calcium silicate compounds (e.g., Ca₂SiO₄).
  • During heating, the carbonate (CaCO₃) is transformed into carbon dioxide, which is released into the atmosphere.
  • Scale: Approximately 4 billion tonnes of concrete are used globally each year—over one-half tonne per person.

Example: A limestone quarry extracts rock that will be ground, mixed with clay, and heated to produce the binding agent in concrete for roads, buildings, and infrastructure.

🧂 Evaporite minerals

🧂 Rock salt (sodium chloride)

Rock salt: sodium chloride (NaCl) mined from evaporite beds.

Uses:

  • Source of sodium and chlorine for the chemical industry
  • Melting ice on roads
  • Water softening processes
  • Seasoning (table salt)

Why evaporite beds: These minerals accumulate when water evaporates under certain conditions, leaving concentrated salts behind.

🌾 Sylvite (potassium chloride)

  • Chemical formula: KCl
  • Accumulates in evaporite beds under certain conditions
  • Primary use: Potassium is used as a fertilizer to support plant growth.

🏠 Gypsum

  • Chemical formula: CaSO₄·2H₂O (calcium sulfate with two water molecules)
  • Main application: The primary component of plaster board ("drywall") widely used in construction.
MineralFormulaPrimary Use
Rock saltNaClChemicals, de-icing, water softening
SylviteKClFertilizer (potassium source)
GypsumCaSO₄·2H₂ODrywall/plaster board

🪨 Quarried rock applications

🏛️ Decorative and structural stone

Favored rock types: Granitic rocks and marble

Applications:

  • Building facades
  • Countertops
  • Stone floors
  • Headstones

Why these rocks: They

38

Fossil Fuels

8.4 Fossil Fuels

🧭 Overview

🧠 One-sentence thesis

Fossil fuels store ancient organic carbon in sediments through specific geological processes, but their continued extraction and use must cease to avoid catastrophic climate change, requiring net-zero CO₂ emissions by 2050 to limit warming to 1.5°C.

📌 Key points (3–5)

  • Carbon storage mechanism: All fossil fuels store organic matter from photosynthesis millions of years ago, where solar energy drove reduction of atmospheric CO₂ into carbon-hydrogen compounds.
  • Three main types: Coal forms on land in swamps; oil and gas form primarily from marine microorganisms buried in sea-floor sediments at specific depths and temperatures.
  • Depth and temperature windows: Different fossil fuels form at different conditions—lignite coal at <1500 m and <50°C, oil at 2+ km and 60–120°C (the "oil window"), thermogenic gas beyond 120°C.
  • Common confusion: Conventional vs unconventional reserves—conventional reserves are trapped in permeable reservoir rocks; unconventional include oil sands (surface-exposed, viscous), shale gas (requires fracking), and coal-bed methane.
  • Climate imperative: To limit warming to 1.5°C above pre-industrial levels, CO₂ emissions must drop 45% below 2010 levels by 2030 and reach net-zero by 2050, meaning no new fossil fuel exploration or development is justified.

🌱 How fossil fuels form from ancient carbon

🌱 The photosynthesis origin

All fossil fuels are rich in carbon and almost all of that carbon ultimately originates from CO₂ taken out of the atmosphere millions of years ago during photosynthesis.

  • Solar energy drives reduction (opposite of oxidation) of carbon.
  • Carbon combines with hydrogen instead of oxygen, creating complex carbohydrate molecules called "organic matter."
  • This is the starting point for all fossil fuel formation.

⏳ Preservation requires isolation from oxygen

  • Most organic matter oxidizes back to CO₂ within weeks to decades after the organism dies.
  • Key condition: organic matter must be isolated from atmospheric oxygen (e.g., deep ocean, stagnant bog).
  • If buried by sediments before oxidizing, it can be preserved for tens to hundreds of millions of years.
  • Under natural conditions, it remains stored until rocks are exposed at the surface and weathered.

🪨 Coal formation on land

🪨 Swamp accumulation stage

  • Coal forms mostly on land in swampy areas adjacent to rivers and deltas.
  • Requires humid tropical to temperate climates with vigorous vegetation growth.
  • Dead organic matter accumulates in stagnant water (ponds, lakes, swamps) with little circulation, so it does not decay and oxidize.
  • Critical duration: oxygen-poor submersion must be maintained for centuries to millennia to build a thick layer.

🔥 Burial and heat transformation

The excerpt describes four stages as depth and temperature increase:

StageDepthTemperatureCoal type
Initial burialCovered by new sediment layerOrganic matter compressed
Lignite formationFew 100 m to 1500 mUp to ~50°CLow-grade lignite coal
Bituminous formation1000 to 5000 mUp to 150°CBituminous coal
Anthracite formationBeyond 5000 mOver 150°CAnthracite coal
  • The swamp deposit is eventually covered by more sediment (e.g., river changes course or floods).
  • As sediments accumulate, organic matter is compressed and heated.
  • Example: A swamp layer buried under 3000 m of sediment at 100°C would form bituminous coal.

💨 Coal-bed methane byproduct

  • During conversion of organic matter to coal, some methane is produced and stored in coal pores.
  • When coal is mined, methane is released into the mine—a serious explosion hazard.
  • Modern mining machines have methane detectors and stop if levels are dangerous.
  • Methane can be extracted from coal beds without mining the coal; this is called coal-bed methane (an unconventional reserve).

🌊 Oil and gas formation from marine sources

🌊 Marine microorganism accumulation

  • Most oil and gas derive primarily from marine microorganisms in sea-floor sediments.
  • In areas of high marine productivity, dead organic matter reaches the seafloor fast enough that some escapes oxidation.
  • Material accumulates in muddy sediments, then gets buried to significant depth.

🌡️ The depth and temperature windows

The excerpt defines three zones based on depth and temperature:

ZoneDepthTemperatureProductProcess
Biogenic gasNear seafloorMethaneBiological production by anaerobic bacteria; most escapes, some trapped in methane hydrates
Oil windowBeyond ~2 km60–120°COilChemical conversion of organic matter to liquid hydrocarbons
Thermogenic gasDeeperBeyond 120°CNatural gas (methane)Chemical conversion of organic matter to gaseous methane
  • Don't confuse: biogenic gas (biological, shallow) vs thermogenic gas (chemical, deep, high-temperature).
  • The rock where gas and oil form is called the source rock (typically organic-rich black shale).

🪨 Migration to reservoir rocks

Both liquid oil and gaseous methane are lighter than water, so as liquids and gases are formed they tend to move slowly towards surface, out of the source rock and into reservoir rocks.

  • Reservoir rocks: relatively porous and permeable (e.g., sandstone, fractured limestone) to allow fluid migration and recovery.
  • Some oil/gas reaches the surface and oxidizes naturally, returning carbon to the atmosphere.
  • Others are trapped by overlying impermeable rocks (cap rock, e.g., mudrock) in geological structures: anticlines, faults, stratigraphy changes, reefs, or salt domes.

🧪 Separation by density in traps

  • Liquids and gases trapped in reservoirs separate into layers by density:
    • Gas rises to the top.
    • Oil in the middle.
    • Water underneath.
  • Proportions of oil vs gas depend primarily on temperature in the source rocks.
  • Example: Alberta petroleum fields are dominated by oil; northeastern BC fields are dominated by gas.

🔍 Finding and extracting petroleum

🔍 Exploration with seismic surveys

  • Petroleum fields are generally not visible from the surface.
  • Discovery involves searching for sub-surface structures that can form traps.
  • Seismic surveys are the most common early-stage tool, revealing stratigraphy and structural geology of sub-surface sedimentary rocks.
  • Example from the Gulf of Mexico: thick evaporite (salt) has formed domes because salt is lighter than other sediments and rises slowly, creating traps; deformed rocks below are capped by undeformed horizontal layers above.

🛢️ Conventional vs unconventional reserves

The type of oil and gas reservoirs illustrated... are described as conventional reserves.

Conventional reserves: oil and gas trapped in permeable reservoir rocks by cap rock in geological traps.

Unconventional reserves include:

TypeDescriptionExtraction methodEnvironmental/social issues
Oil sandsOil exposed at surface, highly viscous due to microbial changes; originated in deeply buried Paleozoic rocks and migrated upStrip-mining or in situ steam injectionRequires ~25 m³ gas per 0.16 m³ oil (20% of produced oil's energy); land devastation; groundwater/river contamination
Shale gasGas trapped in impermeable rockHydraulic fracturing (fracking): water + chemicals at high pressureLarge water volume; undisclosed chemicals; risk of aquifer contamination; induces low-level earthquakes
Coal-bed methaneMethane in coal poresExtraction without mining coal(Mentioned earlier under coal)

🛢️ Oil sands detail

  • Alberta oil sands are the largest single oil reserve in the world.
  • Hydrocarbons originated in deeply buried Paleozoic rocks near the Rocky Mountains and migrated east.
  • Controversial because:
    • Energy cost: approximately 25 m³ of gas is used to produce 0.16 m³ (~one barrel) of oil. (Energy equivalent of gas is ~20% of energy in produced oil.)
    • Environmental devastation: vast strip-mining areas; unavoidable release of contaminants into groundwater and rivers.
  • Most recovery is by mining and on-site processing; deeper deposits use in situ processes (e.g., steam injection to reduce viscosity so oil can be pumped).

💧 Shale gas and fracking detail

  • Gas trapped in rock too impermeable for normal escape.
  • Hydraulic fracturing (fracking): fracturing reservoir rock with water and chemicals under extremely high pressure.
  • Controversial because:
    • Volume of water used.
    • Fracking companies not required to disclose chemicals.
    • Risk of contaminating overlying water-supply aquifers (fracking is done at significant depth, but potential for upward migration exists).
    • Induces low-level earthquakes with potential for damage.

🌍 Climate urgency and the end of fossil fuel development

🌍 The climate imperative

It is important for us to understand the origins and exploitation of fossil fuels, but it is equally important to recognize that the Earth can no longer sustain the current rate of fossil fuel use, or in fact any use at all.

  • To avoid catastrophic climate change, fossil fuel use must be reduced quickly—eventually to zero.
  • Conclusion: no point in searching for new fossil fuel resources or further developing known resources.

📜 Paris Agreement targets

At the 2016 United Nations Framework Convention on Climate Change meeting in Paris, countries agreed to limit anthropogenic (human-caused) warming to 1.5°C above pre-industrial levels.

The Intergovernmental Panel on Climate Change (IPCC) stated:

Warming limitCO₂ reduction by 2030Net-zero CO₂ by
1.5°C45% below 2010 levels2050
2.0°C25% below 2010 levels2070
  • Every country in the world has signed the Paris Agreement.
  • Seven countries (Eritrea, Iran, Iraq, Libya, South Sudan, Turkey, Yemen) have signed but not ratified.
  • The United States announced withdrawal in 2019 but reversed the decision in February 2021.

⚠️ Don't confuse

  • Climate targets vs exploration: Even though fossil fuels are geologically abundant, the climate constraint means we cannot afford to extract and burn them.
  • Conventional vs unconventional: Unconventional reserves (oil sands, shale gas) are often more energy-intensive and environmentally damaging to extract, but the fundamental problem is burning any fossil fuel releases ancient carbon into the atmosphere.
39

The Implications of Resource Extraction for the Climate and Earth Systems

8.5 The Implications of Resource Extraction for the Climate and Earth Systems

🧭 Overview

🧠 One-sentence thesis

Resource extraction—both for metals and fossil fuels—has massive climate and Earth system impacts through energy-intensive processes, weathering effects, toxic releases, and greenhouse gas emissions that require us to stop developing new fossil fuel resources immediately.

📌 Key points (3–5)

  • Energy intensity of mining: Mining and ore-processing consume about 15% of global electricity and 11% of total global energy, creating huge climate impacts.
  • Fossil fuels' true climate cost: While extraction is energy-intensive, the really significant climate cost comes from fossil fuel use, not just recovery.
  • Multiple Earth system impacts: Mining affects weathering processes, releases acid and toxins, contributes to CO₂ emissions (especially cement production), and causes slope failures.
  • Urgent action needed: We must stop looking for and developing more fossil fuel resources right now and reduce fossil fuel use to zero over the next few decades.
  • Common confusion: Don't focus only on extraction impacts—the use phase of fossil fuels is where the greatest climate damage occurs.

⚡ Energy Demands of Resource Extraction

⚡ Mining and ore-processing energy consumption

  • Mining and ore-processing require huge amounts of energy for:
    • Operating machinery
    • Transportation
    • Smelting and refining (especially energy-intensive)
  • Scale of impact: approximately 15% of total global electricity and 11% of total global energy overall.
  • This means every metal product we buy carries a significant climate footprint.
  • Example: When purchasing any manufactured product containing metal, that item embodies the energy cost of extraction, processing, and refining.

🔥 Fossil fuel extraction vs. use

  • Recovering fossil fuels is also energy-intensive and leads to greenhouse gas emissions at every step.
  • Critical distinction: The really significant climate cost of fossil fuels is in their use, not just their extraction.
  • This is why fossil fuels can no longer be considered an energy source for the future.
  • Implication: We must stop looking for and developing more fossil fuel resources right now.

🌍 Earth System Impacts of Mining

🪨 Weathering and rock exposure

  • Mining results in exposure of rock to weathering in two main ways:
    • Within the mines themselves (especially surface mines)
    • Through ore-processing, which involves crushing and grinding rock into small pieces
  • These processes produce waste materials that are highly susceptible to weathering.

💧 Chemical weathering processes

Two types of weathering occur with different climate effects:

Weathering TypeProcessClimate Effect
Oxidation of sulphidesSulphide minerals oxidizeReleases acid into the environment
Hydrolysis of silicatesSilicate minerals break downCould consume CO₂ from the atmosphere
  • The oxidation process leads to acid drainage problems (referenced in Box 8.1 of the source material).
  • Don't confuse: Not all weathering has the same climate impact—sulphide oxidation releases acid, while silicate hydrolysis can actually remove CO₂.

☠️ Toxic releases from refining

  • Refining metals, especially smelting, introduces a wide range of toxic materials into the atmosphere.
  • Also releases acidity that can have significant negative effects on:
    • Plant life directly
    • Ecosystems in general (through impacts on vegetation)

🏭 Specific Industrial Processes

🏗️ Cement production and CO₂

Production of cement by heating of calcium carbonate results in the release of carbon dioxide.

  • This process directly contributes to climate change.
  • The chemical transformation releases CO₂ as a byproduct.
  • Example: The raw material limestone (mostly CaCO₃) is heated to about 1000°C to produce lime (CaO), releasing CO₂ in the process.

⛰️ Infrastructure and slope failures

  • Mining and related construction (roads and railways) contribute to slope failures.
  • These failures can have a range of Earth systems implications.
  • The excerpt references Chapter 1 for more details on these implications.

🚨 The Urgency of Change

🚨 Why immediate action is required

The excerpt emphasizes two critical points:

  • Stop new development: "We have to stop looking for and developing more fossil fuel resources right now."
  • Phase out use: "Reduce our collective and personal uses of fossil fuels to zero over the next few decades."

🤔 Thinking about consumption

  • We need to think carefully about climate impact every time we buy something with metal in it.
  • This extends to every manufactured product that has anything in it.
  • The excerpt emphasizes personal responsibility alongside systemic change.
40

Solar and Wind Energy

9.1 Solar and Wind

🧭 Overview

🧠 One-sentence thesis

Solar and wind energy have become the cheapest forms of electricity generation due to dramatic improvements in efficiency and cost reductions, making them viable for supplying a large portion of global energy needs despite their intermittent nature.

📌 Key points (3–5)

  • Solar abundance and technology: Solar energy received on Earth is approximately 10,000 times human consumption (2005), and can be harnessed through thermal systems or photovoltaic (PV) cells.
  • Dramatic cost improvements: Solar PV module costs dropped from over $100/watt (1975) to $0.2/watt (2020), while efficiency doubled from ~10% (1970s) to ~20% (early 2020s).
  • Wind energy scaling: Wind turbine power capacity increased nearly 30-fold over 30 years, with modern offshore turbines rated at 10+ MW and capacity factors around 40–50%.
  • Intermittency challenge: Both solar (~20% capacity factor) and wind (~30–40% capacity factor) are intermittent, but grids with 55% solar and wind are viable if remaining sources can ramp up/down or energy storage is used.
  • Economic advantage: Solar ($0.30/kWh) and onshore wind ($0.37/kWh) are currently the cheapest electricity generation forms, less expensive than gas, coal, hydro, or nuclear.

☀️ Solar energy technologies

☀️ Solar thermal (concentrated solar power)

Solar thermal electricity generation uses mirrors to concentrate sunlight onto a central point to heat a medium (like molten salt) that powers a steam turbine.

  • How it works: The Crescent Dunes facility (Nevada) uses 10,347 movable mirrors reflecting sunlight onto a central tower.
  • Key advantage: Hot molten salt retains heat for ~9 hours after sundown, allowing electricity production during high-demand evening periods.
  • Current status: Higher capital and operating costs than PV solar; Crescent Dunes operated 2016–2019 but shut down due to technical issues with the molten salt container.
  • When it makes sense: Areas with time-of-day electricity pricing premiums may justify higher production costs because of the short-term energy storage capability.

📱 Photovoltaic (PV) solar

Photovoltaic solar uses cells that convert sunlight directly into electricity.

  • Scalability: Easily scales from several modules on a single roof to thousands at utility-scale facilities.
  • Efficiency improvements: Commercial modules evolved from ~10% efficiency (1970s) to ~20% (early 2020s); experimental cells now reach ~40% efficiency.
  • Cost trajectory: Average module cost dropped from >$100/W (1975) → $10/W (1987) → $1/W (2015) → $0.2/W (2020).
  • Example: A 300 W solar panel in full sunlight generates electricity at 300 W; in one hour it produces 300 Wh of energy.

🔋 Understanding power vs. energy (Watts vs. Watt hours)

  • Watt (W): A measure of power—the rate that energy is produced or consumed.
    • A 10 W LED bulb consumes electricity at a rate of 10 W.
    • A 300 W solar panel generates electricity at a rate of 300 W (in full sunlight).
  • Watt hour (Wh): A measure of energy—power multiplied by time.
    • Each hour at 300 W produces 300 Wh of energy.
    • A 300 W module could power thirty 10 W light bulbs as long as sunlight holds.
  • Don't confuse: Watt is already a rate, so "W/hour" is incorrect; use "Wh" for energy over time.

🌍 Solar potential and capacity factors

  • Geographic variation: Solar potential is greatest in sub-tropical regions and significantly affected by weather; highest in drier climates.
  • Example: Dry central southern Canada has much greater solar potential than the wetter, cloudier west coast at the same latitude.
  • Capacity factor: Solar installations average ~20% of rated power over a year (due to darkness and cloud cover).
  • Calculation: A 300 W module with 20% capacity factor generates 24 × 300 × 0.2 = 1,440 Wh (1.44 kWh) per average day, or 526 kWh per year.
  • Practical output: 100 modules at 250 W (25 kW total) produce ~43,800 kWh/year—enough to power ~4 North American homes.

♻️ Energy payback and recycling

  • Materials: Typical PV module contains 76% glass, 10% plastic, 8% aluminum (frame), 5% silicon, 1% other metals.
  • Energy payback: A modern well-situated solar module recovers its embodied energy costs in approximately one year, with an expected lifetime of at least 25 years.
  • Recyclability: Glass and metal frames are easily recyclable or reusable; silicon in cells can be melted for reuse.
  • Mining requirement: Significant increase in solar-PV use will require more mining for raw materials, even with recycling.

💨 Wind energy technologies

💨 Wind as a solar-driven resource

Wind is a product of solar energy and gravity because air masses move in response to differences in air density created by solar heating.

  • Wind has been used for centuries (windmills, sailing vessels), but electricity generation is a recent application (past few decades).
  • Geographic variation: Average wind speeds are higher on oceans than land, and consistently higher in flat areas compared with mountainous areas.
  • Best North American resources: Eastern coast offshore (especially north from Virginia), western coast offshore (California north), Great Lakes, Hudson Bay, plains in US and Canada, and mountain ridges.

🏗️ Modern wind turbine design and scaling

  • Type: Most utility-scale turbines are horizontal-axis type mounted on tall towers.
  • Power increase: Wind turbine power potential increased by a factor of nearly 30 times over the past 30 years.
  • Current scale: Tall 10+ MW turbines being installed offshore in mid-2020s.
  • Capacity factors:
    • Land-based turbines: ~30%
    • Offshore turbines: ~40%
    • Tall offshore turbines (10+ MW): likely even higher because wind consistency increases with elevation
  • Example: A single 10 MW offshore turbine at 50% capacity can generate enough electricity to power ~4,000 North American homes.

🌊 Installation types

  • Fixed turbines: Most existing offshore turbines are embedded in the sea floor in areas with water depths <50 m.
  • Floating turbines: Developed for use in deeper water areas.

🏭 Materials and energy payback

  • Materials for a typical 3 MW turbine:
    • 1,100 tonnes concrete (base)
    • 276 tonnes steel (base, tower, nacelle)
    • 2.6 tonnes copper
    • 2.3 tonnes aluminum
    • 20 tonnes fibreglass and epoxy resin (blades)
  • Energy payback: Typically less than one year, compared with expected lifetime of at least 20 years.
  • Recyclability: Much of the material can be recycled when decommissioned.

🐦 Environmental considerations

  • Bird and bat mortality: Thousands killed annually by wind turbines, but the rate is decreasing.
    • Newer larger turbines spin slower than older models.
    • Strategies are being developed to decrease risk.
  • Perspective: Millions of birds are killed each year by power lines, moving vehicles, and tall buildings; domestic cats kill far more than all these sources combined.

📊 Global adoption and economics

🌐 Current renewable energy mix

  • Solar: Represented 23% of world's renewable energy supply in 2019, and that proportion is growing (International Renewable Energy Agency).
  • Wind: Makes up about 25% of installed renewable energy (International Renewable Energy Agency).

🌍 Leading wind energy countries

CountryWind electricity percentage (2019)Notes
Denmark48%Highest proportion
Ireland33%
Portugal27%
Germany26%
UK22%
Spain20%
China & USHighest installed capacity

💰 Cost comparison (levelized cost per kWh)

  • Solar PV: $0.30/kWh (cheapest)
  • Onshore wind: $0.37/kWh (second cheapest)
  • All other forms more expensive: Gas, coal, hydro, nuclear all cost more.
  • Future trend: Solar and wind likely to get cheaper due to technological improvements and economies of scale; most other energy forms likely to become more expensive.

⚡ Managing intermittency

⚡ The intermittency challenge

  • Solar limitations: Does not generate electricity when the sun is down or under cloudy conditions; ~20% capacity factor in areas with reasonably good solar resource.
  • Wind limitations: Calm days reduce output; capacity factors 30–40% (land) to 40–50% (offshore).
  • Don't confuse: Capacity factor with total potential—100 modules rated at 250 W (25 kW total) produce at average rate of 5 kW, generating 43,800 kWh/year.

🔌 Grid viability solutions

  • US National Renewable Energy Lab estimate: A national grid with 55% solar and wind sources (both intermittent) could be viable if:
    • Remaining power sources can be ramped up and down to even out supply, OR
    • Energy storage is used (such as pumped hydro or batteries).
  • Combined facilities: Wind turbine and solar PV facilities can complement each other (solar during day, wind potentially at night or during cloudy periods).
  • Example scenario: A combined facility with 90 MW solar (150,000 modules × 600 W) and 100 MW wind (20 turbines × 5 MW) serving 50,000 homes must plan for surplus days and deficit days.

🔄 Operational strategies

  • Surplus days: Need plans for what to do with extra electricity (storage, grid export, curtailment).
  • Deficit days: Need backup sources or storage to keep customers supplied.
  • Weather variability: Late spring week example shows daily variation in "strong sunlight equivalent" hours and "strong wind equivalent" hours requiring flexible management.
41

9.2 Hydro

9.2 Hydro

🧭 Overview

🧠 One-sentence thesis

Hydro power harnesses the potential energy of water flowing downhill—a product of solar-driven evaporation and precipitation—but its growth is now near zero because the public appetite for altering rivers is waning despite its mature technology and flexibility.

📌 Key points (3–5)

  • What hydro power is: electricity generated by interrupting the flow of water (evaporated by the sun, fallen at elevation) as it flows back to the ocean.
  • Two main types: dam-and-reservoir hydro (stores water, flexible generation) vs run-of-river hydro (no storage, generation depends on current discharge).
  • Key advantage of dam hydro: water storage allows electricity generation to match demand (dispatchable power), especially valuable alongside non-dispatchable sources like solar and wind.
  • Common confusion: run-of-river is not the same as dam hydro—run-of-river has no reservoir, so power output varies with seasonal stream flow and cannot be adjusted to demand.
  • Why growth is stalled: hydro is a mature 19th-century industry with significant environmental and social costs (fish blockage, land flooding, habitat loss), and public willingness to change river flows is declining.

🌊 What hydro power is and why it works

☀️ Solar origin of hydro energy

Hydro power is a product of solar energy because water, evaporated by the sun, falls onto land at elevation, and then flows down to the ocean.

  • The sun evaporates water, which falls as rain or snow on elevated land.
  • When we interrupt that downhill flow, we capture the water's potential energy to generate electricity.
  • Hydro is particularly effective in areas with tectonic uplift (mountains) and abundant precipitation.

📊 Hydro's role in global energy

  • Hydro represents 47% of installed global renewable energy capacity (and 6.5% of all energy capacity).
  • It is a very mature industry dating back to the late 19th century.
  • The rate of growth in hydro is now very close to 0%.
  • Although many rivers still have hydro potential, the public appetite for changing river flows just to generate electricity is waning.

🏗️ Dam and reservoir hydro

🏔️ How dam hydro works

  • A dam is built across a river, creating a reservoir behind it.
  • Hydraulic head: the difference in elevation between the reservoir surface and the river below the dam.
  • Energy generated is proportional to the hydraulic head and the rate of water flow through the turbines.

🔋 Key advantage: dispatchability

  • A lot of water is stored (except under long-term drought).
  • Water can be used to generate electricity according to demand:
    • Flow can be slowed or stopped at night or in summer (low demand).
    • Flow can be increased in daytime or winter (high demand).
  • This production flexibility is especially valuable in areas with significant non-dispatchable generation (solar, wind).
  • Example: The Revelstoke Dam (British Columbia) is 175 m high, created a 130 km long reservoir (Lake Revelstoke), flooded just over 100 km² of land, and has a capacity of 2,480 MW.

⚠️ Disadvantages of dam hydro

The excerpt lists two significant disadvantages and several implications:

1. Blocked fish passage

  • Dams block migratory fish.
  • Fish ladders can be constructed but are not typically successful for high dams like Revelstoke.

2. Flooding of large land areas Flooding is inevitable and has multiple implications:

Impact categoryWhat happens
Human habitatLoss of homes and communities (e.g., Three Gorges Dam in China relocated 1.24 million residents from 13 cities, 140 towns, and 1,350 villages)
FarmlandLoss of agricultural land (a big issue for Site C dam under construction in BC)
Natural habitatLoss of terrestrial and aquatic (river) habitat
Slope stabilityIncreased risk of slope failure and bank erosion (see Section 5.2 re: Revelstoke Dam and Downie Slide)
Mercury releasePotential release of mercury naturally present in soils (flooding changes soil chemistry, converting mercury to soluble form, affecting aquatic species and those who eat fish)
Carbon dioxidePotential release of CO₂ from breakdown of organic matter (most likely in tropical areas and shallow reservoirs)

🏞️ Run-of-river hydro

🔧 How run-of-river works

The excerpt describes the Sechelt Creek project (60 km northwest of Vancouver) as an example:

  • Head pond at 360 m elevation: a weir ensures the upper end of the penstock is always submerged.
  • Penstock: a 4 km long, 1.2 m diameter steel pipe carries water downhill.
  • Powerhouse at 10 m elevation: water turns one or both of two 8 MW turbine generators.
  • No land flooded: the head pond is entirely within the river's normal channel.
  • No fish disruption: a natural waterfall upstream already prevented ocean fish from migrating to the middle and upper parts of the creek.

🌧️ Key difference: no storage, flow-dependent generation

Water is not stored in a reservoir in the case of run-of-river hydro; instead the generation of electricity is dependent on the discharge of water at any one time.

  • Stream discharge can vary significantly from season to season and day to day.
  • Power output follows the natural flow pattern of the river.
  • Don't confuse: run-of-river cannot adjust generation to match demand like dam-and-reservoir hydro can.

📈 Seasonal flow patterns and suitability

The excerpt compares two rivers to illustrate the importance of matching supply and demand:

RiverLocationFlow patternSuitability for BC run-of-river
Qualicum RiverCoastal Vancouver IslandHigh flows fall–spring (rainfall); very little June–September✅ Good fit: peak power November–June matches BC's winter demand
Stikine RiverNorthern BC mountainsVery low flows December–April (frozen); strong flows spring–fall (snowmelt, rain)❌ Poor fit: little flow in winter when BC demand is greatest
  • Sechelt Creek has a hydrograph similar to the Qualicum River: peak generation November–June, little or no power in summer.
  • This fits well with BC electrical demand, which is greatest in winter.

🌿 Environmental advantages of run-of-river

Compared to dam hydro, run-of-river (as illustrated by Sechelt Creek):

  • Did not flood any land.
  • Did not disrupt fish passage or habitat (where no natural barriers already existed).

⚡ Power vs energy (Exercise 9.3 context)

🔌 Understanding watts and watt-hours

The excerpt includes an exercise box to clarify the difference between power (rate) and energy (amount):

A watt is already a rate (in fact it is 1 joule/second). To get the amount of energy used or produced we need to multiply the rate by time.

  • Power (watts, W): the rate of energy flow—like flow rate of water (litres/minute).
  • Energy (watt-hours, Wh): the total amount used or produced—like volume of water in a container.
  • Example: A 300 W solar panel in direct sunlight for 12 seconds produces 1 Wh (because 12 seconds is 1/300th of an hour).

📝 Practice question context

The excerpt provides practice questions to distinguish power from energy:

  • Hydro project capacity is expressed in power (e.g., 500 MW).
  • Energy stored in a battery is expressed in energy (e.g., 5 kWh).
  • A lightbulb's rating is power (e.g., 8 W).
  • Energy used per distance is energy per unit (e.g., 10 Wh/km).
42

Wave and Tidal Energy

9.3 Wave and Tidal Energy

🧭 Overview

🧠 One-sentence thesis

Wave and tidal energy represent two distinct renewable energy sources—waves driven by wind and solar energy, and tides powered by gravitational forces from the sun-Moon-Earth system—that face significant engineering and environmental challenges despite their huge potential.

📌 Key points (3–5)

  • Wave energy origin: generated by wind blowing over water, ultimately sourced from the sun; more reliable than wind itself at coastal locations.
  • Tidal energy origin: caused by gravitational variations in the sun-Moon-Earth system, traceable to the original angular momentum of the solar system.
  • Wave vs tidal distinction: waves depend on wind strength and fetch (water body extent); tides depend on astronomical geometry and vary greatly by location (from less than 1 m to 16 m range).
  • Current deployment status: as of spring 2021, only small fixed-surge wave systems (kilowatts) and limited tidal installations are grid-connected and operating.
  • Common barrier: high capital costs and environmental concerns have prevented many planned projects from being built.

🌊 Wave energy fundamentals

🌊 How waves form and behave

  • Waves are generated when wind blows over water surfaces.
  • Fetch: the extent of the body of water over which wind blows; longer fetch produces bigger waves.
  • Wave characteristics change with distance from storms:
    • Close to storm: short and steep
    • Far from storm: longer and shallower
  • Typical large ocean waves: wavelengths around 100 m, amplitudes of a few metres.

🔄 Why waves are more reliable than wind

  • Even when there is little or no wind at a coastal location, wave action typically continues.
  • Wave energy is greatest in areas that also have the greatest wind energy.
  • This makes waves a somewhat more dependable energy source than direct wind capture at the same location.

⚙️ Wave energy technology

⚙️ Three main device types

The excerpt describes three categories of wave energy systems:

TypeLocationHow it works
Shore-basedFixed to coastlineCompressed by waves hitting shore
Sea-floor tetheredAnchored to ocean floorTethered systems that move with waves
Anchored floatingFloat on surface, anchoredBend as waves pass underneath

🔧 Common conversion mechanism

  • All three types use cylinders that compress and relax as each wave passes.
  • The pressure created by this compression-relaxation cycle is converted into electricity.

📉 Current deployment reality

  • Although all three types have been demonstrated in the past, deployment remains minimal.
  • As of spring 2021: only fixed-surge type systems are operating and grid-connected.
  • These installations are small: power ratings in kilowatts, not megawatts.

🌕 Tidal energy fundamentals

🌕 What causes tides

Tides: generated by variations in the geometry of the sun-Earth-Moon system and the effect those have on ocean surface levels.

  • The energy comes from the original angular momentum (spin) of the solar system and galaxy, possibly traceable to the Big Bang.
  • Don't confuse with wave energy: tides are gravitational/astronomical, not wind-driven.

📊 Tidal patterns and ranges

Two main tidal patterns:

  • Semidiurnal tides: two high tides and two low tides every day (most areas)
  • Diurnal tides: one high and one low per day (a few regions)

Range variability is extreme:

  • World's highest: Bay of Fundy (Nova Scotia/New Brunswick) with ~16 m difference between low and high
  • Many regions: less than 1 m range
  • Example: The excerpt shows three stations with very different tidal ranges in February 2021.

🏗️ Tidal energy technology

🏗️ Barrage systems

Barrage: a dam constructed across a tidal estuary to capture tidal energy.

How it works:

  • Acts like a dam across an estuary.
  • Flow of both incoming and outgoing tides converted to electricity using turbines installed within the structure.

Proven but problematic:

  • The method has been demonstrated to be effective.
  • Serious environmental implications: changes water-level fluctuations, salinity, and turbidity in tidal flat areas.
  • Most tidal flats are of great ecological importance.

Operating examples (as of 2021):

  • Sihwa Lake, South Korea: 254 MW, operating since 2011
  • La Rance River, France: 240 MW, operating since 1966
  • Annapolis Royal, Nova Scotia: 20 MW, operated 1984 to 2019
  • Others proposed but none under construction as of 2021.

🌀 Tidal stream turbines

Design and placement:

  • Installed in locations with strong tidal currents.
  • Most devices are either embedded in or resting on the sea floor.
  • Some are buoyant and anchored to the sea floor.

Current deployment:

  • As of 2021, only one tidal stream project is operating: MeyGen on the north coast of Scotland.
  • MeyGen has four 1.5 MW sea-floor turbines connected to the grid.
  • More turbines reportedly under construction.

🚧 Challenges and potential

🚧 Why deployment is limited

Despite huge potential, tidal energy faces multiple barriers:

  • Engineering challenges: significant technical difficulties in harsh marine environments.
  • Environmental challenges: ecological impacts, especially for barrage systems.
  • High capital cost: the primary barrier preventing implementation of many planned projects.

🔮 Overall assessment

  • The potential for tidal energy is described as "huge."
  • The combination of technical, environmental, and financial obstacles has slowed development.
  • As of 2021, only a handful of installations are operational worldwide.
43

Geothermal and Geo-Exchange

9.4 Geothermal and Geo-Exchange

🧭 Overview

🧠 One-sentence thesis

Geothermal energy harnesses heat from within the Earth to generate electricity and provide heating, while geo-exchange systems use the sun-maintained constant temperature of shallow ground to efficiently heat and cool buildings.

📌 Key points (3–5)

  • Two distinct technologies: geothermal uses Earth's internal heat (from formation and radioactive decay); geo-exchange uses shallow ground temperature maintained by the sun.
  • Geothermal uses: 50% heating buildings, 33% hot pools/spas, only 17% electricity generation; most effective near active volcanoes.
  • Geo-exchange efficiency: saves 30–70% on heating costs and 25–50% on cooling costs by tapping into constant ground temperature at 1–5 m depth.
  • Common confusion: geo-exchange is often called "geothermal heat pump" but is NOT based on geothermal energy—it relies on solar energy stored in shallow ground.
  • Growth limitations: geothermal capacity grows ~3.75% per year (slower than wind/solar at 20%), limited by available high-heat-flow locations and high capital costs.

🌋 Geothermal energy fundamentals

🔥 What geothermal energy is

Geothermal energy: heat that originates within the Earth—includes heat left over from the original formation of the Earth and heat produced by radioactive decay.

  • This heat is either naturally present at surface or accessed at depth by drilling.
  • Most effective where heat flow from depth is higher than average.
  • Highest heat flow occurs in areas near active volcanoes.

🏭 How geothermal generates electricity

The excerpt describes two main approaches depending on water temperature:

Flash steam systems (very hot sources):

  • Water piped from depth spontaneously converts to steam due to pressure reduction at surface.
  • Example: The Krafla power station in Iceland (60 MW) uses flash steam; it sits on the mid-Atlantic spreading ridge in a very active volcanic region.

Binary cycle systems (water less than ~180°C):

  • Water from depth heats a working fluid (pentene or toluene) that boils at lower temperature than water.
  • The working fluid boils and powers turbines.

⚙️ Components of a geothermal system

ComponentFunction
Production wellsAccess heat at depth (hundreds to a few thousand metres); pump water from within rock to surface
TurbinesPowered by boiling working fluid
Injection wellReturns original water to ground along with additional surface water to maintain volume
Multiple wellsMost plants have dozens; wells are cycled on/off to allow heat reservoir recovery

🌍 Where geothermal matters

Countries with significant geothermal electricity generation (all have active volcanoes):

  • Iceland: 30% (most of rest from hydro)
  • Philippines: 27%
  • El Salvador: 25%
  • Costa Rica, Kenya, Nicaragua, New Zealand: 10–14%

Don't confuse: These percentages reflect countries with active volcanoes and high heat flow—geothermal is geographically limited to such regions.

🏠 Geo-exchange systems

🌡️ What geo-exchange is (and isn't)

Geo-exchange system (a.k.a. geothermal heat pump, or ground-source heat pump): NOT based on geothermal energy at all; instead relies on the relatively constant temperature of the ground at depths between about 1 and 5 m.

  • That temperature is maintained by energy from the sun, not Earth's internal heat.
  • Used for either heating or cooling, or both.
  • The first several metres of ground represents a thermal energy reservoir that stays nearly constant year-round.

🔄 How geo-exchange works

Two installation types:

  • Vertical: pipes installed in drilled holes
  • Horizontal: pipes installed in excavation at ~2 m depth

Dual operation:

  • For heating: relatively warm fluid pumped from ground, passed through heat exchanger/heat-pump to provide heating
  • For cooling: relatively cool fluid pumped from ground, passed through heat exchanger for cooling
  • The fluid may be approximately the same temperature in both cases, but warmer than outside air in winter (useful for heating) and cooler than outside air in summer (useful for cooling)

💰 Efficiency and savings

According to the Geothermal Exchange Organization:

ApplicationCost savings
Heating30–70%
Cooling25–50%
  • Geo-exchange is not a source of energy, but a way to provide significant savings in heating and cooling energy costs.
  • Savings apply both financially and from climate change/environmental perspective.
  • Currently 750,000 geo-exchange systems in place (though date and jurisdiction unclear in excerpt).

📊 Comparing the two technologies

FeatureGeothermalGeo-exchange
Energy sourceEarth's internal heat (formation + radioactive decay)Sun's energy stored in shallow ground
DepthHundreds to thousands of metres1–5 metres
Location requirementNear active volcanoes / high heat flowAnywhere
Primary useElectricity generation (17%), heating (50%), pools/spas (33%)Building heating and cooling
Growth rate3.75% per yearNot specified
Main limitationLimited geographic resource, high capital costNot specified
Is it an energy source?YesNo—it's an efficiency technology
44

Nuclear Energy

9.5 Nuclear Energy

🧭 Overview

🧠 One-sentence thesis

Nuclear energy—both fission (currently used) and fusion (still decades away)—offers potential alternatives to fossil fuels, but fission carries significant safety and waste-disposal challenges while fusion remains extremely expensive and far from commercial viability.

📌 Key points (3–5)

  • Two types of nuclear energy: fission (splitting large atoms like uranium) releases energy now; fusion (combining small atoms like hydrogen) is what powers the sun but is not yet controllable for electricity generation.
  • Fission's current role: about 440 reactors in 30 countries produce roughly 10% of the world's electricity; some countries rely on it for over 50% of their power.
  • Safety and waste concerns: major accidents (Three Mile Island, Chernobyl, Fukushima) have damaged public confidence; radioactive waste remains hazardous for thousands of years and requires long-term storage solutions.
  • Common confusion: residual heat vs. chain reaction—inserting control rods can dramatically slow the fission chain reaction, but the reactor core stays very hot for days, which has caused several accidents.
  • Fusion's distant promise: projects like ITER aim to prove the concept by the 2020s–2030s, but a commercial fusion industry is likely at least 30 years away and has cost tens of billions in research.

⚛️ Nuclear fission fundamentals

⚛️ What fission energy is

Nuclear energy is the energy stored in the nuclei of atoms; fission energy is released when large atoms like uranium split apart into smaller atoms.

  • Fission happens naturally in Earth's rocks (contributing to geothermal energy) and all around us, but at a very slow rate.
  • In a fission reactor, uranium is highly concentrated and packed close together, accelerating the rate of fission many thousands of times.
  • The process creates a nuclear chain reaction: neutrons released by one fission event immediately trigger another fission.

🔧 How a fission reactor works

Key components (refer to Figure 9.5.1 in the excerpt):

ComponentFunction
Uranium fuel elementsConcentrated uranium where fission occurs
Moderators (e.g., graphite)Substances that keep the chain reaction from getting out of control
Control rodsCan be inserted to dramatically slow the chain reaction in case of irregularity
Gas coolant / heat exchangerHeat from fission heats a gas, which boils water to run a steam turbine for electricity
  • The chain reaction must be carefully controlled.
  • Don't confuse: slowing the chain reaction vs. cooling the core—even after control rods are inserted and the reaction slows, the massive reactor core remains very hot for several days; this residual heat has caused several nuclear accidents.

🌍 Current scale and use

  • Around 440 fission reactors operating in 30 countries (as of the excerpt's date).
  • They produce about 10% of the world's electricity.
  • In France, Slovakia, and Ukraine, nuclear fission makes up more than 50% of electricity generation.
  • Fuel elements typically last 18 months to a few years; some reactors can be refueled while operating, but most must shut down for up to several weeks.

⚠️ Safety and waste challenges

⚠️ Major accidents and public confidence

The excerpt describes three significant failures that shaped public perception and led to reductions in reactor orders:

AccidentDateKey causesConsequences
Three Mile Island (Pennsylvania)March 1979Operator error, cooling valve failure, warning system failurePartial fuel melting, radioactive steam released; officials concluded no deaths or significant illnesses, but conclusion remains controversial
Chernobyl (Ukraine)April 1986Operator error, system failure causing power increase instead of decreaseSteam explosion, 9-day reactor fire, 28 immediate deaths (workers/firefighters); UN report estimated up to 4,000 eventual cancer deaths among 5 million residents (0.3% increase over expected cancer deaths)
Fukushima (Japan)March 2011Magnitude 9 earthquake + 15-meter tsunami destroyed power and cooling systemsThree reactor cores suffered melting; no immediate deaths attributed, estimated 130 eventual cancer deaths from elevated rates
  • Modern reactors have many levels of protection against irregular conditions and failures.
  • However, these accidents demonstrate that major failures can occur and have had significant human and environmental implications.

☢️ Radioactive waste disposal

  • Spent fuel storage process:
    1. After removal, spent fuel is stored in swimming-pool-sized tanks at the reactor site for about 5 years.
    2. Then transferred to dry storage facilities, usually also on-site.
  • Long-term problem: materials remain radioactive for thousands of years, posing both health risks and security risks (nuclear proliferation).
  • On-surface storage is not viable long-term.
  • Current status: Several countries (Canada, U.S.) have researched deep underground storage, but as of 2021, only Finland has an operating long-term storage facility.
  • Volume perspective: For a person using nuclear energy for their lifetime electricity supply, the radioactive waste produced is about 3 kg (roughly a coffee cup's worth, though nuclear fuel is quite heavy).

🌟 Nuclear fusion prospects

🌟 What fusion energy is

Fusion energy is released when small atoms like hydrogen are fused together to make larger atoms.

  • This is what happens inside the sun; we use that solar energy all the time.
  • On Earth, we can reproduce nuclear fusion in hydrogen bombs, but that technology doesn't allow controlled energy release.

🔬 Why fusion is attractive but difficult

Advantages:

  • Fuel (hydrogen) is abundantly available, virtually inexhaustible.
  • Doesn't produce significant amounts of toxic or radioactive waste.

Challenges:

  • Extremely complex process.
  • Requires large amounts of energy to initiate.
  • Requires extremely high temperatures (around 100,000,000°C).
  • Fast-moving neutrons have implications for the mechanism that are still poorly understood.

🏗️ Current fusion projects and timeline

ITER (International Thermonuclear Experimental Reactor):

  • Location: Southern France.
  • Under construction since 2008; expected completion by 2025.
  • Funded by: European Union, China, India, Japan, Russia, South Korea, United States.
  • Purpose: Not to produce electricity, but to demonstrate that it can generate about 10 times more energy than needed for its operation.
  • Estimated total cost: around $65 billion.

DEMO (DEMOnstration Power Station):

  • Follow-up to ITER.
  • Being planned by EUROfusion consortium.
  • Unlikely to be ready to operate until 2050.
  • Will produce electricity fed into the grid, but will not be a commercially operating power station.

Timeline reality check:

  • Fifty years ago, commercial nuclear fusion was considered less than 50 years away.
  • Significant progress has been made in understanding requirements.
  • As of 2021: proof-of-concept for fusion energy production is likely 5–10 years away; a fusion industry is likely another 25 years beyond that (so at least 30 years total, probably more).

Summary: While nuclear fusion could provide abundant energy without significant waste or climate implications, its development has been and will continue to be extremely expensive, and its realization is still at least 30 years away.

45

Our Energy Future

9.6 Our Energy Future

🧭 Overview

🧠 One-sentence thesis

We must rapidly transition away from fossil fuels by combining multiple renewable energy sources with strategies like reducing consumption, smoothing demand peaks, storing energy, and sharing electricity across regions.

📌 Key points (3–5)

  • The urgent challenge: we have no option but to stop using fossil fuels very soon and must decide what mix of alternatives can fill the gap.
  • The renewable portfolio: solar and wind are cost-effective but intermittent; hydro is dispatchable but limited; nuclear fission is reliable but controversial; nuclear fusion is still decades away.
  • Demand-side strategies: using less energy, shifting consumption away from peak times, and changing habits can reduce the need for generating capacity.
  • Supply-side strategies: energy storage (batteries, pumped hydro, etc.) and super grids can smooth out mismatches between when energy is produced and when it is needed.
  • Common confusion: storage technologies can smooth daily/hourly demand but cannot handle seasonal variations; they help with short-term gaps, not long-term shifts.

⚡ The energy transition challenge

⚡ Why we must act now

  • The excerpt states we have "no option but to stop using fossil fuels as an energy source very soon."
  • We must decide what mix of alternatives or strategies can fill the gap left by fossil fuels.
  • This is not a choice about whether to transition, but about how to do it effectively.

🔋 The renewable energy landscape

The excerpt reviews the current state of alternatives:

Energy SourceAdvantagesLimitations
Wind and solarAlready cost effective; becoming more so every yearOnly available when wind is blowing or sun is shining (intermittent)
Wave and tidalMore reliably availableDevelopment has been slow despite significant potential
Large-scale hydroReadily dispatchable; can fill gaps in wind/solar supplyEnvironmental, social, and practical limits to development
GeothermalObvious choice in some regionsGeographically restricted
Nuclear fissionReliable sourceBad reputation from past accidents; nuclear waste disposal issues
Nuclear fusionPotentially abundant and cleanStill decades away; not a candidate to replace fossil fuels now

🛠️ The multi-source solution

  • The excerpt concludes: "It is evident that we need to keep working on all of these options."
  • The strategy is to rapidly expand solar and wind (and tidal and wave), then ensure enough dispatchable energy (e.g., hydro) or continuous energy (e.g., nuclear) to fill the gaps.
  • No single source can solve the problem alone; a portfolio approach is necessary.

🏠 Reducing energy demand

🏠 Personal consumption changes

The excerpt emphasizes that "we—especially those of us in North America—can start by using much less energy."

Specific strategies mentioned:

  • Transportation: driving less and flying less.
  • Housing: living in smaller homes that are more energy-efficient; taking advantage of passive solar heating (and shading in hot seasons).
  • Consumption: buying much less of the manufactured stuff that we don't need.

💡 Why demand reduction matters

  • Lower overall demand reduces the total generating capacity needed.
  • It makes the transition to renewables easier because there is less of a gap to fill.
  • Example: if a region can cut demand by 20%, it needs 20% less new renewable capacity to replace fossil fuels.

📊 Smoothing demand peaks

📊 The peak demand problem

Energy demand varies significantly from season to season and also from hour to hour within any day.

The excerpt provides a detailed example from northern California (Pacific Gas and Electric):

  • Seasonal variation: in warm climates, demand is lower in winter than summer (mostly because of air conditioning); in colder climates, demand is typically higher in the cold part of the year.
  • Daily variation: demand is lowest in the middle of the night (1 am to 6 am) and highest in the evening (6 pm to 10 pm).
  • Range: in the example, demand ranges from a low of 7,900 MW on a Saturday afternoon in February to a high of 15,400 MW on a Monday evening in July.

⚙️ Why peaks are a problem

  • Utilities must be "very nimble" to meet demand at any time, but not generate more than what is needed.
  • In the example, PG&E has to be able to produce at least 16,000 MW, but typically needs less than 13,000 MW, and often less than 10,000 MW.
  • Much of the peaking capacity is currently met with fossil fuel sources.
  • If the demand curve could be smoothed out, utilities could get by with less generating capacity overall and especially less peaking capacity.

🕒 How to smooth peaks: shifting consumption

Utilities can lower peaks by charging more in the evenings (as PG&E does).

Electricity users can play an important role by reducing their demand at peak times:

  • Cook evening meals before 6 pm.
  • Turn the air conditioning off between 7 and 9 and spend time outdoors on summer evenings.
  • Not charge electric cars until after 10 pm.

Don't confuse: these changes are not about reducing quality of life, just changing habits.

Example: charging an electric car at 11 pm instead of 7 pm delivers the same benefit (a charged car in the morning) but helps smooth the grid's demand curve.

🔋 Energy storage solutions

🔋 Why storage matters

Another way to even out demand, and also maximize the benefit of sources such as solar and wind, is to store energy for short periods.

  • When electricity production exceeds demand, the energy is stored.
  • That stored energy is used when demand exceeds production.
  • Example: the Hornsdale wind farm in Southern Australia uses a 100 MWh Li-ion battery (the world's largest at the time of the excerpt).

🏭 Utility-scale storage options

The excerpt lists several technologies with their efficiency and lifetime:

Type of StorageEfficiencyLifetime or Number of CyclesNotes
Pumped hydro70–85%Many decadesRequires topography and land
Compressed air40–70%A few decadesLow efficiency
Molten salt80–90%A few decadesHeat source needed
Li-ion battery85–95%1,000–10,000 cyclesExpensive at present
Flow battery60–85%12,000–14,000 cycles
Hydrogen25–45%A few decadesLow efficiency

🏡 Household-scale storage

  • Lithium-ion batteries can also be used for household-scale energy storage.
  • They help individuals avoid peak-time electricity rates and smooth the curve a little.
  • Example: the Tesla Powerwall has software that allows the user to store energy during low-tariff periods and discharge energy during high-tariff periods, providing an opportunity to save money and help reduce utility peaks.

⏳ Storage limitations

Important caveat: "These options can provide for storage of energy for a few hours to a few days, and so can help to smooth out daily changes in demand, but they do not have the capacity for longer-term storage so as to smooth out seasonal changes in demand."

Don't confuse: storage is excellent for handling the mismatch between afternoon solar production and evening demand, but it cannot store summer solar energy for use in winter.

🌐 Sharing electricity across regions

🌐 The super grid concept

Another way to smooth peaks in electricity demand and in supply is to share electricity over wide areas.

  • This involves the construction of super grids with efficient high voltage direct current transmission.
  • These systems suffer energy losses of less than 2% per 1,000 km.

🌍 How regional sharing works

Example: solar electricity produced in the afternoon in western and central North America could be used to help supply the peak evening demands of eastern North America.

  • When the sun is still shining in the west, it is already evening (peak demand time) in the east.
  • Sharing allows the west's surplus solar to meet the east's peak demand.

🔌 Real-world examples

The excerpt mentions two existing transmission lines:

  • Québec–New England transmission line: capacity of 2,250 MW; brings hydro power from northern Québec to the eastern USA.
  • Pacific DC Intertie: capacity of 3,100 MW; brings power from the Pacific Northwest to southern California.

These demonstrate that long-distance, high-capacity electricity sharing is already technically feasible.

🎯 Putting it all together

🎯 The four-part strategy

The excerpt outlines a comprehensive approach:

  1. Reduce demand: especially in North America, use much less energy through lifestyle changes.
  2. Expand renewables: continue to research and develop sustainable energy sources of all types.
  3. Store energy: use energy storage systems at both small and large scales to smooth daily demand.
  4. Share electricity: build super grids to share electricity across wide regions, smoothing both supply and demand.

🔄 How the strategies work together

  • Lower demand (strategy 1) reduces the total capacity needed.
  • Multiple renewable sources (strategy 2) provide a diverse portfolio that is more reliable than any single source.
  • Storage (strategy 3) handles short-term mismatches (hours to days).
  • Regional sharing (strategy 4) handles geographic and time-zone mismatches.

Example: on a summer evening, eastern North America can draw on western solar, stored hydro, and continuous nuclear, while individuals shift their car charging to after 10 pm, reducing the peak and making the whole system more efficient.

🌱 The path forward

The excerpt emphasizes that "we have no choice but to reduce our dependence on fossil-fuel energy, dramatically and quickly."

Thankfully, there are many strategies for living without fossil fuels, and the excerpt provides a concrete roadmap for how to combine them effectively.

46

Mechanical Weathering

10.1 Mechanical Weathering

🧭 Overview

🧠 One-sentence thesis

Mechanical weathering breaks rocks into smaller fragments through physical processes—including pressure release, freezing, salt crystallization, and biological activity—that are most effective when erosion continuously removes the weathered material.

📌 Key points (3–5)

  • When weathering begins: rocks must first be uplifted and exposed at the surface after forming deep underground.
  • Five main agents: pressure decrease (exfoliation), erosional forces, freeze-thaw cycles, salt crystal growth, and plant/animal activity.
  • Frost wedging effectiveness: depends on frequent freeze-thaw cycles; limited in very cold, very warm, or very dry climates.
  • Common confusion: exfoliation patterns differ—granitic rocks crack parallel to the surface (homogenous), while sedimentary and metamorphic rocks crack along pre-existing planes.
  • Erosion's role: removing weathered fragments exposes fresh rock and greatly accelerates mechanical weathering.

🏔️ Prerequisites for weathering

🏔️ Uplift and exposure required

  • Igneous rocks form hundreds of meters to tens of kilometers deep.
  • Sedimentary rocks form at depths of hundreds of meters to several kilometers.
  • Metamorphic rocks form at kilometers to tens of kilometers depth.
  • Weathering cannot begin until:
    • Mountain-building processes (mostly plate tectonics) uplift the rocks.
    • Overlying material is eroded away.
    • Rock is exposed as outcrop (solid bedrock at the surface).

🔨 Pressure-release weathering

🔨 Exfoliation from unloading

Exfoliation: cracking of rock promoted by expansion when confining pressure decreases after overlying rock is removed.

  • When a mass of rock is exposed, the decrease in confining pressure causes the rock to expand.
  • This expansion promotes cracking.

🪨 Rock-type differences in exfoliation

Rock typeExfoliation patternWhy
GraniticParallel to the exposed surfaceTypically homogenous; no pre-determined fracture planes
Sedimentary & metamorphicAlong predetermined planesHave pre-existing structural planes
  • Example: granitic rock at Yak Peak shows parallel surface cracks; slate at a road cut shows exfoliation along pre-existing planes.
  • Don't confuse: the process (pressure release) is the same, but the pattern depends on rock structure.

❄️ Freeze-thaw processes

❄️ Frost wedging mechanism

Frost wedging: water seeps into cracks, expands on freezing, and enlarges the cracks.

How it works (step by step):

  1. Water gets into fractures.
  2. Water freezes and expands, widening the fracture slightly.
  3. Water thaws and seeps a little further into the expanded crack.
  4. The process repeats many times.
  5. Eventually a piece of rock is wedged away.

🌡️ Climate controls on effectiveness

  • Most effective: climates with many days near freezing (freeze overnight, thaw during the day).
  • Limited effectiveness in:
    • Warm areas (infrequent freezing).
    • Very cold areas (infrequent thawing).
    • Very dry areas (little water to seep into cracks).

🏔️ Talus slopes

Talus slope: a fan-shaped deposit of fragments removed by frost wedging (and other mechanical weathering) from steep rocky slopes above.

  • Common feature in areas of effective frost wedging.
  • Example: near Keremeos, BC—fragments wedged from cliffs accumulate at the base; varied rock colors are reflected in the talus colors.

🧊 Frost heaving

  • Takes place within unconsolidated materials on gentle slopes.
  • Water in soil freezes and expands, pushing overlying material up.
  • Responsible for winter damage to roads in very cold regions.
  • Don't confuse with frost wedging: heaving affects soil/unconsolidated material, wedging affects solid rock.

🧂 Salt crystallization weathering

🧂 How salt breaks rock

  • Salty water seeps into rocks.
  • Water evaporates on a sunny day.
  • Salt crystals grow within cracks and pores.
  • Crystal growth exerts pressure on the rock.
  • Pressure pushes grains apart, weakening and breaking the rock.

🐝 Honeycomb and tafoni weathering

  • Honeycomb weathering: small-scale salt weathering creating hole patterns.
    • Example: sandstone on Gabriola Island, BC.
    • Holes caused by salt crystallization within rock pores.
    • Regular pattern related to original surface roughness.
    • Positive-feedback process: holes collect salt water at high tide, accentuating the effect around existing holes.
    • Most pronounced on south-facing sunny exposures.
  • Tafoni weathering: larger-scale version of the same process.
  • Salt weathering can occur away from the coast (most environments have some salt).

🌱 Biological weathering

🌱 Plant roots

  • Roots force their way into even the tiniest cracks.
  • Roots exert tremendous pressure as they expand.
  • Pressure widens cracks and breaks the rock.

🐾 Burrowing animals

  • Animals do not normally burrow through solid rock.
  • They can excavate and remove huge volumes of soil.
  • Soil removal exposes rock to weathering by other mechanisms.

🌊 Erosion and weathering interaction

🌊 How erosion facilitates weathering

Erosion: the removal of weathering products.

  • Mechanical weathering is greatly facilitated by erosion.
  • Removing weathered products allows exposure of more rock for weathering.
  • Example: steep rock faces where ice-wedging breaks fragments, then gravity removes them (mass wasting).

🌊 Important erosion agents

AgentContextEffect
GravityMass wasting on steep slopesRemoves fragments broken by ice-wedging
WaterStreamsRemoves weathering products
IceGlaciersRemoves weathering products
WindDesertsRemoves weathering products
WavesCoastsRemoves weathering products
  • All these agents both erode and remove the products of weathering, exposing fresh rock.
47

Chemical Weathering

10.2 Chemical Weathering

🧭 Overview

🧠 One-sentence thesis

Chemical weathering transforms minerals through processes like hydrolysis, oxidation, and dissolution, with the degree of weathering greatest in warm and wet climates, ultimately producing clay minerals, dissolved ions, and resistant quartz that form the basis of soils and sediments.

📌 Key points (3–5)

  • What chemical weathering is: the breakdown of minerals through chemical changes when they are exposed to surface conditions, driven by water, oxygen, and carbon dioxide.
  • Main processes: hydrolysis (minerals altered to other minerals, e.g., feldspar to clay), oxidation (iron-bearing minerals altered to iron oxides), and dissolution (complete dissolving, e.g., calcite).
  • Climate control: warm and wet climates produce the greatest chemical weathering; cold and dry climates produce the least.
  • Common confusion: not all minerals weather equally—quartz is virtually unaffected, while feldspar and ferromagnesian minerals alter easily; this explains why quartz dominates sand even though it's less than 20% of Earth's crust.
  • Why it matters: chemical weathering creates softer, weaker rocks more susceptible to mechanical weathering, and produces the clay minerals, dissolved ions, and quartz grains that form soils and sediments.

🌡️ Surface conditions that drive chemical weathering

💧 Water, oxygen, and carbon dioxide

The excerpt identifies three key surface characteristics:

  • Presence of water (in air and on ground surface)
  • Abundance of oxygen
  • Presence of carbon dioxide, which combines with water to produce weak carbonic acid

Fundamental reaction: H₂O + CO₂ → H₂CO₃ (water + carbon dioxide → carbonic acid)

  • Atmospheric CO₂ makes only very weak carbonic acid.
  • Soil typically contains much more CO₂, so water percolating through soil becomes significantly more acidic.
  • This carbonic acid is fundamental to most chemical weathering.

🌍 Climate effects

ClimateDegree of chemical weathering
Warm and wetGreatest
Cold and dryLeast
  • Temperature and moisture availability control reaction rates and water movement.
  • This pattern is emphasized as a general principle throughout the excerpt.

🔄 Hydrolysis: mineral transformation

🪨 Feldspar to clay minerals

Hydrolysis: the alteration of one mineral to another mineral through reaction with water and carbonic acid.

The excerpt provides the example of calcium plagioclase feldspar:

  • Reaction: CaAl₂Si₂O₈ + H₂CO₃ + ½O₂ → Al₂Si₂O₅(OH)₄ + Ca²⁺ + CO₃²⁻
  • In words: plagioclase + carbonic acid + oxygen → kaolinite + calcium and carbonate ions in solution
  • Similar reactions occur for sodium or potassium feldspars.
  • The calcium and carbonate ions can eventually combine to form calcite, probably in the ocean.

Example: Figure 10.2.1 shows the same granitic rock—fresh surface (left) with glassy-looking feldspars, weathered surface (right) with chalky-looking kaolinite clay.

🌿 Other silicate minerals

Other silicates also undergo hydrolysis, with different end products:

  • Pyroxene → chlorite or smectite (clay minerals)
  • Olivine → serpentine (clay mineral)

🛡️ Result: weaker rocks

Hydrolysis creates rocks that are softer and weaker than they were originally, making them more susceptible to mechanical weathering.

🦀 Oxidation: iron transformation

🔶 Dissolution and oxidation of iron

Oxidation: a chemical weathering process that starts with the dissolution of iron from ferromagnesian silicates, then converts it to iron-oxide minerals.

The excerpt gives olivine as an example:

  • Reaction: Fe₂SiO₄ + 4H₂CO₃ → 2Fe²⁺ + 4HCO₃⁻ + H₄SiO₄
  • In words: olivine + carbonic acid → iron, carbonate, and silica ions in solution
  • This equation applies to almost any ferromagnesian silicate: pyroxene, amphibole, biotite.
  • Iron in sulphide minerals (e.g., pyrite) can also be oxidized this way.

Example: Figure 10.2.2 shows a granitic rock where biotite and amphibole near the surface have been altered to limonite, a mixture of iron-oxide minerals.

⚠️ Acid rock drainage (ARD)

A special, severe type of oxidation occurs in rocks with elevated sulphide minerals, especially pyrite:

  • Reaction: 2FeS₂ + 7O₂ + 2H₂O → Fe²⁺ + 2H⁺ + H₂SO₄
  • In words: pyrite + oxygen → iron and hydrogen ions + sulphuric acid
  • Even 1–2% pyrite can produce significant ARD.
  • Worst examples: metal mine sites where pyrite-bearing rock from deep underground is piled up and exposed to water and oxygen.

🛡️ Result: weaker rocks

Like hydrolysis, oxidation of iron in ferromagnesian silicates creates softer, weaker rocks more susceptible to mechanical weathering.

💧 Dissolution: complete mineral breakdown

🪨 Calcite dissolution

Some weathering processes involve complete dissolution of a mineral, not transformation to another mineral.

Dissolution: the complete dissolving of a mineral, releasing all components into solution.

The excerpt focuses on calcite:

  • Reaction: CaCO₃ + H₂CO₃ → Ca²⁺ + 2HCO₃⁻
  • In words: calcite + carbonic acid → calcium and bicarbonate ions in solution
  • Calcite is the major component of limestone (typically >95%).
  • Limestone dissolves to varying degrees at the surface (depending on other minerals present).
  • Limestone also dissolves at relatively shallow depths underground, forming limestone caves.

Example: Figure 10.2.3 shows a limestone outcrop on Quadra Island, BC, dissolved to different degrees in different areas because of compositional differences. Buff-colored bands (volcanic rock or chert) are not soluble.

🔍 Don't confuse

  • Hydrolysis/oxidation: mineral transforms to another mineral + some ions in solution.
  • Dissolution: mineral completely dissolves; all components go into solution.

🏖️ Products of weathering

🪨 Solid products

The excerpt describes unconsolidated materials found on slopes, beneath glaciers, in stream valleys, on beaches, and in deserts.

Nature determined by:

  • Type of rock being weathered
  • Nature of the weathering
  • Erosion and transportation processes
  • Climate

Common weathering products (Table 10.1.1):

MineralTypical weathering products
QuartzQuartz as sand grains
FeldsparClay minerals + potassium, sodium, calcium in solution
Biotite & amphiboleChlorite + iron and magnesium in solution
Pyroxene & olivineSerpentine + iron and magnesium in solution
CalciteCalcium and carbonate in solution
PyriteIron oxide minerals + iron in solution + sulphuric acid
  • Most larger fragments (larger than sand grains) are pieces of rock, not individual minerals.
  • Products range widely in size and shape depending on transportation processes.

💧 Dissolved products

In addition to solid sediments, weathering produces many different types of ions in solution:

  • Ca²⁺, Na⁺, K⁺, Fe²⁺, Mg²⁺, H₄SiO₄, HCO₃⁻, CO₃²⁻, etc.

🔬 Why quartz dominates sand

The excerpt emphasizes a key puzzle: sand-sized sediments (Figure 10.2.4) are strongly dominated by quartz, even though quartz makes up less than 20% of Earth's crust.

Explanation:

  • Quartz is highly resistant to weathering at Earth's surface.
  • Not affected by weak acids, water, or oxygen—unique among common igneous minerals.
  • Very hard and has no cleavage, so resistant to mechanical erosion.

Process:

  1. When granite undergoes chemical weathering, feldspar and ferromagnesian silicates convert to clays + dissolved ions.
  2. Quartz remains intact.
  3. Clay gradually erodes away.
  4. Rock breaks apart, leaving lots of quartz grains.

Most common weathering products:

  • Quartz, clay minerals, and dissolved ions
  • Quartz and some clay minerals form sedimentary deposits on and at edges of continents.
  • Rest of clay minerals and dissolved ions wash out into oceans to form sea-floor sediments.

🔍 Don't confuse

  • Quartz abundance in crust (~20%) vs. quartz dominance in sand (much higher)—this is due to differential weathering resistance, not original abundance.
48

Soil Formation

10.3 Soil Formation

🧭 Overview

🧠 One-sentence thesis

Soil formation is a slow process driven by weathering and organic accumulation, controlled by climate, organisms, relief, parent material, and time, and the resulting soil is essential for sustaining plant growth and human existence.

📌 Key points (3–5)

  • What soil is: a complex mixture of minerals (~45%), organic matter (~5%), and empty space (~50%), not just any loose surface material.
  • Five formation factors (CLORPT): climate, organisms, relief, parent material, and time all control soil nature and formation rate.
  • Time scale: soil takes thousands of years to develop even under ideal conditions; most Canadian soils are young because glaciers covered the land until 10–14 thousand years ago.
  • Common confusion: "transported soil" means soil developed on transported material (like glacial deposits), not soil that has been moved after forming.
  • Soil horizons develop over time: downward movement of clay, water, and dissolved ions creates distinct layers (O, A, E, B, C horizons) from organic-rich surface to unweathered parent material.

🧱 What soil is and how it differs from sediment

🧱 Definition and composition

Soil: material that includes organic matter, lies within the top few tens of centimeters of the surface, and is important in sustaining plant growth.

  • Not just any loose material—geologists distinguish soil from other sediments.
  • Other loose materials should be described by how they formed: glacial till, river-deposited sand and gravel, lake-deposited clay, wind-blown silt.

🔬 Soil composition breakdown

ComponentApproximate proportionDetails
Minerals~45%Dominated by clay minerals and quartz, with minor feldspar and small rock fragments
Organic matter~5%From plant decay and accumulation
Empty space~50%Filled to varying degrees with air and water

🏜️ Texture and weathering influence

  • Soil scientists describe texture by relative proportions of sand, silt, and clay.
  • Sand and silt are dominated by quartz; clay component is dominated by clay minerals.
  • Chemical weathering dominates in warm climates → soils richer in clay.
  • Example: the same parent rock will produce different soil textures depending on regional weathering type.

🌍 The five factors controlling soil formation (CLORPT)

☀️ Climate

Why it matters most: weathering and plant growth both depend on temperature and precipitation.

  • Soil forms most readily under temperate to tropical conditions (not cold) and moderate precipitation (not dry, but not too wet).
  • Chemical weathering and biochemical reactions proceed fastest under warm conditions.
  • Too much water (rainforests): leaches important nutrients → acidic soils; swampy conditions → organic-matter-dominated soil.
  • Too little water (deserts/semi-deserts): very limited downward chemical transport → accumulation of salts and carbonate minerals from upward-moving water; lack of organic material.
  • Example: the poorly developed soil shown in Figure 10.3.2 from arid northeastern Washington has only 2–3 cm of actual "soil" on top of 1 m of wind-blown silt.

🌱 Organisms (especially vegetation)

  • Good soil is rich in organic matter, which can only accumulate if there is sufficient plant growth.
  • Sparse vegetation → poor soil.
  • Don't confuse: organic matter is not just present on the surface—it mixes into the mineral soil and is essential for soil quality.

⛰️ Relief (slope and aspect)

  • Soil can only develop where surface materials remain in place and are not frequently moved by mass wasting.
  • Steep slopes tend to have little or no soil because the rate of erosion exceeds the rate of soil formation.
  • Flat or gentle slopes allow materials to stay in place long enough for soil to develop.

🪨 Parent material (bedrock or sediment type)

🪨 Residual vs transported soils

  • Residual soils: develop on bedrock.
  • Transported soils: develop on transported material such as glacial sediments.
  • Better to say "soil developed on unconsolidated material" to distinguish it from soil developed on bedrock.

🪨 How parent material affects soil

Parent materialResult
Quartz-rich (granite, sandstone, loose sand)Sandy soils
Quartz-poor (shale, basalt)Little sand, sometimes elevated clay
BasaltVery fertile soils—provides phosphorus, iron, magnesium, calcium
GraniteContains apatite mineral → source of phosphorus nutrient
River-flood depositsEspecially good soils—rich in clay minerals with large surface areas that attract nutrients
  • Clay minerals have negative charges that attract positively charged nutrients: calcium, magnesium, iron, potassium.
  • Volcanic regions tend to have fertile soils because fine-grained, glass-rich eruption products weather quickly and produce clay.

⏳ Time

  • Even under ideal conditions, soil takes thousands of years to develop.
  • Southern Canada and parts of northern US were glaciated until 14 thousand years ago; central and northern Canada until around 10 thousand years ago.
  • Therefore, Canadian soils (especially central and northern) are relatively young and not well developed.
  • The same applies to newly created surfaces: recent deltas, sand bars, or areas of mass wasting.
  • Climate and parent material both control how long it takes for soil to develop.

🔄 The process of soil formation over time

🔄 Stage 1: Initial exposure (within several years)

  • Rock is fractured; mechanical and chemical weathering have started.
  • Lichen and moss present on rock surface.
  • Small plants grow in cracks and depressions where small amounts of sediment have accumulated.

🔄 Stage 2: Hundreds to thousands of years later

  • Mechanical and chemical weathering well advanced.
  • Rock is softer and weaker than originally.
  • Weathering products (small rock fragments, sand, clay) accumulate between remaining rock fragments.
  • C horizon soil develops from weathering products.
  • Organic matter accumulates near surface.

🔄 Stage 3: A few thousand to several thousand years later

  • Soil profile starts to evolve through chemical changes.
  • Downward and upward motion of ions in water.
  • Transfer of water and chemicals by plant roots and mycorrhizal networks.

🔄 Stage 4: Several thousands to tens of thousands of years later

  • Soil is now well developed.
  • Significant weathering of minerals (feldspar, amphibole) within the soil → produces clay minerals.
  • Upward and downward movement of chemicals: iron, manganese, potassium, sodium, calcium, magnesium, aluminum.
  • Great deal of carbon stored in soil (as organic matter, charcoal, carbon dioxide, methane).
  • Living organisms present: roots, mycorrhizae, worms, insects.
  • Soil thickness: several centimeters to over a meter, depending on parent material and local climate.

📐 Soil horizons: the layered structure

📐 What horizons are

Soil horizons: chemically and texturally different layers that develop from the downward movement of clay, water, and dissolved ions.

📐 The typical horizon sequence (top to bottom)

HorizonDescription
OA layer of organic matter
AA layer of partially decayed organic matter mixed with mineral material
EAn eluviated (leached) layer from which some clay and iron have been removed → creates a pale layer that may be sandier than other layers
BA layer of accumulation of clay, iron, and other elements from the overlying soil
CA layer of incomplete weathering, which grades down into unaltered parent material
  • The process involves both removal (from upper layers) and accumulation (in lower layers).
  • Example: the E horizon loses clay and iron, which then accumulate in the B horizon below.

🌊 Soil erosion: losing what takes millennia to form

🌊 Natural balance vs human disruption

  • Under natural conditions on gentle slopes, the rate of soil formation balances or exceeds the rate of erosion.
  • Soils are held in place by vegetation.
  • Human practices (forestry, agriculture) have significantly upset this balance in many places.
  • When vegetation is removed (cutting trees, harvesting crops, tilling soil), protection is temporarily or permanently lost.

💧 Water erosion

  • Accentuated on sloped surfaces because fast-flowing water has greater eroding power.
  • Raindrops disaggregate exposed soil particles, putting finer material (clays) into suspension.
  • Sheet wash (unchanneled flow across a surface) carries suspended material away.
  • Channels erode right through the soil layer, removing both fine and coarse material.
  • Example: Figure 10.3.5 shows soil erosion by rain, sheet wash, and channeled runoff on a field in Alberta.

💨 Wind erosion

  • Exacerbated by removal of trees that act as wind breaks.
  • Agricultural practices that leave bare soil exposed increase wind erosion.
  • Example: Figure 10.3.6 shows soil erosion by wind in Alberta.

🚜 Tillage erosion

  • Also a factor, especially on slopes.
  • Each time soil is lifted by a cultivator, it is moved a few centimeters down the slope.
  • Don't confuse: this is gradual downslope movement, not the same as water or wind erosion, but it still contributes to soil loss.
49

10.4 The Soils of Canada

10.4 The Soils of Canada

🧭 Overview

🧠 One-sentence thesis

Canada's soil classification system recognizes 10 distinct soil orders shaped primarily by climate, vegetation, and the time available for soil formation, with podsolization dominating in cool humid regions and specialized soils forming in grasslands, wetlands, and permafrost areas.

📌 Key points (3–5)

  • Why Canada has its own system: the U.S. classification did not apply well to Canadian soils due to climate and environmental differences; Canada developed its own system starting in 1955.
  • Classification hierarchy: 10 orders (divided into groups, families, and series), with orders being the broadest level covered in this section.
  • Climate drives soil processes: podsolization (downward movement of clays and elements) dominates in cool humid climates; calcification occurs in dry grasslands; permafrost limits soil development in the north.
  • Common confusion: soil type vs. location—the same climate process (e.g., podsolization) produces different soil orders (podsols, luvisols, brunisols) depending on parent material, vegetation, and maturity.
  • Geographic patterns: forest soils (podsol, luvisol, brunisol) across most of Canada; grassland soils (chernozem, solonetzic) in dry southern prairies; organic soils in wetlands; cryosols in permafrost regions.

🌲 Forest soils

🌲 Podsol

Podsol: well-developed A and B horizons formed in coniferous forests throughout Canada.

  • Found in coniferous forests across Canada.
  • Characterized by well-defined A and B horizons.
  • Forms through podsolization (downward transportation of hydrogen, iron, aluminum, and clays).

🌲 Luvisol

Luvisol: soil with a clay-rich B horizon.

  • Found in northern prairies and central British Columbia.
  • Typically develops on sedimentary rocks.
  • Also forms through podsolization processes, with clay accumulation in the B horizon.

🌲 Brunisol

Brunisol: poorly developed or immature soil that does not have the well-defined horizons of podsol or luvisol.

  • Found in boreal forest soils in discontinuous permafrost areas of central and western Canada, and in southern BC.
  • Represents immature soil development.
  • Still forms through podsolization but horizons are less distinct.
  • Don't confuse: "poorly developed" means less mature, not lower quality—it's a stage of development.

🌾 Grassland soils

🌾 Chernozem

Chernozem: soil with high levels of organic matter and an A horizon at least 10 cm thick.

  • Found in southern prairies and parts of BC's southern interior.
  • Forms in areas that experience water deficits during summer.
  • Dark brown and organic-rich.
  • Weak calcification may occur: calcium leaches from upper layers and accumulates in the B layer.

🌾 Solonetzic

Solonetzic: soil with a clay-rich B horizon, commonly with a salt-bearing C horizon.

  • Found in southern prairies.
  • Forms in areas with strong water deficits during summer.
  • Salt accumulation in the C horizon distinguishes it from other grassland soils.

🌿 Specialized soil environments

🌿 Organic soils

Organic: soil dominated by organic matter—mineral horizons are typically absent.

  • Form in wetland areas with poor drainage (swamps).
  • Require a rich supply of organic matter.
  • Very little mineral matter present.
  • Found especially along the western edge of Hudson Bay and between the prairies and the Canadian Shield.

🌿 Cryosol

Cryosol: poorly developed soil, mostly C horizon, found in permafrost areas.

  • Found in permafrost regions of northern Canada.
  • Where glacial retreat was most recent, so time available for soil formation has been short.
  • Rate of soil formation is very slow in cold conditions.
  • Freeze-thaw processes churn the soil, limiting horizon development.
  • Don't confuse: "poorly developed" here means limited time and slow processes, not the same as brunisol's immaturity in warmer climates.

🔬 Dominant soil-forming processes

🔬 Podsolization

  • The norm in Canada's predominantly cool and humid climate (most places except the far north).
  • Involves downward transportation of hydrogen, iron, and aluminum from the upper soil profile.
  • Results in accumulation of clay, iron, and aluminum in the B horizon.
  • Most podsols, luvisols, and brunisols form through various types of podsolization.
  • Example: in coniferous forests, acidic conditions promote the leaching of metals and clays downward into distinct layers.

🔬 Calcification

  • Occurs in dry southern prairie provinces.
  • Weak process involving leaching of calcium from upper layers.
  • Calcium accumulates in the B layer.
  • Associated with chernozem soils in water-deficit areas.

🔬 Limited development in permafrost

  • Short time since glacial retreat in northern regions.
  • Very slow rate of soil formation due to cold temperatures.
  • Freeze-thaw churning disrupts horizon development.
  • Results in cryosols with minimal layering.

🗺️ Geographic distribution patterns

Soil OrderPrimary LocationKey Environmental Factor
PodsolConiferous forests throughout CanadaCool humid climate, acidic forest litter
LuvisolNorthern prairies, central BCSedimentary parent rock, podsolization
BrunisolBoreal forests (discontinuous permafrost), southern BCImmature development, variable conditions
ChernozemSouthern prairies, BC southern interiorSummer water deficit, grassland vegetation
SolonetzicSouthern prairiesStrong summer water deficit, salt accumulation
OrganicWestern Hudson Bay, prairies-Shield transitionPoor drainage, wetlands, high organic input
CryosolNorthern CanadaPermafrost, recent glacial retreat, freeze-thaw
50

Clay Minerals

10.5 Clay Minerals

🧭 Overview

🧠 One-sentence thesis

Clay minerals are sheet silicate structures formed primarily through weathering and hydrothermal alteration of other silicate minerals, and their unique properties—including weak bonding, fine grain size, and charged surfaces—make them critical to Earth systems from soil chemistry to plate tectonics.

📌 Key points (3–5)

  • Dual meaning of "clay": refers both to any unconsolidated material smaller than 0.004 mm and specifically to sheet silicate minerals with hydroxyl ions.
  • Formation pathways: clay minerals form through hydrolysis weathering of feldspars and other silicates, hydrothermal alteration, and diagenesis during sediment burial.
  • Structural classification: clays are organized as 1:1 (T-O: one tetrahedral + one octahedral layer) or 2:1 (T-O-T: two tetrahedral layers sandwiching one octahedral layer).
  • Common confusion: the same primary mineral can produce different clay minerals depending on temperature, pressure, and water chemistry—not just the parent mineral type.
  • Why it matters: clay minerals control rock strength, groundwater flow, pollutant absorption, atmospheric CO₂ levels, and even volcanic activity at subduction zones.

🏗️ What clay minerals are

🔬 Definition and dual meaning

Clay (grain size): any unconsolidated material with diameter less than 0.004 mm—about 1/100th the size of a period, invisible to the naked eye.

Clay mineral: a finely crystalline sheet silicate with hydroxyl ions (OH⁻), and sometimes water (H₂O) as part of the structure.

  • The grain-size definition can include finely ground quartz, feldspar, calcite, or any mineral.
  • The mineralogical definition refers specifically to sheet silicates (phyllosilicates, from Greek "phyllo" = leaf).
  • Most true clay minerals are also clay-sized, so the two meanings often overlap.

🧱 Sheet silicate structure

  • Silica tetrahedra are arranged in flat sheets with strong covalent bonding within sheets.
  • These sheets stack with weak bonding between them.
  • A hydroxyl ion (OH⁻) is an oxygen-hydrogen pair present in all clay minerals.
  • Some clays also incorporate H₂O molecules into the structure or attached to it.

Don't confuse: strong bonds within a sheet vs. weak bonds between sheets—this contrast is the key to clay's physical properties.

🧩 Building blocks and structural types

🔺 Tetrahedral and octahedral units

UnitCompositionShape
Silica tetrahedronSilicon ion surrounded by 4 oxygen ionsFour-surfaced (tetrahedral)
Alumina octahedronAluminum ion surrounded by 6 oxygen or hydroxyl ionsEight-surfaced (octahedral)
  • These units combine in layers to form clay mineral structures.
  • Strong bonding exists within layers; weak bonding exists between layers.
  • This weak inter-layer bonding causes sheets to slide past each other, making clay masses soft and plastic.

📐 1:1 vs 2:1 layer silicates

1:1 clays (T-O structure):

  • One tetrahedral layer + one octahedral layer per sheet.
  • Example: kaolin (aluminum in octahedral sites).
  • Example: serpentine (magnesium substitutes for aluminum).
  • Layers held together by weak van der Waals bonds.

2:1 clays (T-O-T structure):

  • One octahedral layer sandwiched between two tetrahedral layers (one right-side up, one upside-down).
  • Example: illite (has potassium ions between sheets).
  • Other examples: smectite, talc, chlorite.
  • Upper and lower surfaces saturated with oxygen ions (O²⁻) give consistent negative charge.

Common confusion: The number (1:1 or 2:1) refers to the ratio of tetrahedral to octahedral layers in one structural unit, not the total number of layers in a crystal.

⚡ Negatively charged surfaces

  • The surfaces of clay layers are covered with O²⁻ or OH⁻ ions, creating a negative charge.
  • This attracts positively charged ions (cations) such as heavy metals or organic pollutants.
  • A cubic centimeter of clay has a reactive surface area of ~2,800 square meters (equivalent to a football field).
  • This makes clays efficient scavengers of environmental contaminants.

🌍 How clay minerals form

🌧️ Weathering at the surface

Most clay forms through hydrolysis reactions when water and carbon dioxide react with silicate minerals.

Example reaction (simplified):

  • K-feldspar + carbon dioxide + water → kaolin + potassium, silica, and bicarbonate ions in solution.
  • The CO₂ comes from the atmosphere; over geological time this controls atmospheric composition and the greenhouse effect.

Which primary mineral produces which clay:

Primary silicateTypical weathering clay product
OlivineSmectite
Amphibole & pyroxeneSmectite, talc, vermiculite, chlorite
Plagioclase feldsparKaolin (halloysite or kaolinite)
Potassium feldsparKaolin (less commonly illite)
BiotiteVermiculite, kaolin
MuscoviteResistant; may convert to illite
  • Weathering conditions: temperatures under 40°C, atmospheric pressure, low dissolved ions, near-neutral pH.
  • Temperature differences of a few tens of degrees mainly affect rate, not type of weathering.
  • The major factor determining which clay forms is the type of primary silicate present.

🔥 Hydrothermal alteration

  • Hot water (hydrothermal solutions) circulates through rock at depths of hundreds to thousands of meters.
  • Often associated with magmatic heat and ore formation (porphyry copper, epithermal, volcanogenic massive sulfide deposits).
  • Clay alteration halos around metal deposits can guide exploration.
  • Temperatures can reach hundreds of degrees; water chemistry is extremely variable.
  • A very wide range of clay minerals can form.

Example: Oceanic divergent boundaries have volcanic heat driving convective water circulation.

  • Basalt and gabbro (rich in pyroxene and olivine) are altered to chlorite and serpentine at a few hundred degrees.
  • Example reaction: olivine + water → serpentine + brucite.
  • Oceanic crust (70% of Earth's crust) is a major repository of clay minerals.
  • When subducted, these clays are heated, water is released, contributing to partial melting and composite volcanoes.

🪨 Diagenesis during burial

As sediments are buried beneath other sediments, increasing temperature and pressure transform clays:

TemperatureTransformation
~100°CSmectite → mixed-layer smectite-illite
~150°CMixed-layer clays → chlorite + illite
>200°CIllite → muscovite
ProgressiveKaolinite/halloysite → dickite/nacrite → illite → chlorite or muscovite
  • The geothermal gradient varies by area, so temperature vs. depth relationship is variable.
  • Higher temperatures produce clays not typically formed during weathering.

Don't confuse: weathering clays (low temperature, surface) vs. diagenetic clays (higher temperature, burial) vs. hydrothermal clays (variable chemistry, heat source).

🧪 Important clay mineral types

📋 Major clay minerals summary

ClayTypeKey featuresVariations
Kaolin1:1Al₂Si₂O₅(OH)₄Kaolinite, dickite, halloysite, nacrite
Serpentine1:1Mg₃Si₂O₅(OH)₄Antigorite, chrysotile (asbestos), lizardite
Illite2:1Contains potassium between sheetsGlauconite, hydromuscovite
Pyrophyllite2:1Al₂Si₄O₁₀(OH)₂Non-ferromagnesian
Smectite2:1Contains Na, Ca, or Mg; includes waterMontmorillonite (bentonite), saponite
Vermiculite2:1Contains Mg, Fe; includes waterExpands dramatically when heated
Talc2:1Mg₃Si₄O₁₀(OH)₂Very soft (Mohs 1)
Chlorite2:1Contains Mg, FeClinochlore, pennantite, chamosite

🔍 Ferromagnesian vs non-ferromagnesian

  • Non-ferromagnesian clays: kaolin, pyrophyllite, illite (though illite can have small amounts of Mg; glauconite variety has Fe).
  • Ferromagnesian clays: most 2:1 clays contain magnesium and/or iron.
  • Kaolin, pyrophyllite, and illite typically derive from feldspar and muscovite.
  • Other clays derive from olivine, pyroxene, amphibole, and biotite.

🔧 Properties and practical implications

💪 Softness and weakness

  • Weak bonds between sheets allow them to slide past each other under stress.
  • Talc is #1 on the Mohs hardness scale; most other clays are similarly soft.
  • Implications:
    • Clay-bearing rocks are weak, contributing to slope failure.
    • Plate boundaries with clay-rich rocks slide smoothly, less likely to stick and cause large earthquakes.
  • Example: Mount Meager, BC—2010 rock slide and avalanche occurred partly because volcanic rock was weakened by hydrothermal clay alteration.

🎨 Malleability when wet

  • Weak inter-layer bonds make most clays malleable when wet.
  • Can be easily formed into shapes for artistic, domestic, industrial, and scientific purposes.

💧 Fine grain size and impermeability

  • Clay minerals typically form only as very small crystals, so clay deposits are almost universally fine-grained.
  • Although a body of clay has significant porosity, pores are extremely small.
  • Most water is held tightly by surface tension near grain boundaries, making clay significantly impermeable.
  • Implications: affects groundwater flow and waste disposal.

🧲 Cation exchange capacity

Different clays have different abilities to absorb positively charged ions (cations):

MineralEffective surface area (m²/g)Cation exchange capacity (meq/g)
Kaolin0 (interlayer) + 15 (external)1 to 10
Chlorite0 + 15<10
Illite5 + 1510 to 40
Smectite750 + 5080 to 150
  • Smectite has much higher capacity because cations can access sites between molecular layers within a crystal, not just external surfaces.
  • Most metals exist as cations; many organic pollutants have positive charges.
  • Clays are efficient scavengers of environmental pollutants.
  • Can be used as barriers to prevent contaminant dispersal and in environmental rehabilitation.

💦 Swelling clays (smectites)

  • Smectites have 2:1 structure with Na, Ca, or Mg (instead of K) between layers.
  • Layers are farther apart than in illite.
  • Can absorb water molecules in interlayer sites.
  • Sodium smectites can absorb up to 18 layers of water, causing dramatic expansion/swelling when wet.
  • On drying, they shrink, creating typical mudcrack patterns.
  • Implications:
    • Swollen wet smectite is even weaker than dry, can weaken slopes significantly.
    • Bodies of swollen clay can distort surrounding materials, contributing to slope failure or foundation problems.
    • Also have industrial and domestic uses.

🔥 Vermiculite expansion

  • Vermiculite swells slightly when wet.
  • Expands dramatically when heated to 500–800°C.
  • Water trapped between layers boils and pushes layers apart, increasing volume greatly.
  • Uses: growing medium, insulation, brake linings, fireproof panels.

🌐 Earth systems connections

🌍 Global significance

Clay minerals play critical roles across Earth systems:

  1. Origin of life: Regular clay structure may have acted as a template for assembly of organic molecules.

  2. Climate regulation: Conversion of silicate minerals to clay consumes atmospheric CO₂, affecting climate.

  3. Nutrient cycling: Clays accumulate trace elements that become available to plants and microorganisms.

  4. Mineral deposits: Clays accumulate trace elements that may eventually concentrate into ore deposits.

  5. Erosion and slope failure: Clay minerals reduce rock strength, contributing to erosion and landslides.

  6. Element transfer: Clay minerals suspended in water or as dust clouds transfer trace and major elements from land into the ocean.

    • Example: Sahara Desert dust clouds stretch into the Atlantic toward Europe.
  7. Plate tectonics and volcanism: Clay minerals transfer water from subducted oceanic crust into the mantle.

    • When heated during subduction, clays convert back to non-hydrous silicate minerals and release water.
    • This water contributes to flux melting above subduction zones, leading to magma formation and composite volcanoes.

Don't confuse: clay as a local soil component vs. clay as a global system regulator—clays operate at scales from microscopic surfaces to plate-tectonic cycles.

51

The Hydrologic Cycle

11.1 The Hydrologic Cycle

🧭 Overview

🧠 One-sentence thesis

The hydrologic cycle continuously moves water through evaporation, atmospheric transport, precipitation, and flow through streams and groundwater back to the ocean, with water stored in various reservoirs for vastly different lengths of time.

📌 Key points (3–5)

  • Water is constantly moving: evaporated from oceans/lakes/land/plants, transported by wind, falls as rain/snow, flows through streams/groundwater, and returns to the ocean.
  • Most water is salty and inaccessible: 97% is ocean water; only 3% is fresh, and two-thirds of that is frozen in ice.
  • Residence time varies enormously: water stays in the ocean for ~3,100 years on average, in glaciers for ~16,000 years, in groundwater for ~300 years, but in the atmosphere for only ~8 days.
  • Common confusion: lakes look like abundant water resources, but only the fraction flowing through them (inflows minus what ecosystems need) can be used—a lake is only as good as the water flowing through it.
  • Proximity matters for resources: water is only a resource if it is near humans; distant freshwater (e.g., flowing to the Arctic) is not practically available.

💧 How water moves through the cycle

💧 Evaporation and atmospheric transport

  • Solar energy evaporates water from oceans, lakes, streams, land surfaces, and plants (transpiration).
  • Wind moves water vapor through the atmosphere.
  • Water condenses to form clouds of water droplets or ice crystals.

🌧️ Precipitation and return flow

  • Gravity pulls water back down as rain or snow.
  • Water flows through streams, into lakes, and eventually back to the ocean.
  • Water on the surface and in streams/lakes infiltrates the ground to become groundwater.
  • Groundwater slowly moves through surface materials and bedrock; some returns to streams/lakes, some goes directly to the ocean.

🔄 Daily volumes

  • Water is evapotranspired from vegetation and evaporated from oceans/lakes at a rate of 1,580 km³ per day.
  • Almost exactly the same volume falls as rain and snow every day over both oceans and land.
  • Precipitation that falls on land returns to the ocean as:
    • Stream flow: 117 km³/day
    • Groundwater flow: 6 km³/day
    • Total: 123 km³/day

🗄️ Where water is stored

🗄️ The major reservoirs

Reservoir: a place where water is stored while moving through the hydrologic cycle.

The excerpt uses a 1-litre jug analogy to illustrate proportions:

ReservoirVolume (thousands of km³)% of totalAnalogy
Ocean (salty)1,370,00097.1%970 mL of salt water (+ 34 g salt)
Glaciers29,0002.05%One regular ice cube (~20 mL)
Groundwater12,0000.85%Two teaspoons (~10 mL)
Freshwater lakes1250.009%Part of 3 drops (~0.3 mL total for all visible fresh water)
Salt lakes1040.008%Part of 3 drops
Soil moisture670.005%Part of 3 drops
Rivers1.20.00009%Part of 3 drops
Atmosphere130.0009%Part of 3 drops

🧊 Fresh water breakdown

  • Total fresh water: 3% of all water.
  • Two-thirds of fresh water is stored in ice.
  • One-third is stored in the ground.
  • Remaining fresh water (about 0.03% of total) is in lakes, streams, vegetation, and the atmosphere.
  • All the fresh water we see around us in lakes, streams, and the sky can be represented by just three drops from an eyedropper (about one-third of a millilitre).

🌊 Atmospheric water

  • Although the proportion in the atmosphere is tiny, the actual volume is significant: approximately 13,000 km³ at any given time.
  • This exists as water vapor and water droplets in clouds.

⏱️ How long water stays in each reservoir

⏱️ Residence time concept

Residence time: the average length of time a molecule of water stays in a particular reservoir before moving to another part of the cycle.

The excerpt emphasizes that residence times vary enormously:

ReservoirAverage residence time
Ocean3,100 years (1.1 million days)
Glaciers16,000 years (5.8 million days); some deep Antarctic ice is over a million years old
Groundwater300 years (110,000 days); some very deep groundwater is hundreds of thousands or even millions of years old
Freshwater lakes1 to 100 years (365 to 36,500 days)
Salt lakes10 to 1,000 years (3,650 to 365,000 days)
Soil moisture280 days
Rivers12 to 20 days
Atmosphere8 days

🔄 What happens during residence time

  • Ocean: a molecule might be moved around Earth via surface currents and even to the deep ocean by thermohaline circulation before evaporating.
  • Glaciers: water frozen into snow stays until it flows out as meltwater or calves into the ocean.
  • Freshwater lakes: water flows in and out via rivers; the only exit from salt lakes is likely evaporation (hence longer residence time).
  • Soil moisture: cycled out via plants or seeps down to become groundwater (typically less than a year).

🚰 What counts as a usable water resource

🚰 Surface water constraints

  • Surface water exists in lakes, ponds, snow, ice, and flowing streams.
  • To use surface water as a resource, we generally must restrict ourselves to streams and leave enough water for ecosystems and other people.
  • Lakes: we can extract water only to the extent that the lake is part of a stream system.
    • We cannot take more water than is being added by streams.
    • If we do that long-term (more than 1 year), the lake level will drop and the lake will not be viable as a source.

🌍 The Canada water-resource example

The excerpt uses Canada to illustrate a common confusion:

  • What people think: Canada has the most fresh water because it has more lakes and more lake surface area than any other country.
  • Why that's misleading:
    • A water resource is only the fraction of water in the cycle that humans can use without causing harm elsewhere.
    • Rivers and lakes have inflows and outflows; only a fraction of inflows can be diverted without affecting the ecosystem.
    • A lake is only as good as the amount of water flowing through it.
    • When these restrictions are considered, Canada ranks 4th (among Brazil, Canada, China, Russia, USA) in actual water resources.

📍 Proximity matters

  • Water is only a resource if it is near humans.
  • Most freshwater in Canada flows north into the Arctic Ocean or Hudson Bay, while most Canadians live near the US border.
  • Only a fraction of that fresh water is actually available.
  • Conclusion: Canadians, like everyone else, need to be very careful with their water supplies.

⚠️ Don't confuse

  • Total water volume vs. usable water resource: having many lakes does not mean having abundant usable water if the water is far from people or if removing it harms ecosystems.
  • Lake water vs. lake throughput: a large lake is not a large resource unless it has large inflows that can be partially diverted.
52

11.2 Anthropogenic Effects on Water Quality

11.2 Anthropogenic Effects on Water Quality

🧭 Overview

🧠 One-sentence thesis

Human activities—especially agriculture, industry, and waste disposal—pose the greatest threats to water quality through both widespread nonpoint sources and localized point sources of contamination.

📌 Key points (3–5)

  • Two types of sources: nonpoint sources (distributed over large areas like farms or logging) vs. point sources (localized sites like factories or landfills).
  • Agriculture is the biggest threat: occupies more land than all other uses combined and relies heavily on chemicals that run off into water or seep into aquifers.
  • Excess nutrients cause algal blooms: nitrogen, phosphorous, and potassium from fertilizers and manure fuel harmful algae growth in lakes and streams.
  • Common confusion: not all contamination is industrial—farm runoff, livestock manure, and even residential pesticide use contribute significantly to water pollution.
  • Point sources have legacy impacts: industrial sites and leaking underground storage tanks create contamination that persists for decades or centuries.

🚜 Agriculture and water contamination

🌾 Why agriculture is the greatest threat

  • Agriculture is everywhere and occupies 30% more land than forested land.
  • Modern farming depends intensively on chemicals (fertilizers and pesticides).
  • A significant proportion of applied chemicals either:
    • Run off the surface into streams and lakes, or
    • Seep down into aquifers.

🧪 Pesticides in groundwater

  • A two-decade US Geological Survey study found:
    • Over 50% of wells in agricultural regions have detectable pesticide amounts.
    • The problem also exists in urban areas (golf courses and lawns).
    • Contamination was worse from 2002–2011 than from 1993–2001.
  • Over 1000 wells in Florida have been closed due to pesticide levels above acceptable limits.

🌱 Excess nutrients and their effects

How nutrients enter the environment:

  • Large amounts of nitrogen, phosphorous, and potassium fertilizers are applied to fields.
  • If more fertilizer is applied than needed, the excess moves into the environment through:
    • Volatilization: nitrogen enters the air and comes down in rainfall elsewhere.
    • Runoff: nutrients flow into surface water bodies.
    • Infiltration: nutrients move down through soil into groundwater, which may discharge to surface water.

What happens in water bodies:

  • Excess nutrients help algae thrive.
  • This creates significant problems for:
    • Aquatic life
    • Human water supplies
    • Recreation (anyone who likes to be in or near the water)

🌊 Lake Erie as a case study

Why Lake Erie is particularly vulnerable:

  • Shallowest of the Great Lakes (average depth only 19 m vs. 147 m for Lake Superior).
  • Greatest potential to warm up in summer.
  • Most heavily populated drainage basin (12.4 million people).
  • Entirely surrounded by farmland, cities, and industry with very little remaining forest.

Phosphorous levels:

  • Western Lake Erie: over 12 μg/L in springtime.
  • Lakes Superior and Huron: 2–3 μg/L.
  • Lake Ontario: just over 6 μg/L.

Sources of phosphorous (not just agriculture):

  • Municipal sewage effluent
  • Industrial effluent
  • Urban storm water runoff
  • Atmospheric deposition

🌧️ Turbidity from runoff

  • Runoff from fields carries suspended matter that increases turbidity.
  • This degrades aquatic ecosystems and potentially endangers human water supplies.
  • Risk is greatest when fields are left unprotected by vegetation after harvesting or tillage.

🐄 Livestock farming impacts

🐮 Scale of livestock farming

  • Nearly 80% of global farmland is dedicated to livestock (grazing or growing animal feed).
  • Yet livestock farming accounts for only 18% of caloric output from farming.
  • Farm animals produce manure—lots of it.

💩 Manure contamination

Chemical contamination:

  • Manure is rich in nitrogen, potassium, and phosphorous.
  • Contributes to surface water algae problems.
  • Leads to elevated nitrogen levels in groundwater.

Bacterial contamination:

  • Animal manure contains bacteria.
  • While most are harmless, some present serious health risks.

🚰 Walkerton disaster (Ontario, 2000)

What happened:

  • Town of ~5000 residents, water from wells in fractured bedrock aquifer.
  • Well 5 was shallow (only 6 m depth), located 80 m from a pasture.
  • Heavy rainstorm in early May 2000 soaked pasture fertilized with cattle manure weeks earlier.
  • Contaminated water entered the system from Well 5.

Consequences:

  • 2300 residents became ill with gastroenteritis from Escherichia coli.
  • Seven people died.

Contributing factors:

  • Testing protocols not always followed or as frequent as prescribed.
  • Monitoring records were falsified.
  • Chlorination system set below stipulated level.
  • Public inquiry blamed provincial government cuts to water protection programs.

Legacy:

  • The disaster spurred increased efforts to protect groundwater across Canada.

🌾 Abbotsford-Sumas Aquifer example

Location and farming:

  • Southwestern British Columbia and northwestern Washington.
  • Intensively farmed with row crops (raspberries, blueberries).
  • Large-scale poultry production and pastured livestock.
  • In the past, poultry manure was spread on raspberry fields.

Contamination extent:

  • 1992 study (Canadian side): 60% of 125 wells had nitrate levels above the 10 mg/L maximum acceptable concentration for drinking water.
  • Contamination extended south across the border into Washington.
  • Similar farming on the US side contributed to contamination there.

🌲 Logging as a nonpoint source

🪓 How logging differs from agriculture

Similarities:

  • Nonpoint source (carried out over wide areas).
  • Involves application of fertilizers and pesticides.
  • Involves removal of vegetation.

Key differences:

  • Often carried out on steep slopes (areas too rugged for farming or urbanization).
  • Erosion and turbid runoff issues are exacerbated by steep terrain.
  • Involves construction of temporary roads on steep terrain.

⛰️ Increased risks

  • Road construction amplifies the risk of slope failure.
  • This increases the likelihood of:
    • Damage to surface water habitat
    • Damage to water supplies

🏭 Point sources of pollution

🎯 What are point sources

Point sources of pollution: localized sites where contamination originates from a specific location.

Examples include:

  • Mines
  • Petroleum extraction operations
  • Plants for extracting and refining ores and petroleum
  • Chemical works
  • Manufacturing plants
  • Sewage treatment systems
  • Landfills
  • Underground storage tanks (USTs) at filling stations

☠️ Love Canal disaster (Niagara Falls, NY)

Timeline:

  • 1920s: City set aside abandoned canal as dump site for municipal waste.
  • 1942: Hooker Chemical Company given permission to dispose of chemical by-products (from dyes, perfumes, rubber goods).
  • 1942–1952: Hooker dumped nearly 20,000 tonnes of chemical wastes, mostly in 200-litre metal drums, eventually covered with clay.
  • 1952: Hooker sold the site (and liability) to Niagara Falls Board of Education.
  • 1955–1978: 400-student elementary school operated on top of the old dump.

Problems emerged:

  • Soon after construction, toxic chemicals started coming to surface.
  • Parts of clay cover collapsed.
  • Metal drums exposed at surface.
  • During heavy storms: contaminated surface water ran off into Niagara River.
  • Contaminated groundwater migrated into basements of neighboring homes.

Resolution:

  • Site eventually cleaned up.
  • School and surrounding homes abandoned.
  • Lingering health issues among former residents.

Broader context:

  • Industrial sites like Love Canal exist all over the world.
  • Contamination legacies will persist for decades, even centuries.
  • Increasingly, corporations and individuals are being held accountable.

⛽ Underground storage tanks (USTs)

🔍 Prevalence of UST contamination

  • In virtually every village, town, and neighborhood in North America there are abandoned sites with:
    • Chain link fences
    • Plastic pipes of monitoring wells
  • Many are remains of gas stations with leaking USTs.
  • Some have been cleaned up and rehabilitated.
  • Some remain vacant for over 20 years (land value less than cleanup cost).

🛢️ Three problems in one

When a fuel UST leaks:

Problem typeWhat happensWhy it matters
Volatile componentsForm a vapor phase that rises to surfaceMay enter nearby buildings
Light componentsFloat along the surface of the saturated zone (water table)Most vehicle fuels are lighter than water
Soluble componentsMix with groundwater and disperseContaminate drinking water sources
Heavy componentsSink through the saturated zonePersist in deep groundwater

Long-term impact:

  • Aquifer water eventually comes to surface somewhere.
  • Brings dissolved and heavy constituents with it.

🔎 Finding leaking USTs

Why they leak:

  • Most USTs installed in the past were:
    • Made of steel
    • Single-walled
    • Had no corrosion protection
  • Very high probability they have corroded and started to leak.

How to identify them:

  • Look for abandoned gas stations (many now empty lots).
  • Surrounded by chain-link fences.
  • Often at busy intersections.
  • Over half of gas stations established before 2000 likely have compromised USTs.
  • Some may still be leaking fuel into nearby aquifers.
53

Natural Effects on Water Quality

11.3 Natural Effects on Water Quality

🧭 Overview

🧠 One-sentence thesis

Natural groundwater chemistry varies widely due to water-rock interactions, and while some constituents are harmless or beneficial at low levels, others—such as fluoride, arsenic, and salt intrusion—can pose serious health risks when geological and hydrological conditions allow them to concentrate.

📌 Key points (3–5)

  • Surface vs. groundwater chemistry: Surface water has limited contact with surrounding materials and typically lower dissolved solids, while groundwater reacts extensively with rock/sediment, leading to higher concentrations of dissolved minerals.
  • Major vs. minor constituents: The seven dominant ions (bicarbonate, sodium, chloride, sulphate, calcium, magnesium, potassium) account for most dissolved solids (~350 mg/L in the example), while minor elements (silicon, iron, fluoride, arsenic) are present at much lower levels but can still cause problems.
  • Natural processes that elevate problem constituents: Base-exchange softening increases fluoride solubility; reducing conditions release arsenic from iron minerals; saltwater intrusion occurs in coastal aquifers.
  • Common confusion: High concentrations of a constituent don't always mean the source rock is rich in that element—water chemistry changes (pH, oxidation state, ion exchange) can make normally insoluble elements become soluble.
  • Why it matters: Natural water quality determines whether a water source is safe and suitable for drinking, agriculture, or industry without treatment.

💧 Groundwater vs. surface water chemistry

💧 Contact time and dissolved solids

  • Surface water (streams, lakes) has limited opportunity to react with surrounding materials.
    • Natural chemical composition (excluding human contamination) is typically not a quality concern.
    • Example from Vancouver Island: surface water contains ~70 mg/L total dissolved solids (about 20% of groundwater levels).
  • Groundwater is in close contact with rock or sediment as it moves through the aquifer.
    • Plenty of opportunity for water chemistry to change via mineral interaction.
    • Example: groundwater from a sandstone aquifer contains ~350 mg/L dissolved solids (equivalent to less than 1/10 teaspoon of salts per litre).
    • For reference: seawater has ~35,000 mg/L dissolved solids (about 7 teaspoons per litre).

🧪 Major constituents

The seven dominant components in most groundwater:

IonTypical concentration (mg/L) in example aquifer
Bicarbonate70–120
Sodium70–120
Chloride70–120
Sulphate~20
Calcium~20
Magnesiumlower
Potassiumlower
  • These seven ions account for the bulk of dissolved solids.
  • Water with over 1000 mg/L dissolved solids is unlikely to be good to drink.

🔬 Minor constituents

  • Present at much lower levels but still important.
  • Most abundant minor element: silicon (Si), followed by iron (Fe) and fluoride (F).
  • The graph uses a logarithmic scale: Fe is less than 1/10 the concentration of Si; aluminum is about 1/100 that of Si.
  • Total contribution of all minor elements: ~6 mg per litre.
  • Surface water minor element concentrations are about 1/5 those of groundwater on average.

🧷 pH and hardness

🧷 pH (hydrogen ion concentration)

pH: a measure of hydrogen ion concentration in water; values below 7 are acidic, above 7 are basic.

  • Most waters have pH in the range 6 to 8.
  • Low pH (acidic water):
    • Not uncommon for surface water to have pH < 6, especially where water drains over rock with even low levels of pyrite (FeS₂).
    • Low pH itself is not necessarily a health concern, but most metals are more soluble at lower pH, so acidic water tends to have higher concentrations of heavy metals (copper, zinc).
    • Acidic water contributes to corrosion of metal pipes in buildings.
  • High pH (basic water):
    • Quite common for surface water to have pH well above 7, especially in areas underlain by limestone.
    • Groundwater can also be acidic or basic.
    • High pH is not typically a problem itself, but can be associated with other issues (e.g., elevated fluoride, as discussed below).

💎 Hardness (calcium + magnesium)

Hardness: a measure of the combined concentrations of calcium and magnesium in water.

  • Water is considered "hard" if hardness is above 80 mg/L (Ca plus Mg expressed as CaCO₃ equivalent).
  • Common in waters from sandy aquifers or limestone aquifers.
  • Problem: Hard water inhibits the activity of soaps and detergents, making washing of clothes or dishes less effective than with soft water.
  • Solution: Water softeners are widely used to remove most Ca and Mg, but they replace them with Na (sodium).
  • Don't confuse: Softened water is not recommended for drinking or cooking because excess sodium consumption is a health risk to many people.

🔧 How water softeners work (ion exchange)

🔧 Adsorption tendency of cations

  • Different ions have different tendencies to be adsorbed (attached onto surfaces) or desorbed from substrates like clay minerals.
  • Adsorption strength (strongest to weakest):
    Ca > Mg > K > Na
  • Calcium ions are much more likely to be adsorbed onto surfaces than sodium ions.

🔧 The softening process

  1. Hard water (high Ca and Mg) is passed through an ion-exchange resin.
  2. Calcium and magnesium ions in solution are preferentially adsorbed onto the resin.
  3. Sodium ions are released into the water.
  4. After some time, most exchange sites are occupied by Ca and Mg, and the system stops working effectively.
  5. Recharging: A sodium-chloride brine is periodically passed through the system. Because of the overwhelming amount of sodium, the Ca and Mg on the exchange sites are replaced by Na, restoring the resin's capacity.

Note: The word is adsorb (attached onto a surface), not absorb (incorporated into a solid). Water is absorbed into a sponge, but ions are adsorbed onto mineral surfaces.

🦠 Iron and its oxidation states

🦠 Ferrous vs. ferric iron

  • Iron can exist in more than one oxidation state; the two most common are:
    • Fe²⁺ (ferrous iron): predominates in low oxidation potential (reducing) conditions; quite soluble.
    • Fe³⁺ (ferric iron): virtually insoluble, except at very low pH (typical of acid rock drainage).

🦠 Iron in groundwater

  • Ferrous iron predominates in groundwater in many situations, especially where there is organic matter or iron-sulphide minerals that consume oxygen.
  • While typical ground and surface waters have iron concentrations around 0.2 mg/L, ferrous iron can be present at up to 10 mg/L in some deep groundwater.

🦠 What happens when iron-rich water reaches the surface

  • When water with high ferrous iron comes to the surface, the iron is quickly oxidized to the ferric state.
  • Ferric iron precipitates as iron oxide and iron hydroxide minerals.
  • Result: Rusty stains at discharge points (e.g., where groundwater emerges from a sandstone aquifer) and in kitchen/bathroom fixtures where the water source is anoxic and iron-rich.
  • Example: Rusty stains associated with discharge of iron-bearing groundwater from a sandstone aquifer on Vancouver Island.

🦷 Fluoride: beneficial at low levels, harmful at high levels

🦷 Health effects of fluoride

  • Beneficial: Fluoride is beneficial for dental health at low levels.
  • Harmful: Too much fluoride can lead to:
    • Discolouration and malformation of teeth.
    • Crippling skeletal problems after decades of excessive exposure.
  • Maximum acceptable concentration (MAC): 1.5 mg/L internationally.

🦷 Typical fluoride levels

  • Almost all surface water and most groundwater has less than 0.5 mg/L (<500 μg/L) fluoride.
  • Some groundwater has over 1.5 mg/L, exceeding the MAC.

🦷 Why fluoride levels become elevated: base-exchange softening

  • Don't confuse: Elevated fluoride is not necessarily because the aquifer materials have particularly high fluoride levels.
  • Instead, water-rock interactions make fluoride more soluble than under normal conditions, allowing fluoride to become elevated even where there is relatively little fluorine in the surrounding material.

Base-exchange softening process (similar to what happens in a water softener):

  1. Most sandy aquifers include clay minerals, which are effective at ion adsorption.
  2. When water flows through a sandstone aquifer with abundant adsorbed sodium ions, calcium ions in the water replace the sodium on clay-mineral adsorption sites.
  3. This leads to:
    • Softening of the water (more dissolved Na, less dissolved Ca).
    • Higher pH.
  4. Fluoride is relatively soluble under those conditions (high Na, low Ca, high pH), so fluoride levels increase.

🦷 Example: pH vs. fluoride relationship

  • Water samples from a sandstone aquifer on Vancouver Island show pH ranging from 5.5 to nearly 9.5.
  • At low pH, fluoride levels remain well below 1 mg/L.
  • Water affected by base-exchange softening (increased Na, decreased Ca, increased pH) has higher fluoride levels—in many cases higher than the 1.5 mg/L MAC.

☠️ Arsenic contamination

☠️ Typical arsenic levels and the MAC

  • In most ground and surface waters, arsenic (As) concentrations are typically below 5 μg/L.
  • International maximum acceptable concentration (MAC): 10 μg/L.
  • In some situations, arsenic levels can get much higher.

☠️ The Bangladesh arsenic crisis

Background:

  • In the floodplain of the Ganges and Brahmaputra Rivers in Bangladesh, over 100 million residents extract groundwater from small "tube wells" (wells with diameters less than ~10 cm).
  • About 8 million such wells were installed between 1960 and 1990, many with assistance from UNICEF.
  • Prior to that, most rural Bangladeshis relied on surface water contaminated by bacteria and viruses, causing major gastrointestinal illnesses.
  • Groundwater provision was celebrated as a major public health success because sediments filter out many bacterial and viral contaminants.

The problem discovered:

  • In the mid-1990s, many tube wells in Bangladesh were found to have As levels above 50 μg/L.
  • As many as 20 million Bangladeshis are at risk of arsenic poisoning.
  • Health outcomes: cancer, diabetes, thickening of the skin, liver disease, digestive problems.

☠️ Why arsenic levels are high: reducing conditions

  • Like iron, arsenic can have varying oxidation states:
    • As³⁺ (arsenite): much more soluble.
    • As⁵⁺ (arsenate): less soluble.
  • High arsenic levels are directly related to the degree of oxidation of the water in the aquifer.

The mechanism:

  1. Most tube wells penetrate ancient unconsolidated sand and gravel river sediments (quartz, feldspar, mica) that also include extensive peat layers.
  2. Oxygen is consumed as organic matter in the peat reacts with groundwater.
  3. This generates reducing conditions that result in:
    • Dissolution of the mineral limonite (FeOOH) to soluble ferrous iron (Fe²⁺).
    • Release of arsenic that was adsorbed onto the limonite.
  4. The same reducing conditions ensure arsenic remains in the more soluble arsenite (As³⁺) state, rather than the less soluble arsenate (As⁵⁺) state.

Don't confuse: The arsenic problem is not because the sediments are unusually rich in arsenic—it's because the reducing conditions caused by organic matter make arsenic soluble and release it from iron minerals.

🌊 Saltwater intrusion in coastal aquifers

🌊 The fresh-salt water interface

  • Many important aquifers are in coastal areas, but aquifers close to a coast are at risk from intrusion by salt water.
  • Groundwater beneath the ocean is salty; groundwater beneath the land is fresh.
  • Because fresh water is less dense than salt water, the fresh groundwater in near-shore areas exists in a lens that is approximately 40 times as deep as the height of the water table above the ocean surface.

🌊 Well placement and overuse risks

  • A well drilled within the fresh lens (well A in the example) will produce fresh water.
  • A well that penetrates into the salty groundwater (well B) will produce salt water.
  • Risk: Well A is at risk of producing salt water if it is overused, as that will draw the water table down and bring the fresh-salt interface up.

🌊 Case study: Miami and the Biscayne Aquifer, Florida

Why the area is prone to intrusion:

  1. Very subdued topography: Much of southern Florida is only a few metres above sea level.
  2. High permeability: The main near-surface aquifer (Biscayne Aquifer) includes limestone units with significant porosity and permeability related to dissolution that took place when the unit was above the surface.
  3. Dense population: Most public water supply is extracted from wells in the Biscayne Aquifer.
  4. Wetland drainage: Starting in the 19th century, large areas of the Everglades wetlands were drained to create land for agriculture and urban expansion. The consequent drop in water level allowed sea water to flow inland.
  5. Canals: Draining the wetlands was largely accomplished by building canals, which have allowed sea water to extend well inland and then seep into the underlying aquifer.

Extent of intrusion:

  • As of 2011, about 1200 km² were affected.
  • Salt extended further inland in some areas in 1955—particularly along canals—but steps have been taken in recent decades to restrict inland flow of salt water in the canals, and some areas have recovered.

Future threat:

  • Sea level rise resulting from climate change is going to exacerbate the salt water intrusion problem in southern Florida and in many other low-relief coastal areas around the world.

🌫️ Turbidity and pathogen protection

🌫️ What turbidity measures

Turbidity: a measure of the amount of solid matter—clay, silt, and fine-grained organic matter—suspended in water.

  • Turbid water may look cloudy, although at relatively low turbidity levels (which can still be dangerous) turbidity isn't detectable without an instrument.
  • Measurement: Turbidity is typically determined using a nephelometer (from the Greek word nephele, for cloud), which measures the amount of light scattered (blocked) by particulate matter. The unit is NTU (nephelometric turbidity unit).
  • Conversion to total suspended solids (TSS): There is no standard factor, as it varies from one water body to another. Example for the North Saskatchewan River: TSS (mg/L) = 3.4 × NTU.

🌫️ Why turbidity is a health risk

  • Not because the particles themselves are dangerous, but because they inhibit the effectiveness of disinfection processes.
  • In turbid water, biological pathogens attached onto clay mineral grains are effectively protected from chlorine or ozone disinfection, or they can be hidden from ultraviolet radiation.

🌫️ Sources of turbidity

  • Groundwater is rarely turbid because of inherent self-filtering by the aquifer.
  • Surface water is often turbid, especially in:
    • Regions with steep terrain.
    • Following a storm or debris flow.
    • Glacier-sourced streams (example: turbid waters in the Canadian Rockies).
  • Most turbidity results from natural processes, but it can be exacerbated by human activities (farming, logging, construction).

🌫️ Management and boil-water advisories

  • Although it may not seem serious, elevated turbidity is one of the most common reasons for boil-water advisories.
  • Water suppliers that rely on surface water need to monitor turbidity carefully and continuously and ensure filtration measures are effective.
  • Some water suppliers maintain a surface water supply for most of the year but have backup groundwater wells to draw upon when turbidity of the surface water is too high.

🌫️ Example: North Battleford incident (2001)

  • In March and April 2001, a device for removing particulates from the municipal water supply in North Battleford (on the North Saskatchewan River) malfunctioned.
  • The situation continued for several weeks (unknown to operators).
  • Because of the high turbidity, the disinfection system (chlorination) was unable to sufficiently reduce the level of the microorganism Cryptosporidium parvum from the water.
  • Result: Over 6000 residents became ill with gastroenteritis.

Don't confuse: Turbidity itself is not toxic—the danger is that it shields pathogens from disinfection, allowing them to survive and cause illness.

54

Groundwater

11.4 Groundwater

🧭 Overview

🧠 One-sentence thesis

Groundwater flows slowly through porous and permeable geological materials, forming aquifers that are intimately connected to surface water and must be managed carefully to protect both human water supplies and ecosystems.

📌 Key points (3–5)

  • What groundwater is: water stored in open spaces within sediments and rocks, mostly accessed within the first 100 metres of the surface.
  • Porosity vs permeability: porosity measures how much water can be stored (open space percentage); permeability measures how easily water can flow through the material.
  • Aquifer vs aquitard: an aquifer has high enough permeability to extract water easily; an aquitard has too little permeability to be useful—but this distinction is subjective and depends on user needs.
  • Common confusion: groundwater does not flow in underground streams or lakes (except in limestone karst); it flows very slowly through pores and fractures, often only centimetres per year.
  • Groundwater and surface water are linked: pumping groundwater reduces surface water flow somewhere in the drainage basin; protecting aquifers is essential for protecting streams and ecosystems.

🪨 Porosity: how much water can be stored

🪨 What porosity measures

Porosity: the percentage of open space within an unconsolidated sediment or a rock.

  • Porosity is calculated as the volume of open space compared to the total volume of rock.
  • It tells us how much water a geological material can hold, not how easily water can move through it.

🔹 Primary vs secondary porosity

  • Primary porosity: spaces between grains in sediment or sedimentary rock.
  • Secondary porosity: porosity that develops after the rock forms, including:
    • Fracture porosity (space within fractures in any rock type).
    • Vesicles in volcanic rock (open spaces from gas bubbles in molten lava).

📊 Typical porosity values

Material typePorosity rangeNotes
Unconsolidated sedimentsHigher (up to 70% for silt/clay)No cement; not strongly compressed
Finer-grained materialsGreater porositySilt and clay can reach 70%
Coarser materialsLower porosityGravel has less open space
Well-sorted sedimentsHigher primary porosityFewer small particles to fill gaps
Poorly sorted sedimentsLower porositySmaller particles fill spaces between larger ones
Glacial tillRelatively lowWide range of grain sizes; compressed under ice
Sedimentary rocks10–25%Consolidation and cementation reduce primary porosity
Igneous/metamorphic rocksLowest primary porosityCrystals interlock; most porosity is secondary (fractures)
Well-fractured volcanic rocks and dissolved limestoneHighest potential porosityCavernous openings from dissolution
  • Don't confuse: unconsolidated sediments generally have higher porosity than their consolidated rock equivalents (e.g., sand vs sandstone).

🌍 Groundwater is everywhere

  • Almost all rocks have some porosity and therefore contain groundwater.
  • Sedimentary rocks and unconsolidated sediments cover about 75% of the continental crust, averaging a few hundred metres thick with around 20% porosity on average.
  • This means a huge volume of water is stored underground.

💧 Permeability: how easily water can flow

💧 What permeability measures

Permeability: related to the sizes of pore spaces, their shape, and how they are interconnected; determines how easily water can flow through the material.

  • Larger pores → less friction between water and pore walls → higher permeability.
  • Smaller pores → more friction and more twists and turns → lower permeability.
  • Permeability is the most important variable in controlling groundwater flow rate and aquifer quality.
  • Expressed in metres per second (m/s), also called hydraulic conductivity (K).

📊 Typical permeability values

Material typePermeability rangeNotes
Unconsolidated materialsGenerally more permeableCompare sand with sandstone
Coarser materialsMore permeableSand more permeable than silt or clay
Unfractured intrusive igneous and metamorphic rocksLeast permeable10⁻¹² m/s (0.000000000001 m/s)
Unfractured mudstone, sandstone, limestoneLow permeabilityVaries by degree of sorting and cementation
Fractured volcanic rocksHighly permeableEspecially if fractured
Dissolved limestoneHighly permeableSolutional openings along fractures and bedding planes
  • Permeability ranges from 10⁻¹² m/s to approaching 1 m/s.

🔬 Why grain size matters

  • Water molecules (H₂O) are polar: positively charged near hydrogen atoms, negatively charged near oxygen.
  • Silicate mineral surfaces have a slight negative charge, creating adhesive forces that hold water to grain surfaces.
  • Large grains (sand): large pores; most water is free to move (high permeability).
  • Small grains (silt, clay): small pores; more water is held by adhesion to grain surfaces (low permeability).
  • Example: In sand, most water in pores is not affected by adhesion and can flow freely; in clay, much of the water is held near grain surfaces and cannot move easily.

🔄 Groundwater and surface water connections

🔄 Exchange between groundwater and surface water

  • Surface water and groundwater are both active parts of the hydrologic cycle.
  • Water within a watershed is all linked; there is ongoing exchange between streams, lakes, and groundwater.

💦 Recharge and discharge

  • Recharge: water from streams or percolating downward from the surface enters an unconfined aquifer.
  • Discharge: when the water table is higher, water flows from the aquifer into streams, supplementing stream flow.
  • The water table is the upper limit of the zone of saturation in an unconfined aquifer.
  • The water table intersects the surface where there is a stream or lake.

🐟 Case study: Nile Creek

  • Nile Creek (Vancouver Island) has strong year-round flow and supports pink salmon.
  • Water samples showed sharp changes in temperature and conductivity as the stream flows through a deep valley.
    • Summer: stream water cools from ~14°C to ~9°C; conductivity increases from ~60 to >75 μs/cm.
    • Winter: cold stream water becomes warmer; conductivity increases similarly.
  • Interpretation: 70–90% of summertime flow is groundwater from the Quadra Sand aquifer; 20–30% in winter.
  • The significant groundwater contribution is key to the stream's success as salmon habitat.
  • Implication: to protect streams, we must also protect surrounding aquifers.

🏞️ Aquifers and aquitards

🏞️ Definitions

Aquifer: a body of sediment or rock with sufficiently high permeability that water can be easily extracted using a well.

Aquitard (or confining layer): a body with too little permeability to be useful as a water source.

  • The distinction is subjective and depends on the user's water needs.
  • Example: a low-permeability layer may be an aquifer for a user with minimal water needs, but an aquitard for a user with significant water needs.

🔓 Unconfined vs confined aquifers

TypeDescriptionWater level in well
Unconfined aquiferWater table is the upper boundary; water can enter from aboveWater level equals the water table at that location
Confined aquiferOverlain by a confining layer (aquitard); water enters only where the aquifer is exposed at the surfaceWater is under pressure; may rise above the top of the aquifer

🌊 Artesian wells

  • Artesian well: water in a confined aquifer is under pressure and rises above the upper surface of the aquifer.
  • Flowing artesian well: the potentiometric surface (pressure level) is above ground surface, so water flows out without pumping.
  • The potentiometric surface is the level to which water would rise in a well at any location in a confined aquifer.

🌀 Groundwater flow

🌀 Flow direction and hydraulic head

  • Groundwater flows from areas of high hydraulic head (high water table or potentiometric surface) to areas of lower hydraulic head.
  • Groundwater divide (no-flow boundary): where the slope of the water table changes direction; water does not flow across it.
  • Groundwater flow lines always cross hydraulic head contour lines (equipotential lines) at right angles.

📐 Darcy's equation

  • French engineer Henri Darcy (1856) derived a method to estimate groundwater flow volume:
    • Q = K × i × A
      • Q = volume of groundwater flow (m³/s)
      • K = permeability (m/s)
      • i = hydraulic gradient (dimensionless: change in head / distance)
      • A = cross-sectional area of aquifer perpendicular to flow (m²)

🚰 Darcy flux and groundwater velocity

  • Darcy flux (q): volume per unit time per unit area of aquifer.
    • q = Q/A = K × i
    • Units: m/s (or cm/day, ft/minute).
    • Not the actual velocity of water, but an estimate of volume passing through each unit area.
  • Actual groundwater velocity (V): the rate at which water moves through pores.
    • V = (K × i) / n
      • n = porosity (as a proportion, e.g., 0.1 for 10%)
    • Water can only pass through pores, not the entire cross-sectional area.

🧮 Example calculation

  • Scenario: water table elevation at well = 90 m; at stream = 70 m; distance = 250 m.
  • Hydraulic gradient: i = (90 - 70) / 250 = 0.08 (dimensionless).
  • Permeability: K = 0.00001 m/s; porosity: n = 0.25.
  • Velocity: V = (0.00001 × 0.08) / 0.25 = 0.0000032 m/s = 0.276 m/day.
  • Time to travel 250 m: 250 / 0.276 ≈ 361 days.
  • Groundwater moves slowly; it would likely take longer because flow paths are not straight.

🐢 Groundwater flows very slowly

  • Except in limestone karst regions, groundwater does not flow in underground streams or form underground lakes.
  • It flows very slowly through pores in granular sediments or fractures in solid rock.
  • Flow velocities of several centimetres per day are possible in permeable sediments with significant gradients.
  • In many cases, permeabilities and gradients are lower: groundwater may flow at only a few centimetres per year, or even millimetres per year.
  • Don't confuse: groundwater is not like surface streams; it moves through tiny pore spaces at extremely slow rates.

🚨 Practical implications

🚨 Cone of depression

  • When a well is pumped faster than water can flow into it, the water level in the well drops and a cone of depression develops around the well.
  • If pumping is excessive, nearby wells may go dry.

⚠️ Contamination and protection

  • Example: Joe's Gas Station has a leaking underground storage tank; fuel components can mix with groundwater and contaminate a nearby stream.
  • Because groundwater flows slowly, it may take months or years for contamination to reach a stream.
  • Calculation: using the velocity equation, one can estimate how long contaminated groundwater will take to reach surface water.

🌊 Groundwater is the base of drainage basin flow

  • Groundwater is the basis for water movement in a drainage basin—literally, the base.
  • Water that cannot flow out underground will flow into low spots, contributing to streams and lakes.
  • Pumping any amount of groundwater takes away from surface water somewhere in the basin (unless the water is later returned).
  • Groundwater and surface water are really all the same thing.
  • We need to be careful not to use so much groundwater that we negatively affect other users, including ecosystems.
55

Streams and Stream Flow

11.5 Streams and Stream Flow

🧭 Overview

🧠 One-sentence thesis

Understanding stream flow patterns—shaped by drainage basins, climate, and seasonal variations—is essential for managing water supply and balancing human needs with ecosystem health.

📌 Key points (3–5)

  • What a stream system includes: a stream (any size of flowing surface water), its drainage basin (the area contributing water), and the base level (lowest point it can erode to).
  • How hydrographs reveal flow patterns: discharge graphs show timing and volume of flow, reflecting rainfall, snowmelt, and glacial melt across seasons.
  • Climate shapes flow: cold/dry climates produce spring/summer snowmelt peaks; warm/wet climates produce autumn/winter rain peaks.
  • Common confusion: natural vs managed watersheds—dams and reservoirs alter natural hydrographs to provide more consistent year-round supply.
  • Why water quality matters: pristine wilderness watersheds need less treatment than those with agriculture, industry, or human habitation.

💧 Stream system fundamentals

💧 What defines a stream and its drainage basin

A stream is a body of flowing surface water of any size, ranging from a tiny trickle to a mighty river.

The drainage basin is the area from which water flows to form a stream.

  • Water in a drainage basin comes from precipitation (rain or snow).
  • Some water returns to the atmosphere via evaporation or transpiration.
  • The rest either flows across the surface into the stream or infiltrates to become groundwater that slowly flows toward the stream.
  • Don't confuse: some groundwater may cross into an adjacent drainage basin via groundwater flow.

🏔️ Base level and gradient

Base level: the lowest elevation a stream can reach; it cannot erode below this level unless the receiving stream erodes deeper.

  • Example: the Ashnola River's base level is 440 m at the Similkameen River.
  • Gradient describes steepness: the Ashnola has steep sections (50 m/km or more) and flat sections (6 m/km or less).
  • Valley shape is controlled by tectonic uplift, stream erosion, mass wasting, and glacial episodes.

🌊 Drainage basin divides

  • The boundary between two drainage basins is the height of land between them.
  • A drop of water falling on the divide could flow into either basin.
  • Example: Metro Vancouver's water comes from three drainage basins on the north shore of Burrard Inlet, each separated by divides.

📊 Understanding hydrographs

📊 What a hydrograph shows

  • A hydrograph plots stream flow rate (discharge) on the y-axis and date on the x-axis.
  • Flow rate can be measured at specific intervals (hourly) or averaged (daily, weekly, monthly).
  • Hydrographs reflect the timing of rainfall input and the melting of snow and glacial ice.

📊 Reading discharge patterns

  • Discharge is measured in cubic meters per second (m³/s).
  • The shape of the hydrograph reveals when water enters the system and how much.
  • Understanding flow characteristics is critical for managing water supply against demand.

🌡️ Climate and seasonal flow patterns

❄️ Cold, dry climate pattern (Ashnola River example)

  • Winter/fall: low discharge (1–3 m³/s) when the basin is frozen and precipitation falls as snow.
  • Spring: high discharge (over 50 m³/s) when snow melts rapidly, sometimes with rainfall.
  • Summer: gradual decrease from May through August, with minor peaks from summer rains.
  • The hydrograph is dominated by spring and summer snowmelt.

🌧️ Warm, wet climate pattern (Englishman River example)

  • Most precipitation comes as rain in autumn and winter; summers are dry.
  • Snow accumulation occurs only in upper parts of the basin; very little snow lasts beyond April.
  • Summer: consistently low flows.
  • Autumn/winter: strong peaks related to steady winter rain and specific rainstorm events.

🏔️ Mixed pattern (Capilano River example)

  • Similar to warm/wet pattern but with sustained summer flow.
  • Higher-altitude areas (above 800 m, peaks around 1500 m) accumulate thick snow.
  • Significant meltwater flow continues into early July.

🏗️ Natural vs managed watersheds

🏗️ What managed watersheds do

Managed watersheds are drainage basins in which humans have created structures to alter the natural hydrograph to make more water available across the whole year.

  • Dams create large reservoirs that store water for times when stream flow is low.
  • This addresses the problem that natural rivers have periods of ample flow and periods of low flow.
  • During low-flow periods, limited water extraction is possible before unacceptable stress is put on the ecosystem.

🏗️ Example: Metro Vancouver system

  • Three drainage basins with large reservoirs created by dams.
  • The reservoirs provide water storage for low-flow times.
  • The area is now a wilderness off-limits to the public and industry.
  • Past logging occurred but is no longer permitted.

🧪 Water quality and treatment

🧪 Pristine vs contaminated sources

Watershed typeContamination riskTreatment needs
Wilderness (no human access)Minimal human contaminationFiltration for suspended clays; disinfection (UV, ozone, chlorine)
Industry, agriculture, recreation, habitationIndustrial toxins, farming chemicals, animal wastes, highway runoff, human wastes, landfill effluentMuch greater care; check for and remove multiple contaminants

🧪 Why filtration is needed even in pristine systems

  • Heavy flow during some times of year makes water cloudy with suspended clays.
  • Suspended matter limits the effectiveness of disinfection measures (UV light, ozone, chlorine).
  • Water entering the system may be as free as possible from human contamination, but still needs treatment.

🧪 Citizen responsibility

  • Find out where your water comes from (river location, groundwater wells, aquifer depth).
  • Identify potential contamination sources: agriculture, logging, sewage treatment plants, landfills, industry, urbanization.
  • Learn how water is treated and how often it is tested.
  • Contact municipal or corporate officials if information is not readily available.
56

Karst Landscapes and Systems

12.1 Karst Landscapes and Systems

🧭 Overview

🧠 One-sentence thesis

Karst landscapes form through chemical dissolution of soluble bedrock by slightly acidic water, creating unique three-dimensional systems with interconnected surface and subsurface features that support specialized ecosystems and provide critical water resources worldwide.

📌 Key points (3–5)

  • What drives karstification: chemical dissolution of soluble bedrock (limestone, marble, gypsum) by water enriched with carbon dioxide from atmosphere and soil.
  • Key requirements: water and CO₂ are essential; without water there would be no karst or caves.
  • Systems approach needed: karst is a three-dimensional landscape with interlinked geosphere, hydrosphere, atmosphere, and biosphere components.
  • Common confusion: caves are only a tiny portion (less than 0.01%) of karst cavities and should not be studied in isolation from the broader karst system.
  • Global significance: 15-20% of Earth's surface is underlain by soluble bedrock; karst aquifers provide 25% of US groundwater and support unique ecosystems.

🧪 Chemical dissolution process

🧪 The carbon dioxide cascade

Karstification: a process dominated by chemical dissolution of soluble bedrock.

The dissolution follows a specific chemical pathway:

  • Carbon dioxide from the atmosphere dissolves in rainwater.
  • Water becomes further enriched in CO₂ as it infiltrates through soil (especially organic-rich soils).
  • Result: slightly acidic surface water and groundwater.

Chemical reactions:

  • Water plus carbon dioxide forms carbonic acid (H₂O + CO₂ → H₂CO₃).
  • Carbonic acid reacts with limestone to form calcium and bicarbonate ions (CaCO₃ + H₂CO₃ → Ca²⁺ + 2HCO₃⁻).

🪨 From cracks to caves

  • Acidic water contacts limestone or other soluble bedrock.
  • Existing fractures or crevices are preferentially widened.
  • Larger cracks allow more water flow and more dissolution.
  • Mechanical erosion occurs as loose rock fragments rub against opening sides.
  • Some openings eventually form caves.

Don't confuse: Chemical dissolution is the dominant process, but mechanical erosion also plays a role once openings widen.

🌍 Factors controlling karst development

🌍 Bedrock attributes

FactorHow it affects karst
Chemical purityGreater percentage of calcite (CaCO₃) → greater dissolution potential
FracturingEnhances water flow; provides preferential sites for conduit development
ThicknessDetermines three-dimensional shapes of karst landscapes
Geometrical shapeConfiguration (tilted, folded, interbedded) influences landscape patterns

🌱 Soil cover role

Soils can either enhance or inhibit karst development:

Enhancement:

  • Organic-rich soils (forest floor, swamp) have higher CO₂ levels.
  • Make rainfall or surface water more acidic.
  • Result: enhanced dissolution.

Protection:

  • Thick, relatively impermeable soils (compacted glacial till) protect bedrock from dissolution.
  • Glacial tills rich in carbonate material buffer rainfall, reducing natural acidity.

⛰️ Hydraulic head

  • Hydraulic head = elevation change in topography.
  • Drives water flow through the system.
  • Soluble bedrock extending from high to low elevation (great topographic relief) has greater karst potential.
  • Uniform lower elevation = less potential for karst development.

Example: A limestone unit extending from mountain top to valley floor will develop more extensive karst than one occurring only at valley bottom.

💧 Karst as a three-dimensional system

💧 Systems approach requirement

A karst system is a three-dimensional landscape with interlinked sub-components and continual interchange of materials and energy.

Four interconnected components:

  • Karst geosphere: bedrock and soil.
  • Karst hydrosphere: water in all forms.
  • Karst atmosphere: air and gases.
  • Karst biosphere: all living organisms.

Without this systems approach, we cannot fully understand karstification processes or appreciate resource values.

🦇 Karst ecosystems

Karst ecosystems or karst biota: all plants and animals living in or using karst, including surface epikarst cavities, cave ecosystems, cave entrance zones, and the broader karst landscape.

Specialized organisms:

  • Some cave dwellers are so specialized they cannot live outside underground niches.

Opportunistic users:

  • Bats use caves for roosts or hibernation sites.
  • Deer and bears use sinkholes and cave entrances for thermoregulation (cooler in summer, warmer in winter).
  • Fish use cave and conduit systems for spawning, shade, or protection from predators.
  • Stable, cool water temperatures support diverse aquatic organisms.

🗺️ Global distribution and importance

🗺️ Worldwide occurrence

  • Approximately 20% of land area underlain by carbonate bedrock has potential to form karst.
  • Almost one-third is unsuitable for present-day karst development due to unfavorable climate, burial with overlying materials, and low relief.
  • Most karst-rich regions: Southeast Asia, Europe, Central America, Southeast US.

🇨🇦 North American examples

Canada:

  • 10-15% underlain by limestone, dolomite, and evaporate rocks.
  • One of the widest ranges of karst types in the world.
  • Examples: gypsum karst (Nova Scotia), halite karst (Saskatchewan), forested karst (coastal British Columbia), alpine karst (Canadian Rockies), arctic karst (far north).

British Columbia:

  • Approximately 10% underlain by carbonate rocks with karst potential.
  • Best-known karst along Pacific Coast (Vancouver Island, Haida Gwaii).
  • Forested karst characterized by abundant rainfall, mild temperatures, well-developed surface features, cave systems, large coniferous trees, thick vegetation, mature soils.

💦 Critical resource values

Water supply:

  • Karst aquifers provide main water source in many parts of the world.
  • 25% of US groundwater comes from karst.

Scientific value:

  • Caves are sites for unique subterranean habitats (many unexplored).
  • Depositories for critical information on past life forms (fossils), ancient cultures, and paleoclimates.

Don't confuse: Karst is not just about caves—caves represent less than 0.01% of karst cavities and must be understood as part of the larger interconnected system.

57

Karst Landscapes, Landforms, and Surface Features

12.2 Karst Landscapes, Landforms, and Surface Features

🧭 Overview

🧠 One-sentence thesis

Karst landscapes exhibit distinctive surface features and hydrological behavior controlled by soluble bedrock dissolution, creating internally drained systems where water moves vertically through interconnected openings rather than flowing across the surface.

📌 Key points (3–5)

  • What controls karst variation: soluble bedrock type, climate (precipitation and temperature), geographic position, soil cover, and vegetation—landscapes may reflect past rather than present conditions.
  • Scale of features: karst features range from millimeter-scale karren (dissolution channels) to kilometer-scale sinkholes and poljes; classification is based on morphology rather than origin.
  • Three-dimensional structure: exokarst (surface features), epikarst (critical 10-30 m subsurface zone), and endokarst (underground caves) form an interconnected system.
  • Common confusion: karst features often nest within each other (compound features)—describe from outermost to innermost rather than forcing single classifications.
  • Hydrological difference: karst landscapes are internally drained with minimal surface flow; water infiltrates vertically through epikarst rather than flowing horizontally as streams.

🌍 Karst landscape diversity

🌍 What shapes different karst landscapes

Karst characteristics vary depending on multiple interacting factors:

  • Bedrock type: the kind of soluble rock present
  • Climate: precipitation amount and temperature patterns
  • Geographic position: both global location and local topography
  • Soil materials: type and thickness of overlying sediment
  • Vegetation cover: plant communities present

🗺️ Regional karst types

The excerpt describes several distinct karst landscape types:

Region/SettingKarst TypeCharacteristics
BC coastShoreline karstCoastal environment
BC low-mid elevationForested karstTree-covered landscapes
BC interiorCovered karstSediment-mantled
BC/Rockies high elevationAlpine karstMountain settings
ChinaTower karstSteep vertical towers (Guilin)
JamaicaCockpit karstDepression-dominated
CubaCone karstConical hills
Arctic/desertVarious typesExtreme climate adaptations

⏳ Relict landscapes

The characteristics of karst landscapes may not always represent present day conditions and could have developed under different climate, geomorphic, soil cover, and vegetation conditions—processes not in evidence today.

  • Don't assume current conditions created the landscape you see.
  • Past climates or processes may have shaped features that persist today.
  • Example: A karst landscape in a temperate region might have features formed during a wetter or warmer period.

🪨 Small-scale surface features (karren)

🪨 What karren are

Karren (a German term): the complex array of solutional forms and patterns generally found on limestone surfaces, collectively describing linear channels, furrows or grooves that form on soluble rock outcrops or rock faces.

  • Size range: millimeters to centimeters
  • Form on exposed limestone and other soluble rock surfaces
  • Classification based primarily on morphological characteristics and sizes

🔍 Types of karren

The excerpt lists several karren varieties:

  • Rillenkarren: shallow channels with sharp ridges 2-3 cm apart
  • Rundkarren (or "runnels"): rounded channels separated by rounded ridges
  • Rinnenkarren: flat-bottom grooves a few centimeters deep
  • Spitzkarren: large grooves extending down steep spires

Example: On a steep limestone slope, you might see rundkarren—rounded channels carved by dissolution, separated by rounded ridges between them.

🕳️ Large-scale surface features

🕳️ Classification challenges

  • Identifying and classifying larger karst features is "just as confusing" as small-scale features.
  • Most classification is based on morphological characteristics (shape and dimensions) rather than genetic origin.
  • In some cases, function (e.g., input/output of water and air) is also used.

📋 Common large-scale features

FeatureDefinition/Description
Sinkhole (doline)Topographically closed depression, circular or elliptical, with steep to vertical sidewalls
SwalletPoint where a stream sinks underground, sometimes forming a cave entrance
Dry valleyLinear valley that did (or occasionally does) contain a stream
Karst canyonSteep-sided canyon with distinctive surface erosional features (e.g., scalloping)
Karst springSite where underground stream emerges from bedrock, sometimes a cave entrance
PoljeLarge flat-bottomed karst depression with water flowing at the bottom
GrikeLinear, narrow, deep slot formed by dissolution along a pre-existing fracture
Solution tubeCircular or elliptical, steeply inclined tube formed by dissolution

🪆 Compound (nested) features

In many cases several karst features can occur at the same site and can be nested within each other. These are termed compound karst features.

How to describe compound features: Go from the outermost enclosing feature toward the center.

Example: A sinkhole contains a swallet (sink point), and this sink point is large enough to enter, making it also a cave entrance. Describe it as: "a sinkhole in which there is a swallet, this sink point is in turn large enough to enter and is therefore a cave entrance."

Other nesting examples:

  • Cave entrances along the base of a karst canyon
  • Springs and sink points along the sides of a polje
  • Swallets and springs along the base of a dry valley

🔗 Three-dimensional karst structure

🔗 The three zones

Exokarst: all features found on the surface of the karst landscape, ranging from small-scale to large-scale (e.g., karren to sinkholes to poljes).

Endokarst: all components of underground karst including the smallest cavities, cave formations, erosional features, and large cave passages.

Epikarst: a zone of solutionally-enlarged openings or fractures that extends for up to 10-30 m below the surface and connects the exokarst to the endokarst.

These three terms help explain the three-dimensional nature of karst systems.

🌊 Epikarst: the critical linkage zone

What makes epikarst important:

  • It is the zone where water, air, and other materials (sediment, organic debris, nutrients) transfer from surface to subsurface.
  • It is not always obvious but is usually present in some form.

Factors controlling epikarst thickness and character:

  • Climate
  • Precipitation rates
  • Bedrock properties
  • Time since last glaciation
  • Elevation and relief
  • Groundwater circulation
  • Vegetation type

💧 Epikarst hydrology

How water moves through epikarst:

  • Collects surface water by diffuse infiltration—water percolates vertically through openings in bedrock.
  • Gradually enlarges openings by solutional processes.
  • Openings are usually larger near the surface and gradually diminish or close off at depth.
  • Water typically loses its solutional power or aggressiveness as it percolates through bedrock.

Water storage function:

  • The closing-off effect can make the epikarst zone a site of temporary water storage before directing or leaking water flow to the subsurface.

🌱 Epikarst as habitat and sediment trap

  • The epikarst zone is a habitat site for karst biota as it contains many of the karst biospaces in the three-dimensional landscape.
  • In glaciated areas (e.g., BC), the epikarst zone can be partially or completely filled with sediment injected during glacial events or subsequent weathering.
  • Sediment may reduce water percolation rates unless compaction cracks or other openings form.
  • Sediment (especially if disturbed) will gradually move through the epikarst into the subsurface—"the karst is almost analogous to a landscape vacuum cleaner!"

🔓 Karst 'openness' and connectivity

The concept of karst 'openness' or the connectivity within a karst system is a key factor controlling the degree and rate of changes that can occur between various components of the system.

Why openness matters for human activities:

  • The epikarst zone can rapidly transport materials into underlying karst conduits and subsurface cavities.
  • Materials transported include: water, nutrients, soil, organic debris, and pollutants.
  • This has important implications for any human development activities on the surface of karst.

🕳️ Karst sinkholes in detail

🕳️ What sinkholes are

Karst sinkholes: naturally enclosed funnel-shaped depressions that are the prime diagnostic features of a karst landscape.

  • Size range: a few meters in diameter up to a kilometer or so.
  • Typically have steep to subvertical sidewalls.
  • Depth: a few meters to hundreds of meters deep.
  • European term: "dolines" (used to distinguish karst sinkholes from those formed by other processes, e.g., mine collapse).

💦 Sinkhole hydrology

How sinkholes function as vertical watercourses:

  • Can function as sink points for discrete streams (i.e., swallets).
  • Act as sites of surface water concentration—water falling onto the rim and sidewalls flows toward the center and base.
  • Think of karst sinkholes as vertical watercourses or upturned streams, as opposed to horizontal watercourses on non-karst landscapes.
  • This makes sense because most karst landscapes are devoid of surface water flow and are internally drained.

🛠️ Three formation mechanisms

MechanismHow it worksCharacteristics
SolutionSoluble bedrock dissolves at a point location, becoming a localized site for water concentration; progressively more dissolution forms a funnel-shaped sinkholeMost common type
CollapseSoluble bedrock falls into a cavity or cave belowSub-vertical and fractured bedrock sidewalls
SuffosionLoose soil materials are transported by gravity and water flow into cavities within underlying karst layerOverlying soil materials form funnel-shaped sinkholes

Example: A collapse sinkhole forms when the roof of an underground cave suddenly falls in, creating a steep-walled depression with exposed fractured bedrock and possibly a visible cave passage at the base.

🪨 Sinkholes in covered karst

  • Where the karst surface is covered by surficial materials, sinkholes will still form.
  • This creates steep, and in some cases, unstable sidewalls.

Don't confuse: Sinkholes in covered karst (soil-mantled) can look different from those in bare rock karst, but both are formed by the same underlying dissolution and collapse processes.

58

Karst Hydrogeology

12.3 Karst Hydrogeology

🧭 Overview

🧠 One-sentence thesis

Karst aquifers operate fundamentally differently from non-karst groundwater systems because water infiltrates vertically through fractures and conduits rather than flowing horizontally over the surface, creating unique storage, flow, and discharge patterns that require specialized investigation and management approaches.

📌 Key points (3–5)

  • How karst differs from non-karst: In karst landscapes, precipitation infiltrates vertically through fractures and conduits in soluble bedrock rather than forming surface streams, creating internal drainage systems.
  • Aquifer structure: Karst aquifers have three main components—recharge sites (where water enters), storage/transport media (fractures and conduits), and discharge sites (springs)—with distinct vadose (aerated) and phreatic (saturated) zones.
  • Two recharge types: Autogenic recharge (water falling directly onto karst) versus allogenic recharge (water from adjacent non-karst areas flowing onto karst); these produce chemically distinct waters.
  • Common confusion: The "water table" in karst is not a simple planar surface—perched water tables exist at various levels depending on conduit distribution and connections.
  • Why it matters: Karst aquifers are highly vulnerable to rapid pollution transport through conduits, making understanding flow paths critical for land management and remediation.

💧 Water behavior in karst versus non-karst landscapes

💧 Non-karst baseline

In typical non-karst landscapes (e.g., granite bedrock):

  • Rain infiltrates through soil toward bedrock
  • Once soil saturates, surface overland flow develops into streams
  • Some water flows downslope as interflow near the bedrock surface
  • Groundwater fills pore spaces (matrix porosity) and bedrock fractures (fracture porosity)

Aquifer: Any rock or soil body that can both store and transmit significant quantities of water.

Aquitard: A barrier to groundwater flow (e.g., a shale bed).

🌊 Karst is different

In karst landscapes:

  • Precipitation infiltrates downward through soil, then continues vertically through small fractures or conduits in the epikarst
  • Surface flow is limited—occurs only where impermeable soils cover karst or during heavy rainfall
  • Discrete sink points (swallets) where streams disappear
  • Springs where water emerges
  • Surface streams may be inactive during low flow, flowing only during floods

Example: Many karst streams on Vancouver Island form a line of swallets along the upper boundary of a karst unit where allogenic streams drain onto the carbonate bedrock.

Don't confuse: The lack of surface streams doesn't mean lack of water—it's all moving underground through conduits.

🏗️ Karst aquifer structure and zones

🏗️ Three main components

A karst aquifer conceptually includes:

  1. Recharge site(s): where water enters (discrete points like swallets, or diffuse infiltration through epikarst)
  2. Storage and transport medium: fractures and conduits that hold and move water
  3. Discharge site(s): where water leaves (springs)

📏 Vertical zonation

ZoneDescriptionWater contentFlow direction
EpikarstUpper surface with solutionally enlarged openingsAir + waterVertical downward
Vadose zoneZone of aeration above water tableAir + waterMostly vertical
Water tableBoundary between aeration and saturation
Epiphreatic zoneUpper phreatic where vadose meets phreaticWater-filledSite of greatest dissolution
Shallow phreaticModerate/fast sub-horizontal flowWater-filledSub-horizontal
Deep phreatic (bathyphreatic)Slower groundwater flowWater-filledSub-horizontal
Stagnant phreatic (nothephreatic)Little to no flow (if karst is deep enough)Water-filledMinimal

Important: In the vadose zone, most flow is vertical; in the phreatic zone, most flow is sub-horizontal along conduits.

Don't confuse: The water table in karst is not a simple flat surface—perched water tables can exist at various levels depending on how conduits and caves are distributed and connected.

🪨 Where water is stored

  • In well-lithified crystalline limestone: groundwater primarily stored in fractures and conduits
  • Matrix pores are more important in geologically young or partially lithified carbonates (e.g., calcareous dune sands) and chalk
  • Most subsurface flow occurs along conduits that transport water to springs at base level

Base level: The lowest point to which water can go.

🔄 Recharge mechanisms and water chemistry

🔄 Autogenic versus allogenic recharge

TypeSourceCharacteristicsChemical signature
AutogenicWater falls directly onto karst landscapeEnriched in CO₂ from soil/epikarst; diffuse inputHigher ion content (Ca²⁺, Mg²⁺, HCO₃⁻)
AllogenicWater from adjacent non-karst areas flows onto karstLow ion content; carries sediment; can be acidic from wetlandsLower ion content; more aggressive

Example: On Vancouver Island, allogenic streams draining onto a karst unit commonly form a line of swallets along the upper boundary of the karst unit.

🧪 Karst groundwater chemistry

Karst groundwater is chemically distinct because of solutional processes and reactions between water and bedrock.

Typical ions found: Ca²⁺, Mg²⁺, K⁺, Na⁺, HCO₃⁻, SO₄²⁻, Cl⁻, NO₃⁻

Key measurements:

  • Hardness: total Ca²⁺ and Mg²⁺ ions—measures dissolved limestone amount
  • pH or alkalinity: indicates CO₃²⁻ and HCO₃⁻
  • Conductivity: measures total dissolved solids (TDS)
  • Dissolved O₂: depleted if removed by biological decay
  • Dissolved CO₂: greater for water percolating through soil
  • Temperature: usually cooler than surface water

Why chemistry matters: Water chemistry can reveal recharge source (point vs. diffuse), residence time, and flow paths. Turbid, ion-poor water suggests allogenic recharge and short residence time; clean, ion-rich water indicates longer residence and/or autogenic recharge.

🗺️ Karst catchments

Karst catchment: The drainage area that contributes water to a particular karst unit.

Don't confuse with surface catchments:

  • Non-karst catchments are defined by topographic divides (heights of land)
  • Karst catchments are not constrained by topographic divides—subsurface water can flow along conduits below topographic divides
  • Delineation requires techniques like dye tracing
  • Catchment areas can vary between low and peak flows depending on conduit distribution and connections

💦 Water storage, movement, and discharge

💦 Storage and flow dynamics

  • Storage: Most water stored in matrix and fracture porosity
  • Movement: Conduits (small percentage of overall porosity) provide avenues for most water movement
  • Timing: After dry periods, rainfall fills matrix and fracture pore space before discharging along conduits
  • Conduit formation: Takes thousands of years to form a conduit >10 mm from a fracture; may take 100,000 to a million years to develop a meter-size conduit

Storage duration:

  • Matrix and fracture porosity: longer-term storage
  • Conduits: shorter-term storage

🌊 Groundwater flow principles

Three key terms (apply to both karst and non-karst):

Hydraulic head: The elevation of a water body above a certain datum (e.g., sea level)—provides gravitational energy for downhill flow.

Hydraulic gradient: The relative change in hydraulic head over a unit of distance.

Hydraulic conductivity: The resistance of water flow through a rock or material type in a certain amount of time (measured in m/s).

Summary: Groundwater flows from high to low hydraulic head at a rate determined by the hydraulic head and the rock's resistance to flow (hydraulic conductivity).

🌸 Karst springs

Karst spring: The prime way water leaves a karst aquifer—appears as a bedrock opening or conduit with flowing water.

Characteristics:

  • Range from small trickles to raging rivers tens of meters wide
  • Mostly located at lower elevations (valley floors, lakesides, coastal shorelines)
  • Can occur beneath water bodies
  • Primarily conduit-fed (unlike springs in other rock types)

Spring types by flow pattern:

TypeFlow patternLocationMeaning
Outflow springsSteady flowNear base levelAquifer has significant storage relative to throughflow
Overflow springsSeasonal/intermittentAbove outflow springsActive during peak flows or flood events
Artesian springsPressurizedWhere confined by impermeable rockExcess hydraulic head develops

Additional features:

  • Many springs carry excess ions (supersaturated) and form calcareous tufa deposits around openings and downstream
  • Springs can be used to determine physical and chemical characteristics of the aquifer

🔬 Investigation techniques

🔬 Why investigate

Karst aquifer investigations are important prior to land management decisions—need to understand:

  • Extent of karst catchment
  • Sites for water input and output
  • Subsurface flow paths

🧪 Spring monitoring

Springs are critical data-gathering sites because they reflect conduit network and recharge area characteristics.

Flow patterns reveal recharge type:

  • Rapid fluctuation with flood events → likely allogenic recharge
  • Less susceptible to flow variations → likely autogenic recharge

Water quality indicators:

  • Turbid, ion-poor → allogenic recharge, short residence time
  • Clean, ion-rich → longer residence, autogenic recharge

Continuous data recorders can measure temperature, turbidity, pH, dissolved oxygen, TDS at predetermined times and during specific events.

🎨 Dye tracing

Dye tracing: One of the most important techniques for evaluating karst aquifers.

Primary goals:

  • Determine flow path connections within a karst aquifer
  • Understand conduit network
  • Identify likely catchment for a spring
  • Measure rates of water flow

Method:

  • Use non-toxic fluorescent dyes (fluorescein, Rhodamine WT, eosine, uranine) in liquid/powder form
  • Place at injection sites (e.g., swallets) where water enters aquifer
  • Set up test collection sites at potential outputs (springs, reappearing streams)
  • Other methods exist: inert spores, dilute isotopes, salt

Important: Dye tracing should be done under various flow conditions (low and peak flows) because catchment areas can vary depending on conduit connections.

📡 Other techniques

  • Electrical conductivity: Hand-held meter for rapid mapping—higher readings indicate greater ion content and likely association with carbonate bedrock
  • Caving and subsurface mapping: Limited to enterable conduits
  • Drilling and pump testing: Evaluates matrix and fracture porosity
  • Geophysical techniques: Ground-penetrating radar and gravity can identify subsurface conduits or openings

⚠️ Impacts and remediation

⚠️ Why karst aquifers are vulnerable

Karst aquifers are particularly sensitive to pollution because:

  • Rapid movement of pollutants through conduit flow
  • Many potential linkages/openings between surface and subsurface
  • Variable nature creates confusion about input sites and storage sites

🏭 Pollution sources and types

Sources:

  • Dispersed: agriculture, urban development, roads
  • Point: industry, septic systems

Pollutants: metals, organic and non-organic materials, nitrates, bacteria, petroleum, salt, sediment

🛠️ Remediation challenges

Remediation must consider three types of porosity: matrix, fracture, and conduit.

Pollution behavior varies:

  • Conduit-introduced pollution: can be flushed through conduit portion with little impact to rest of aquifer
  • Soil/epikarst-introduced pollution: may be trapped/stored for much longer, flushed only during occasional flood events

Remediation approaches:

Source typeTypical approach
Dispersed sourcesChange practices that caused pollution
Point sourcesRemove or contain pollutant material

Other options: No action (natural recovery), extensive soil treatment, pumping and cleaning waters

Reality check: Remediation of karst aquifers is a complex, slow, and difficult process requiring careful assessment and evaluation before implementation. Strategies depend on pollutant source, type, persistence, host material, flow paths, risks, and available resources.

🚨 Water quantity concerns

Impacts can occur from:

  • Over-usage or over-pumping from wells
  • Pollution materials entering subsurface
  • Variable aquifer nature leading to confusion about input and storage sites
59

Karst Cave Features, Cave Contents, and Subterranean Life

12.4 Karst Cave Features, Cave Contents, and Subterranean Life

🧭 Overview

🧠 One-sentence thesis

Karst caves are primarily solutional features in carbonate rock that contain distinctive rocky relief features (speleogens), mineral formations (speleothems), sediments, and specialized life forms adapted to the dark, nutrient-poor underground environment.

📌 Key points (3–5)

  • What defines karst caves: caves formed mainly by dissolution in carbonate bedrock, large enough for human entry, distinct from other cave types like lava tubes or talus caves.
  • Two types of cave features: speleogens (rocky relief features from erosion/dissolution) vs. speleothems (mineral formations precipitated inside caves).
  • How speleothems form: calcium carbonate precipitates when cave water releases carbon dioxide into cave air, reversing the dissolution process.
  • Common confusion—sediment origins: allochthonous sediments come from outside the cave (transported in), while autochthonous sediments originate inside the cave itself.
  • Life classification system: organisms are grouped by cave dependency—from troglobites (must live in caves) to accidentals (ended up there by chance).

🏔️ Cave types and basic structure

🏔️ What counts as a karst cave

Karst caves: caves primarily formed through solutional processes, mostly hosted in carbonate bedrock, generally large enough for human entry.

  • Openings smaller than human-enterable are called fissures, conduits, or proto-caves.
  • Karst caves make up most caves worldwide but are not the only type.

🌋 Other cave types (non-karst)

The excerpt lists seven non-karst cave types for comparison:

Cave typeFormation processExample material
Lava tubeBasalt flowsVolcanic rock
Ice cavesGlaciersIce
Crevice/tectonicFaults, folds, mass movementAny rock type
ErosionalWater or wind erosionSofter rocks
Littoral/seaWave actionCoastal rock
TalusPiled rock debrisInsoluble rock like granite
PipingRemoval of fines by waterUnconsolidated materials

🧩 Three fundamental components

All karst caves comprise:

  • Passages: elongated elements (length > height or width); can be horizontal, inclined, or vertical (called pitch/pit).
  • Chambers (rooms): localized enlargements where passage height or width increases significantly.
  • Cave entrances: openings to the surface (unless artificially created); not always essential to cave development.

Example: The largest known chamber is at Mulu Caves in Sarawak—700 m long, 400 m wide, >70 m high.

🔗 Cave systems

  • Individual caves in an area may be hydrologically linked, forming networks of passages, chambers, and conduits.
  • These interconnected caves become a cave system.

🪨 Speleogens: rocky relief features

🪨 What speleogens are

Speleogens: centimeter to meter-scale rocky relief features on cave interior surfaces, resulting from chemical dissolution, mechanical erosion, or both.

  • They reveal the cave's history and formation processes.
  • Distinct from speleothems (mineral formations) and sediments.

🔍 Types of speleogens

The excerpt lists five categories:

  1. Linear grooves or flutes on steep surfaces
  2. Canyons and incised meanders
  3. Recessions and depressions: scallops, potholes, spongework
  4. Horizontal slots: notches or bevels on sidewalls
  5. Protuberances: pendants, knife edges, spikes, pillars

🥄 Scallops as flow indicators

  • Spoon-shaped hollows, centimeter to meter in size, with distinct asymmetry.
  • Steeper side points upstream (shows paleoflow direction).
  • Smaller scallops = faster flow (size inversely related to flow speed).

🌀 Potholes and spongework

  • Potholes: circular basins (cm to 1 m diameter) along stream beds; form where rapid flow + rock fragments grind into bedrock in swirling motion.
  • Spongework: random holes/cavities on walls or ceiling; develop under phreatic (below water table) conditions in slow, swirling water.

📐 Passage shapes reveal formation conditions

ShapeFormation conditionMeaning
Circular, elliptical, tube-likePhreatic (water-filled, below water table)Formed underwater
IrregularVadose (above water table, stream with air space)Formed by surface streams
KeyholePhreatic tube + vadose incisionTwo-stage: first flooded, then stream cut down

Other shape constraints: bedding planes, joints, sediment infilling, breakdown material.

💎 Speleothems: mineral formations

💎 What speleothems are

Speleothems: cave mineral formations or decorations; secondary compounds formed by chemical interaction with cave substrates or precipitated from karst waters under subterranean conditions.

  • Most common: calcium carbonate (limestone's main component).
  • Calcium carbonate forms three polymorphs: calcite, aragonite, vaterite (same chemistry, different crystal structure).
  • Usually colorless/white; impurities (chromophores) add color (e.g., iron oxide → brownish yellow).

🧪 How speleothems form

The precipitation process:

  1. Calcium carbonate-saturated water enters cave and meets air.
  2. Carbon dioxide releases from water into cave atmosphere.
  3. Carbonic acid level in water decreases.
  4. Calcium carbonate solubility drops → precipitates as calcite or aragonite.

Additional mechanisms:

  • Evaporation in drier caves leaves calcium carbonate deposits.
  • Temperature increase lessens CO₂ solubility.
  • Bacterial action can reduce CO₂ content.

Key point: The process is reversible—formations can re-dissolve if exposed to slightly acidic water.

🏛️ Three broad categories

  1. Dripstone and flowstone: stalactites (hang from ceiling), stalagmites (grow from floor), flowstone, draperies, columns.
  2. Erratic forms: shields, helictites, botryoidal forms, anthodites, moonmilk.
  3. Sub-aqueous forms: rimstone pools, concretions, pool deposits, crystal linings.

Don't confuse: Stalactites grow down (attached to ceiling); stalagmites grow up (from floor).

⏱️ Growth rates and variability

Growth depends on many factors:

  • Surface and underground climate
  • Groundwater flow rates and composition
  • Drip-water chemistry
  • Microbial activity
  • Cave opening size/nature
  • CO₂ concentrations

Measured rates:

  • Soda straws and entrance zone speleothems: 0.2–20 mm/year (faster, more evaporation)
  • Stalagmites: <0.005–0.7 mm/year (slower, more solid forms)

Growth slows or stops if surface water percolation decreases (arid or very cold conditions). Fastest growth: continually warm and wet environments.

📊 Speleothems as environmental records

Speleothems preserve information about past conditions:

Analysis typeWhat it revealsHow
¹⁶O/¹⁸O isotope ratiosPast cave temperaturesCave temps track surface annual mean; long-term trends reflect surface warming/cooling
¹³C/¹²C isotope ratiosPast surface vegetationProxy indicators of vegetation cover changes in catchment
Non-isotopic (pollen, ash, clay, smoke)Vegetation, volcanic activity, fire regimesImpurities/detrital inclusions embedded in calcite layers

Since speleothem layers can be dated, these analyses reveal conditions at specific times in the cave's history.

🪨 Cave sediments

🪨 What cave sediments are

Cave sediments: accumulations of unconsolidated material of inorganic or organic origin in a cave.

  • Caves act as sediment traps (negative relief features).
  • Can be loose rocky material, organic matter (plant/animal), minerals, or combinations.
  • Particle sizes range from fine silts/clays to huge boulders.

🔄 Two origin classifications

Allochthonous (allogenic): from outside the cave

  • Transported underground by gravity, water, wind, or animal activities.
  • Example: sediments from the cave's catchment carried in by streams.

Autochthonous (authigenic): originate inside the cave

  • Example: breakdown blocks fallen from ceiling (same rock as cave host).
  • Example: chert nodules released as surrounding limestone dissolves.

🧱 Three material-type sub-categories

Both allochthonous and autochthonous sediments can be:

  1. Clastic sediments: products of mechanical rock breakdown; individual particles = clasts.

    • Autochthonous example: breakdown (large angular blocks from ceiling).
    • Allochthonous example: sands and gravels carried in by water.
  2. Organic sediments: plant/animal material.

    • Transported by water, gravity, wind, or living organisms (bats, birds, denning animals, humans).
    • Example: bat guano, deer bones, human occupation deposits (near entrances).
  3. Precipitates/evaporates: minerals deposited from solution.

🔍 Interpreting cave sediments

Clues from sediment characteristics:

  • Particle size: indicates transport energy and mechanism.
  • Sorting (uniformity of particle size): reveals depositional environment.
  • Mineral/chemical composition: can indicate origins.

Challenges:

  • Sediments may be reworked or redeposited multiple times.
  • Requires familiarity with cave processes, sedimentology principles, and dating techniques.
  • Even reworked sediments reveal information about energy regimes, transport mechanisms, and depositional environments.

🦇 Subterranean life

🦇 Cave ecosystem basics

Caves seem barren because:

  • Constant darkness → no photosynthesis → almost no living plants (primary producers absent).
  • Food web base: fungi and bacteria (not plants).
  • Nutrients: plant detritus, organic debris, animal carcasses (especially bats), bat guano—transferred in by water, gravity, air, animals.
  • Food delivery may be erratic; productivity is low compared to surface ecosystems.

🔬 Alternative energy sources

Not all cave ecosystems depend on surface organic matter:

  • Example: Mexico's Cueva de Villa Luz uses inorganic substances like hydrogen sulfide.
  • Sulfur-eating bacteria consume H₂S, then are consumed by other organisms.
  • This is a chemosynthetic base (not photosynthetic).

🕷️ Cave food web

Detritovores (feed on organic detritus):

  • Larger protozoans, beetles, snails, nematodes, flatworms, springtails, millipedes.

Microbivores (feed on bacteria and fungal hyphae):

  • Smaller organisms.

Predators:

  • Fish, spiders, crustaceans, centipedes, beetles, larger vertebrates/invertebrates.

Larger vertebrates:

  • Salamanders, bats.

Ecosystem characteristics:

  • Species richness (range of different species) may be high.
  • Overall organism numbers are low compared to similar-sized surface ecosystems.

🧬 Cave-adapted traits

Organisms adapted to caves often show:

  • Eyes: rudimentary or totally absent.
  • Other senses: highly specialized and enlarged.
  • Pigmentation: lacking (often pale or white).
  • Appendages: modified for better grip on rocky surfaces.
  • Activity cycles: different from surface dwellers.
  • Size: tend to be small.
  • Metabolism: lower metabolic rates (fuel-efficient).

Why these traits? Photosynthesis is absent, so food is scarce. Advantages to being small, efficient, and not too prolific.

🏷️ Life form classification by cave dependency

CategoryDefinitionExamples
TroglobitesCave-adapted; cannot survive on surface; entire life in caves(Not specified in excerpt)
TroglophilesCan spend entire life in caves but also occur in similar dark, damp surface environmentsSpiders, crickets, salamanders
TrogloxenesUse caves for part of life cycle; also spend time on surfaceBats (forage outside), harvestman
AccidentalsNo special cave affinity; wandered in or ended up by accidentOrganisms that fell down shafts or washed in
ExtremophilesAdapted to extreme conditions (temperature, pH, atmospheric gases); not necessarily cave-dwellingMicrobes in extreme environments like undersea hot vents; can occur in some caves

Don't confuse: Troglobites must live in caves; troglophiles can live in caves but also elsewhere; trogloxenes use caves part-time; accidentals are there by chance.

60

Origin and Genesis of Caves

12.5 Origin and Genesis of Caves

🧭 Overview

🧠 One-sentence thesis

Approximately 90% of known karst caves form from meteoric water that creates phreatic loops below the water table, which then become air-filled passages as the water table drops over time.

📌 Key points (3–5)

  • Where most caves form: ~90% originate from meteoric (surface-sourced) water; a small percentage form from warm hydrothermal solutions (hypogenic karst).
  • The phreatic loop mechanism: water flows underground from input to output sites, creating a U-shaped conduit below the water table that becomes the cave's main passage.
  • Water table changes drive multi-level systems: when the water table falls (due to uplift or sea-level drop), old phreatic loops become air-filled vadose passages and new deeper loops form below.
  • Common confusion: cave formation is not a single event—passages can be submerged, dried, re-developed, and uplifted multiple times over geologic time.
  • Timescales are uncertain: proto-caves may take 3,000–5,000 years to start, full passages 5,000–100,000 years, but some caves may be hundreds of millions of years old.

🌊 How caves form: the phreatic loop model

💧 Meteoric water and the vadose-phreatic system

Meteoric water: water that originates from the surface (rain or surface flow).

  • Water infiltrates the ground surface and percolates downward through the vadose zone (unsaturated zone above the water table).
  • Below the water table lies the phreatic zone, where all cavities are filled with water.
  • Water in the phreatic zone flows slowly toward an output point, such as a spring at a topographic low.

🔁 The phreatic loop

Phreatic loop: a U-shaped water-filled conduit that extends underground, connecting water input and output sites.

  • As water flows from input to output, it dissolves bedrock and creates this loop, which becomes the trunk or main passage of the cave.
  • Depth of the loop depends on:
    • Distance between input and output sites (greater distance → deeper loop).
    • Orientation of bedrock structures (bedding planes, joints).
    • Steepness of bedding planes (steeper → deeper loop).
  • Side passages can form above, below, and along the main loop, sometimes linking multiple main passages.
  • Example: water enters at a hilltop sinkhole and exits at a valley spring; the phreatic loop forms the underground connection.

🕳️ Hypogenic karst (the minority case)

  • A small percentage of caves form from warm hydrothermal solutions rising from deeper in the Earth (e.g., from a cooling granitic body).
  • Hydrogen sulfide (H₂S) makes the water acidic enough to dissolve bedrock.
  • This process is called hypogenic karst and is distinct from the meteoric-water model.

📉 Water table changes and multi-level cave systems

📈 When the water table rises

  • Causes: ground subsidence or sea-level rise.
  • What happens:
    • Input and output locations shift.
    • Solution along the old phreatic loop slows or stops (water becomes stationary).
    • Caves above the phreatic zone become water-filled and reactivated as preferential flow paths.
  • The vadose system becomes phreatic again.

📉 When the water table falls

  • Causes: tectonic uplift or sea-level drop.
  • What happens:
    • A new, deeper phreatic loop develops.
    • The old phreatic loop becomes partially air-filled (vadose).
    • A stream channel forms along the floor of the old passage, flowing faster and carrying coarse sediments.
    • Erosion can cut a slot into the phreatic tube, forming features like keyhole passages.
    • Seepage and drips form speleothems (stalactites, stalagmites) on ceilings and walls.
    • The new phreatic loop may eventually capture the stream above, drying out the vadose passage.
  • Over time, repeated lowering creates multi-level cave systems.

🏔️ The Ewers and Ford (1978) model

  • Premise: base level (water table) lowers over time due to river incision, tectonic uplift, or sea-level change.
  • Stages (illustrated in Figure 12.5.1):
    • (a–b) Infiltrating water enlarges fractures and fissures.
    • (c) A water-filled conduit (phreatic loop) develops, forming a cave connecting input and output.
    • (d–e) Base level lowers; a second phreatic loop forms at the new water table, leaving the upper cave air-filled (vadose).
    • (f) Further lowering creates a third phreatic loop; the first two caves are now both in the vadose zone.
  • Complicating factors: climate changes (ice ages, glaciation), tectonic movements, and erosion rates.

⏳ How long does cave formation take?

🕰️ Estimated timescales

  • Proto-cave (5–15 mm): ~3,000–5,000 years.
  • Large opening (1–10 m or more): ~5,000–100,000 years.
  • These estimates are speculative and depend on:
    • Continuity of the solution process.
    • Climate, tectonic uplift, glaciation.

🧪 Dating techniques

MethodMaterial datedExample
Carbon-14 (¹⁴C)Fossils in cave sedimentsConstrains minimum age
Uranium-Thorium (²³⁴U-²³⁰Th)SpeleothemsDates when passages became vadose
  • Castleguard Cave (BC-Alberta border, Canada's longest): speleothems dated at 780,000 years → main development likely ended around that time, formation began much earlier.
  • Vancouver Island: speleothems dated 15,000–18,500 years → caves may be younger.
  • South-east Australia: some caves estimated at ~300 million years old.

🔄 Why cave age is hard to define

  • When does formation "begin"? When does it "end"?
  • Passages can be uplifted, dried, submerged, re-developed, and uplifted again over geologic time.
  • The only certain end: when the cave is uplifted and completely eroded away.
  • Don't confuse: a cave's "age" may refer to when it first formed, when it stopped developing, or when speleothems began growing—each gives a different number.

🌍 Consensus and ongoing debate

🤝 Current scientific agreement

  • The excerpt notes "more recently there appears to be some consensus" (unusual in science).
  • ~90% of known karst caves are thought to form from meteoric water.
  • The phreatic loop → water table drop → multi-level system model is "generally accepted."

🔬 Historical debate

  • For centuries, geologists and speleologists debated:
    • Do caves form above the water table (vadose)?
    • Below the water table (phreatic)?
    • Along the water table (hypophreatic)?
    • From hydrothermal sources?
    • By other processes?
  • The meteoric-water phreatic model now dominates, but hypogenic karst accounts for a small minority.
61

Human Interactions with Karst and Caves

12.6 Human Interactions with Karst and Caves

🧭 Overview

🧠 One-sentence thesis

Human use of karst and caves—from ancient shelter and sacred sites to modern tourism and engineering—requires holistic management that recognizes karst as an interconnected system vulnerable to disturbance and pollution.

📌 Key points (3–5)

  • Historical and cultural uses: Caves have served as shelters, storage, shrines, and water sources throughout human history on every continent.
  • Conservation challenges: Even minimal human presence (breathing, body heat, dirt) impacts cave ecosystems; speleothems are especially fragile and take centuries to form.
  • Economic values: Karst provides both extractive resources (water, oil, gas) and non-extractive opportunities (tourism, fisheries), with tourism offering sustainable alternatives.
  • Common confusion: Surface activities vs. subsurface impacts—clearing vegetation or building roads on karst can rapidly transport pollutants underground and destabilize the entire system.
  • Management principle: Effective karst management must address the entire hydrogeologic catchment as a system (soil, bedrock, vegetation, water, biota, air) rather than isolated features.

🏛️ Historical and cultural significance

🏠 Shelter and habitation

  • Caves have been used as shelters by humans on every continent throughout history.
  • Example: Tabun Cave near Mt. Carmel, Israel, shows evidence of periodic human/hominid occupation between 40,000 to half a million years ago.
  • Uses have evolved over time: storage of Roquefort cheese in France, root cellars and whiskey storage in Kentucky, fuel caches by the Nazis in Slovenia.
  • Modern uses include air raid shelters (World War II Europe), potential nuclear fallout shelters, cave sanatoria for respiratory therapy (Turkey and Hungary), discotheques (China and Cuba), and underground concerts.

💧 Water sources and survival

Subterranean drainage is one of the defining characteristics of well-developed karst landscapes.

  • Knowledge of karst spring locations has been essential to humans inhabiting karst regions.
  • Example: Mexico's Yucatan Peninsula—a huge limestone plateau with neither large lakes nor rivers on the surface—supported the Mayan civilization.
  • The Maya utilized water from cenotes and underground rivers for practical purposes.

⛪ Sacred and ritual spaces

  • Caves and karst features have been used as shrines, temples, or spaces for ritual activities throughout human history.
  • Archaeological evidence suggests karst features played an important role in Mayan religious rituals and beliefs.
  • Examples include:
    • Minoan sites in Crete
    • Mayan caves and cenotes in the Yucatan
    • Various sites in Asia
    • A small cave in Bocas del Toro, Panama (serves as a shrine, outdoor chapel, and pilgrimage site for Catholics today)
    • The Grotto at Lourdes (famous pilgrimage site)

🗑️ Detrimental uses

  • Many cultures have used karst features for dumping refuse in caves and sinkholes—a practice with negative conservation implications, still relatively common in some parts of the world.
  • Caves have been used as places of internment for human remains in some cultures.
  • Economic resource extraction: swift nests (for Bird's Nest soup) have been harvested from caves on Thailand's Phangnga archipelago for hundreds of years and continue today.

🛡️ Conservation and tourism

🌡️ Human impact on cave environments

Every trip underground entails some impact to the cave environment. Even sitting motionless, a single human is subtly altering the underground ecosystem by:

  • Exhaling carbon dioxide
  • Radiating body heat
  • Introducing light and noise
  • Shedding skin cells and hair
  • Transporting dirt or other foreign substances on clothing and shoes

The cumulative effects of such subtle impacts can present real challenges to cave managers in popular show caves.

💎 Protecting speleothems

  • The single biggest conservation concern revolves around preserving speleothems (stalactites, draperies, flowstone).
  • Many calcite formations are very fragile and have taken hundreds or thousands of years to form.
  • They can be broken by careless handling or soiled by contact with dirty clothing, boots, or hands.
  • Best preservation method: stay away from them altogether.

🥾 Caving ethics

Conservation-oriented caving involves minimizing any trace of human intrusion so that others may also enjoy the cave in its pristine state. Most cavers adhere to a Caving Code of Ethics, generally summarized as:

"Take nothing but pictures; leave nothing but footprints"

  • Some cavers subscribe to the more demanding creed: "Leave no trace."
  • Because it is almost impossible for humans to leave no trace, particularly in low-energy parts of a cave, strict adherence sometimes requires refraining from entering such areas altogether.

🎫 Show caves

A show cave is a cave that has been developed to facilitate access and viewing by visitors without the need for special equipment or skills.

  • Show caves are often fitted with walkways, stairs, and lighting systems.
  • Guides frequently accompany groups of paying visitors, providing interpretation and pointing out features of interest.
  • Advantages: safely and easily accessible to most people, frequently beautiful, interpretation provided, no special equipment or technical skills needed.
  • Challenges: controlling effects of infrastructure (walkways, lights) and impacts from large numbers of visitors.

🌍 Ecotourism opportunities

  • Many regions offer options for viewing caves and karst: self-guided tours, guided tours through safe wild caves, nature walks in forested karst.
  • Examples: Horne Lake Caves Provincial Park and Upana Caves on Vancouver Island, Prince of Wales Island in Alaska.
  • Ecotours are available in exotic locations such as Madagascar, Thailand, Belize, France, Australia, USA, and Slovenia.
  • The trend toward interpretive ecotourism may raise public awareness of the natural values of karst and benefit conservation efforts.
  • Example: Tower karst of Guilin, China, has been popular with sightseers for centuries.

💰 Economic values of karst

🚰 Water resources

  • Karst aquifers are particularly important as sources of water for drinking, domestic use, and irrigation in regions where little surface drainage exists.
  • Some bottled waters (Evian, Perrier) are obtained from karst springs and are especially valued for their mineral content.

🛢️ Oil and gas reservoirs

Palaeokarst (karst that formed in the past and is preserved in the geologic record) can serve as important reservoirs for oil and natural gas.

  • Examples of these reservoirs are found in many parts of western Canada's oilfields, such as the Leduc Formation.

🐟 Fisheries productivity

  • One non-extractive value pertains to a link between karst and fisheries.
  • Alaskan research suggests that karst aquatic systems can be up to ten times more productive than non-karst systems.
  • Karst systems possess various other qualities thought to boost fish productivity.

🏞️ Tourism as sustainable alternative

  • The tourism and recreational potential of karst is increasingly recognized in many countries.
  • Tourism may provide a sustainable alternative to resource extraction or an entirely new economic opportunity.
  • Don't confuse: Extractive values (water, oil, gas) vs. non-extractive values (tourism, fisheries)—the latter can be sustained without depleting the resource.

🌾 Land use impacts

🚜 Agriculture on karst

Clearing natural vegetation—either for crop cultivation or through grazing—can have multiple impacts:

Impact pathwayConsequence
Disturbing vegetation coverAlters water budgets in karst systems
TillageDisturbs soils, leading to greater erosion rates and increased sediment moving into subsurface waterways
Agricultural chemicalsHerbicides, insecticides, and fertilizers can infiltrate into underlying karst aquifers
Animal wasteEffluents from manure lagoons can enter karst hydrological systems, artificially alter subterranean nutrient balances, and contaminate water

🌲 Forestry activities

Forestry operations on karst can inadvertently lead to:

  • Disruption of shallow caves
  • Redirection of water flow during forest road construction
  • Logging near sensitive features (e.g., large sinkholes)
  • Loss of soil into vertical solutional openings or epikarst

🔥 Fire impacts

Intense fires (e.g., burning logging slash piles):

  • Destroy organic components in soil
  • Destroy root systems that hold soil in place
  • On thinly soiled epikarst, can result in soil loss through incineration and erosion
  • Slow or hamper regeneration of vegetation cover and new tree growth

Less intensive fires:

  • May not damage soil cover
  • Can still alter regrowth by favoring survival of more fire-tolerant species

📋 Management guidelines

In British Columbia, there is a comprehensive set of inventory procedures and management guidelines for forestry operations on karst. The intent is to use an ecosystem-based or catchment-based approach, rather than focusing on the management of individual karst features or caves.

🏗️ Engineering challenges

⚠️ Primary hazards

Karst terrain represents probably the most demanding environment for engineering projects due to its inherent variability and unpredictability.

Primary hazards include:

  • Ground instability
  • Water infiltration

Investigation techniques to reduce these hazards:

  • Mapping
  • Drilling of boreholes
  • Geophysics

These techniques aid in locating underground cavities, assessing subsidence or sinkhole hazards, and evaluating underground water flow.

🏞️ Dams and reservoirs

  • Can be constructed on karst, but require careful consideration of:
    • Foundation stability
    • Seepage beneath the reservoir, dam, and its side slopes (abutments)
    • Mitigation techniques (e.g., grout curtains)
  • Leakage may occur through fissures, caves, and conduits if not recognized and remediated.

🚇 Tunneling projects

  • Groundwater is the principal hazard with potential for:
    • Rapid flooding
    • Sediment inrushes (a major safety concern)
    • Instability of tunnel roof and walls
  • Dewatering of the overlying karst can have significant environmental impacts:
    • Declining yields in water wells and springs
    • Sudden development of sinkholes

🛣️ Highways and roads

  • Can be affected by subsidence and collapse of sinkholes due to foundation issues or redirecting storm water and surface runoff into soil cover above sinkholes.
  • Pollution of groundwater due to surface runoff from roads must be considered.
  • Good drainage control is required to avoid ground disturbance after construction.

🏢 Buildings

  • Foundations require considerable knowledge of the subsurface karst.
  • Grouting with concrete can be used to infill openings, or openings could be "bridged" with a concrete slab or raft.
  • Good drainage control is required to avoid ground disturbance after construction.

🏗️ Bridge abutments

  • Should only be constructed after detailed site investigation to prove foundations are located on sound bedrock.
  • May require the use of long concrete cylinders or "piles."

🗑️ Landfills and waste dumps

  • Due to the variability and high permeability of karst limestone through fissures, caves, and conduits, siting of landfill and waste dumps in these areas should be avoided.

⛏️ Quarries

Potential hazards from quarrying karst bedrock:

  • Flooding due to intersecting openings with high groundwater
  • Dewatering which may lead to sinkholes and damage to structures outside the quarry property
  • Stability of excavated slopes controlled by both rock structures and groundwater under pressure

🦇 Overlooked ecological values

In some cases, engineering projects may mistakenly overlook the ecological values of karst, such as those associated with subsurface fauna.

🌐 Systems-based management

🌱 Surface development impacts

All land development activities on karst areas require careful management. At their outset, many surface activities often entail clearing vegetation, which is part of the karst system and:

  • Intercepts rainfall
  • Moderates the temperature of soils

On thinly soiled karst, removing vegetation can:

  • Alter the amount of water percolating down into the subsurface
  • Destabilize soils, resulting in increased erosion and movement of sediments into subsurface cavities

🚧 Sediment and flow disruption

Sediments can:

  • Choke underground water conduits in karst
  • Redirect flows in unpredictable ways or cause back flooding
  • Damage sensitive cave resources (e.g., speleothems)

Road building can:

  • Alter karst hydrology by impeding permeability in some areas
  • Concentrate surface drainage in others
  • Rapidly transport pollutants (especially in urban areas) directly into subsurface watercourses

🧪 Pollution pathways

Potential point sources of pollutants associated with land development on karst:

  • Sewage systems
  • Landfill sites

These not only have the potential to harm underground ecosystems but also pose serious problems for surface-dwelling humans. Water carrying contaminants and pollutants introduced at one point can be quickly transported far from the original sources with little opportunity for dilution.

💧 Water withdrawal hazards

If increased demands for water result in too much water being withdrawn from karst systems:

  • Hydrostatic pressure in underground void spaces may be decreased
  • This can lead to collapse, resulting in serious damage to property and in some cases loss of life

🤝 Holistic management approach

Karst land management requires a cooperative, holistic approach in which all values (karst and non-karst) within a contributing hydrogeologic catchment need to be considered and addressed using policies and guidelines previously agreed upon by the various interested groups or stakeholders.

This approach makes particularly good sense in karst catchments because effective surface management will cater for all the interconnected values that make up the karst system:

  • Soil
  • Bedrock
  • Vegetation
  • Water
  • Biota
  • Air

Key principle: Manage the entire catchment as a system rather than focusing on individual features or caves.

62

Factors that Control Stream Discharge and Flooding

13.1 Factors that Control Stream Discharge and Flooding

🧭 Overview

🧠 One-sentence thesis

Stream flooding occurs when discharge exceeds channel capacity, driven primarily by heavy precipitation and rapid snowmelt, with the timing and magnitude controlled by drainage basin characteristics and the balance between overland flow and groundwater discharge.

📌 Key points (3–5)

  • Primary causes of flooding: heavy precipitation and rapid melting of snow or glacial ice (often in combination).
  • Two water sources for streams: overland flow (surface water during/after heavy rain or rapid snowmelt) and groundwater discharge (continuous base flow).
  • Timing matters: overland flow is short-lived (proportional to basin area), while groundwater discharge is slower and longer-lasting.
  • Common confusion: base flow vs. flood flow—base flow comes from groundwater and changes slowly over months; flood peaks come from overland flow and last only days.
  • Natural levees: flooding deposits coarse sediment near banks, forming levees that can protect against future floods but also trap floodwater on the plain.

💧 What causes stream flooding

🌧️ Heavy precipitation

  • The most common cause of stream flooding is heavy precipitation.
  • Doppler radar can measure rainfall intensity; the excerpt describes an Oklahoma City area where small zones experienced rainfall rates greater than 400 mm/h (very heavy rain) and red areas experienced greater than 40 mm/h.
  • Streams in those regions respond with significant discharge rates and possible localized flooding.

❄️ Rapid snowmelt and glacial ice melt

  • Stream discharge can increase dramatically from rapid melting of snow and even glacial ice.
  • Rain can contribute to snowmelt, so flooding often results from a combination of precipitation and melt.
  • Example: if snow melts slowly over months, most water reaches the stream via groundwater; if it melts quickly in just days, there may be overland flow as well.

🪨 Slope failure

  • If a stream channel is blocked by slope failure, the area upstream may flood.
  • If water accumulates behind a slope-failure dam and the dam fails, the area downstream may flood.

🚰 Two sources of stream water

🏞️ Overland flow

Overland flow: water flowing over the surface of the ground during and following heavy rain or very rapid snow melt.

  • This is a short-term source that happens during and immediately after heavy rain or rapid snowmelt.
  • The duration of overland flow is proportional to the area of the drainage basin.
  • For the Little Qualicum River (drainage basin 237 km²), typical overland flow duration is estimated at about 2.5 days.
  • Duration would be shorter if a significant proportion of precipitation fell as snow that did not melt quickly.
  • The excerpt provides an equation: D = 0.827A^0.2, where D is the number of days of overland flow and A is the drainage basin area in km².

💦 Groundwater discharge

  • Groundwater discharge happens most of the time in many streams and provides the base flow.
  • When heavy rainfall occurs, most water infiltrates into the ground to become groundwater, raising the water table.
  • A higher water table increases the rate of discharge into the stream.
  • This discharge decreases gradually over time: rapidly at first as overland flow slows, then slowly as the water table subsides.

Don't confuse: overland flow is immediate and short-lived; groundwater discharge is continuous and changes slowly.

📈 How stream discharge changes over time

📊 Hydrograph patterns

  • A hydrograph shows variations in stream discharge rates over time.
  • The Little Qualicum River example (Vancouver Island, early 1986) illustrates typical patterns:
    • Frequent heavy rain in winter within the basin; frequent snow at high elevations.
    • After a heavy rain event, overland flow lasts for a short period (about 2.5 days for this 237 km² basin).
    • Discharge increases significantly for several days, then gradually decreases.

🔄 Base flow changes

  • Base flow is the flow level derived from groundwater discharge.
  • In the Little Qualicum River example:
    • Late February 1986: base flow about 4.5 m³/s.
    • Late March (and again mid-April): base flow 10.5 m³/s after three major rainfall events added to groundwater storage.
    • End of summer (after months with very little rain): base flow dropped to less than 1 m³/s.
  • The excerpt notes that if there is 250 mm of rain and aquifer porosity is 20%, the water table should theoretically rise by 1250 mm.

❄️ Snowmelt contribution

  • Some spring and early summer discharge comes from snowmelt (in regions that get snow).
  • If snow melts slowly over months, most water reaches the stream via groundwater.
  • If it melts quickly (large pulse in just days), there might be overland flow as well.

🌊 What happens during flooding

🏦 Bank-full stage vs. flood stage

Bank-full stage: when a stream channel is filled with water to near its capacity.

  • At bank-full stage:
    • Water flows rapidly with significant turbulence.
    • High load of suspended clay, silt, sand, and even granules.
  • When the stream overtops its bank and starts to flood:
    • Cross-sectional area for flow increases dramatically (in streams with wide floodplains).
    • Even though there is more water moving, velocity decreases.
    • As velocity decreases, suspended sediments are deposited.

🏔️ Natural levee formation

  • Coarser material is deposited close to the normal bank top, forming a natural levee.
  • Finer sediments are deposited slowly across the floodplain over the days flood waters remain, especially when flow velocity drops further.
  • Natural levees can provide some protection against future flooding.
  • Trade-off: natural levees can also prevent floodwaters from flowing back into the stream, prolonging the time some areas remain flooded.

🌍 Context and costs

💰 Global economic impact

  • Global economic costs of flooding have increased dramatically in recent decades (1965 to 2018).
  • Over the time period shown, flooding represented almost 30% of the costs of all natural disasters, second only to extreme weather events (many of which caused floods).
  • Part of the increase may result from climate change, but much is because:
    • Many more people living on floodplains.
    • Attempts to control rivers.
    • Infrastructure is now much more expensive.

🏘️ Human factors

  • We have occupied the world's floodplains and filled them with buildings and transportation infrastructure.
  • When floods happen—as they always will—it costs us dearly.

Note: This chapter covers only river flooding; coastal flooding related to storms and climate-change sea-level rise are covered in Chapter 15.

63

13.2 Examples of Flooding Events

13.2 Examples of Flooding Events

🧭 Overview

🧠 One-sentence thesis

Historical flooding events—from Hurricane Harvey to Alberta's 2013 floods—demonstrate that flood probability can be estimated from past discharge data, but climate change and land-use shifts mean past patterns may not predict future risks.

📌 Key points (3–5)

  • Major flood examples: Hurricane Harvey (2017, wettest U.S. tropical storm), Alberta 2013 (rapid snowmelt + heavy rain, $5 billion damage), and Himalayan slope-failure floods illustrate diverse flood triggers.
  • Recurrence interval (Ri): calculated as (n+1)/r, where n = years of data and r = rank of the flood; it estimates average time between floods of a given size.
  • Probability vs prediction: Ri gives probability (e.g., 1% chance per year for a 100-year flood), but cannot predict when the next big flood will occur.
  • Common confusion: "100-year flood" means a flood as large as any in the past 100 years, not that it happens once every 100 years—it could happen multiple times in a short period.
  • Why past data may not hold: climate change (warmer oceans, more intense storms) and land-use changes (more runoff) alter flood probabilities, so historical records may underestimate future risk.

🌀 Recent major flooding events

🌊 Hurricane Harvey (2017, Texas)

  • What happened: Category 4 hurricane made landfall near Corpus Christi, then stalled over Houston for several days.
  • Rainfall: more than 1000 mm over a large area; wettest tropical storm ever recorded in the United States.
  • Impact: widespread flooding, over 100 deaths, $125 billion in damage (mostly building damage).
  • Stream records: for most USGS gauging stations in the region, Harvey produced the highest peak discharges on record.
  • Climate link: the excerpt notes that Atlantic tropical storms are increasing in number due to warmer ocean temperatures, and warmer water/air means more moisture transfer → wetter storms and more flooding in the future.

🏔️ Alberta floods (June 2013, Canada)

  • Triggers: rapid snowmelt in the Rocky Mountains + heavy rains from anomalous Pacific moisture flow.
  • Rainfall amounts: over 200 mm in 36 hours at Canmore; 325 mm in 48 hours at High River.
  • River discharges: Bow, Elbow, Sheep, and Highwood rivers reached 5 to 10 times normal late-June levels.
  • Impact: large parts of Calgary, Okotoks, and High River flooded; 5 deaths; approximately $5 billion in damage—the most expensive flood in Canadian history.
  • Seasonal context: most streams in Canada and the northern U.S. face greatest flood risk in late spring/early summer when snowmelt drives discharge; fast melting (sudden temperature rise) and/or intense spring storms worsen flooding.

🏞️ Himalayan slope-failure flood (July 2000, China)

  • Mechanism: a slope failure dammed the Satluj River, forming a temporary lake.
  • Dam breach: by July 31, water overtopped and quickly eroded the dam, releasing a massive flood that raised the river level by 20 metres.
  • Impact: over 150 deaths, 250 houses destroyed, 20 km of road and 7 bridges washed out, and up to 1000 infrastructure systems (irrigation, sewerage, flood protection, power, water supply) damaged.
  • Context: the Himalayan region is a common source of snowmelt flooding, but slope-failure-related floods also occur frequently in the mountains.

📊 Estimating flood probability

📐 Recurrence interval (Ri) formula

Recurrence interval (Ri): the estimated average time between floods of a particular discharge magnitude.

  • Formula: Ri = (n+1)/r
    • n = number of years of maximum discharge data
    • r = rank of the flood (1 = largest on record, 2 = second largest, etc.)
  • Purpose: helps planners decide on infrastructure approvals in flood plains and informs anyone living near a river.

🧮 Example: Bow River at Calgary (1915–2018)

  • Data: 104 years of maximum annual discharge (n = 104).
  • Largest flood (2013): just over 1800 m³/s, rank r = 1.
    • Ri = (104+1)/1 = 105 years
    • Probability in any future year = 1/Ri = 0.96% ≈ 1%
  • Fifth largest flood (2005): 791 m³/s, rank r = 5.
    • Ri = (104+1)/5 = 21 years
    • Probability = 1/21 ≈ 4.8%
  • Interpretation: a "100-year flood" means a flood as large as any in the past 100 years; it does not mean such a flood happens exactly once per century—it could occur multiple times in a short span or not at all for long periods.

⚠️ Limitations of flood probability estimates

  • Cannot predict timing: Ri gives probability, not a schedule—the Bow River record shows you cannot predict when the next big flood will occur or how large it will be.
  • Assumes stable conditions: calculations rely on the premise that past climate and land-use patterns still apply.
    • Climate change: dramatic changes over recent decades may have altered storm intensity, snow accumulation, thawing rates, etc., invalidating historical probabilities.
    • Land-use changes: altered runoff patterns (e.g., more pavement) can change future flood probabilities.
  • Data quality and quantity: estimates are only as good as the available data.

🛡️ Flood preparedness strategies

🗺️ Five key measures

Because we cannot predict exactly when or how large floods will be, the excerpt emphasizes preparation:

StrategyDescription
Mapping flood plainsIdentify flood-prone areas and avoid building in them
Building dykes or damsConstruct protective infrastructure where necessary
MonitoringTrack winter snow pack, weather conditions, and stream discharges
Emergency plansCreate and maintain response plans
Public educationInform communities about flood risks and preparedness

📢 Communicating flood risk

  • Emergency organizations use Ri calculations to report floods in terms like "100-year flood."
  • Don't confuse: "100-year flood" = a flood as big as any in the past 100 years, not a flood that happens once every 100 years.
  • Accuracy depends on data availability and quality, and on whether historical climate/land-use conditions still apply.
64

Managing Floods and Limiting Flood Damage

13.3 Managing Floods and Limiting Flood Damage

🧭 Overview

🧠 One-sentence thesis

Flood risk can be reduced through three main strategies: limiting runoff by preserving permeable surfaces, controlling floodwaters with infrastructure like dams and channels, and minimizing damage by removing vulnerable structures from floodplains.

📌 Key points (3–5)

  • Runoff coefficients: Different surfaces allow different proportions of rain to infiltrate versus run off—forests allow 75–95% infiltration, while roads allow only 5–30%.
  • Urban development increases flooding: Paved surfaces and buildings amplify flood potential by preventing infiltration and speeding water into drainage systems.
  • Infrastructure trade-offs: Flood-control structures like levees and wing dykes can paradoxically increase flooding in some areas while protecting others.
  • Common confusion: Engineering structures built for one purpose (e.g., navigation) can worsen flooding, while structures meant to prevent flooding can increase it downstream.
  • Floodplain management: Removing buildings from flood-prone areas and converting them to permeable parkland reduces both damage and flood magnitude.

💧 How surfaces affect flooding

💧 Runoff coefficients explained

Runoff coefficient: an estimate of the proportion of rain from a significant storm that will flow over a surface to become runoff, rather than infiltrating into the ground.

  • The coefficient measures what percentage becomes surface flow versus what soaks into the ground.
  • Lower coefficient = more infiltration = less immediate flooding.
  • Water that infiltrates becomes groundwater and moves slowly toward streams, delaying and reducing flood size.

🌳 Surface type comparison

Surface TypeRunoff (%)Infiltration (%)Flood Impact
Parks/forests5–2575–95Minimal—most water absorbed
Cultivated land/meadows10–6535–90Moderate
Roads/streets70–955–30High—water flows quickly to streams

🏙️ Urban development impact

  • Endless highways, roads, parking lots, and buildings create impermeable surfaces.
  • Example: A densely urbanized square kilometer (runoff coefficient 0.75) produces a flow rate of 1.7 cubic meters per second from 50 mm of rain, while a forested area (coefficient 0.15) produces much less.
  • Increasing infrastructure amplifies flood potential; conserving forests and creating parks reduces it.

🌿 Reducing urban flood risk

🌿 Strategies for existing urban areas

The excerpt lists several approaches:

  • Reduce area covered by hard surfaces
  • Make hard surfaces more permeable (e.g., permeable pavement)
  • Replace roads and parking lots with parks and community gardens
  • Construct ponds or wetlands to capture runoff
  • Create swales (dips and hollows) in landscaped areas to slow flow and increase infiltration

🏗️ Controlling floodwaters with infrastructure

🏗️ Dams, dykes, and channels

Three main types of flood-control structures:

  • Dams: Control water flow (e.g., High Aswan Dam in Egypt), though they have significant downsides
  • Dykes/levees: Berms built along river sides to prevent water from spilling onto floodplains
  • Artificial channels: Separate channels constructed to carry excess flow during floods

🌊 Mississippi River system case study

  • Largest river system in North America, draining over 40% of the US
  • One of the most controlled rivers in the world: 64 major dams, over 5,600 km of levees, thousands of other structures
  • Wing dykes: Constructed at angles within the channel to keep water flowing centrally and prevent sediment buildup in shipping channels

⚠️ Unintended consequences

Research by Pinter et al. (2008) found:

  • Wing dykes and levees were "the largest and most pervasive contributors to increased flooding"
  • Wing dykes acted like dams, increasing water levels upstream
  • Levees increased flooding downstream by eliminating water storage in floodplains
  • About 2 meters of the 2008 flood crest was linked to navigational and flood-control engineering

Don't confuse: Structures built to control flooding (levees) or improve navigation (wing dykes) can actually worsen flooding in other locations or times.

🔴 Red River flood management

🔴 Red River Floodway (Manitoba)

  • Built after the 1950 flood; completed in 1964 at $63 million cost
  • A 48 km long, 150 m wide channel around Winnipeg
  • Diverts Red River floodwaters away from the city
  • Has saved billions in flood damage since construction
  • Capacity increased after the 1997 flood nearly exceeded its design limits

🛡️ Dyke systems and their effects

  • Manitoba has an east-west dyke system to control Red River floods
  • During 1997: Protected Winnipeg but acted like a dam, creating a temporary 1,400 square km lake
  • Ring-dyked towns (like Morris) were protected; unprotected towns (like Ste. Agathe and Aubigny) were flooded

🌳 Grand Forks Greenway project

After the 1997 flood, Grand Forks implemented major changes:

  • Removed or moved over 850 houses plus 900 other buildings
  • Purchased 850 properties
  • Converted floodplain area into parkland with 30+ km of paths, golf courses, sports fields
  • Strengthened and raised floodwalls on both sides

Benefits of this approach:

  • Less infrastructure to be damaged in future floods
  • Fewer lives at risk
  • More permeable surfaces help reduce flood magnitude rather than increase it
  • Higher floodwalls protect more urban areas

🌍 Broader Earth system roles

🌍 Flooding's natural functions

River flooding plays important roles in Earth systems:

  • Floodplain creation: Has nourished terrestrial ecosystems for almost 400 million years and fed human populations for millennia (e.g., River Nile)
  • Sedimentary rock deposition: Floodplain sediments host valuable resources and provided materials for ancient mountain building
  • Sediment transport: Floods can trigger undersea slope failures that move sediments far offshore (Example: January 2020 Congo River turbidity flow transported sediments 1,200 km across the Atlantic seabed, occurring 10 days after the largest Congo River flood since the 1960s)

Markdown format notes complete.

65

Flooding and Earth Systems

13.4 Flooding and Earth Systems

🧭 Overview

🧠 One-sentence thesis

River flooding plays essential roles in Earth systems by creating fertile floodplains, depositing sediments that form rocks and resources, and transporting materials far into the ocean through turbidity flows.

📌 Key points (3–5)

  • Floodplain creation: Flooding builds fertile floodplains that have sustained human agriculture and terrestrial ecosystems for hundreds of millions of years.
  • Sedimentary rock formation: Floodplain sediments become sedimentary rocks that host valuable resources and provide materials for mountain building.
  • Offshore sediment transport: River flooding can trigger undersea slope failures that move sediments over vast distances across the ocean floor.
  • Long-term Earth processes: These flooding roles operate over geological timescales, shaping landscapes and rock formations over millions of years.

🌾 Floodplains and Ecosystems

🌾 Agricultural and ecological importance

Floodplains: areas created by river flooding that provide fertile ground for agriculture and ecosystems.

  • Floodplains have fed human populations for millennia, with the River Nile cited as a classic example.
  • Beyond human use, floodplains have nourished terrestrial ecosystems for almost 400 million years.
  • The fertility comes from nutrient-rich sediments deposited during flood events.

Example: The Nile River's annual floods historically deposited nutrient-rich silt that made Egyptian agriculture possible without modern fertilizers.

⏳ Geological timescale

  • The excerpt emphasizes the deep history: 400 million years of ecosystem support.
  • This places flooding as a fundamental Earth process, not just a modern concern.

🪨 Sedimentary Processes and Rock Formation

🪨 Floodplain sediment deposition

  • Flooding deposits sediments on floodplains that eventually become sedimentary rocks.
  • These rocks are host to "some valuable resources" (the excerpt does not specify which resources).
  • Example: Fossil-bearing sedimentary rocks in the Dinosaur Park area of southern Alberta formed from ancient floodplain deposits.

⛰️ Mountain building materials

  • Floodplain sedimentary rocks have provided materials for mountain building "in the distant past."
  • This connects flooding to tectonic processes over geological time.
  • The mechanism is not detailed in the excerpt, but it establishes flooding as part of the rock cycle.

🌊 Offshore Sediment Transport

🌊 Turbidity flows and slope failure

Turbidity flow: underwater movement of sediment-laden water that can transport materials across the ocean floor.

  • River flooding can trigger undersea slope failures that create turbidity flows.
  • These flows move sediments far offshore, extending the reach of river flooding beyond the land.

📍 Congo River example (January 2020)

The excerpt provides a specific case study:

Event detailDescription
LocationOffshore from the Congo River, Africa
DateJanuary 2020
TriggerLargest flood on the Congo River since the 1960s
TimingTurbidity flow occurred only 10 days after the flood
DistanceSediments transported approximately 1,200 km across the Atlantic seabed

Why it matters: This demonstrates how river flooding events can have impacts far beyond the river basin itself, affecting deep-ocean environments and potentially damaging infrastructure like undersea cables.

🔗 Connection to Earth systems

  • This process links terrestrial flooding to marine sediment deposition.
  • It shows how flooding contributes to sediment distribution across ocean basins.
  • The rapid timing (10 days) illustrates the direct connection between river floods and offshore processes.
66

The Waste Stream

14.1 The Waste Stream

🧭 Overview

🧠 One-sentence thesis

Waste production varies dramatically by country and composition, but a significant portion—close to 60%—could be diverted from landfills through composting, recycling, and behavioral changes.

📌 Key points (3–5)

  • Geographic variation: Americans and Canadians produce the most waste per capita (~900 kg/year), while Indians produce far less (~100 kg/year), with differences in waste type and complexity.
  • Household waste composition: Organic material (29%), paper (15.5%), and plastics (15.1%) dominate household waste streams, with much of it avoidable or recyclable.
  • Diversion potential: Based on Victoria, BC data, approximately 60% of household waste could be diverted from landfills through composting, recycling, and reuse.
  • Common confusion: U.S. landfill waste has plateaued since 1990, but total waste production continues to rise because recycling rates increased—less landfill waste does not mean less consumption.
  • Why it matters: Reducing organic waste in landfills is critical to lowering greenhouse gas emissions (carbon dioxide and methane).

🌍 Global and temporal waste patterns

🌍 Per-capita waste production by country

  • Americans and Canadians lead globally, producing over 900 kg of waste per person per year (about 2.5 kg/day).
  • Australians, New Zealanders, South Africans, and Europeans follow closely.
  • Indians produce just over 100 kg per person per year (about 290 g/day), with less plastic, metal, and electronic waste.
  • Example: An American produces roughly nine times the waste of an Indian annually, and the waste types differ significantly in complexity.

📈 U.S. waste trends over time

  • Waste production per person in the U.S. increased significantly from 1960 to 2000.
  • Since 2000, the trend has been slightly downward or plateaued.
  • Don't confuse: The plateau is not due to reduced consumption; it reflects increased recycling and diversion, not less stuff being thrown out overall.

🗑️ Household waste composition

🥕 Organic material (29%)

Organic material: food and food waste, representing about 104 kg per person per year in Victoria, BC.

  • Avoidable: 43% was perfectly good to eat.
  • Compostable: 42% could go in a backyard composter (vegetable scraps, tea bags, eggshells, grass cuttings).
  • Donatable: 8% was still packaged and within its "best before" date.
  • Unavoidable: Only 7% was truly unavoidable waste.
  • Since 2015, Victoria collects organic waste in curbside "green bins" for industrial composting.
  • Example: A household throwing out unopened packaged food before its expiry date contributes to the "donatable" category.

📄 Paper (15.5%)

  • Represents about 55 kg per person per year.
  • Recyclable: 42% includes newsprint, books, cardboard.
  • Compostable soiled paper: 40% could have been placed in green bins or backyard composters.
  • Non-recyclable: 18%.
  • Most paper waste can be diverted: soiled paper can be composted, clean paper can be recycled.

🧴 Plastics (15.1%)

  • Represents about 54 kg per person per year.
  • Non-recyclable: 53%, mostly because facilities don't exist or aren't readily available.
  • Recyclable: 46%.
  • Returnable containers: 1.3%.
  • Example: A plastic container that could be recycled often ends up in landfills because local facilities don't accept that type of plastic.

🧷 Hygiene products (13.7%)

  • Includes disposable diapers (48%), pet litter or animal feces (41%), and feminine hygiene products.
  • Represents about 46 kg per person per year.
  • Very little can be recycled or diverted, though some could be avoided with behavioral changes (e.g., reusable diapers).

👕 Textiles (6.6%)

  • About 24 kg per person per year.
  • Blankets and sheets: 46%.
  • Clothing: 39%.
  • Footwear: 15%.
  • Most textile items might have been donatable (reusable) or recyclable in some jurisdictions.

🔧 Other categories

  • Wood, glass, construction waste, metals, hazardous waste, electronics, and rubber make up the remaining household waste.
  • Glass is mostly jars; metals are mostly cans; hazardous waste includes paints and light bulbs.

🏢 Non-household waste streams

🏭 Industrial, commercial, and institutional waste (41% of landfill intake)

  • Similar to household waste, but with lower food proportions and higher paper, plastic, and wood.
  • Example: A restaurant or office building contributes more paper and packaging waste relative to food waste than a typical household.

🏗️ Construction and demolition waste (16% of landfill intake)

  • Much more wood waste and "construction waste" (shingles, roofing, insulation).
  • Understandably different from household and commercial streams due to the nature of the sector.

♻️ Recycling and diversion trends

📊 U.S. recycling rates over time

  • In the 1960s and 1970s, only about 7% of waste was recycled or diverted.
  • The rate climbed steeply from 1980 to 2010, reaching around 35%.
  • The rate appears to have plateaued at around 35% since 2010.
  • Important point: Although landfill waste has plateaued since 1990, total waste production continues to increase because more is being sent for recycling.

🎯 Diversion potential in Victoria, BC

CategoryPercentage of household wasteDiversion potential
Organic material29%~29% (composting)
Paper15.5%~12% (80% of paper can be diverted)
Plastics15.1%~8% (just under half is recyclable)
Textiles6.6%~7% (most donatable or recyclable)
Wood4%~4% (readily recyclable)
Glass3%~3% (readily recyclable)
Metal3%~3% (readily recyclable)
Total~60%
  • Hygiene products (14.7%) offer little diversion potential, though some could be avoided with behavioral changes.
  • Don't confuse: The 60% diversion potential is based on current waste composition; it could be improved further by changing product design and consumer behavior.

🚀 Strategies to reduce landfill waste

🌱 Divert organic matter

  • Household composting and curbside green-bin programs can divert 29% of household waste.
  • Common in many Canadian cities and towns, but less common in the U.S.
  • Example: A household that composts vegetable scraps and uses a green bin for food waste prevents methane emissions from landfills.

📦 Improve paper recycling

  • Soiled paper can be composted; most other paper can be recycled.
  • 80% of paper could be diverted, representing 12% of the waste stream.

♻️ Increase plastic recycling

  • Just under half of plastic is currently recyclable, representing about 8% diversion potential.
  • Policy levers: Mandate that all plastic products be designed to be 100% recyclable; give all beverage containers a deposit value.
  • Example: A government law requiring deposits on all drink containers increases return rates and reduces plastic in landfills.

👗 Donate and reuse textiles

  • Most textile items (7% of waste) might have been donatable or recyclable.
  • Example: Donating old clothing to a charity instead of throwing it away keeps it out of the landfill.

🔩 Recycle wood, glass, and metal

  • Wood (4%), glass (3%), and metal (3%) are readily recyclable.
  • Example: Separating metal cans and glass jars for curbside recycling diverts them from landfills.

🛑 Change behaviors

  • Some waste in the hygiene category (14.7%) could be avoided with changes in habits, such as using reusable diapers.
  • Example: A family switching from disposable to cloth diapers reduces the amount of hygiene waste sent to landfills.

🌡️ Environmental urgency

🌡️ Greenhouse gas emissions

  • Organic materials in landfills break down to produce carbon dioxide and methane.
  • Reducing organic waste in landfills is critical to lowering greenhouse gas emissions.
  • The excerpt emphasizes: "We need to do everything we can to reduce those emissions."
  • Example: Composting food waste instead of sending it to a landfill prevents methane production, a potent greenhouse gas.
67

14.2 Dumps and Landfills

14.2 Dumps and Landfills

🧭 Overview

🧠 One-sentence thesis

Engineered landfills use barriers, leachate collection, gas capture, and monitoring systems to contain waste and prevent contamination, unlike uncontrolled dumps that allow waste to spread into the environment.

📌 Key points (3–5)

  • Dump vs landfill: dumps have no controls and allow contamination; landfills are engineered structures with containment barriers and monitoring.
  • Core containment strategy: impermeable base liner (plastic or clay) prevents leachate from reaching groundwater; cover membrane traps gases.
  • Active management systems: leachate extraction pipes, gas wells, compaction machinery, and monitoring wells around the perimeter.
  • Siting criteria: landfills must be set back from airports, schools, water bodies, faults, flood zones, and the water table to reduce risks.
  • Common confusion: the landfill cover is not just for aesthetics—it prevents gas escape and reduces water infiltration, while gas wells safely release trapped gases.

🚫 Dumps: uncontrolled waste disposal

🚫 What a dump is

A dump is a place where waste is literally dumped with little or no control over what is dumped, and by whom, and there are no mechanisms or procedures in place to ensure that the waste doesn't contaminate the surrounding land, water and air.

  • Waste is accessible to scavengers, can be scattered by wind, or washed away by water.
  • Contaminated water can drain off-site or seep into the ground.
  • Gases diffuse freely into the atmosphere.
  • Dumps are often set on fire and may burn for years.
  • Important: Although many dumps still exist, it is no longer permissible to create new ones in most countries.

🏗️ Engineered landfills: containment and control

🛡️ Impermeable base barrier

  • The key feature is a heavy plastic liner (0.5 to 1.5 mm thick) with welded seams, or a thick compacted clay layer.
  • Purpose: contain all fluids within the landfill so there is no (or very low) risk that landfill liquids will disperse into groundwater or surface water.
  • The liner is normally covered with a layer of permeable fill (sand and gravel).
  • Example: rubber tires are sometimes placed on top of the liner to protect it from damage from landfill materials and machinery.

💧 Leachate collection system

  • Pipes are installed within the permeable fill layer above the liner to extract water (leachate) that has contacted the waste.
  • Extracted leachate is sent to a dedicated processing plant or sewage treatment plant to be detoxified before release into the environment.

🎭 Cover membranes and daily operations

  • In completed sections: another plastic membrane (or clay layer) covers the waste to reduce water infiltration and prevent gas escape.
  • At the working face: waste is typically covered with a few centimeters of soil or other material at the end of each day to prevent dispersal and access by birds, rodents, and insects.
  • Don't confuse: the working face is not permanently covered, but the completed sections are sealed.

🔨 Compaction of waste

  • Heavy machines with studded metal wheels compress the waste at the working face.
  • Benefits:
    • Allows more waste to be stored within a specific volume.
    • Reduces the risk of pockets of explosive gas within the waste.

🌫️ Gas management

🌫️ Why gases must be managed

  • Natural decomposition of landfill components generates gases, mostly carbon dioxide (CO₂) and methane (CH₄).
  • Landfills are currently responsible for about 5% of global greenhouse gas emissions.
  • The cover membrane contains these gases so they are not released to the atmosphere.
  • Another role: contain volatile emissions so the landfill doesn't smell as bad as it might otherwise.

⚙️ Gas wells and extraction

  • Gases cannot be allowed to build up indefinitely, so they are released in a controlled way through gas wells.
  • Wells are installed within the covered waste area and extend down to a depth just above the landfill water table.
  • Extracted gas is either:
    • Flared to convert methane to carbon dioxide (methane plus oxygen yields carbon dioxide plus water), or
    • Used to generate electricity.

🔬 Monitoring systems

🔬 Monitoring wells

  • Constructed around, and sometimes within, a landfill to sample groundwater and determine if any leachate is escaping.
  • There may be several dozen such wells around a typical landfill.
  • Sampled regularly (e.g., quarterly or at least annually) and analyzed for constituents that might be expected in leachate.
  • The monitoring protocol might also include collecting water samples from nearby streams and air samples from around the landfill.

🌳 Post-closure use

  • When a landfill is completely filled, it can be covered with a thick layer of soil and adapted for other uses such as parks and playing fields.

📍 Siting criteria: where landfills can be built

📍 Distance requirements from sensitive areas

The excerpt lists criteria from a 2016 British Columbia document:

FeatureMinimum distance / requirement
AirportAt least 8 km (or 3.5 km if bird-control measures are in effect)
School or residential areaAt least 500 m
Active fault (Holocene), slope failure risk, or karst terrainAt least 500 m
Producing wellAt least 300 m
Water tableAt least 1.5 m above
Surface water body (stream, pond, marsh, lake, ocean)At least 100 m
Park or archaeological siteAt least 100 m
Topographic depression, river flood plain, tsunami risk, or highest sea levelNot within; at least 1.5 m vertical above highest sea level
  • Other important criteria: proximity to the source of waste, permeability of underlying material, and proximity of material that can be used as cover.

🪨 Geological considerations

  • Active faults: we wouldn't want to construct a landfill on a fault that may be active again.
  • Slope failure risk: areas at risk of landslides are unsuitable.
  • Karst terrain: typically characterized by solutional opening of fractures and bedding planes, which could provide a conduit for significant dispersal of contaminated water.
  • Water table depth: the stipulation that the deepest part must be at least 1.5 m above the water table all but eliminates construction in very wet regions where the water table may be within a few meters of surface, because most landfills are excavated to at least several meters depth.

🌊 Why buffer zones matter

  • 100 m to surface water: allows time for a surface leak to be detected before it reaches a stream, pond, or lake.
  • 300 m to nearest well: allows for the longer period of time that it might take to detect dispersal within an aquifer.
  • Flood risk: landfills must not be sited within existing topographic depressions, gullies (even dry ones), or river floodplains because those are at risk of flooding under extreme conditions.

⚠️ Risk despite precautions

  • In spite of all the measures taken to prevent it, there is always a risk that leachate will leak into the surroundings, and into surface water and groundwater.
  • Don't confuse: the criteria are designed to minimize risk and allow time for detection, not to eliminate risk entirely.

🕰️ Historical context

  • Most existing landfills were constructed before strict criteria like those listed were established, so older landfills may not meet current standards.
68

Leachate and Landfill Gas

14.3 Leachate and Landfill Gas

🧭 Overview

🧠 One-sentence thesis

Landfill leachate and gas evolve through aerobic and anaerobic stages, producing contaminated water with oxygen-consuming compounds and hazardous concentrations far exceeding drinking water standards, along with methane and carbon dioxide gases that peak within 5–7 years.

📌 Key points (3–5)

  • What leachate contains: high concentrations of oxygen-consuming compounds (COD, BOD), ammonia, metals, and dissolved salts—thousands of times higher than drinking water levels.
  • How conditions change over time: waste starts aerobic (oxygenated) but becomes anaerobic (oxygen-depleted) when buried, shifting the chemistry and increasing metal solubility.
  • Gas evolution pattern: oxygen is quickly consumed, then methane production rises during the anaerobic stage and peaks at 5–7 years before declining after 20 years.
  • Common confusion: aerobic vs anaerobic stages—the upper unsaturated waste may stay oxygenated while deeply buried saturated waste becomes anoxic, creating different reaction products in different zones.
  • Why ammonia matters: though not harmful to humans, ammonia poses serious risks to aquatic life and can convert to nitrate, a drinking water contaminant.

💧 Leachate composition and contamination

💧 What makes up leachate

Leachate: water that has passed through landfill waste, dissolving and carrying various chemical constituents.

  • Landfills contain organic matter (putrescible waste), hazardous materials (paints, solvents, batteries, pesticides, pharmaceuticals), and metals.
  • Water enters from precipitation and moisture already in the waste.
  • The water becomes saturated at the base and dissolves components from the waste.

🧪 Key contaminants and their levels

The excerpt emphasizes that leachate concentrations vastly exceed safe drinking water levels:

Contaminant typeConcentration vs drinking waterExamples
Oxygen-consuming compoundsThousands of times higherCOD, BOD5, ammonia, organic carbon
Major dissolved saltsHundreds of times higherChloride, sodium, potassium, calcium
MetalsTens of times higherMagnesium, manganese, iron, copper, zinc
  • COD (chemical oxygen demand) and BOD (biological oxygen demand) measure how much oxygen constituents will consume through chemical or biological processes.
  • BOD5 means the biological oxidation process was measured over 5 days.

⚠️ Ammonia as a special concern

  • Ammonia (NH₃) is not harmful to humans but represents a significant risk to aquatic organisms.
  • It can be biologically converted to nitrate (NO₃⁻), which is a serious drinking water problem.
  • Present at concentrations several thousand times that of typical drinking water.

🔄 Evolution of leachate over time

🌬️ Aerobic stage (early, oxygenated)

  • Waste near the top of a landfill is oxygenated when first placed.
  • May remain aerobic for months or years until buried beneath other layers.
  • During this stage, water is affected relatively little.
  • Chloride levels increase early on, and some ammonia is generated.

🚫 Anaerobic stage (buried, oxygen-depleted)

  • Conditions become anaerobic as waste is isolated from the atmosphere.
  • Biological and chemical reactions consume oxygen faster than it can be replenished.
  • More ammonia is generated.
  • Acetic, lactic, and formic acids are produced, causing pH to drop.
  • Ethanol and methanol are also produced.

🔻 Why pH drop matters for metals

  • Lower pH results in greater solubility for metals.
  • Metal levels increase dramatically during the anaerobic stage.
  • Chemical oxygen demand increases because water reacts with organic matter and because iron and ammonia levels rise.
  • Example: Iron oxide minerals precipitate (form visible deposits) when leachate leaks and is exposed to oxygen.

⏳ Long-term stabilization

  • Waste that has been in a landfill for many decades gradually becomes less reactive.
  • Concentrations of components in the leachate eventually stop increasing.

⛽ Landfill gas production and composition

🌫️ Gas evolution stages

The excerpt describes how gas composition shifts as conditions change:

Early aerobic stage:

  • Composition reflects atmosphere: 79% nitrogen, 21% oxygen.
  • Oxygen is quickly used up by aerobic bacteria.
  • Nitrogen is slowly converted to ammonia and other dissolved nitrogen ions.

Transition to anaerobic:

  • Carbon dioxide is produced during both aerobic and anaerobic stages from microorganisms consuming organic matter.
  • Hydrogen is produced during the early part of the anaerobic stage.

Mature anaerobic stage:

  • Methane levels don't start to rise until all oxygen is consumed (because methane reacts readily with oxygen).
  • Methane production continues to increase through the anaerobic stage.
  • In most cases, methane and carbon dioxide proportions are roughly equal in a mature landfill.

⏱️ Timeline of gas production

  • Significant gas production begins within 1 to 3 years of waste placement.
  • Peak gas production occurs around 5 to 7 years.
  • Relatively little gas production after 20 years.
  • Methane production gradually levels off as organic matter within the waste is consumed.

🔥 Why methane matters

  • Methane is a much more powerful greenhouse gas than carbon dioxide.
  • It represents an explosion risk around a landfill.
  • Cannot just be released into the atmosphere (the excerpt notes this leads into waste-to-energy discussion).

🗺️ Spatial variation within landfills

📍 Upper vs lower zones

Don't confuse the uniform appearance of a landfill with uniform internal conditions:

  • Upper part (unsaturated): may remain oxygenated, supporting aerobic reactions.
  • Base (saturated): quickly becomes anoxic, supporting anaerobic reactions.
  • Different types of chemical reactions and reaction products occur in upper and lower parts of the waste pile.

🌊 Water saturation patterns

  • Material at the base will be saturated with water.
  • Upper parts may be unsaturated.
  • Even where efforts are made to keep water out, saturation occurs at the base due to precipitation and moisture in the waste.
69

Waste to Energy

14.4 Waste to Energy

🧭 Overview

🧠 One-sentence thesis

Waste-to-energy technologies—ranging from landfill-gas electricity generation to waste incineration plants—can recover energy and materials from municipal waste while dramatically reducing the volume that must be landfilled.

📌 Key points (3–5)

  • Landfill gas conversion: methane from landfills can be flared (converting it to CO₂) or, better, used as fuel to generate electricity or heat buildings.
  • Waste incineration basics: about 90% of typical municipal waste is burnable; modern plants generate electricity and recover metals, reducing landfill volume to 10–15% of the original.
  • Energy revenue potential: depending on local electricity prices, a waste-to-energy plant may recover much or all of its operating costs through electricity sales.
  • Common confusion: waste-to-energy is not just burning trash—it includes landfill-gas capture, direct incineration for electricity, and alternative processes (gasification, fermentation, distillation) that can produce gaseous or liquid fuels.
  • Global adoption varies widely: Japan diverts about 74% of waste to energy, several European countries 30–50%, showing large differences in waste-to-energy use.

🔥 Landfill gas as an energy source

🔥 Why landfill gas matters

  • Landfills produce methane (a potent greenhouse gas) as organic waste decomposes.
  • The simplest solution is to flare the gas, converting methane to carbon dioxide (less harmful).
  • A better solution is to use the landfill gas as fuel for generating electricity or heating buildings and other facilities.

⚡ Landfill-gas to electricity

  • The excerpt describes a landfill-gas to electricity plant near Nanaimo, BC (Figure 14.4.1).
  • This approach captures the gas and converts it into usable energy rather than simply burning it off.
  • Example: a landfill collects methane, pipes it to a generator, and produces electricity for the grid or nearby facilities.

🏭 Waste incineration for energy

🏭 What can be burned

About 90% of the typical municipal waste stream is burnable.

Burnable materials include:

  • Organics
  • Paper
  • Plastic
  • Hygiene products
  • Construction waste
  • Some hazardous waste
  • Rubber

Inflammable (non-burnable) materials include:

  • Glass
  • Metal
  • Electronics

🔧 How a waste-to-energy plant works

The excerpt provides a schematic (Figure 14.4.2) and describes the process:

  1. Waste delivery and feeding: unsorted waste is dumped from trucks into a pit, then transferred to the incinerator hopper with a grappling crane.
  2. Incineration: forced air maintains hot combustion; additional fuel may be used to keep temperature above a minimum level.
  3. Material recovery:
    • Coarse non-burnable material is recovered and may be used as aggregate.
    • A strong magnet separates metals from that stream.
    • Finer fly ash is recovered and likely sent to a landfill.
  4. Energy extraction: heat is extracted to power a steam turbine for electricity generation; leftover heat may be used to heat nearby buildings, greenhouses, or industrial processes.
  5. Emissions control: exhaust gases pass through scrubbers and other air-pollution control systems.

📉 Volume reduction

  • The volume of material that must be landfilled is typically 10 to 15% of the original waste volume.
  • This dramatic reduction is a key advantage of incineration over direct landfilling.

💰 Economic viability

  • Depending on the local price of electricity, a waste-to-energy plant may recover much or all of its operating cost through electricity sales.
  • On top of energy revenue, the process provides for the recovery of metals and other materials that have value.

🔬 Alternative waste-to-energy technologies

🔬 Beyond direct combustion

  • Most of the hundreds of existing waste-to-energy operations use technologies similar to the incineration process described above.
  • Alternatives exist that involve producing gaseous or liquid fuels from waste by:
    • Heating
    • Fermentation
    • Distillation

⚖️ Trade-offs of alternative methods

  • Some alternative technologies have the potential to produce more energy than direct combustion of waste.
  • However, they also require that waste materials be sorted beforehand, adding complexity and cost.
  • Don't confuse: direct incineration accepts unsorted waste, while fuel-production methods typically need pre-sorted feedstock.

🌍 Global adoption patterns

🌍 Country-by-country variation

The excerpt provides data (Figure 14.4.3) on the proportion of waste that is burned rather than landfilled in various countries in 2018:

Country/RegionProportion burned (waste-to-energy)
Japan~74% (highest)
Several European countries30–50%
(Other countries, implied)Lower percentages

📊 What the variation shows

  • Japan has the highest proportion of waste-to-energy diversion at around 74%.
  • Several European countries follow in the range of 30 to 50%.
  • The wide variation suggests different policy priorities, infrastructure investment, and waste management strategies around the world.
70

Liquid Wastes

14.5 Liquid Wastes

🧭 Overview

🧠 One-sentence thesis

Liquid waste (sewage) poses both health risks from pathogens and environmental risks from oxygen-demanding compounds and nutrients, requiring multi-stage treatment to protect water bodies and aquifers.

📌 Key points (3–5)

  • What sewage contains: North Americans produce ~250 L/person/day of wastewater with 1000–2000 mg/L dissolved/suspended solids, including organic matter, nutrients (N, P), and microorganisms.
  • Two types of problems: pathogens cause health issues (1.5 million deaths/year globally), while oxygen demand and nutrients (N, P) cause environmental/ecosystem damage (eutrophication, algae blooms).
  • How treatment works: three stages—primary (separate solids), secondary (bacteria break down organics, remove 85–90% BOD), tertiary (remove N and P to prevent algae growth).
  • Common confusion: wastewater in aquifers vs surface water—aquifer minerals filter and bind contaminants within metres to hundreds of metres, while surface water allows contaminants to travel significant distances.
  • Alternative systems: rural septic tanks with drainage fields and constructed wetlands (using periphyton microorganisms) can treat wastewater effectively.

💧 Composition and volume of wastewater

💧 How much and what concentration

  • North Americans produce approximately 250 litres per person per day.
  • Higher than European countries (several times more in some cases) and much higher than most other parts of the world.
  • Because of high water use, North American wastewater is relatively dilute: 1000–2000 mg/L dissolved and suspended solids.
  • Each person sends 250–500 g (dry weight) of solid matter down the sewer daily.

🧪 What's in the solids

The solids include:

  • Feces, food particles, toilet paper
  • Grease, oil, soaps
  • Dissolved salts and metals
  • Mineral matter (sand, clay)

Typical concentrations (mg/L):

ComponentConcentration
BOD₅305
COD740
Organic Carbon250
Total Suspended Solids450
Volatile Suspended Solids320
Carbonates37
Nitrogen (N)80
Phosphorus (P)23
Fats, Oils & Grease100

Volatile suspended solids: the fraction of suspended matter that will evaporate or burn on heating above 550°C.

🦠 Microorganisms present

Not listed in the table but present in sewage:

  • Bacteria: Escherichia, Salmonella, Shigella, Campylobacter, Vibrio cholerae
  • Viruses: hepatitis, rotavirus, coronavirus, enterovirus
  • Protozoa: Entamoeba, Giardia, Cryptosporidium
  • Parasitic worms and their eggs

Most microorganisms are harmless, but some can cause illness if wastewater is not treated adequately.

⚠️ Health and environmental problems

🏥 Health risks from pathogens

  • Pathogens from wastewater are a health problem.
  • The problem is especially serious if wastewater mixes with drinking water supplies.
  • Inadequate treatment is common in most parts of the world.
  • Global impact: More than 1.5 million people (including over 400,000 children) died in 2019 from diseases contracted from water.
  • According to WHO, "at any given time, close to half the population of the developing world is suffering from waterborne diseases associated with inadequate provision of water and sanitation service."

🌊 Environmental and ecosystem risks

Geological problems: oxygen-demand and trace elements impact the quality and physical properties of water bodies and aquatic ecosystems.

Oxygen depletion:

  • Organic matter and other components that make up COD and BOD consume oxygen from the water.
  • This has negative implications for aquatic life.

Eutrophication:

Eutrophication: a condition arising from excessive nitrogen and phosphorus (from sewage) entering a body of water.

  • Nitrogen and phosphorus occur naturally in low concentrations, which restricts plant growth.
  • When added to surface water, they contribute to rapid plant growth and algae blooms.
  • Consequences:
    • Excessive algae can clog fish gills
    • Algae block sunlight
    • Dead organic matter results
    • Algae eventually die and become oxygen-demanding waste themselves (compounding the problem)

Example: High levels of N and P in wastewater → algae bloom → blocked sunlight and clogged fish gills → dead algae → more oxygen consumption → aquatic life suffers.

🌍 How wastewater behaves in different environments

🏞️ Surface water (streams, lakes, ocean)

  • Some suspended components gradually settle.
  • Smaller particles and microorganisms likely stay in suspension.
  • Dissolved components tend to stay in solution.
  • Key difference: contaminants can travel a significant distance.

🪨 Aquifers (groundwater)

Wastewater in an aquifer represents a very different problem:

Dissolved components:

  • Interact with surrounding minerals
  • Tend to become attached to surfaces, especially clay mineral surfaces
  • May not disperse more than tens to hundreds of metres

Suspended contaminants (including microorganisms):

  • Aquifer materials act like filters
  • Won't get very far: typically metres to tens of metres depending on nature and grain size of the aquifer

Organic matter:

  • Because oxygen supply is limited at depth, there will be minimal oxidation of organic constituents

Don't confuse: Surface water allows long-distance transport of contaminants; aquifers filter and bind contaminants within much shorter distances due to mineral interactions and physical filtering.

🏭 Wastewater treatment stages

🥇 Primary treatment

Main goal: separate solids from liquids.

Process:

  1. Screens (openings ~1 cm) remove larger particles
  2. Settling tanks separate smaller suspended material
  3. Any material that floats is removed from the surface
  4. Sludge that settles to the bottom is separated and can be further processed by fermentation or digestion with bacteria
  5. Methane is produced during this process and can be used as fuel

Removal rates:

  • About half of the BOD and fecal coliforms
  • Most of the suspended solids

🥈 Secondary treatment

Process:

  • Wastewater is aerated
  • Different bacteria are added at different stages to break down organic matter
  • Water may then be filtered and disinfected with chlorine, ozone, or UV light before release

Removal rates:

  • About 85–90% of BOD and suspended solids
  • 90–99% of coliform bacteria

🥉 Tertiary treatment

Goal: remove dissolved components, especially phosphorus and nitrogen, so released water doesn't contribute to algal growth.

Process:

  • Bioreactors with different levels of oxygenation and bacteria, OR
  • Specific chemical processes to remove dissolved components
  • End-stage water may also be filtered and disinfected with chlorine, ozone, or UV before release

🏡 Rural and alternative treatment systems

🪣 Septic tanks and drainage fields

For rural residents not connected to sewage collection networks:

Septic tank:

  • Typically plastic or concrete tank with two chambers
  • Designed so most solids can settle
  • Scum that develops on top is constrained
  • Liquid flows to a drainage field

Drainage field:

  • Plastic pipes have perforations to allow liquid to drain out
  • Layer of permeable gravel allows liquid to drain slowly and enter underlying soil or rock
  • Premise: as water seeps slowly through drainage medium and underlying natural soil/rock, it becomes sufficiently clean so it won't seriously contaminate the nearest surface water body

Important considerations:

  • Must assess permeability and porosity of natural materials
  • If permeability is too high: wastewater may flow through too quickly to be effectively treated
  • If permeability is too low: wastewater may not flow away at all and will pool on the surface

🌿 Constructed wetlands

Constructed wetland: a system situated within a natural or excavated basin with an impermeable liner, used to further decontaminate effluent from treatment plants, road runoff, or grey water.

Structure:

  • Perforated plumbing system at the base embedded in permeable gravel
  • Covered with finer material
  • Wetland plants (macrophytes) grown within

How it works:

  • Plants provide substrate (roots, stems, leaves) and appropriate chemical conditions
  • A population of microorganisms (algae, bacteria) called periphyton grows on the substrate
  • The periphyton is responsible for removal of about 90% of the pollutants

Effectiveness:

  • Removes nitrogen, phosphorus, and trace metals
  • Reduces BOD and COD levels

Example: Effluent from a wastewater treatment plant → constructed wetland → periphyton microorganisms remove 90% of pollutants → cleaner water released to environment.

♻️ Sludge reuse and risks

🌾 Agricultural use

  • Wastewater sludge is rich in plant nutrients
  • Widely used as a supplement for agricultural and forest soils

⚠️ Contamination risks

Microorganisms:

  • Risks can be minimized by heating above 55°C for at least 4 hours

Metals:

  • Potentially toxic metals cannot be easily removed from sludge
  • Metals most likely to be problematic to food crops: zinc, copper, nickel, cadmium, lead, mercury
  • Most likely to be seriously elevated in sludge from treatment plants that accept a significant component of industrial wastewater

Don't confuse: Heating kills microorganisms but does not remove metals; metal contamination is a persistent problem especially when industrial wastewater is mixed with domestic sewage.

71

Increasing Temperatures

15.1 Increasing Temperatures

🧭 Overview

🧠 One-sentence thesis

Global temperatures have risen consistently since 1960 due to human activities, primarily fossil fuel use, causing widespread environmental and geological consequences including increased wildfires, altered precipitation patterns, ocean warming, and ecosystem breakdown.

📌 Key points (3–5)

  • Temperature rise: Global mean annual temperature increased from 14°C to 15°C over 1960–2020, accelerating to 0.25°C per decade since 2000.
  • Regional variation: Most warming occurs in the northern hemisphere, especially the far north, due to greater landmass and positive feedback loops (sea ice loss, permafrost melting).
  • Precipitation paradox: Warming causes both drier conditions (increased evaporation, wildfires) and wetter conditions (warmer air holds more moisture) depending on region.
  • Ocean impacts: Surface water warming by 1°C contributes to sea level rise, tropical cyclones, reduced oxygen and CO₂ capacity, and coral reef breakdown.
  • Common confusion: The same warming can produce opposite effects—some regions become drier while others become wetter—because the mechanisms (evaporation vs moisture capacity) operate differently across locations.

🌡️ Global temperature trends and patterns

📈 Rate and consistency of warming

  • From 1960 to 2020, global mean annual temperature rose at 0.16°C per decade.
  • Since 2000, the rate accelerated to approximately 0.25°C per decade.
  • Early 20th century warming was erratic; post-1960 warming has been consistent.
  • At current rates, warming will exceed the Paris Agreement's 1.5°C goal above pre-industrial levels by 2050.

🌍 Geographic distribution of warming

The northern hemisphere has experienced most warming over the past 40 years, with particularly strong effects in:

RegionWarming intensityContributing factors
Far northVery strongGreater landmass (land warms faster than ocean); sea ice loss; permafrost melting
Central/eastern Europe, Arabian PeninsulaVery strongNot specified in excerpt
Rest of Europe, northern China, much of Africa, Brazil, southeastern USA, eastern AustraliaStrongNot specified in excerpt

❄️ Arctic amplification mechanisms

Two positive feedback loops intensify far north warming:

  1. Sea ice loss: Late summer Arctic Ocean sea ice is now ~60% of 1980 extent; open water absorbs far more solar energy than snow-covered ice.
  2. Permafrost melting: Releases stored methane and carbon dioxide, adding to atmospheric warming.

Don't confuse: "Positive feedback" here means self-reinforcing, not beneficial—warming causes changes that cause more warming.

💧 Precipitation changes and consequences

🔥 Drying effects and wildfires

  • Increased evaporation from warming makes forests drier in many regions.
  • Localized and periodic reduced rainfall compounds drying.
  • Result: increased incidence of wildfires (as described in the chapter introduction).
  • Example: Recently burned areas become highly vulnerable to soil erosion and slope failure.

🌧️ Increased precipitation in some regions

  • Warmer air can hold more moisture than cold air, leading to higher precipitation in some areas.
  • Example: Interior British Columbia saw a 40% increase in average monthly precipitation—from 51 mm/month (1915–1925) to 72 mm/month (1997–2007) in Kaslo.
  • Consequence: In July 2012, slope failure near Kaslo caused a debris flow killing four people at Johnsons Landing, linked to overall increased precipitation and particularly high rainfall in preceding weeks.

⚠️ Why opposite effects occur

The excerpt shows warming produces contradictory regional outcomes:

  • Drier regions: Evaporation exceeds any moisture increase.
  • Wetter regions: Increased atmospheric moisture capacity dominates.
  • Don't confuse this with inconsistency—both are direct consequences of the same warming, operating through different physical mechanisms.

🌊 Ocean warming and its impacts

🌡️ Ocean temperature rise

  • Ocean surface waters have warmed by 1°C since the early 20th century.
  • The excess atmospheric heat is slowly being transferred to the oceans.

🌀 Physical and chemical consequences

ImpactMechanismResult
Sea level riseWarm water takes up more space than cold waterThermal expansion contributes to rising seas
Tropical cyclonesWarmer surface watersIncreased incidence
CO₂ transferWarm water holds less CO₂ than cold waterSome ocean CO₂ moves to atmosphere
Oxygen depletionWarm water holds less oxygen than cold waterSlowly declining oxygen levels in oceans and lakes

🪸 Coral reef breakdown

Coral bleaching: breakdown of the symbiotic relationship between coral structures and algae (zooxanthellae) living within their tissues when water temperature exceeds the corals' tolerance range.

  • Bleached coral is likely dead.
  • Coral reefs are vital to ocean ecosystems.
  • Breakdown has implications for marine sedimentation and sea floor stability.

🌲 Case study: Mountain Pine Beetle infestation

🐛 Climate-driven beetle expansion

The Mountain Pine Beetle (MPB, Dendroctonus ponderosae) has affected BC forests over 180,000 km² (16% of the province, equivalent to Washington State's area) since the late 1990s.

🌡️ Three climate-related causes

  1. Warmer winters: No longer cold enough to kill most beetle larvae.
  2. Warmer, drier summers: Favorable conditions for beetle survival and reproduction.
  3. Forestry policies: Monoculture tree farms (replacing diverse ecosystems) make forests more vulnerable.

⛰️ Geological implications

The excerpt prompts consideration of geological consequences from dead/dying forests:

  • Trees that are brown will soon be dead and bare of needles.
  • Forest recovery will take decades.
  • (The excerpt asks readers to describe likely geological implications based on the photo, but does not provide the answer within this section.)
72

Melting Glacial Ice and Permafrost

15.2 Melting Glacial Ice and Permafrost

🧭 Overview

🧠 One-sentence thesis

Anthropogenic climate change is accelerating the melting of glaciers and permafrost worldwide, leading to water resource loss, increased slope failures, sea-level rise threatening hundreds of millions of people, and massive carbon release that further amplifies warming.

📌 Key points (3–5)

  • Glacier retreat is accelerating globally: valley glaciers are shrinking rapidly (some losing 45–85% of area), and ice sheets like Greenland have lost ~4,500 km³ of ice this century.
  • Practical consequences of glacier loss: reduced summer river flow affects billions who depend on glacial meltwater for drinking water and agriculture; loss of buttressing increases rock avalanches and debris flows.
  • Sea-level rise is accelerating: the rate has doubled from ~1 mm/year (early 1900s) to ~4 mm/year (since 2000), threatening over 300 million people by 2100 and causing groundwater salinization in coastal areas.
  • Permafrost collapse releases carbon: permafrost holds twice as much carbon as the atmosphere; thawing releases methane and CO₂, creating a positive feedback loop.
  • Common confusion: glacial retreat vs. glacial sliding speed—paradoxically, receding glaciers slide forward faster due to more basal water flow and calving, increasing sediment production.

🏔️ Glacier retreat and ice loss

📉 Scale of glacier area loss

  • Glacier National Park example: 8 glaciers studied from 1966–2015 show dramatic shrinkage.
    • Four largest glaciers lost 20–50% of their area.
    • Four smallest glaciers lost 45–85% of their area.
    • Total park loss: from 20.8 km² (1966) to 13.6 km² (2015) = 7.2 km² lost.
  • Volume loss is even greater: these figures show only area reduction; all glaciers are also much thinner, so ice volume has decreased far more.

🌍 Global patterns

  • A recent global study shows alpine glacier mass loss is increasing by ~20% per year.
  • Thinning rates have doubled over the past two decades.
  • Greatest losses occur in Alaska, Yukon, and British Columbia; Asian glaciers show lower loss rates.

🧊 Ice sheet melting

Greenland Ice Sheet loss: almost 4,500 km³ of ice lost this century (about nine times the volume of Lake Erie).

  • The rate has been fairly consistent throughout the 21st century.
  • This represents only ~0.02% of Greenland's total ice volume, but is still a huge absolute amount.

💧 Water resources and ecosystem impacts

🚰 Loss of summer water supply

  • Billions of people depend on glacial meltwater for drinking and agriculture, especially during dry summers.
  • Example: Berg Glacier contributes to the Fraser River, which supplies communities in British Columbia and the Fraser Valley agricultural region.
  • As glaciers and snowpacks lose volume, summertime river flow will decrease, reducing water availability for human needs.

🌄 Loss of natural splendor

  • Shrinking glaciers represent loss of inspiration and awe in mountainous and polar regions.
  • This is not just an indulgence for travelers; it is a loss of commodities "much needed in a troubled world."

⚠️ Increased geological hazards

🪨 Debuttressing and slope failure

  • How glaciers prevent slope failure: glacial ice buttresses both bedrock of steep U-shaped valleys and overlying sediments.
  • What happens when glaciers recede:
    • Buttressing is lost.
    • Exposed rock and sediments expand due to reduced pressure.
    • Water seeps into fractures and bedding planes.
    • Freeze-thaw cycles begin working.
    • Result: increased risk of rock falls, rock slides, rock avalanches, and debris flows.

🏔️ Tyndall Glacier case study

  • The Tyndall Glacier (Alaska) retreated 17 km from 1961–1991.
  • October 2015 failure: a 76 million m³ rock block failed, becoming a rock avalanche.
    • Covered part of the glacier front and extended into Taan Fjord.
    • Produced a 192 m high tsunami.
  • Cause: attributed to loss of buttressing by the Tyndall and Daisy glaciers.
  • Similar mechanism likely contributed to the November 2020 Elliot Creek debris flow.

🏞️ Changing valley relationships

  • As glaciers thin and retreat, tributary valleys become "hanging valleys" relative to the main valley (now a fjord).
  • This leads to:
    • Increased erosion of fjord sides.
    • Accumulation of sediments within the fjord.

🌊 Paradox: faster sliding during retreat

  • Don't confuse: a receding glacier is actually likely to be sliding forward faster than when climate was cold.
  • Why: more water flow along the base + more calving and melting at the front + thinner ice.
  • Consequence: increased sediment production; stronger water flows carry significantly more sediment.
  • Implications: affects stream dynamics and aquatic habitat, including fish habitat.

🌊 Sea-level rise and coastal impacts

📈 Acceleration of sea-level rise

PeriodRate of sea-level rise
Early 1880–1920Just over 1 mm/year
Late 20th centuryOver 2 mm/year
Since 2000Closer to 4 mm/year
  • Total rise so far: 25 cm (about the height of a wine bottle).
  • Projected future rise: likely another 25 cm in the next 30–40 years; probably exceeding 1 m by end of this century; some estimates show it could exceed 2.5 m.
  • Causes: about two-thirds from melting glaciers; one-third from thermal expansion of warming ocean water.

🏘️ Population at risk

  • By 2100, over 300 million people will be at risk of at least annual flooding events, if not complete inundation.
  • Most affected countries: China (most), followed by India, Bangladesh, Vietnam, other Southeast Asian countries, USA, Egypt, Japan, Netherlands, Great Britain, and Brazil.
  • Risks are exacerbated by increased extreme weather events, especially tropical storms.

💧 Groundwater salinization

Saltwater intrusion principle: groundwater beneath oceans is salty, and salt water extends under land to a depth 40 times greater than the water table extends above sea level.

  • Example: if the water table is 1 m above sea level near the coast, you'll encounter salt water at 40 m below sea level.
  • Particular problem in flat coastal plains: parts of China, Bangladesh, southern Florida.
  • Sea-level rise impact: as sea level rises, the saltwater-freshwater interface moves inland and upward, contaminating wells that previously provided fresh water.

🧊 Permafrost collapse and carbon release

🕳️ Batagaika Crater example

  • A giant hole in Siberia's Yakutia region: 60 m deep, area equivalent to 111 soccer fields (780,000 m²).
  • Growing by ~3 soccer fields per year.
  • Origin: started forming in the 1960s when surrounding trees were cut, allowing permafrost to thaw.
  • Now unstoppable; carbon-rich permafrost is collapsing and releasing CO₂ and methane.

🌍 Extent of permafrost

Permafrost: permanently frozen soil in non-glaciated areas at high latitudes or elevations where mean annual temperature is consistently below 0°C; must persist for at least two years (though most has existed since last deglaciation ~12,000 years ago).

  • Extends across ~25% of land in the northern hemisphere.
  • Greatest areas: Arctic Russia, Canada, Alaska.
  • Also extensive on Tibetan Plateau and adjacent Himalayas; less extensive on other northern mountain ranges and the Andes.

🔥 Carbon feedback loop

  • Carbon storage: permafrost holds twice as much carbon as currently in the atmosphere.
  • Release mechanism: when permafrost thaws and collapses, most carbon is released as methane and CO₂.
  • Timeline: the process will take centuries, but the rate of breakdown is accelerating.
  • Positive feedbacks amplify warming:
    • Higher greenhouse gas levels from released carbon.
    • Decreased albedo (reflectivity) of degraded sites—dark surfaces absorb more solar energy, causing more melting.

🏔️ Widespread slope failures

  • Thousands of sites around the Arctic show melting ice leading to significant slope failure and land loss.
  • Example from northern Canada (Herschel Island): large mounds of material have collapsed from embankments due to permafrost melting.
  • Exposures include ice wedges and intra-sediment ice; some cliffs exceed 22 m high and over 1.3 km long, growing yearly since first measured in 1950.

🌐 Ocean circulation impacts

🌊 Thermohaline circulation changes

  • Strong melting of glaciers in areas with extensive ice sheets (northern Canada, Greenland) reduces ocean water salinity.
  • Reduced salinity → reduced density of ocean water → changes in thermohaline circulation.
  • Most immediate effect: slowing of the Gulf Stream.
  • Consequence: significant implications for the climate of western Europe and Iceland.
  • Though ramifications could be global, regional effects would be felt first.
73

Extreme Weather Events

15.3 Extreme Weather Events

🧭 Overview

🧠 One-sentence thesis

Climate change is intensifying tropical storms, flooding, droughts, and wildfires, leading to billions of dollars in damage through storm surges, extreme rainfall, slope failures, and other geological impacts.

📌 Key points (3–5)

  • 2020 Atlantic storm record: 30 named tropical storms occurred, the highest ever recorded, driven by warmer ocean surface temperatures storing more heat.
  • Storm surge mechanisms: three factors combine—wind pushing water toward shore, low barometric pressure creating a bulge, and large waves—producing surges over 8 meters above normal tide levels.
  • Freshwater flooding is deadliest: 59% of tropical storm deaths result from inland freshwater flooding, not coastal wind or waves.
  • Common confusion: tropical storms cause damage far inland (over 1,000 km) through heavy rainfall, flooding, and slope failures, not just at the coast.
  • Climate change amplifies extremes: warmer temperatures increase both storm severity and drought conditions (e.g., ENSO cycles, southwestern US drought), punctuating long-term climate trends with billion-dollar disaster events.

🌀 Record-breaking tropical storms

🌀 The 2020 Atlantic season

  • 30 named storms in 2020, breaking the previous record of 28 (set in 2005).
  • Only two years (2005 and 2020) required using the Greek alphabet for storm names because the Roman alphabet ran out of letters.
  • Of the 30 storms, 14 were hurricanes and 6 were major hurricanes (both one shy of records).
  • Five tropical storms were active simultaneously on September 14, 2020.

🔥 Why 2020 was extreme

Two main reasons:

  1. Not a strong El Niño year: Atlantic tropical storms are less likely to develop under strong El Niño conditions.
  2. Hotter climate: more heat is stored in ocean surface waters, and that heat powers tropical storms.

📈 Temperature-storm correlation

  • From 1880 to 1930, both tropical storm numbers and global temperatures were relatively flat.
  • Since about 1960, both values have climbed steadily and steeply.
  • The excerpt shows this correlation graphically: as global temperatures rise, the number of tropical storms per year increases.

🌊 Storm surge and coastal destruction

🌊 Three factors creating storm surge

Storm surge: the increase in water level when a large storm approaches land.

  1. Wind: strong winds push water toward the coast, forcing it to "pile up" against the shore, potentially reaching several meters above normal sea level.
  2. Low barometric pressure: creates a bulge in the water surface; for a typical intense storm, this bulge could be over 1 meter above the surrounding sea surface.
  3. Large waves: can add several more meters of height to the surge.

🏚️ Extreme damage example

  • Some of the largest storm surges have exceeded 8 meters above typical high tide levels.
  • Example: Hurricane Ike in September 2008 on the Bolivar Peninsula, Texas:
    • Only a handful of buildings remained out of several hundred.
    • A bridge was damaged.
    • A highway was washed out in some areas.
    • Parts of the land were severely eroded.
    • What was formerly a straight coast became significantly embayed, with damage to erosion-prevention structures.

💧 Inland flooding and freshwater hazards

💧 Most deaths are from freshwater flooding

  • 59% of tropical storm deaths result from freshwater flooding, not from heavy winds, giant waves, or storm surges.
  • Tropical storms carry massive amounts of water, which falls as torrential rain after crossing onto land.

🌧️ Hurricane Katrina example (August 2005)

  • Heavy rainfall extended across at least 8 states and even into southern Canada.
  • Much flooding occurred near the coast in Louisiana and Mississippi, but also affected areas over a thousand kilometers inland.
  • The storm spawned 62 tornadoes, leading to 2 deaths and $23 million in damages.

🌀 Hurricane Harvey (August 2017)

  • Dumped record-breaking amounts of rain on parts of Texas.
  • Led to 100 deaths and over $125 billion in damages.

Don't confuse: tropical storm damage is not limited to coastal areas; inland flooding and rainfall can cause catastrophic impacts far from the ocean.

🏔️ Slope failures triggered by storms

🏔️ How heavy rainfall causes slope failure

  • Soaking with water from a tropical storm weakens material on slopes.
  • When combined with seismic shaking, thousands of slope failures can occur.

🌏 Hokkaido, Japan example (September 2018)

  • The Sapporo area was already wet from summer rain.
  • Typhoon Jebi further soaked the region on September 4.
  • On September 6, a M6.6 earthquake triggered over 6,000 slumps, mudflows, and debris flows in weathered volcanic soils on both steep and moderate slopes.
  • 41 deaths were related to the slope failures.

🗺️ Types of slope failure outcomes

In a small area of Hokkaido, several outcomes were evident:

  • Runout onto farmland.
  • Runout into buildings and a road.
  • Blockage of a stream (the Atsuma River).
  • A long runout train (about 2 km) from several separate failures along both sides of a narrow valley.

🔥 Drought and wildfire extremes

🔥 Climate change contributes to intense drought

  • Climate change can lead to extreme precipitation events and intense drought conditions.
  • Example: significant drought in the southwestern US since about 2012, contributing to unprecedented wildfire episodes, especially in summer 2020.

🌊 El Niño Southern Oscillation (ENSO)

El Niño Southern Oscillation (ENSO): a climate phenomenon that varies on a cycle of between 2 and 7 years and leads to extreme weather conditions in many parts of the world.

  • El Niño phase in Australia: brings hot and dry weather, with high probability of severe wildfires (especially in the eastern part of the country).
  • La Niña phase in Australia: typically brings wet conditions and often serious flooding.

🔥 Australia's 2019–2020 fire season

  • Record-breaking fire season occurred during an ENSO-neutral period (neither strong La Niña nor strong El Niño).
  • It was a particularly hot year globally.

Don't confuse: extreme fire seasons can occur even without strong El Niño conditions if global temperatures are high enough.

💰 Economic impacts of extreme weather

💰 Summary of ongoing and short-term impacts

  • Long-term changes: ongoing increase in global temperatures and changes to precipitation patterns continue to have geological impacts.
  • Short-term events: ENSO cycles and tropical storms are becoming more severe because of climate change.
  • These events punctuate the climate-change narrative with extreme events, each resulting in billions of dollars of damage.

📊 2020 US weather disasters

MetricValue
Number of billion-dollar-plus weather disasters22
Combined economic cost$95 billion
AttributionSeverity of many events can be attributed to climate change
Geological implicationsMost of these types of events have implications for environmental geology

Example: The excerpt references a NOAA summary showing 22 weather events during 2020, each with economic costs over a billion dollars.

74

Climate Change and Earth Systems

15.4 Climate Change and Earth Systems

🧭 Overview

🧠 One-sentence thesis

Climate change drives interconnected impacts across Earth systems, including temperature increases, glacial and permafrost melting, extreme weather intensification, and cascading effects on water supplies, ecosystems, and human infrastructure.

📌 Key points (3–5)

  • Temperature rise: Earth's average temperature increased by about 1°C from 1960 to 2020, with the greatest increases at far northern latitudes.
  • Dual precipitation effects: warmer air causes more intense evaporation (increasing wildfires) but also holds more moisture (leading to greater and more extreme precipitation in some areas).
  • Glacial and permafrost melting: accelerating ice melt threatens water supplies, increases slope failure risk, contributes to sea-level rise, and releases more greenhouse gases.
  • Extreme weather escalation: climate warming increases the incidence and intensity of tropical storms, flooding, and slope failures, with massive increases in human and financial costs.
  • Common confusion: warming doesn't just mean "drier everywhere"—it can mean both more evaporation (drying/fires) and more precipitation (flooding), depending on the region.

🌡️ Temperature changes and atmospheric effects

🌡️ Global warming pattern

  • Earth's average temperature rose by approximately 1°C between 1960 and 2020.
  • The warming is not uniform: far northern latitudes experienced the greatest temperature increases.
  • This warming is slowly being transferred from the atmosphere to the oceans.

💧 Evaporation and moisture dynamics

  • Warmer temperatures lead to more intense evaporation.
  • This increased evaporation has contributed to greater wildfire activity in many areas.
  • However, warmer air can also hold more moisture, creating a dual effect.

🌧️ Precipitation changes

  • Greater atmospheric moisture capacity has led to increased precipitation in some areas.
  • In many cases, this precipitation comes with extreme outcomes (not just steady rain).
  • Don't confuse: the same warming process can cause both drying (through evaporation/wildfires) and flooding (through intense precipitation), depending on local conditions.

❄️ Ice and permafrost impacts

🧊 Glacial ice melting

Melting of glacial ice: the accelerating loss of ice from glaciers worldwide.

  • The rate of melting is accelerating, not just continuing at a steady pace.
  • Water supply threats: puts both human water supplies and ecosystem water resources at risk.
  • Example: communities that depend on glacial meltwater for drinking or irrigation face future shortages as glaciers shrink.

⛰️ Slope stability risks

  • In areas where valley glaciers have receded, there is an increased risk of slope failure.
  • The ice that once stabilized slopes is no longer present, making the terrain more prone to landslides and collapses.

🌊 Sea-level rise consequences

  • Glacial melt contributes to sea-level rise.
  • This leads to:
    • Loss of habitable land (coastal areas become submerged)
    • Loss of groundwater resources (saltwater intrusion into freshwater aquifers)

🧊 Permafrost melting

  • Permafrost is melting faster than previously expected.
  • Consequences include:
    • Slope instability (similar to glacial recession effects)
    • Release of more greenhouse gases (trapped methane and carbon dioxide escape as permafrost thaws)
  • This creates a feedback loop: warming melts permafrost → permafrost releases GHGs → more warming.

🌀 Extreme weather and disaster costs

🌀 Tropical storms

  • Climate warming is contributing to an increase in the incidence of tropical storms.
  • These storms are not just more frequent but also more intense.

🌊 Flooding impacts

  • Tropical storms bring more intense flooding in:
    • Coastal areas (storm surge, heavy rainfall)
    • Inland areas (rivers overflowing, flash floods)
  • Increased flooding also triggers more slope failures (landslides, mudslides).

💰 Human and financial costs

  • In the past few decades, there has been a massive increase in:
    • Human cost (deaths, injuries, displacement)
    • Financial cost (property damage, infrastructure repair, economic disruption)
  • The excerpt emphasizes that this increase is tied to the rise in natural disasters driven by climate change.

🔗 Earth systems interconnections

🔗 Cascading effects

The excerpt shows how climate change impacts are interconnected across Earth systems:

System affectedPrimary impactSecondary/cascading effects
AtmosphereTemperature rise, moisture changesWildfires, extreme precipitation
Cryosphere (ice)Glacial and permafrost meltingWater supply loss, slope failure, sea-level rise, GHG release
HydrosphereSea-level rise, floodingLoss of habitable land, groundwater contamination
GeosphereSlope instabilityLandslides, infrastructure damage
Human systemsExtreme weather eventsIncreased disaster costs, displacement

🔄 Feedback loops

  • Permafrost melting releases greenhouse gases, which accelerate warming, which melts more permafrost.
  • Ocean warming lags atmospheric warming but will continue even if atmospheric warming slows.
  • Don't confuse: these are not isolated events but interconnected processes that amplify each other.
75

Taking Climate Action

15.5 Taking Climate Action

🧭 Overview

🧠 One-sentence thesis

Individuals can meaningfully reduce climate change by making deliberate choices in three realms—political engagement, consumer behavior, and personal lifestyle—with transportation and food choices being among the most impactful actions.

📌 Key points (3–5)

  • Three action realms: Political (voting, advocacy), consumer (business pressure), and personal (transportation, diet, consumption).
  • Transportation is critical: Single-occupant fossil-fuel vehicles are the biggest source of greenhouse gases in most areas, making driving reduction the top priority.
  • Food choices matter significantly: Beef production results in far higher GHG emissions than any other food by a wide margin due to methane from ruminant digestion.
  • Organic waste management: Keeping organic matter (food, yard waste, paper) out of landfills is essential to reducing GHG emissions.
  • Common confusion: Small individual actions vs. systemic change—both matter, but political engagement and major lifestyle shifts (driving, diet) have greater impact than minor adjustments.

🗳️ Political and consumer action

🗳️ Voting and advocacy

  • Vote for candidates who understand climate change and have pledged to act accordingly.
  • Communicate with politicians to make clear that climate change is a primary concern.
  • Political engagement is foundational because it enables systemic change at scale.

💼 Consumer pressure on businesses

  • Write, email, call, text, or tweet to let businesses know that climate-sensitive policies and products matter to you.
  • Make it clear that climate considerations will influence your purchasing decisions.
  • Support only climate-friendly businesses and inform others why you don't support them.
  • Example: An organization receives feedback that customers prefer renewable energy options → may shift product offerings or operations.

🚗 Transportation choices

🚗 Reducing fossil-fuel vehicle use

Single-occupant fossil-fuel vehicles are the biggest source of GHGs in most areas.

  • Priority hierarchy: Choose transit, bicycle (or electric bicycle), or walk if possible.
  • If driving is unavoidable, create a carpool to reduce per-person emissions.
  • Don't confuse: "I need a car sometimes" with "I need to drive everywhere"—many trips may have alternatives.

🏘️ Location and vehicle choices

  • Choose to live in places where transit, biking, or walking are viable options.
  • Residential location determines transportation options for years to come.
  • If you must drive: Use an electric car (more expensive upfront but cheaper to operate and maintain, saving money long-term).
  • If electric is unaffordable: Drive a small and efficient car, and avoid unnecessary trips.

🍽️ Food and consumption

🥩 Meat and dairy reduction

  • Reduce consumption of meat (especially beef) and dairy products.
  • Why beef is worst: Beef and sheep are ruminants—methane is produced in their rumens and then burped up.
  • Comparison of better choices: Pork and chicken produce fewer emissions than beef; a vegetable-based diet is better still.
Food typeRelative GHG impactReason
BeefHighest by wide marginRuminant methane production
SheepHighRuminant methane production
Pork/ChickenModerateNon-ruminant animals
VegetablesLowestNo animal methane

🌾 Food sourcing and waste

  • Eat local foods in preference to foods brought from far away.
  • Choose foods grown on small farms (and in gardens) over those from large monoculture and chemical-intensive operations.
  • Avoid food waste: Eat everything on your plate and make every effort to avoid throwing good food away.
  • Example: A household that plans meals carefully and uses leftovers reduces both food waste and the associated production emissions.

♻️ Waste, energy, and consumption

♻️ Organic waste management

  • Avoid sending anything organic to the landfill to reduce GHG emissions.
  • This includes any food and food waste, any lawn or garden trimmings, and all paper products.
  • Organic matter in landfills produces methane, a potent greenhouse gas.

🌡️ Energy use at home

  • Turn the thermostat down and put on a sweater.
  • Turn the air-conditioner down and look for other ways or places to stay cool.
  • These adjustments reduce energy demand from heating and cooling systems.

🛍️ Consumption and travel

  • Don't buy stuff you don't need—reducing consumption reduces production emissions.
  • Don't fly to places that you don't need to go to—aviation has significant climate impact.
  • Donate some of your time, or some money, to a local organization that is working to fight climate change.
  • Don't confuse: "I want this" with "I need this"—distinguishing wants from needs reduces unnecessary consumption.
    Environmental Geology | Thetawave AI – Best AI Note Taker for College Students