Introduction to Oceanography

1

Overview of the Oceans

1.1 Overview of the Oceans

🧭 Overview

🧠 One-sentence thesis

The oceans cover 71% of Earth's surface, contain 97% of Earth's water, and are divided into five major basins with the Pacific being the largest and deepest.

📌 Key points (3–5)

  • Ocean dominance: Oceans cover 71% of Earth's surface (361 million km²) and contain 97% of Earth's water, with unequal distribution between hemispheres (61% Northern vs 81% Southern).
  • Five major ocean basins: Pacific, Atlantic, Indian, Arctic, and Southern (recognized since 2000, though some countries dispute it as separate).
  • Pacific dominance: The Pacific alone contains over half (52%) of Earth's water and is both the largest and deepest ocean basin.
  • Depth vs elevation: The average ocean depth (3,800 m) is about four times greater than average land elevation (840 m); the deepest point (Challenger Deep, 11,022 m) exceeds the highest mountain (Mt. Everest, 8,848 m).
  • Common confusion: People often think of Earth in terms of land area, but water coverage vastly exceeds land—if Earth's surface were smoothed, the entire planet would be covered by about 2,700 m of water.

🌊 Ocean coverage and distribution

🌍 Surface area dominance

  • Oceans cover 71% of Earth's surface vs only 29% land.
  • Total ocean area: 139 million miles² (361 million km²).
  • Total water volume: approximately 1.37 billion km³.

🌐 Hemispheric asymmetry

The distribution of ocean coverage is dramatically unequal between hemispheres:

HemisphereOcean Coverage
Northern61%
Southern81%
  • The Southern Hemisphere is predominantly water, with more than four-fifths covered by oceans.
  • Don't confuse: This is about surface area coverage, not water volume distribution.

🗺️ The five major ocean basins

🏷️ Historical vs modern classification

Ocean basins: The major divisions of the world ocean, traditionally four but now recognized as five.

  • Traditional four: Pacific, Atlantic, Indian, and Arctic Oceans.
  • Fifth ocean (2000): Southern Ocean, comprising all water from Antarctica's coast to 60°S.
  • Recognition dispute: Some countries do not recognize the Southern Ocean as separate, viewing it instead as the southern extension of the other major oceans.
  • Why it matters: The Southern Ocean has unique characteristics that justify separate classification for scientific purposes.

📊 Water distribution by basin

Ocean BasinPercentage of Earth's Water
Pacific52%
Atlantic25%
Indian20%
Ice2%
Ground water0.6%
Atmosphere, lakes & rivers0.01%
  • The Pacific alone contains more than half of all Earth's water.
  • All oceans combined account for 97% of Earth's water.
  • Example: The Pacific's 52% is more than the Atlantic (25%) and Indian (20%) combined.

📏 Ocean dimensions and depth

🌊 Average depth and basin characteristics

OceanArea (million km²)Average Depth (m)
Pacific1664,282
Atlantic873,926
Indian733,963
Arctic141,205
Southern204,000
  • World ocean average depth: approximately 3,800 m (12,500 ft).
  • Pacific dominance: Nearly as large as all other oceans combined, and the deepest on average.
  • Arctic exception: Significantly shallower (1,205 m) than other major basins.

⛰️ Depth vs elevation extremes

The ocean's depth far exceeds land's height:

  • Average ocean depth: 3,800 m (12,500 ft).
  • Average land elevation: 840 m (2,800 ft)—about four times less than ocean depth.
  • Highest point on land: Mt. Everest at 8,848 m (29,028 ft).
  • Deepest ocean point: Challenger Deep in the Marianas Trench at 11,022 m (36,200 ft).

🏔️ Dramatic comparison

If you submerged Mt. Everest in the Marianas Trench, it would still be covered by over 2 km of water.

  • The deepest ocean point is 2,174 m deeper than the highest mountain is tall.
  • Example: The difference between the highest and lowest points on Earth's surface is about 20 km, with the ocean extreme being greater.

🌍 Hypothetical smooth Earth

  • If Earth's surface were smoothed out (no mountains or ocean basins), the entire planet would still be covered by water.
  • Depth of this global ocean: approximately 2,700 m.
  • Why this matters: Demonstrates that Earth has far more water than land mass, reinforcing that Earth is fundamentally a water-covered planet.

🎯 Why people study oceanography

🔬 Scientific applications

  • Oceanographers, marine biologists, environmental scientists: Obviously vital for understanding ocean processes.
  • Climate science: Oceans are major contributors to global climate patterns and provide clues to past climate conditions.
  • Other scientific fields: Many disciplines require ocean knowledge beyond traditional marine sciences.

🏭 Resource and energy applications

  • Resource extraction: Commercial fishing, aquaculture.
  • Energy: Oil and gas exploration, clean energy (wind, wave, tidal).
  • Knowledge of ocean processes is essential for sustainable and efficient extraction.

🚢 Transportation and commerce

  • International trade: Oceans are the major route for commercial shipping.
  • People transport: Still significant for moving people across seas.

🏄 Recreational applications

  • Sailors: Need to understand winds and currents.
  • Fishermen: Require knowledge of tides and habitat conditions.
  • Surfers: Benefit from understanding wave patterns.
  • Example: A casual sailor uses oceanography to predict favorable sailing conditions.

🤔 Curiosity and wonder

  • For anyone who has gazed at the ocean wondering what lies beneath, oceanography reveals the ocean's mysteries.
  • The study satisfies fundamental human curiosity about the natural world.
2

Continental Margins

1.2 Continental Margins

🧭 Overview

🧠 One-sentence thesis

Continental margins—the transition zones between continents and deep ocean basins—exhibit different features depending on whether they are passive (stable) or active (at plate boundaries), with passive margins developing wider shelves, gentler slopes, and thick sediment rises.

📌 Key points (3–5)

  • Structure of margins: continental margins consist of the shelf (flat, shallow), slope (steeper descent), rise (sediment accumulation), and then the abyssal plain (deep, flat ocean floor).
  • Why the shelf is flat: repeated sea-level changes exposed and submerged the shelf, allowing wave action, ice sheets, and erosion to smooth the surface.
  • Biological richness: continental shelves make up only ~6% of ocean surface but are biologically rich because shallow depth retains nutrients and proximity to coast provides nutrient input.
  • Common confusion—passive vs active margins: passive margins (not at plate boundaries) have wide shelves, gentle slopes, and well-developed rises; active margins (at plate boundaries) have narrower shelves, steeper slopes, and little to no rise.
  • Sediment traps at active margins: trenches at subduction zones trap sediment, preventing rise formation and keeping sediments off abyssal plains.

🏖️ Continental shelf features

🏖️ What the shelf is

Continental shelf: the shallow, fairly flat region extending from the coast to the shelf break, generally remaining below about 150 m depth.

  • The shelf can extend very far; for example, the Arctic shelf extends roughly 1500 km.
  • The floor is flat, not irregular or mountainous.

🌊 Why the shelf is flat

  • Throughout history, sea levels rose and fell repeatedly.
  • When exposed, the shelf was smoothed by wave action, ice sheets, and other erosional processes.
  • When submerged, wave action and sediment movement continued the smoothing process.
  • Result: a consistently flat topography across the shelf.

🐟 Biological importance

  • Continental shelves make up only about 6% of the ocean's surface area.
  • Yet they are biologically one of the richest parts of the ocean.
  • Two reasons:
    • Shallow depth prevents nutrients from sinking out of reach.
    • Proximity to the coast provides significant nutrient input from land.

🪜 From shelf to deep ocean

🪜 Shelf break

Shelf break: the point where the angle of the seafloor begins to get steeper, marking the end of the continental shelf.

  • Averages about 135 m deep.
  • Signals the transition from the flat shelf to the steeper slope.

⛰️ Continental slope

Continental slope: the steeper portion of the margin (about 4° angle) extending from the shelf break down to 3000–5000 m depth.

  • Much steeper than the shelf, though still a gentle angle overall.
  • In some areas, large submarine canyons have been carved into the slope.
  • Example: Monterey Canyon in Monterey Bay, California, is similar in size to the Grand Canyon.

🌀 Turbidity currents

Turbidity currents: essentially landslides of sediment, rocks, and other debris down the face of the slope.

  • These currents can carve out submarine canyons.
  • They transport material from the shelf and slope downward.

🏔️ Continental rise

Continental rise: the area at the bottom of the slope where the continental crust meets the oceanic crust, and the slope begins to level off toward the deep ocean floor.

  • Consists of a thick layer of accumulated sediment coming from the continent.
  • Because of this thick sediment layer, it is difficult to tell where the slope ends and the rise begins.

🌐 Abyssal plain

Abyssal plain: the deep ocean floor, lying between 4500–6000 m depth.

  • Includes most of the ocean floor.
  • The flattest region on Earth.
  • Flat because millions of years of sediment accumulation have buried many bottom features.

🔄 Passive vs active margins

🔄 Passive margins (stable)

  • Not at plate boundaries, so they experience long periods of relative stability.
  • This stability allows the development of characteristic features:
    • Wide shelves
    • Gentle slopes
    • Well-developed rise (thick sediment accumulation)
  • Example region: the east coast of the United States (shown in the excerpt's figure).

⚡ Active margins (plate boundaries)

  • At plate boundaries, such as the Pacific coast of North America.
  • The plate boundary affects the properties of the features:
    • Narrower shelves
    • Steeper slopes
    • Little to no rise, particularly at convergent boundaries

🕳️ Why active margins lack a rise

  • Trenches associated with subduction zones act as sediment traps.
  • These traps prevent the accumulation of a continental rise.
  • They also keep sediments off the abyssal plains.
  • Don't confuse: the absence of a rise is not due to lack of sediment from the continent, but because the trench captures it before it can spread out.

📊 Comparison summary

FeaturePassive marginActive margin
Plate boundary?No (stable)Yes (plate boundary)
Shelf widthWideNarrow
Slope angleGentleSteeper
Continental riseWell-developed (thick sediment)Little to none
Sediment fateAccumulates as riseTrapped in trenches (subduction zones)
ExampleEast coast of United StatesPacific coast of North America
3

Marine Provinces

1.3 Marine Provinces

🧭 Overview

🧠 One-sentence thesis

The ocean is divided into pelagic (water column) and benthic (bottom) zones, each subdivided by depth and light availability into provinces that define where organisms live.

📌 Key points (3–5)

  • Two major zones: pelagic refers to the water column where swimming/floating organisms live; benthic refers to the bottom and organisms living on/in it.
  • Pelagic provinces: neritic (shelf waters) vs oceanic (open ocean), with oceanic further divided by depth and light penetration.
  • Depth zones follow light: epipelagic (0–200 m, photosynthesis possible), mesopelagic (200–1000 m, some light but no photosynthesis), bathypelagic and deeper (no light).
  • Common confusion: pelagic vs benthic—pelagic is about the water itself; benthic is about the seafloor. The zones have parallel naming (e.g., abyssopelagic water vs abyssal bottom).
  • Why it matters: these classifications describe habitat types and help identify where organisms live (e.g., "mesopelagic fish" or "hadal zone benthos").

🌊 The two fundamental ocean environments

🌊 Pelagic zone (water column)

Pelagic zone: the water column, where swimming and floating organisms live.

  • This is the entire body of water from surface to just above the seafloor.
  • Organisms here are not attached to the bottom; they swim or drift.
  • Example: a fish swimming in open water is a pelagic organism.

🪨 Benthic zone (seafloor)

Benthic zone: the bottom, and organisms living on and in the bottom are known as the benthos.

  • This refers to the seafloor itself and the layer of sediment/rock.
  • Benthos includes organisms that live attached to, crawling on, or burrowed into the bottom.
  • Example: a crab on the ocean floor or a worm in the sediment is part of the benthos.

Don't confuse: pelagic organisms live in the water; benthic organisms live on or in the bottom. The same depth can have both a pelagic zone (the water at that depth) and a benthic zone (the seafloor at that depth).

🏖️ Pelagic provinces: horizontal divisions

🏖️ Neritic province

Neritic province: all of the water from the low tide line to the shelf break.

  • This is the water over the continental shelf.
  • It is shallower and closer to land.
  • The shelf break marks the boundary between neritic and oceanic provinces.

🌐 Oceanic province

Oceanic province: all of the other water in the open ocean regions.

  • This includes all water beyond the shelf break.
  • It is deeper and farther from land.
  • The oceanic province is further divided into depth zones based on light penetration.

💡 Oceanic depth zones: vertical divisions by light

☀️ Epipelagic zone (0–200 m)

Epipelagic zone: the region where enough light penetrates the water to support photosynthesis.

  • "Epi" means "upon" or "on top of."
  • Also called the euphotic or photic zone.
  • Photosynthesis can occur here because sufficient light reaches this depth.
  • Example: surface-dwelling plankton that photosynthesize live in the epipelagic zone.

🌅 Mesopelagic zone (200–1,000 m)

Mesopelagic zone: there is some light here, but not enough for photosynthesis.

  • "Meso" means "middle."
  • Also called the dysphotic zone or twilight zone.
  • Light is present but too dim for photosynthesis.
  • Example: organisms here may use faint light for vision but cannot produce energy via photosynthesis.

🌑 Bathypelagic zone (1,000–4,000 m)

Bathypelagic zone: there is no light at these depths.

  • "Bathy" means "deep."
  • Also referred to as the aphotic zone (no light).
  • About 75% of the living space in the ocean lies at these depths or deeper.
  • Example: deep-sea fish that rely on bioluminescence or other senses live here.

🕳️ Abyssopelagic zone (4,000–6,000 m)

Abyssopelagic (or abyssalpelagic) zone: extends to the seafloor in most areas.

  • This is the water column above the abyssal plains.
  • Still aphotic (no light).
  • Example: organisms here experience extreme pressure and darkness.

🔥 Hadopelagic zone (6,000 m and below)

Hadopelagic (or hadalpelagic) zone: the water in deep ocean trenches.

  • Named for Hades (the underworld or "hell").
  • This is the deepest water, found only in trenches.
  • Example: the water in a trench deeper than 6,000 m is hadopelagic.

Naming convention: Inhabitants are named by their habitat, e.g., "mesopelagic fish" or "epipelagic squid."

🪨 Benthic zones: seafloor divisions

🌊 Supralittoral zone

Supralittoral zone: lies above the high tide line.

  • Also called the spray zone.
  • Only submerged during storms or unusually high waves.
  • Example: the area just above the beach that gets wet only during extreme conditions.

🏖️ Littoral zone

Littoral zone: the region between the high and low tides.

  • Also called the intertidal zone.
  • This area is alternately exposed to air and submerged by water as tides change.
  • Example: tide pools and organisms that can survive both wet and dry conditions.

🛤️ Sublittoral (shelf) zone

Sublittoral zone: extends from the low tide mark to the shelf break, essentially covering the continental shelf.

  • This is the benthic equivalent of the neritic province.
  • It includes the seafloor of the continental shelf.
  • Example: the bottom beneath shallow coastal waters.

⛰️ Bathyal zone

Bathyal zone: extends along the bottom from the shelf break to 4,000 m.

  • Generally includes the continental slope and rise.
  • This is the benthic equivalent of the deeper parts of the oceanic province.
  • Example: the seafloor on the continental slope.

🌌 Abyssal zone (4,000–6,000 m)

Abyssal zone: found between 4,000–6,000 m, including most of the abyssal plains.

  • Represents about 80% of the benthic environment.
  • This is the most extensive seafloor habitat.
  • Example: the flat, sediment-covered bottom of the deep ocean.

🕳️ Hadal zone (6,000 m and below)

Hadal zone: includes all benthic regions deeper than 6,000 m, such as in the bottom of trenches.

  • The deepest seafloor environment.
  • Example: the bottom of an ocean trench.

📊 Summary: pelagic vs benthic zones

Depth rangePelagic (water column)Benthic (seafloor)Light availability
0–200 mEpipelagic(Littoral/Sublittoral)Photic (photosynthesis possible)
200–1,000 mMesopelagic(Sublittoral/Bathyal)Dysphotic (some light, no photosynthesis)
1,000–4,000 mBathypelagicBathyalAphotic (no light)
4,000–6,000 mAbyssopelagicAbyssalAphotic
6,000+ mHadopelagicHadalAphotic

Key distinction: Most benthic zones correspond to pelagic depth zones, but benthic zones describe the seafloor at those depths, while pelagic zones describe the water at those depths.

Don't confuse: "Abyssopelagic" refers to the water column between 4,000–6,000 m; "abyssal zone" refers to the seafloor at the same depth. Similarly, "hadopelagic" is the water in trenches, while "hadal zone" is the trench bottom.

4

Mapping the Seafloor

1.4 Mapping the Seafloor

🧭 Overview

🧠 One-sentence thesis

Modern seafloor mapping has evolved from slow, error-prone weighted lines to fast sonar and satellite technologies that can map vast ocean areas in days.

📌 Key points (3–5)

  • Bathymetry definition: the process of measuring ocean depths to map the seafloor.
  • Historical method (soundings): weighted lines dropped by hand; slow, limited to shallow water, prone to errors from currents and line weight.
  • Sonar revolution: echosounders use sound pulses and travel time to calculate depth quickly and continuously under a moving ship.
  • Modern techniques: multibeam sonar maps wide swaths (>10 km), and satellites use radar altimetry to detect sea surface height variations caused by seafloor topography.
  • Common confusion: satellites don't measure the seafloor directly—they measure tiny height differences in the sea surface caused by gravity variations over underwater features.

🪢 Early sounding methods

🪢 Lead line technique

Soundings: measurements made by lowering a weighted line (lead line) by hand until it touched the bottom, then recording depth from the line length.

  • Sailors stretched the line across their arm span (~6 feet) as they hauled it in, creating the fathom as a unit of depth (one fathom = six feet).
  • The method was very time-consuming and gave data for only a single point, requiring many individual soundings to map an area.

⚠️ Drawbacks of lead lines

  • Limited to shallow water: difficult and slow in deep areas.
  • Error-prone in deep water:
    • Hard to tell when the weight hit bottom because the line's own weight could cause it to keep sinking.
    • Currents could deflect the line from vertical, overestimating depth.
  • Later improvements (winches, heavy steel cables) helped with deeper water but added excessive equipment weight and didn't solve all problems.

🔧 19th-century modifications

Two key innovations improved the basic sounding method:

YearInventorDeviceHow it worked
1802Edward Massey (British clockmaker)Mechanical device with rotor and dialAttached to sounding line; rotor turned a dial as it sank, dial locked when line hit bottom; depth read from dial after reeling in
1853John Mercer Brooke (American sailor)Cannonball weight with twine reelCannonball free-fell to bottom; depth calculated by timing fall rate (twine unspool rate) and noting when rate changed; cannonball released on impact, line brought back mud sample to confirm bottom contact

🔊 Sonar technology

🔊 Origin and basic principle

Sonar (SOund Navigation And Ranging): technology that sends out a sound pulse and listens for the returning echo.

  • Developed after the Titanic disaster in 1912 as part of efforts to detect icebergs from ships.
  • Soon applied to mapping bathymetry using devices called echosounders.

📐 How echosounders calculate depth

An echosounder sends a sound pulse, then measures the time for the echo to return.

Calculation:

  • Speed of sound in water ≈ 1500 meters per second.
  • The echo travels to the bottom and back (two-way travel).
  • Depth = one-half × (two-way travel time) × (speed of sound in water)

Example: If an echo returns in 4 seconds, the sound traveled 4 seconds × 1500 m/s = 6000 m total distance. Since it went down and back, depth = 6000 m ÷ 2 = 3000 m.

✅ Advantages over lead lines

  • Fast: provides continuous depth records under a moving ship.
  • No physical contact needed: eliminates problems with line weight and current deflection.

⚠️ Limitation of basic echosounders

  • Only give depth directly under the ship's path—narrow coverage requires many passes to map an area.

🌊 Modern mapping technologies

🌊 Multibeam and side scan sonar

  • Multibeam sonar: produces a fan-shaped acoustic field, mapping a much wider area simultaneously (more than 10 km wide).
  • Can be deployed from a ship or from a towed transmitter.
  • Provides high-resolution seafloor maps with far fewer passes than single-beam echosounders.

🛰️ Satellite radar altimetry

Radar altimetry: satellites use radio waves to measure the height of the sea surface.

Key insight: The sea surface is not flat—gravity causes it to be slightly higher over elevated seafloor features (like underwater mountains) and slightly lower over trenches and depressions.

How it works:

  • Satellites (originally SEASAT, then GEOSAT, now Jason satellites) send out radio waves.
  • Similar to echosounders, they use the returning waves to detect differences in sea surface height down to 3–6 cm.
  • These height differences reveal the topography underneath the surface.

Don't confuse: Satellites measure the sea surface, not the seafloor directly. Gravity variations from seafloor features cause measurable bumps and dips in the water surface above them.

🚀 Speed comparison

  • Old lead line technology: hundreds of soundings needed to map a small area, each taking an hour or more.
  • Current satellites: can map over 90% of Earth's ice-free sea surface every 10 days.

📊 Summary of bathymetry methods

MethodEraCoverageSpeedKey limitation
Lead line (soundings)HistoricalSingle pointVery slow (hours per sounding)Shallow water only; errors from currents and line weight
Massey device / Brooke cannonball19th centurySingle pointImproved efficiencyStill point measurements
Echosounder (sonar)Post-1912Continuous line under shipFast, continuousOnly ship's path
Multibeam sonarModernWide swath (>10 km)Fast, wide coverageRequires ship or towed device
Satellite radar altimetryModern (SEASAT onward)Global (90% every 10 days)Extremely fastIndirect (measures sea surface, infers seafloor)
5

Latitude and Longitude

2.1 Latitude and Longitude

🧭 Overview

🧠 One-sentence thesis

Latitude and longitude form a coordinate system that allows any point on Earth to be precisely located by measuring angles from the equator and the prime meridian, with latitude historically easier to determine than longitude because longitude required accurate timekeeping.

📌 Key points (3–5)

  • What the system does: any point on Earth can be defined by the intersection of its lines of latitude and longitude.
  • Latitude measures north-south position: the angle from the equator to your position through Earth's center; ranges from 0° at the equator to 90° at the poles.
  • Longitude measures east-west position: the angle between the prime meridian (Greenwich, England) and your position through Earth's center; ranges from 0° to 180° east or west.
  • Common confusion: lines of latitude (parallels) are always the same distance apart and never converge, but lines of longitude (meridians) converge at the poles; one minute of latitude always equals one nautical mile, but one minute of longitude shrinks to zero at the poles.
  • Historical challenge: latitude could be measured accurately since ancient times using the North Star, but longitude required precise clocks and wasn't solved until the mid-18th century.

📐 How latitude works

📐 Definition and measurement

Latitude: measured as the angle from the equator, to the Earth's center, to your position on the Earth's surface.

  • Expressed as degrees north or south of the equator (0°).
  • The poles are at 90° latitude.
  • Poles = high latitude; equatorial region = low latitude.

🧵 Parallels of latitude

  • Lines of equal latitude are called parallels because they never converge.
  • They are always the same distance apart.
  • However, the parallels do get shorter as they approach the poles (the circumference shrinks).

📏 Units and conversions

  • One degree of latitude is divided into 60 minutes (').
  • One minute of latitude equals one nautical mile = 1.15 land miles = 1.85 km.
  • Each minute is further divided into 60 seconds (").
  • Traditional format: 36° 15′ 32″ N.
  • Modern digital format: 36° 15.25 N' or 36.2597° N.

⭐ Determining latitude with the North Star

  • In the Northern Hemisphere, latitude can be determined by the angle of the North Star (Polaris) from the horizon.
  • The North Star always sits over the North Pole.
  • Example: At the North Pole, looking straight ahead toward the horizon, the star is directly overhead → 90° angle → latitude is 90° N.
  • Example: At the equator looking north, the star is in the same direction as the horizon → 0° angle → latitude is 0°.
  • At any other Northern Hemisphere point, the angle between the horizon and the star gives the latitude.
  • Early mariners used an astrolabe to calculate this angle; later the sextant allowed more accurate measurements.

🌌 Southern Hemisphere navigation

  • There is no direct analogue to the North Star in the Southern Hemisphere.
  • The Southern Cross and Centaurus constellations can be used to find the south celestial pole.
  • Method: draw a line through the long axis of the Southern Cross and another line between the two brightest stars in Centaurus; the two lines intersect at the south celestial pole.

🌍 How longitude works

🌍 Definition and measurement

Longitude: measures the distance east or west of an imaginary reference point, the prime meridian (0°), which is now defined as the line passing through Greenwich, England.

  • Your longitude represents the angle east or west between your location, the center of the Earth, and the prime meridian.
  • The prime meridian's location is fairly arbitrary (unlike the equator); throughout history it has been located in Rome, Copenhagen, Paris, Philadelphia, the Canary Islands, and Jerusalem.

🌐 Meridians of longitude

  • Lines of longitude are called meridians of longitude, or great circles.
  • All circles of longitude are the same length.
  • They are not parallel like lines of latitude; they converge as they near the poles.
  • Don't confuse: latitude lines stay the same distance apart, but longitude lines come together at the poles.

📍 The International Date Line

  • As you move east and west from the prime meridian, you eventually reach 180° E and W on the opposite side of the globe from Greenwich.
  • This point is the International Date Line.

📏 Units and the pole problem

  • While one minute of latitude always equals one nautical mile, the length of one minute of longitude declines from the equator to the poles.
  • At the poles, one minute of longitude ultimately declines to zero (because the meridians converge).

⏰ Calculating longitude with time

  • Measuring longitude requires accurate time at your current location and the time at some distant point (like a home port) at the same instant.
  • The time difference can be used to calculate longitude.
  • Why: the Earth takes 24 hours for a complete 360° rotation.
  • In one hour, the Earth rotates through 1/24 of 360°, or 15°.
  • Therefore, for each hour of time difference between two locations, there is a 15° difference in longitude.

🕰️ Historical development and the longitude problem

🕰️ Why longitude was harder to solve

  • Accurate measurements of latitude using the North Star have been made since at least the third century B.C.E.
  • Longitude measurements required accurate timekeeping, so it wasn't until the mid-18th century that longitude was easily and precisely measured at sea.
  • Before then, sailors would often sail north or south to get to the desired latitude, then just head east or west until they reached the target longitude.

🏆 The Longitude Act and Harrison's solution

  • Solving the longitude problem was so important that the British government passed the Longitude Act in 1714.
  • The Act offered a £20,000 prize to anyone who could devise a method of measuring longitude at sea to within half a degree.
  • Many unsuccessful solutions were proposed, including astronomical observations.
  • A clock maker, John Harrison, developed a series of clocks that eventually satisfied the criteria.
  • The first version (the H1) weighed over 80 lbs.
6

Measuring Speed

2.2 Measuring Speed

🧭 Overview

🧠 One-sentence thesis

Early mariners measured their speed at sea using chip logs, which established the traditional nautical unit "knots" based on counting knots on a line as it unspooled from a stationary plank.

📌 Key points (3–5)

  • What mariners needed to know: position, water depth, and speed at sea.
  • How chip logs worked: a wooden plank thrown overboard encountered drag and stayed roughly stationary while the ship moved away, causing the attached line to unspool.
  • How speed was measured: by counting the number of knots passing through a sailor's hands in a certain amount of time.
  • Why the unit is called "knots": speed was originally measured as the number of knots per unit time.
  • Conversion: one knot equals 1 nautical mile per hour, 1.15 mph, or 1.85 kph.

🛠️ The chip log method

🪵 What a chip log was

Chip log: a plank of wood attached to a long spooled line containing knots at regular intervals.

  • The plank was thrown overboard while the spool remained on the ship.
  • The line had knots tied at regular intervals along its length.
  • This simple tool allowed sailors to measure their vessel's speed without complex instruments.

⚙️ How the measurement worked

  • Step 1: The plank was thrown into the water.
  • Step 2: The plank encountered drag, which held it roughly stationary in the water.
  • Step 3: As the ship moved forward, it moved away from the stationary plank.
  • Step 4: The line attached to the plank unspooled from the ship.
  • Step 5: The rate at which the line unspooled indicated how fast the ship was moving.

Key principle: The plank stayed still in the water while the ship moved, so the unspooling rate directly reflected the ship's speed.

📏 Counting knots to determine speed

  • Sailors counted the number of knots that passed through their hands in a certain amount of time.
  • The faster the ship moved, the more knots would pass in the same time period.
  • This counting method gave a direct, practical measurement of speed.

Example: If more knots passed through a sailor's hands in the same time interval, the ship was moving faster; fewer knots meant slower speed.

🧭 The origin and meaning of "knots"

📐 Why speed is measured in "knots"

  • The unit "knots" comes directly from the measurement method: counting knots per unit time.
  • Since speed was originally measured as "the number of knots per unit time," the unit itself became known as "knots."
  • This historical measurement practice gave us the traditional nautical speed unit still used today.

Don't confuse: "Knots" is not just a name—it literally refers to the physical knots on the chip log line that were counted.

🔢 Knot conversions

UnitEquivalent
1 knot (kt)1 nautical mile per hour
1 knot1.15 miles per hour (mph)
1 knot1.85 kilometers per hour (kph)
  • A knot is defined as one nautical mile per hour.
  • It is slightly faster than a standard mile per hour.
  • Mariners continue to use knots as the standard unit for speed over water.
7

Map Projections

2.3 Map Projections

🧭 Overview

🧠 One-sentence thesis

Different map projections each have trade-offs between preserving shape, distance, area, and navigational utility, and oceanographers also rely on specialized bathymetric and physiographic maps to visualize the seafloor.

📌 Key points (3–5)

  • The fundamental trade-off: no single projection can preserve both distance/area accuracy and navigational utility; each projection sacrifices something.
  • Mercator vs Goode homolosine vs Robinson: Mercator exaggerates distance and area but is useful for navigation; Goode homolosine reduces distortion but splits oceans or continents and is useless for navigation; Robinson balances distortion for data presentation.
  • Common confusion: projections that look "complete" (like Mercator) may severely distort size and distance, while projections that preserve area better (like Goode homolosine) must split the globe.
  • Oceanographic maps: bathymetric maps show depth contours (like topographic maps for land), and physiographic maps present 3D relief with significant vertical exaggeration.
  • Why it matters: choosing the right projection depends on the purpose—navigation, data presentation, or visualizing ocean features.

🗺️ Major global projections

🗺️ Mercator projection

  • The excerpt notes that the Mercator projection is shown in Figure 2.3.1 but does not detail its characteristics in the provided text beyond comparison with other projections.
  • Key limitation: it exaggerates distance and area significantly (mentioned when contrasting with the Goode homolosine).
  • Despite distortion, it is implied to be useful for navigation (since the Goode homolosine is described as "useless for navigation" in contrast).

🌐 Goode homolosine projection

The Goode homolosine projection is often used to represent the entire globe.

Advantages:

  • Does not exaggerate distance and area as much as the Mercator projection.

Disadvantages:

  • Splits the oceans (and Greenland) apart in one version.
  • Other versions may keep oceans somewhat intact, but then the continents are disrupted.
  • No way to keep both oceans and continents intact with this projection.
  • Useless for navigation because lines of longitude point in different directions over various parts of the map.

Don't confuse: A projection that looks "whole" with one that preserves area—Goode homolosine reduces distortion but must split either oceans or continents.

🌍 Robinson planisphere projection

The Robinson planisphere projection keeps latitude horizontal, but shows some convergence of longitude.

  • Still has some distortion, but not as much as the Mercator.
  • Used mostly for data presentation.
  • Example: when you need to show global data without extreme size distortion, Robinson is a common choice.

🌊 Oceanographic maps

🗺️ Bathymetric maps

Bathymetric maps are similar to topographic maps for terrestrial locations, with lines connecting areas of equal depth.

How to read them:

  • Lines connect points of equal depth (like elevation contours on land).
  • The closer together the lines, the steeper the feature.
  • Example (from Figure 2.3.4, Gulf of Maine):
    • Steep continental slope → high density of depth contours (light blue transitioning to dark blue).
    • Relatively flat deep seafloor → well-spaced dark blue lines.

Why they matter: Oceanographers need to see what's at the bottom of the ocean, not just the Earth's surface.

🏔️ Physiographic maps

Physiographic maps present bathymetry data as a 3D relief map to show ocean features.

Important caveat:

  • They tend to show significant vertical exaggeration.
  • Example (from Figure 2.3.5, southern New England coast):
    • Several hundred kilometers of coastline horizontally.
    • Only a few kilometers of depth change from continental shelf to seafloor vertically.
    • The vertical scale is exaggerated to make features visible.

Don't confuse: The visual "steepness" in a physiographic map with true slope—vertical exaggeration makes features appear much steeper than they really are.

📊 Comparison of projections

ProjectionDistortion of distance/areaNavigation utilityContinuityBest use
MercatorHigh exaggerationUseful (implied)Intact globeNavigation
Goode homolosineLess exaggerationUseless (longitude lines point different directions)Must split oceans or continentsRepresenting the whole globe with less distortion
Robinson planisphereSome distortion, but less than MercatorNot mentionedLatitude horizontal, longitude convergesData presentation
8

Origin of Earth and the Solar System

3.1 Origin of Earth and the Solar System

🧭 Overview

🧠 One-sentence thesis

Earth formed approximately 4.6 billion years ago through accretion of dust and rock in a protoplanetary disk, followed by differentiation that separated its metal core from its rocky outer layers.

📌 Key points (3–5)

  • Timeline: The universe began 13.77 billion years ago (Big Bang), our solar system formed ~5 billion years ago, and Earth formed ~4.6 billion years ago.
  • Formation process: Solar systems form when a patch of a nebula collapses, creating a central star and a protoplanetary disk where planets grow by accretion (particles sticking together via static electricity, then gravity).
  • Planet types and arrangement: Terrestrial planets (rock and metal) formed close to the sun; Jovian/gas giants and ice giants formed farther out, separated by the frost line where ice could form.
  • Earth's heat sources: Radioactive decay, thermal energy from accreted objects, collision impacts (including the giant impact that formed the Moon), and gravitational compression.
  • Common confusion: Differentiation vs accretion—accretion is the initial gathering of mixed materials to build Earth; differentiation is the later unmixing when heating caused dense metals to sink to the core and lighter silicates to rise.

🌌 From the Big Bang to our solar system

💥 The Big Bang and early universe

Big Bang theory: The universe began 13.77 billion years ago with a sudden expansion of matter, energy, and space from a single point.

  • This was not an explosion within space; space itself was created during the Big Bang.
  • Initially too hot and dense for atoms, the universe cooled as it expanded.
  • Particle collisions produced hydrogen, helium, and a small amount of lithium—the most common elements in the universe.
  • Gravity caused clouds of these elements to coalesce into stars, where heavier elements were later formed.

⭐ Origin of heavier elements

  • The Big Bang made only hydrogen, helium, and lithium.
  • Heavier elements (up to iron and nickel) were made inside stars through fusion: smaller atoms smash together under heat and pressure to form larger atoms.
  • Elements heavier than iron require even larger stars, which end their lives as supernovae, casting newly formed atoms into space.
  • Many generations of stars were needed to create enough heavy elements to form planets like Earth.
  • Why this matters: 95% of Earth's mass comes from oxygen, magnesium, silicon, and iron—all products of stellar fusion and supernovae.

🌀 Formation of our solar system

Solar system: A collection of objects orbiting one or more central stars.

Nebula: A cloud of gas (largely hydrogen and helium) and dust (tiny mineral grains, ice crystals, and organic particles) where solar systems begin to form.

  • Our solar system began forming around 5 billion years ago, roughly 8.7 billion years after the Big Bang.
  • A small patch within a nebula began to collapse, possibly triggered by energy and matter from nearby dying stars compressing the gas and dust.
  • Two forces drove the collapse:
    • Static electricity: Dust particles first accumulated in loose clumps (like dust bunnies), because gravitational force was initially too weak.
    • Gravity: As clumps grew larger, gravitational attraction became stronger, pulling more material together.

🌟 Protoplanetary disk and planet formation

Protoplanetary disk: A rotating disk of dust and gas surrounding a new star, where planets eventually form.

  • As the nebula patch condensed, material drawn to the center formed a star; remaining dust and gas settled into a rotating disk around it.
  • Dark rings visible in protoplanetary disks (e.g., around HL Tauri) are gaps where planets are beginning to form, sweeping up dust and gas in their orbits.
  • Analogy: These gaps resemble the gaps in Saturn's rings, where small moons orbit.

🪐 Types of planets and their arrangement

🌍 Three planet categories

Planet typeCompositionExamplesSize
TerrestrialMetal core surrounded by rockEarth, Mercury, Venus, MarsSmallest
Jovian (gas giants)Predominantly hydrogen and heliumJupiter, SaturnLargest
Ice giantsWater ice, methane ice, ammonia ice, with rocky coresUranus, NeptuneMid-sized
  • Don't confuse: Ice giants (Uranus, Neptune) are sometimes grouped with gas giants, but they are very different in composition.

❄️ The frost line and planet distribution

Frost line (snow line): The boundary in the protoplanetary disk separating the inner region (too hot for ice) from the outer region (cool enough for ice to form).

  • Inner disk (closer to the sun): Too hot for ice; only silicate minerals and metal could crystallize → terrestrial planets formed here.
  • Outer disk (farther from the sun): Cool enough for ice to form → Jovian planets and ice giants formed here.
  • The young sun's solar winds (energetic particle streams) also drove lighter molecules toward the outer disk.
  • Result: Planets are arranged systematically—terrestrial planets closest to the sun, then Jovian planets, then ice giants.

🌎 Formation and early evolution of Earth

🧱 Accretion: How Earth grew

Accretion: The process by which planets form as mineral and rock particles collect into increasingly larger bodies.

  • Early stage: Mineral and rock particles collected in fluffy clumps due to static electricity.
  • Middle stage: As clumps grew, gravity became more important, pulling material from farther away.
  • Late stage: When objects became massive enough, their gravity was strong enough to capture gas molecules (which are very light).
  • Earth formed through accretion about 4.6 billion years ago.

🔥 Why early Earth was molten and hot

Early Earth was very hot, with a molten, fluid composition and intense geological and volcanic activity. Four heat sources:

  1. Radioactive decay: Heat from decay of uranium-235, uranium-238, potassium-40, and thorium-232 in the mantle. This heat has decreased over time (now ~25% of original), so Earth's interior is slowly cooling.
  2. Thermal energy: Heat already contained within the objects that accreted to form Earth.
  3. Collisions: When objects hit Earth, some kinetic energy was transformed into heat. The worst collision was with Theia, a Mars-sized planet.
  4. Gravitational compression: As Earth grew larger, its stronger gravity compressed the material, causing heating (like "Earth giving itself a giant gravitational hug").

🌕 The giant impact hypothesis

  • Shortly after Earth formed, a Mars-sized planet named Theia struck Earth.
  • Theia's metal core merged with Earth's core.
  • Debris from the outer silicate layers was cast into space, forming a ring of rubble around Earth.
  • The ring material coalesced into the Moon, possibly in 10 years or fewer.

🔄 Differentiation: Earth unmixes itself

Differentiation: The separation of silicate minerals and metals into a rocky outer layer and a metallic core, respectively.

  • Initially, Earth was a mixture of silicate mineral grains, iron, and nickel scattered throughout.
  • As Earth heated up, both silicate minerals and metals melted.
  • Metal melt (iron and nickel) was much denser, so it sank to Earth's center to become the core.
  • Silicate melt was lighter, so it rose upward to become Earth's crust and mantle.
  • Don't confuse with accretion: Accretion is the gathering process; differentiation is the later sorting by density after heating.

🌐 Earth's final shape and composition

🔵 Earth's shape

  • Gravity pulled Earth into an almost spherical shape with a radius of 6,371 km and a circumference of about 40,000 km.
  • Earth is not a perfect sphere: rotation causes an equatorial bulge, making the equatorial circumference 21 km (0.3%) wider than the pole-to-pole circumference.
  • Technical term: Earth is an oblate spheroid.

🧪 Earth's elemental composition

  • 95% of Earth's mass comes from only four elements: oxygen, magnesium, silicon, and iron.
  • Most of the remaining 5% comes from aluminum, calcium, nickel, hydrogen, and sulfur.
  • All these elements (except hydrogen) were made inside stars and cast into space by supernovae over many stellar generations.
9

Structure of Earth

3.2 Structure of Earth

🧭 Overview

🧠 One-sentence thesis

Earth's interior is organized into compositionally and physically distinct layers—from the dense metallic core to the lighter rocky crust—that formed through differentiation and interact through processes like isostasy, where the solid lithosphere floats on the more fluid asthenosphere.

📌 Key points (3–5)

  • Differentiation sorted materials by density: heavier elements (iron, nickel) sank to the center during Earth's formation, while lighter materials (oxygen, silicon, magnesium) remained near the surface, creating layered structure.
  • Four compositional layers: inner core (solid iron-nickel), outer core (liquid iron-nickel), mantle (iron-magnesium silicates), and crust (rocky surface with two types: continental and oceanic).
  • Two physical layers in the outermost region: lithosphere (rigid crust + cool upper mantle) floats on the asthenosphere (softer, more fluid mantle below).
  • Isostasy explains floating behavior: the crust floats on the mantle like a raft on a viscous fluid; thicker or heavier crust sinks deeper, and when weight is removed (e.g., erosion, ice melt), the crust slowly rebounds.
  • Common confusion—compositional vs. physical layers: the traditional four layers (core, mantle, crust) are based on chemical composition, while lithosphere/asthenosphere are defined by physical rigidity and fluidity.

🌍 How Earth's layers formed

🔥 Differentiation process

Differentiation: the process by which materials in the early Earth were sorted by density, with denser materials sinking to the center and lighter materials remaining near the surface.

  • This sorting created Earth's layered structure.
  • Denser materials: iron and nickel → moved to the center.
  • Lighter materials: oxygen, silicon, magnesium → stayed near the surface.
  • Result: composition and density both increase as you move from surface to center.

🪨 The four compositional layers

🔴 Inner core

  • Location and size: center of Earth; about 1200 km thick.
  • Composition: primarily iron alloys and nickel, with about 10% oxygen, sulfur, or hydrogen.
  • Temperature: about 6000°C (roughly the temperature of the Sun's surface).
  • Phase: solid, despite extreme heat.
    • Why solid? Extreme pressure from the weight of all overlying material keeps metals in solid phase even at melting temperatures.
  • Density: about 17 grams per cubic centimeter.
  • Mass: contains about one-third of Earth's total mass.

🟠 Outer core

  • Location and size: surrounds the inner core; 2300 km thick.
  • Composition: same as inner core (iron-nickel alloys).
  • Phase: liquid (fluid state).
    • Why liquid? Temperature is 4000–6000°C, but pressure is lower than in the inner core, so metals remain molten.
  • Density: about 12 grams per cubic centimeter.
  • Key role: movement of fluid iron in the outer core creates Earth's magnetic field.

🟡 Mantle

  • Location and size: extends from outer core to just under Earth's surface; 2900 km thick.
  • Volume: contains about 80% of Earth's total volume.
  • Composition: iron and magnesium silicates and magnesium oxides.
    • More similar to surface rocks than to core materials.
  • Density: about 4.5 grams per cubic centimeter.
  • Temperature: 1000–1500°C.
  • Physical behavior:
    • Uppermost layer: more rigid.
    • Deeper regions: fluid.
    • Fluid motion in the mantle drives plate tectonics.
  • Volcanic connection: magma that rises through volcanoes originates in the mantle.

🟢 Crust

  • Location and size: outermost layer; averages 15–20 km thick (can reach up to 100 km under mountains).
  • Composition: solid, rocky surface.
  • Two main types: continental crust and oceanic crust.
PropertyContinental crustOceanic crust
Thickness20–70 km5–10 km
Density2.7 g/cm³3.0 g/cm³
AgeUp to ~4.4 billion yearsUp to ~180 million years
CompositionMostly granite (magma cooled slowly underground, allowing crystals to form)Mostly basalt (magma cooled quickly in water, no time for crystals)
  • Why the difference in composition?
    • Continental: slow cooling → time for crystal structures → granite.
    • Oceanic: fast cooling in water → no crystals → basalt.

🧱 Physical layers: lithosphere and asthenosphere

🧱 Lithosphere

Lithosphere: the rigid outer shell consisting of the crust and the cool, rigid outer 80–100 km of the mantle.

  • The crust and outer mantle move together as a single unit.
  • Solid and relatively rigid.

🌊 Asthenosphere

Asthenosphere: the more "plastic" (softer, more fluid) region of the mantle lying below the lithosphere, from about 100–200 km to about 670 km deep.

  • Fluid movements can occur here.
  • The solid lithosphere floats on the fluid asthenosphere.

🔄 Don't confuse compositional and physical layers

  • Compositional layers (inner core, outer core, mantle, crust): defined by chemical makeup.
  • Physical layers (lithosphere, asthenosphere): defined by mechanical behavior (rigid vs. fluid).
  • Example: the lithosphere includes both the crust and part of the mantle, because they behave as one rigid unit.

⚖️ Isostasy: how the crust floats

⚖️ What isostasy means

Isostasy: the way a solid floats on a fluid; describes the floating relationship between the lithosphere and the asthenosphere.

  • The crust (average density ~2.6 g/cm³) is less dense than the mantle (average density ~3.4 g/cm³ near the surface, more at depth).
  • Because the crust is less dense, it floats on the "plastic" mantle.

🛟 The raft-and-peanut-butter analogy

  • Non-isostatic example: a raft on solid concrete—no matter how much weight you add, the raft won't sink.
  • Isostatic example: a raft on a swimming pool of peanut butter.
    • One person: raft floats high.
    • Three people: raft sinks lower (but still floats because it's less dense than peanut butter).
    • Peanut butter is used instead of water because its viscosity (stiffness) better represents the mantle's behavior.
  • The crust-mantle relationship is like the raft-peanut butter relationship: the crust floats, but how high or low depends on its weight and thickness.

🏔️ Mountain building and erosion

  • Adding weight (mountain building): crust slowly sinks deeper into the mantle; mantle material is pushed aside.
  • Removing weight (erosion over tens of millions of years): crust rebounds upward; mantle rock flows back.
  • Example: when mountains form, the crust beneath them extends deeper into the mantle; when erosion wears mountains down, the crust slowly rises.

🧊 Glaciation and isostatic rebound

  • During glaciation: thick ice accumulates → adds weight to crust → crust subsides as mantle beneath is squeezed to the sides.
  • After ice melts: crust and mantle slowly rebound.
    • Full rebound can take more than 10,000 years.
  • Real-world example: Large parts of Canada are still rebounding from the loss of glacial ice over the past 12,000 years.
    • Highest uplift rate: west of Hudson Bay, where the Laurentide Ice Sheet was thickest (over 3000 m).
    • Ice left this region around 8000 years ago.
    • Current rebound rate: nearly 2 cm per year.

🌊 Why oceans sit over oceanic crust

  • Continental crust: thicker and less dense → floats higher and extends deeper into the mantle.
  • Oceanic crust: thinner and denser → floats lower on the mantle.
  • Result: oceanic crust lies lower than continental crust.
  • Water flows downhill to the lowest point, so it accumulates over the lower-lying oceanic crust, forming the oceans.
  • Under mountains, the crust is thickest, so the boundary between crust and mantle (the Moho) is deeper there than under oceanic crust.
Crust typeThicknessDensityFloating levelResult
ContinentalThickerLowerFloats higherForms land
OceanicThinnerHigherFloats lowerCovered by oceans
10

Determining the Structure of Earth

3.3 Determining the Structure of Earth

🧭 Overview

🧠 One-sentence thesis

Seismic waves traveling through Earth at different speeds and patterns allow scientists to map the planet's internal structure—including the crust, mantle, and core—even though we can only drill about 12 km into a planet with a 6,370 km radius.

📌 Key points (3–5)

  • Why indirect methods are needed: drilling reaches only ~12 km into Earth's 6,370 km radius, so seismology provides the main tool for studying the deep interior.
  • Two types of body waves: P-waves (compression waves, faster, travel through solids and liquids) and S-waves (shear waves, slower, stopped by liquids).
  • Wave behavior reveals structure: velocity changes with depth, density, compression, and phase state (solid vs. liquid); S-waves cannot pass through the liquid outer core, creating a shadow zone.
  • Common confusion: P-waves vs. S-waves—P-waves are "push" waves with particle motion parallel to wave direction; S-waves are "shear" waves with particle motion perpendicular to wave direction.
  • Core composition evidence: wave properties, meteorite composition, density calculations, and Earth's magnetic field all point to an iron-nickel core with ~10% lighter elements.

🌊 What seismic waves are and how they work

🌊 Body waves: the two main types

Body waves: seismic waves transmitted through Earth materials (unlike surface waves on the ocean).

  • These waves are generated by earthquakes, impacts, explosions, storm waves, and tidal effects.
  • They travel through the Earth, not just along the surface, so they carry information about the interior.

🔨 P-waves (compression waves)

P-wave: a compression wave in which particle motion is parallel to the direction of wave propagation; the "P" stands for "primary" because P-waves arrive first at seismic stations.

  • Analogy: pushing a loose spring (like a Slinky) so the coils compress; the compression travels along the spring and bounces back.
  • Mechanism: when a hammer strikes rock, a small part compresses and transfers that compression to neighboring rock, propagating through the material.
  • Speed: 0.5–2.5 km/s in unconsolidated sediments; 3.0–6.5 km/s in solid crustal rocks (fastest in basalt and granite).
  • Key property: P-waves travel through both solids and liquids.

🪢 S-waves (shear waves)

S-wave: a shear wave characterized by back-and-forth vibrations in which particle motion is perpendicular to the direction of wave propagation; the "S" stands for "secondary."

  • Analogy: flicking a rope with an up-and-down motion; a wave travels to the end and back, but the rope particles move perpendicular to the wave direction.
  • Speed: 0.1–0.8 km/s in soft sediments; 1.5–3.8 km/s in solid rocks (always slower than P-waves).
  • Key property: S-waves do not travel through liquids—they are stopped at the boundary of any liquid layer.
  • Don't confuse: S-waves are not just "slower P-waves"; they have a fundamentally different motion (perpendicular vs. parallel).

🧱 How wave velocity reveals Earth's structure

🧱 Factors that change wave speed

Wave velocities depend on:

FactorEffect on velocity
Material density and strengthMantle rock is denser and stronger than crust → both P- and S-waves travel faster in the mantle
Compression (pressure)Compression increases dramatically with depth → velocities generally increase with depth
Phase stateAny degree of melting slows waves; complete liquid slows P-waves dramatically and stops S-waves altogether
  • Example: if a region of rock is partially molten, seismic waves will slow down compared to fully solid rock at the same depth.

📊 Key velocity patterns discovered

By analyzing seismic signals from large earthquakes at stations around the world, scientists found:

  • Velocities are greater in mantle rock than in the crust.
  • Velocities generally increase with depth (due to increasing pressure).
  • Velocities slow in the 100–250 km depth zone (the "low-velocity zone" or asthenosphere).
  • Velocities increase dramatically at 660 km depth (due to a mineralogical transition).
  • Velocities slow just above the core-mantle boundary (the D" layer or "ultra-low-velocity zone").
  • S-waves do not pass through the outer part of the core (indicating it is liquid).
  • P-wave velocities increase dramatically at the boundary between the liquid outer core and the solid inner core.

🔍 The Mohorovičić discontinuity (Moho)

Mohorovičić discontinuity (Moho): the boundary between the crust and the mantle.

  • Discovery: Croatian seismologist Andrija Mohorovičić noticed that two separate sets of seismic waves arrived at a station within seconds of each other at certain distances from an earthquake.
  • Explanation: waves that traveled down into the mantle, through the mantle, and bent back up into the crust arrived first because they traveled faster through mantle rock, even though the path was longer.
  • Depth: 60–80 km beneath major mountain ranges; 30–50 km beneath most continental crust; 5–10 km beneath oceanic crust.
  • Example: a wave traveling only through the crust at ~6 km/s is overtaken by a wave that dips into the mantle (traveling at ~8 km/s) and bends back up.

🌐 Shadow zones and refraction patterns

🌐 How waves bend (refraction)

  • Because density increases gradually with depth, all waves are refracted toward lower-density, slower-velocity material as they travel through homogeneous parts of Earth.
  • Waves curve outward toward the surface.
  • Waves are also refracted at major boundaries: the Moho, the core-mantle boundary (CMB), and the outer-core/inner-core boundary.

🌑 S-wave shadow zone

  • Cause: S-waves do not travel through liquids, so they are stopped at the CMB (core-mantle boundary).
  • Result: an S-wave shadow zone exists on the side of Earth opposite the seismic source.
  • Angular distance: 103° on either side of the source → total shadow zone of 154°.
  • What this tells us: the outer core must be liquid; we can use the shadow zone geometry to infer the depth to the CMB.

🌘 P-wave shadow zone

  • Cause: P-waves do travel through liquids, but they are bent (refracted) away from the surface at the CMB.
  • Result: a P-wave shadow zone from 103° to 150° on either side of the source.
  • What this tells us: differences between the inner and outer core (the inner core is solid, the outer core is liquid).

🔬 Seismic tomography and imaging the mantle

🔬 What seismic tomography does

Seismic tomography: a technique using data from many seismometers and hundreds of earthquakes to create a two- or three-dimensional image of the seismic properties of part of the mantle.

  • How it works: small differences in arrival times of signals at different locations are interpreted to show variations in wave velocity.
  • What it reveals: regions of faster or slower seismic velocities, which correspond to colder (more rigid) or warmer (less rigid) rock.

🌋 Example: the Pacific Plate beneath Tonga

  • The Pacific Plate appears as a ~100 km thick slab of cold oceanic crust subducting beneath Tonga.
  • Cold rock (blue in the image) is more rigid than surrounding hot mantle → slightly faster seismic velocities.
  • Warm rock in the Lau spreading center and Fiji area (yellow and red) has slower seismic velocities due to volcanism.
  • Don't confuse: color in tomography images represents velocity (and inferred temperature), not depth alone.

🧲 Composition and temperature of the core

🧲 Evidence for an iron-nickel core

Multiple lines of evidence point to a core composed mostly of iron and nickel:

Evidence typeWhat it shows
Wave propertiesThe core is composed of an element with atomic number around 25 (iron is 26)
Meteorite compositionMeteorites are mostly iron and nickel; if Earth formed from similar bodies, heavy iron and nickel would have sunk to the center as the planet formed
Density calculationsThe core is ~10% less dense than pure iron-nickel, suggesting ~10% sulfur, oxygen, and hydrogen
Magnetic fieldIf Earth's magnetic field comes from the fluid outer core, the outer core must contain iron
  • Why not pure iron-nickel? The core's measured density is about 10% below the predicted density for pure iron-nickel, so lighter elements must be present.
  • Example: if the core were pure iron-nickel, wave velocities and density would be higher than observed.

🌡️ Inferring temperatures

  • Scientists calculate the melting points of iron, nickel, and lighter elements over the range of pressures they would experience in the inner Earth.
  • By knowing which phase state (solid or liquid) these materials are in at different depths, we can infer the temperatures that allow them to exist in those forms.
  • This explains why the outer core is liquid (high temperature, lower pressure) and the inner core is solid (even higher temperature, but extreme pressure raises the melting point).
11

Alfred Wegener and the Theory of Plate Tectonics

4.1 Alfred Wegener and the Theory of Plate Tectonics

🧭 Overview

🧠 One-sentence thesis

Alfred Wegener proposed that continents were once joined in a supercontinent called Pangaea and have since drifted apart, but his theory was rejected during his lifetime because he could not explain the mechanism that moved them.

📌 Key points (3–5)

  • What Wegener proposed: continents were once connected as a supercontinent (Pangaea) and have moved apart over time—originally called "continental drift," now part of "plate tectonics."
  • Evidence he gathered: matching continental shapes, identical fossils across continents, matching geological formations (rock types and sedimentary strata), and glacial deposits in now-tropical areas.
  • Why it was rejected: Wegener could not provide a plausible mechanism to move continents; the forces he suggested (Earth's rotation and tidal forces) were far too weak.
  • Common confusion: "continental drift" vs "plate tectonics"—the continents themselves don't just drift; entire plates (including ocean floor) move, so "plate tectonics" is the more accurate term.
  • Delayed acceptance: the theory took decades to gain acceptance, partly due to lack of evidence, partly due to political and intellectual resistance, and partly because supporting data didn't exist until the mid-20th century.

🗺️ The origin of the idea

🗺️ Noticing the fit of continents

  • As early as the 17th century, Francis Bacon observed that the Atlantic coasts of Africa and the Americas seemed to match.
  • This apparent fit suggested the continents were once connected.
  • Don't confuse: the fit using modern coastlines left gaps, but later work (1960s) showed that using a 500 m depth contour gave a much tighter match.

👨‍🔬 Alfred Wegener's background

  • Wegener (1880–1930) earned a PhD in astronomy (1904, University of Berlin) but worked mostly in meteorology and geophysics.
  • In 1911, he read about matching Permian-aged terrestrial fossils found across South America, Africa, India, Antarctica, and Australia.
  • He concluded these continents must have been joined together.

🌍 Pangaea

Pangaea: Wegener's term for the supercontinent from which all present-day continents diverged (means "all land").

  • Fossils in transcontinental areas were similar until around 150 million years ago, then began to diverge—suggesting the continents separated and species evolved differently on each.

🧩 Evidence Wegener collected

🦴 Fossil distribution

  • Matching Permian-aged terrestrial fossils appeared in South America, Africa, India, Antarctica, and Australia.
  • This distribution could only exist if these continents were once joined.
  • Example: the same ancient species found on continents now separated by oceans implies those continents were once connected.

🪨 Matching geological patterns

Wegener found geological formations that matched across oceans:

Region pairWhat matched
South America ↔ AfricaSedimentary strata
North America ↔ EuropeCoalfields
Atlantic Canada ↔ Northern BritainMountain morphology and rock type
  • These matches suggested the continents were once adjacent.

❄️ Glacial evidence (Karoo Glaciation)

  • Evidence of Carboniferous and Permian glaciation (~300 million years ago) appeared in South America, Africa, India, Antarctica, and Australia.
  • These areas contain glacial deposits and glacial scars oriented away from the poles, even though some are now tropical.
  • Wegener argued these continents must have been closer to the south pole when the glaciers formed, which only makes sense if they were part of a single supercontinent.

📏 Astronomical observations

  • Wegener cited his own observations showing continents were moving relative to each other.
  • He calculated a separation rate between Greenland and Scandinavia of 11 m per year.
  • Don't confuse: he admitted the measurements were inaccurate—the actual rate is about 2.5 cm per year, far smaller.

🚫 Why the theory was rejected

🚫 Lack of a mechanism

  • Wegener proposed continents floated like icebergs on heavier crust, but he could not explain what force moved them.
  • The only forces he suggested were:
    • Poleflucht: Earth's rotation pushing objects toward the equator.
    • Tidal forces: lunar and solar tides pushing objects westward.
  • These forces were quickly shown to be far too weak to move continents.
  • Without a reasonable mechanism, most geologists dismissed the theory.

🧩 Imperfect evidence

  • Continental fits were not perfect (using modern coastlines left gaps).
  • Geological match-ups were not always consistent.
  • These weaknesses gave critics reasons to reject the idea.

🌍 Political and intellectual barriers

The excerpt mentions three reasons acceptance was delayed:

  1. Revolutionary thinking: the idea was a true revolution in understanding Earth, difficult for established geologists to accept.
  2. Political gulf: Wegener was from Germany; the geological establishment was mostly in Britain and the United States.
  3. Lack of supporting evidence: the evidence and understanding needed to support plate tectonics didn't exist until the mid-20th century.

📚 Wegener's publications and legacy

📚 His books

  • 1912: Die Entstehung der Kontinente (The Origin of Continents)—short book.
  • 1915: Die Entstehung der Kontinente und Ozeane (The Origin of Continents and Oceans)—expanded version.
  • Revised several times up to 1929; translated into French, English, Spanish, and Russian.

🕰️ Reception and death

  • At the time of Wegener's death in Greenland in 1930 (during glaciation and climate studies), his ideas were:
    • Tentatively accepted by only a small minority of geologists.
    • Soundly rejected by most.
  • However, within a few decades, the theory gained acceptance as new evidence accumulated (the excerpt notes that paleomagnetism would become important evidence, though Wegener did not live to see it).
12

4.2 Paleomagnetic Evidence for Plate Tectonics

4.2 Paleomagnetic Evidence for Plate Tectonics

🧭 Overview

🧠 One-sentence thesis

Paleomagnetic studies in the 1950s provided the first new evidence supporting continental drift by showing that rocks from different continents recorded different magnetic pole positions over time, which could only be reconciled if the continents themselves had moved.

📌 Key points (3–5)

  • What paleomagnetism measures: changes in Earth's magnetic field recorded in rocks over millions of years, capturing both direction and latitude of formation.
  • Remnant magnetism mechanism: minerals like magnetite align with Earth's magnetic field as magma cools or sediments settle, freezing a magnetic "snapshot" in the rock.
  • Apparent polar wandering paths (APWP): rocks of different ages from the same continent showed different magnetic pole positions, initially thought to represent pole movement but actually showing continent movement.
  • Common confusion: researchers first called these "polar wandering paths" thinking the magnetic poles moved, but the poles stayed fixed—it was the continents that moved.
  • Key evidence for drift: different continents had incompatible pole positions for the same time period (e.g., 200 Ma), but rearranging them into Pangaea made the curves overlap, proving continents had moved relative to each other.

🧲 Earth's magnetic field basics

🧲 Field structure and orientation

Earth's magnetic field is defined by the North and South Poles that align generally with the axis of rotation.

  • Magnetic force lines flow into Earth in the Northern Hemisphere and out in the Southern Hemisphere.
  • The angle of the magnetic field varies by latitude:
    • Vertical at the North and South Poles
    • Horizontal at the equator
    • Intermediate angles everywhere in between
  • This angle variation is crucial because it allows scientists to determine the latitude where a rock formed.

🪨 How rocks record magnetism

Remnant magnetism: the magnetic record preserved in rock as minerals align with Earth's magnetic field during formation.

In volcanic rocks:

  • Magma is fluid, so minerals can move freely in any direction.
  • As magma cools and solidifies, movement stops and mineral orientation becomes fixed.
  • Magnetite (Fe₃O₄) crystallizes with an orientation parallel to Earth's magnetic field at that time, like a compass needle pointing north.
  • Basalt and other high-magnetite rocks are particularly good magnetic recorders.

In sedimentary rocks:

  • Even sediments with small amounts of magnetite take on remnant magnetism.
  • Magnetite grains gradually reorient themselves following deposition.

What can be determined:

  • Direction to magnetic north at the time of formation (horizontal component)
  • Latitude where the rock formed relative to magnetic north (vertical component)

Example: A rock forming at the equator would record a horizontal magnetic field; the same rock forming near the pole would record a nearly vertical field.

🗺️ Polar wandering paths

🗺️ The Cambridge discovery

  • In the early 1950s, Cambridge University geologists (Keith Runcorn, Edward Irving, and others) studied remnant magnetism in British and European volcanic rocks from different geological periods.
  • They found that rocks of different ages from generally the same area showed quite different apparent magnetic pole positions.
  • Initial interpretation: Earth's magnetic field had moved significantly over time, departing from its present position near the rotational pole.

🔄 From "polar wandering" to "apparent polar wandering"

Polar wandering path: the curve defined by paleomagnetic data, initially thought to represent actual movement of the magnetic poles.

Apparent polar wandering path (APWP): the same curve, now understood to represent movement of continents, not the magnetic poles.

Why the name changed:

  • Researchers initially thought the magnetic poles themselves had moved (geophysical models of the time suggested magnetic poles didn't need to align with rotational poles).
  • We now know the magnetic poles stayed relatively fixed—it was the continents that moved.
  • The term "apparent" emphasizes that the poles only appeared to wander from the perspective of a moving continent.

Don't confuse: The data curves are real; what changed was the interpretation—not "the poles moved" but "the continents moved past a relatively fixed magnetic field."

🌍 The smoking gun: incompatible curves

When researchers extended their work to North America, they found another apparent polar wandering path—but it didn't match Europe's:

Time periodNorth America 200 Ma pole positionEurope 200 Ma pole position
200 MaSomewhere in ChinaIn the Pacific Ocean

The logical problem:

  • There could only have been one magnetic pole position at 200 Ma.
  • Two different continents recording two different pole positions for the same time meant the continents must have moved relative to each other since 200 Ma.

The Pangaea test:

  • Subsequent work showed South America, Africa, India, and Australia also had unique polar wandering curves.
  • When continents were rearranged into their Pangaea positions, the wandering curves overlapped.
  • This overlap proved the continents had moved over time, not the poles.

Example: Imagine two observers on separate moving ships, each tracking the position of a lighthouse. Their records would show the lighthouse in different positions over time—not because the lighthouse moved, but because the ships did. Aligning the ships' paths makes the lighthouse records match.

📐 Magnetic dip angle evidence

📐 What magnetic dip reveals

Magnetic dip: the angle of the magnetic field relative to Earth's surface, which varies as a function of latitude.

Dip angle by latitude:

  • North Pole: field directed vertically downward
  • South Pole: field directed vertically upward
  • Equator: field is horizontal
  • In between: angle between horizontal and vertical

What this means for rocks:

  • By measuring the dip angle preserved in rocks, scientists can determine the latitude at which those rocks formed.
  • Combining dip angle with the age of the rocks allows tracing continent movements over time.

🧭 Europe's journey example

The excerpt traces Europe's movement using magnetic dip:

  • Around 500 Ma: Europe was south of the equator.
    • Rocks formed then acquired an upward-pointing magnetic field orientation (characteristic of the Southern Hemisphere).
  • Between 500 Ma and now: Europe gradually moved north.
    • Rocks forming at various times acquired steeper and steeper downward-pointing magnetic orientations.
    • This progression records the continent's northward journey across latitudes.

Example: A stack of rock layers from different ages would show magnetic orientations changing from upward (southern hemisphere) to horizontal (equator) to increasingly steep downward (northern latitudes)—like a time-lapse of the continent's migration.

Don't confuse: The magnetic field itself didn't tilt differently over time; the continent moved through different latitudes, each with its characteristic field angle.

🔬 Historical impact

🔬 First new evidence for continental drift

  • This paleomagnetic work of the 1950s was the first new evidence in favor of continental drift since Wegener's original proposal.
  • It led a number of geologists to start thinking that continental drift might have merit.
  • The evidence was compelling because:
    • It was quantitative and reproducible.
    • It came from multiple continents.
    • The incompatible pole positions could only be explained by continent movement.
    • The Pangaea reconstruction made all the data consistent.

Why it mattered:

  • Wegener's theory had been rejected partly because he lacked a mechanism and partly because evidence was limited.
  • Paleomagnetic data provided independent, physical evidence that continents had indeed moved.
  • This paved the way for broader acceptance of plate tectonics in the following decades.
13

4.3 Mechanisms for Plate Motion

4.3 Mechanisms for Plate Motion

🧭 Overview

🧠 One-sentence thesis

The ridge-push/slab-pull model is the favored mechanism for plate motion because plates attached to subducting slabs move fastest, but mantle convection remains essential for bringing hot rock to ridges and enabling plates without subduction to move.

📌 Key points (3–5)

  • Two main models: mantle convection (traction drags plates) vs. ridge-push/slab-pull (weight of subducting edge pulls, rising magma at ridges pushes).
  • Evidence for ridge-push/slab-pull: plates with subducting slabs move fastest; traction alone would require unrealistically fast mantle flow; plate speed is not related to plate area.
  • Common confusion: ridge-push/slab-pull is favored, but mantle convection is still critical—it brings hot rock upward to create ridges and enables plates without subduction to move.
  • Key observation: plates attached to subducting slabs (Pacific, Australian, Nazca) move much faster than plates without subduction (North American, South American, Eurasian, African).

🌊 The two competing models

🔄 Mantle convection model

In this model, horizontal movements of mantle under the crust drag the tectonic plates with them.

  • Convection currents in the mantle move upward in some places and downward in others.
  • Where currents move upward, new lithosphere forms and plates diverge (move apart).
  • Where currents move downward, plates converge and one plate is subducted (pushed down) into the mantle beneath the other.
  • The key mechanism: traction from the convection cell physically drags the plates along.

⚖️ Ridge-push/slab-pull model

This model also relies on mantle convection, but it is not simply the traction from the convection cell that moves the plates.

  • Plates move through a combination of two forces:
    • Slab pull: the weight of the subducting edge of the plate pulls the rest of the plate downward.
    • Ridge push: at ocean ridges, rising magma forms new crust, which pushes the plate outward.
  • The model still depends on mantle convection to supply the rising magma and create the ridges.
  • Don't confuse: this is not "convection vs. no convection"—it's about whether traction alone drives motion or whether the plate's own weight and ridge geometry are the primary drivers.

🧪 Evidence favoring ridge-push/slab-pull

🚀 Plates with subducting slabs move fastest

  • Plates attached to subducting slabs (e.g., Pacific, Australian, and Nazca Plates) move the fastest.
  • Plates not attached to subducting slabs (e.g., North American, South American, Eurasian, and African Plates) move significantly slower.
  • This pattern suggests that the weight of the subducting slab is a major driver of plate motion.

🔢 Traction model requires unrealistic mantle speeds

  • For the traction model to work, the mantle would have to move about five times faster than the plates.
  • This is because the coupling between the partially liquid asthenosphere and the plates is not strong.
  • Geophysical models do not support such high rates of mantle convection.

📏 Plate velocity is not related to plate area

  • Although large plates have potential for much higher convection traction, plate velocity does not correlate with plate area.
  • This observation contradicts what the traction model would predict.
EvidenceWhat it showsImplication
Subducting plates move fastestPacific, Australian, Nazca faster than North American, Eurasian, AfricanSlab pull is a major driver
Mantle speed requirementTraction would need 5× plate speedTraction alone is insufficient
No area-velocity correlationLarge plates don't move fasterConvection traction is not the main mechanism

🔥 The essential role of mantle convection

🌋 Convection creates ridges

  • Without mantle convection, there would be no ridges to push from.
  • Upward convection brings hot, buoyant rock to the surface, forming the ridges where new crust is created.
  • The ridge-push mechanism depends on this convective supply of magma.

🐢 Plates without slab-pull still move

  • Many plates, including the North American Plate, move along without any slab-pull happening.
  • These plates move more slowly, but they do move.
  • This shows that mantle convection plays a role even when slab-pull is absent.
  • Example: the North American Plate moves slowly (around 1–4 cm/year) without a subducting edge, likely driven by convection and ridge-push from the Mid-Atlantic Ridge.

🤝 The integrated picture

  • Ridge-push/slab-pull is the favored mechanism, but it's important not to underestimate the role of mantle convection.
  • Convection is the underlying engine that:
    • Supplies heat and material to ridges (enabling ridge-push).
    • Drives slower motion in plates without subduction.
  • Don't confuse: "favored mechanism" does not mean "only mechanism"—both processes work together in an integrated system.
14

Plates and Plate Motions

4.4 Plates and Plate Motions

🧭 Overview

🧠 One-sentence thesis

Earth's lithospheric plates move as rigid, rotating bodies that continuously interact at their boundaries, driving a cycle of supercontinent formation and break-up over hundreds of millions of years.

📌 Key points (3–5)

  • Plates move as rigid rotating bodies: different parts of the same plate move at different speeds because the plate rotates around a point, not just slides in one direction.
  • Pangaea and the supercontinent cycle: the continents were once joined in a supercontinent called Pangaea (~350–200 Ma), which rifted apart; this cycle of assembly and break-up has repeated multiple times in Earth's history.
  • Three types of plate boundaries: plates can move apart (divergent), move toward each other (convergent), or slide past each other (transform).
  • Common confusion: plate speed varies across the same plate—this does not mean the plate is bending or breaking; it reflects rotational motion.
  • Current and future changes: the Atlantic is widening, the Pacific is shrinking, and in tens of millions of years Africa will split and western California will move northward.

🔄 How plates move

🔄 Rigid rotation, not uniform sliding

  • Plates move as rigid bodies, meaning they do not deform internally during normal motion.
  • The North American Plate rotates counter-clockwise; the Eurasian Plate rotates clockwise.
  • Because of rotation, different parts of the same plate move at different speeds.
    • Example: the North American Plate moves slowest (~1 cm/year) in the south and fastest (~4 cm/year) in the north.
  • Don't confuse: varying speeds across a plate does not mean the plate is stretching or compressing—it is simply rotating around a pivot point.

➡️ Direction and speed indicators

  • Arrows on plate maps show the direction of motion.
  • The length of the arrows represents the speed of motion.
  • This visual convention helps show both where plates are going and how fast they are traveling.

🌍 The supercontinent cycle

🌍 Pangaea and its predecessors

Pangaea: a supercontinent that existed from about 350 to 200 million years ago (Ma), in which all present continents were joined together.

  • Pangaea was first described by Wegener in 1915.
  • It was not the first supercontinent:
    • Pannotia existed from 600 to 540 Ma.
    • Rodinia existed from 1,100 to 750 Ma.
    • Other supercontinents existed before Rodinia.
  • Tuzo Wilson (1966) proposed that Earth experiences a continuous cycle of:
    1. Supercontinent rifting (break-up).
    2. Continental drifting.
    3. Continental collision.
    4. Formation of a new supercontinent.

🗓️ Break-up of Pangaea

The excerpt reconstructs the timeline using continental match-ups and magnetic ages of ocean-floor rocks:

Time (Ma)Event
~200Rifting began between Africa and Asia, and between North and South America; Atlantic Ocean started opening between northern Africa and North America; India broke away from Antarctica.
200–150Rifting started between South America and Africa, and between North America and Europe; India moved north toward Asia. Pangaea divided into Laurasia (Europe, Asia, North America) and Gondwanaland (southern continents).
~80Africa separated from South America; most of Europe separated from North America.
~50Australia separated from Antarctica; shortly after, India collided with Asia.
Past few million yearsRifting in the Gulf of Aden, Red Sea, and Gulf of California; incipient rifting along the Great Rift Valley of eastern Africa (Ethiopia to Malawi).

🔮 Future plate motions

  • Next 50 million years: the East African Rift will fully develop, creating new ocean floor; Africa will split apart.
  • Australia and Indonesia will continue moving northward.
  • Western California (including Los Angeles and part of San Francisco) will split from North America and move northward past Vancouver Island toward Alaska.
  • Atlantic vs. Pacific: the Atlantic is slowly getting bigger (because mid-Atlantic ridge crust is not being subducted, except in the Caribbean); the Pacific is getting smaller.
  • Long-term (~200 million years): if current trends continue, continents may reassemble into a new supercontinent.

🧩 Types of plate boundaries

🧩 Three interaction modes

Plates constantly move and inevitably interact at their boundaries in three ways:

Boundary typeMotionDescription
DivergentMove apartPlates separate from each other.
ConvergentMove toward each otherPlates collide or one subducts beneath the other.
TransformSlide past each otherPlates move horizontally alongside one another.
  • Each boundary type creates distinct geological features (details not provided in this excerpt).
  • The excerpt notes that the following sections will examine each boundary type in detail.

🔍 Why boundaries matter

  • Plates are rigid, so all deformation and geological activity (earthquakes, volcanoes, mountain building) occur at the boundaries where plates interact.
  • Understanding boundary types is essential for explaining Earth's major geological features.
15

4.5 Divergent Plate Boundaries

4.5 Divergent Plate Boundaries

🧭 Overview

🧠 One-sentence thesis

Divergent plate boundaries are spreading centers where new oceanic crust is continuously created as plates move apart, primarily along mid-ocean ridges, and multiple lines of evidence—including crustal age patterns, sediment thickness, heat flow, and magnetic reversals—confirm that seafloor spreading is actively occurring.

📌 Key points (3–5)

  • What divergent boundaries are: spreading boundaries where new oceanic crust forms as plates move apart, mostly along mid-ocean ridges.
  • The mid-ocean ridge system: the largest geological feature on Earth (65,000 km long, covering 23% of Earth's surface), composed of straight segments offset by transform faults.
  • How new crust forms: magma from partial melting of the mantle rises and solidifies as igneous rock (basalt/gabbro), creating oceanic crust about 6 km thick.
  • Four key evidence types: age of crust (youngest at ridge, older farther away), sediment thickness (thinnest at ridge), heat flow (highest at ridge), and magnetic reversals (symmetrical stripe patterns).
  • Common confusion: the mid-ocean ridge appears curved on Earth's surface, but it is actually a series of straight-line segments offset by transform faults, creating a "giant zipper" pattern.

🌊 The mid-ocean ridge system

🏔️ Physical structure

Mid-ocean ridge: a giant undersea mountain range where new oceanic crust is created as plates move apart.

  • The system is 65,000 km long and about 1,000 km wide, covering 23% of Earth's surface—the largest geological feature on Earth.
  • The ridge sits higher than surrounding seafloor because the new crust is warmer and less dense than older, cooler crust.
  • Running down the middle is a rift valley 25–50 km wide and 1 km deep, where the actual spreading occurs.

🔀 Transform faults and the "zipper" pattern

Transform faults: faults perpendicular to the ridge that offset straight-line ridge segments at intervals.

  • Although the ridge appears curved on maps, it is actually composed of straight segments.
  • Transform faults connect these segments, making the ridge system look like a giant zipper on the seafloor.
  • Movements along these faults between adjacent ridge segments cause many earthquakes (covered in section 4.7).
  • Example: The mid-Atlantic ridge shows clear transform faults perpendicular to the ridge axis, with arrows indicating opposite plate motion on either side.

🪨 Formation of new oceanic crust

🌋 Magma generation mechanism

  • Hot mantle rock from depth moves toward the surface, causing decompression.
  • Decompression leads to partial melting of the mantle.
  • The triangular zone of partial melting near the ridge crest is approximately 60 km thick.
  • About 10% of the rock volume becomes magma, producing crust about 6 km thick.

🧱 Composition and structure

  • The crust created is always oceanic in character: igneous rock rich in ferromagnesian minerals.
  • Rock types include basalt and gabbro.
  • Magma oozes onto the seafloor, forming:
    • Pillow basalts
    • Breccias (fragmented basaltic rock)
    • Flows
    • In some cases, interbedded with limestone or chert
  • Over time, layers of sediment accumulate on top of the igneous rock, eventually becoming sedimentary rock.

🌍 How spreading starts

  • Spreading is hypothesized to begin within a continental area.
  • An underlying mantle plume (or series of plumes) causes up-warping or doming of the crust.
  • The buoyancy of the mantle plume material creates a dome, causing the crust to fracture.
  • When multiple mantle plumes exist beneath a large continent, the resulting rifts may align, leading to:
    1. Formation of a rift valley (e.g., present-day Great Rift Valley in eastern Africa)
    2. Development into a linear sea (e.g., present-day Red Sea)
    3. Finally, expansion into an ocean (e.g., the Atlantic)
  • Example: As many as 20 mantle plumes were likely responsible for the rifting of Pangaea along what is now the mid-Atlantic ridge.

📊 Evidence for seafloor spreading

🕰️ Age of the oceanic crust

  • Pattern: Crust is youngest right at the spreading center and gets progressively older moving away in either direction.
  • Rate: Crust ages approximately 1 million years for every 20–40 km from the ridge.
  • Symmetry: The pattern of crust age is fairly symmetrical on either side of the ridge.
  • Maximum age: The oldest oceanic crust is around 280 Ma (eastern Mediterranean); oldest open ocean crust is around 180 Ma (north Atlantic).
  • Why so young? All seafloor older than ~300 Ma has been either subducted or pushed up to become part of continental crust (continental crust can be close to 4,000 Ma old).
  • Spreading rate differences:
    • Pacific and southeastern Indian Oceans: wide age bands indicate rapid spreading (approaching 10 cm/year on each side)
    • Atlantic and western Indian Oceans: narrow age bands indicate slow spreading (less than 2 cm/year on each side)

📏 Sediment thickness

  • Pattern: Sediments are several thousands of meters thick near continents but relatively thin or even non-existent in ocean ridge areas.
  • Why this makes sense: The farther from the spreading center, the older the crust, the longer it has had to accumulate sediment, and the thicker the sediment layer.
  • Bottom layer age: The bottom layers of sediment are older the farther you get from the ridge, indicating they were deposited long ago when the crust was first formed.
  • Method: Seismic reflection sounding made it possible to "see through" seafloor sediments and map bedrock topography and crustal thickness.

🔥 Heat flow

  • Pattern: Heat flow rates are about 8× higher than average along the ridges, and about 1/20th of average in trench areas.
  • Explanation:
    • High heat flow at ridges correlates with upward convection of hot mantle material as new crust forms.
    • Low heat flow at trenches correlates with downward convection at subduction zones.

🧲 Magnetic reversals and the VMM hypothesis

🔄 Magnetic field behavior

  • Earth's magnetic field is not stable over geological time.
  • The field periodically decays and then re-establishes, sometimes with reversed polarity (a compass would point south instead of north).
  • Over the past 250 Ma, there have been a few hundred magnetic field reversals with irregular timing.
  • Duration variability: The shortest reversals lasted only a few thousand years; the longest was more than 30 million years (during the Cretaceous).
  • The present "normal" event has persisted for about 780,000 years.

🗺️ Magnetic anomaly patterns

  • Beginning in the 1950s, magnetometer readings revealed a mysterious pattern of alternating stripes of low and high magnetic intensity in seafloor rocks.
  • Key observation: The magnetic patterns are symmetrical with respect to ocean ridges.
  • Example: The first comprehensive data set (1958) was compiled for an area off the coast of British Columbia and Washington State.

🧩 The Vine-Matthews-Morley (VMM) hypothesis

VMM hypothesis: The stripe patterns are related to magnetic reversals; oceanic crust created during normal polarity events produces positive anomalies (black stripes), while crust created during reversed events produces negative anomalies (white stripes).

How the pattern forms:

  1. New crust forms at the ridge and takes on the existing normal magnetic polarity (black stripe).
  2. As plates diverge, the magnetic polarity reverses; new crust now takes on reversed polarity (white stripe).
  3. The poles revert to normal; new crust again shows normal polarity (black stripe).
  4. Over time, this creates a series of parallel, alternating bands of reversals, symmetrical around the spreading center.

Width variation: The widths of the anomalies vary according to the spreading rates characteristic of different ridges (faster spreading = wider stripes).

Don't confuse: The stripes are not painted on the seafloor; they represent the magnetic polarity "frozen" into the rock when it cooled and solidified at the ridge.

🔗 Connection to supercontinent cycles

🌐 Continental rifting and ocean formation

  • The excerpt describes the ongoing East African Rift Valley (extending from Ethiopia and Djibouti to Malawi) as an example of early-stage rifting.
  • Over the next 50 million years, full development of the rift is likely, leading to creation of new ocean floor and eventual splitting of Africa.
  • This process mirrors the hypothesized stages: rift valley → linear sea → ocean.

♻️ The Wilson Cycle

  • Tuzo Wilson (1966) proposed a continuous series of cycles: continental rifting and collision, break-up of supercontinents, drifting, collision, and formation of new supercontinents.
  • Pangaea (350 to 200 Ma) was preceded by Pannotia (600 to 540 Ma), Rodinia (1,100 to 750 Ma), and other supercontinents before that.
  • If current trends continue for another couple hundred million years, we may return to a single supercontinent configuration.

🌏 Current plate motions

  • The Atlantic Ocean is slowly getting bigger because oceanic crust formed at the mid-Atlantic ridge is not currently being subducted (except in the Caribbean).
  • The Pacific Ocean is getting smaller.
  • Other predicted changes: continued northerly movement of Australia and Indonesia; western California splitting away from North America and moving toward Alaska.
16

4.6 Convergent Plate Boundaries

4.6 Convergent Plate Boundaries

🧭 Overview

🧠 One-sentence thesis

Convergent plate boundaries form when plates collide, producing trenches, volcanic arcs, and mountains through subduction or continental collision, with the specific features depending on whether oceanic or continental crust is involved.

📌 Key points (3–5)

  • Three types of convergent boundaries: ocean-ocean, ocean-continent, and continent-continent, each producing distinct geological features.
  • Subduction mechanism: denser oceanic crust descends beneath less dense crust, releasing water that causes flux melting and magma formation.
  • Key features by type: ocean-ocean creates island arcs; ocean-continent creates coastal volcanic mountains; continent-continent creates major mountain ranges without subduction.
  • Common confusion: not all convergent boundaries involve subduction—continental crust is too light to subduct, so continent-continent collisions only deform and uplift.
  • Why it matters: convergent boundaries create Earth's deepest trenches, volcanic chains, and highest mountain ranges.

🌊 Ocean-ocean convergent zones

🌊 Basic subduction process

Ocean-ocean convergent zone: where one oceanic plate subducts beneath another oceanic plate.

  • The subducted lithosphere descends into the hot mantle.
  • Angle of descent: relatively shallow near the subduction zone, steeper farther down (up to about 45°).
  • An ocean trench forms along the boundary as the crust bends downwards.

🔥 Flux melting and magma formation

  • The subducting crust contains significant water.
  • As the crust heats up during descent, this water is released.
  • The water mixes with the overlying mantle and lowers the melting point.
  • This process (flux melting) creates magma that is lighter than surrounding mantle material.
  • The magma rises through the mantle and oceanic crust to reach the ocean floor.

🏝️ Island arc formation

Island arc: a chain of volcanic islands created when magma from ocean-ocean subduction reaches the ocean floor.

  • Volcanic material is extruded repeatedly at the surface.
  • Sedimentary rocks accumulate around the islands over time.
  • A mature island arc develops into a chain of relatively large islands.
  • Example: Japan and Indonesia are mature island arcs.

🌍 Real-world examples

  • Aleutian Islands: formed by subduction of the Pacific Plate south of Alaska.
  • Marianas Trench: created by the Pacific Plate subducting under the Philippine Plate; this is the deepest part of the ocean.

🔔 Earthquake activity

  • Earthquakes occur relatively deep below the seafloor.
  • They happen where the subducting crust moves against the overriding crust.

🏔️ Ocean-continent convergent zones

🏔️ Subduction at continental margins

Ocean-continent convergent boundary: where denser oceanic plate is pushed under less dense continental plate.

  • The mechanism is the same as ocean-ocean boundaries (subduction driven by density difference).
  • Seafloor sediment is thrust upward into an accretionary wedge.
  • Compression causes thrusting within the continental plate itself.

🌋 Continental volcanic mountains

  • Magma produced near the subduction zone rises to the base of the continental crust.
  • This causes partial melting of the crustal rock.
  • The resulting magma ascends through the crust.
  • Result: a mountain chain with many volcanoes forms on the continent.
  • A deep trench runs parallel to the coastline, similar to ocean-ocean boundaries.

🌍 Real-world examples

  • Andes Mountains and Peru Trench: created by subduction of the Nazca Plate under South America.
  • Cascade Range: formed by subduction of the Juan de Fuca Plate under North America.

⛰️ Continent-continent convergent zones

⛰️ Why continental crust doesn't subduct

Continent-continent collision: when a continent or large island carried by subducting oceanic crust collides with another continent.

  • Continental material will not be subducted.
  • Reason: it is too light (composed largely of light continental rocks).
  • The root of the oceanic plate eventually breaks off and sinks into the mantle.
  • Don't confuse: even though plates converge, the continental crust itself does not descend—only the oceanic portion breaks away.

🏔️ Mountain building through deformation

  • Tremendous deformation of pre-existing continental rocks occurs.
  • The material is forced upwards.
  • Result: creation of major mountain ranges without volcanic activity (no subduction means no magma generation).

🌍 Real-world examples

Mountain rangePlates involvedDescription
Himalaya MountainsIndia Plate + Eurasian PlateCollision of India with Eurasia
Alps to Zagros MountainsAfrican Plate + Eurasian PlateSeries of ranges from Europe to Iran
Rocky MountainsNorth American continentResult of continent-continent collisions

🔍 Comparing the three types

Boundary typePlates involvedSubduction?Key surface featuresExample
Ocean-oceanTwo oceanic platesYesOcean trench + volcanic island arcAleutian Islands, Marianas Trench
Ocean-continentOceanic + continentalYesOcean trench + coastal volcanic mountainsAndes Mountains, Cascade Range
Continent-continentTwo continental platesNoMajor mountain ranges (no volcanoes)Himalayas, Alps, Rockies

🔍 Key distinction: density controls subduction

  • Oceanic crust is denser → can subduct beneath other crust.
  • Continental crust is too light → cannot subduct, only deforms and uplifts.
  • This density difference explains why ocean-ocean and ocean-continent boundaries have volcanoes (from subduction-generated magma), while continent-continent boundaries do not.
17

Transform Plate Boundaries

4.7 Transform Plate Boundaries

🧭 Overview

🧠 One-sentence thesis

Transform boundaries are plate boundaries where plates slide horizontally past each other without creating or destroying crust, commonly connecting mid-ocean ridge segments and generating earthquakes along the fault zones.

📌 Key points (3–5)

  • What transform boundaries do: one plate slides past another without production or destruction of crustal material.
  • Where they occur: most connect segments of mid-ocean ridges (ocean-ocean boundaries); some connect continental parts of plates.
  • Key example: the San Andreas Fault connects ridge segments and runs through California, with the Pacific Plate on the west side.
  • Common confusion: transform faults don't only connect divergent boundaries—they can also connect to subduction zones (e.g., Queen Charlotte Fault).
  • Why they matter: earthquakes are common along transform faults as the two plates slide past each other.

🔄 What happens at transform boundaries

🔄 Sliding motion without creation or destruction

Transform boundaries: plate boundaries where one plate slides past another without production or destruction of crustal material.

  • Unlike divergent boundaries (which create new crust) or convergent boundaries (which destroy crust), transform boundaries involve lateral sliding only.
  • The plates move horizontally relative to each other.
  • No mountains are built, no trenches are formed—just horizontal displacement.

🌊 Most connect mid-ocean ridge segments

  • As explained in earlier sections, most transform faults connect segments of mid-ocean ridges.
  • This makes them ocean-ocean plate boundaries in most cases.
  • The ridges are offset, and the transform fault is the connecting segment between them.

🌍 Examples and locations

🗺️ San Andreas Fault (continental transform)

  • The San Andreas Fault is a major example of a transform fault that connects continental parts of plates.
  • It connects:
    • The southern end of the Juan de Fuca Ridge
    • The northern end of the East Pacific Rise (ridge) in the Gulf of California
  • Geography: the part of California west of the San Andreas Fault and all of Baja California are on the Pacific Plate.
  • This means the Pacific Plate is sliding northwestward relative to the North American Plate.

🌊 Queen Charlotte Fault (connecting to subduction)

  • Transform faults do not just connect divergent boundaries.
  • The Queen Charlotte Fault connects:
    • The north end of the Juan de Fuca Ridge (starting at the north end of Vancouver Island)
    • The Aleutian subduction zone
  • Don't confuse: not all transform faults link two ridge segments; some link ridges to subduction zones.

🌋 Seismic activity

🌋 Earthquakes are common

  • Earthquakes are common along transform faults.
  • Why: as the two plates slide past each other, friction and stress build up until the rock ruptures and suddenly displaces.
  • The excerpt notes this will be explored further in the next section on earthquakes and plate tectonics.
Boundary typeCrustal changeEarthquake activity
TransformNo creation or destructionCommon, due to sliding friction
DivergentNew crust createdCommon, shallow, narrow zone
ConvergentCrust destroyed/deformedCommon, can be deep
18

Earthquakes and Plate Tectonics

4.8 Earthquakes and Plate Tectonics

🧭 Overview

🧠 One-sentence thesis

Earthquake distribution and depth patterns reveal the geometry and type of plate boundaries, with shallow earthquakes at divergent and transform boundaries and progressively deeper earthquakes along subduction zones.

📌 Key points (3–5)

  • Global pattern: Earthquakes are abundant along plate boundaries—divergent, convergent, and transform—with some intraplate exceptions.
  • Depth varies by boundary type: Divergent and transform boundaries produce shallow earthquakes; subduction zones produce earthquakes at increasing depths landward.
  • Transform faults are most active at divergent zones: Along mid-ocean ridges, most earthquakes occur on the transform faults rather than the spreading segments.
  • Common confusion: Not all convergent boundaries involve subduction—continent-continent collision (e.g., India-Eurasia) produces widespread shallow earthquakes without actual subduction.
  • Depth trend reveals subduction direction: Earthquakes getting deeper in one direction show which plate is descending and where it is moving.

🌍 Global earthquake distribution

🗺️ Where earthquakes concentrate

  • Earthquakes are very abundant along subduction zones, with depth increasing on the landward side.
  • They are common along transform faults (e.g., San Andreas Fault).
  • They occur at divergent boundaries (mid-ocean ridges), though less frequently.
  • Some intraplate earthquakes occur away from boundaries, related to continental rifting, stress transfer, or unknown causes.

🌋 Intraplate earthquake regions

Examples from the excerpt:

  • Great Rift Valley area of Africa
  • Tibet region of China
  • Lake Baikal area of Russia

These are not at plate edges but experience earthquakes due to rifting or stress buildup.

🔀 Earthquakes at divergent and transform boundaries

🔀 Mid-ocean ridge pattern

  • Most earthquakes (magnitude 4 and larger) occur along transform faults that offset ridge segments, not along the spreading segments themselves.
  • Clusters of earthquakes appear at ridge-transform boundaries.
  • Spreading ridges have few earthquakes because rock temperatures are relatively high where spreading occurs, making the crust less brittle.

📏 Depth characteristics

Earthquakes along divergent and transform boundaries tend to be shallow, as the crust is not very thick.

  • The thin crust limits how deep earthquakes can occur.
  • Example: Along the mid-Atlantic ridge near the equator, earthquake activity is concentrated on the long transform faults connecting ridge segments.

🌊 Earthquakes at convergent boundaries

🌊 Subduction zone depth pattern

The excerpt describes the North Pacific / Aleutian region (Pacific Plate subducting beneath North America Plate):

  • Shallow earthquakes are common along the trench.
  • Deep earthquakes extend down several hundred kilometers as the subducting plate continues to interact with the overriding plate at depth.
  • Depth increases with distance from the trench: Moving landward from point a to point b, earthquake depth trends upward.

Why this matters: The depth trend reveals that the Pacific Plate is moving northward and being subducted.

🏔️ Continent-continent collision (no subduction)

The excerpt describes the India-Eurasia boundary:

  • The India Plate continues to move north toward the Asia Plate, but no actual subduction is taking place.
  • Transform faults exist on either side of the India Plate.
  • The entire region (northern India, Nepal, Bhutan, Bangladesh, parts of China, Pakistan, Afghanistan) is very seismically active.
FeatureSubduction zone (e.g., Aleutian)Continent-continent collision (e.g., India-Eurasia)
Subduction?Yes, oceanic plate descendsNo, both are continental
Earthquake depthShallow to several hundred km deepMostly shallow
CausePlate interaction at depthTectonic squeezing and thrust faulting
ResultTrench and volcanic arcMountain building (Himalayas, Tibet Plateau)

⛰️ Tectonic squeezing and thrust faulting

  • The continued convergence of India and Asia causes significant tectonic squeezing.
  • The Asia Plate is thrust over top of the India Plate, building the Himalayas and Tibet Plateau to enormous heights.
  • Many earthquakes are related to the transform faults on either side of the India Plate; others result from the squeezing.

Don't confuse: Convergent boundaries can involve subduction (oceanic-continental or oceanic-oceanic) or collision without subduction (continent-continent). The earthquake depth pattern and surface features differ accordingly.

19

4.9 Seamounts and Hot Spots

4.9 Seamounts and Hot Spots

🧭 Overview

🧠 One-sentence thesis

Seamounts form through various volcanic processes, and many arise from stationary mantle plumes (hot spots) that create chains of progressively older volcanoes as tectonic plates move over them.

📌 Key points (3–5)

  • What seamounts are: underwater volcanoes, younger than the oceanic crust they sit on, that can become volcanic islands if large enough.
  • Multiple formation mechanisms: some form at divergent boundaries or subduction zones, but others form far from plate boundaries above mantle plumes.
  • Hot spot mechanism: stationary mantle plumes produce volcanic activity while the overlying plate moves, creating chains of seamounts with predictable age patterns.
  • Common confusion: not all seamounts form at plate boundaries—hot spots can occur in the middle of plates, both oceanic and continental.
  • Long-lived phenomena: mantle plumes persist for tens to hundreds of millions of years, producing large volcanic structures over time.

🌋 What seamounts are and how they form

🌊 Basic definition and characteristics

Seamounts: underwater volcanoes that are much younger than the oceanic crust on which they formed.

  • If a seamount grows large enough to break the ocean surface, it becomes a volcanic island.
  • When the crust subsides, seamounts can sink with it; erosion can flatten their tops, creating tablemounts or guyots (flat-topped seamounts).

🗺️ Formation at plate boundaries

Seamounts can form through standard plate tectonic processes:

  • At divergent boundaries: magma rises and creates seamounts; as plates move apart, the seamounts move with them, forming chains.
  • At subduction zones: ocean-ocean convergent boundaries produce seamounts through rising magma.
    • Example: the Aleutians (Alaska to Russia) and the Lesser Antilles (eastern Caribbean).

🔥 Hot spots and mantle plumes

🔥 What a mantle plume is

Mantle plume or hot spot: a place where hot mantle material rises in a stationary and semi-permanent plume, affecting the overlying crust.

Key characteristics:

  • Mantle plumes rise at approximately 10 times the rate of normal mantle convection.
  • The ascending column is kilometers to tens of kilometers across.
  • Near the surface, it spreads out into a mushroom-style head several tens to over 100 kilometers across.
  • Near the base of the lithosphere (rigid mantle), the plume partially melts to form magma that feeds volcanoes.

🌴 Hot spot formation away from boundaries

  • Some seamounts and ocean islands form far from plate boundaries, where volcanic activity would not normally be expected.
  • The hot spot itself is stationary (or nearly so), while the tectonic plate moves over it.
  • This creates a chain of seamounts with a predictable age progression.

Don't confuse: Hot spots are distinct from plate boundary volcanism—they occur in the middle of plates, not at edges.

🏝️ The Hawaiian-Emperor Seamount chain

🏝️ Age progression and plate motion

The Hawaiian and Emperor Seamount chains provide a textbook example of hot spot volcanism:

FeatureAgeObservation
Oldest Hawaiian/Emperor seamount~80 MaSits on oceanic crust aged 90–100 Ma
Volcanic rock age trendProgressively younger toward southeastCulminates with Hawaii (<1 Ma)
Direction change at Midway~45 MaChain shifts from NW-SE (Hawaiian) to N-S (Emperor)

Mechanism:

  • A stationary mantle plume produces volcanic activity.
  • The Pacific Plate moves northwest over the hot spot.
  • A seamount forms, then the plate displaces it before the next seamount forms.
  • Over time, this creates a chain of seamounts with increasing age away from the hot spot.

🔄 The direction change puzzle

Near the Midway Islands, the chain changes direction sharply:

  • Traditional explanation: the Pacific Plate changed its direction of movement over a stationary plume.
  • Alternative possibility: the Hawaiian mantle plume itself may have moved at least 2,000 km south between 81 and 45 Ma.

🏔️ Scale of hot spot volcanoes

  • Most mantle plumes are beneath oceans, so early volcanism occurs on the seafloor.
  • Over time, very large islands can form.
  • Mauna Loa (Hawaii): measured from its seafloor base to summit, it rises 9,700 m—larger than Mt. Everest's 8,848 m elevation.
  • Loihi: a new volcano currently submerged 980 m SE of Hawaii; may emerge as a new Hawaiian island in 10,000–100,000 years.

🌍 Global distribution and longevity

🌍 Where hot spots occur

Evidence of mantle plumes exists around the world:

  • Most are in ocean basins: Hawaii, Iceland, Galapagos Islands.
  • Some are under continents:
    • Yellowstone hot spot (west-central United States).
    • Anahim Volcanic Belt (central British Columbia).

⏳ How long hot spots last

  • Mantle plumes are very long-lived phenomena.
  • They persist for at least tens of millions of years.
  • In some cases, they may last hundreds of millions of years.

Why this matters: The longevity of hot spots allows them to create extensive seamount chains and large volcanic structures, providing a record of plate motion over geological time.

20

Coral Reefs

4.10 Coral Reefs

🧭 Overview

🧠 One-sentence thesis

Coral reefs progress from fringing reefs to barrier reefs to atolls as volcanic islands subside or sea level rises, with corals growing upward to stay within the light zone.

📌 Key points (3–5)

  • Why coral reefs are geological features: many coral species secrete stony calcium carbonate skeletons, making reefs both biological and geological.
  • Darwin's three reef types: fringing reefs (close to shore), barrier reefs (offshore with a lagoon), and atolls (circular reefs around a lagoon with no central land).
  • The progression mechanism: as land subsides or sea level rises, corals grow upward (3–5 m per 1000 years) to remain in the light zone, transforming the reef type.
  • Common confusion: reefs don't always progress—if sea level is stable and land doesn't sink, a fringing reef may remain a fringing reef indefinitely.
  • Why subsidence happens: oceanic crust subsides as it moves away from a spreading center, or sea level rises as glaciers melt.

🪸 Why coral reefs are geological features

🪸 Calcium carbonate skeletons

Many coral species secrete stony calcium carbonate skeletons, making coral reefs interesting as geological features as well as biological ones.

  • Corals are living organisms, but their hard skeletons accumulate over time and form rock-like structures.
  • New coral often grows on top of older coral skeletons, building up layers.
  • This stony structure is why geologists study reefs alongside other rock formations.

☀️ Growth requirements

  • Corals grow best in warm, clear, tropical water close enough to the surface for light to reach.
  • Light is essential because algae living in coral tissues perform photosynthesis.
  • Because of this light requirement, corals must stay within a certain depth range.

🏝️ Darwin's three reef types

🏝️ Fringing reefs

Fringing reefs are reefs that are close to or are connected to shore.

  • These reefs are built directly against the shores of an island.
  • They are the starting stage in Darwin's progression.
  • Example: a reef growing right up to the beach of a volcanic island.

🌊 Barrier reefs

Barrier reefs are offshore reefs that are separated from the land by an expanse of water, such as a lagoon.

  • A lagoon (body of water) lies between the reef and the island.
  • The reef is no longer touching the shore.
  • This represents the middle stage of the progression.

🔵 Atolls

Atolls are circular or oval reefs surrounding a lagoon, without any central land mass in the lagoon.

  • The island has completely submerged, leaving only a ring of coral.
  • The lagoon is now in the center, with no land visible.
  • This is the final stage in Darwin's progression.
Reef typePosition relative to landCentral land mass?
FringingClose to or connected to shoreYes
BarrierOffshore, separated by lagoonYes
AtollCircular ring around lagoonNo (submerged)

🔄 How reefs progress

🔄 The subsidence mechanism

  • Darwin observed the three reef types in the 1830s and hypothesized they represent a progression from one form to the next.
  • He speculated that reefs progressed from fringing → barrier → atolls as the land mass subsided.
  • At the time, Darwin had no explanation for how volcanic islands could sink.
  • Today we know Darwin was correct: islands sink as oceanic crust subsides when it moves away from a spreading center, or as sea level rises when glaciers melt.

📈 Coral growth keeps pace

  • If the land subsides, corals would sink too deep for light penetration and die.
  • To survive, corals continue to grow upwards at a rate of about 3–5 m per 1000 years.
  • This upward growth allows the reef to stay within the light zone even as the seafloor beneath it sinks.

🪜 Step-by-step progression

  1. Start: Fringing reef
    A fringing reef is built against the shores of an island.

  2. Land subsides → Barrier reef
    As the land sinks, corals grow upward. Eventually a lagoon develops between the reef and the island. The reef is now a barrier reef.

  3. Land fully submerged → Atoll
    If the land continues to subside until it is completely submerged, all that is left is a ring of coral that has been growing upwards around the central lagoon—an atoll.

⚠️ Don't confuse: progression is not automatic

  • If sea level doesn't change or the land doesn't sink, many reefs will not progress beyond the fringing stage.
  • The progression requires subsidence or sea-level rise; it is not an inevitable biological process.
  • Example: a stable volcanic island may have a fringing reef for millions of years without ever forming a barrier reef or atoll.
21

Hydrothermal Vents

4.11 Hydrothermal Vents

🧭 Overview

🧠 One-sentence thesis

Hydrothermal vents create deep-sea ecosystems that rely on chemosynthesis rather than photosynthesis, supporting diverse life through bacteria that convert sulfur compounds into energy.

📌 Key points (3–5)

  • What they are: jets of superheated water (up to 350°C) emerging from the seafloor at mid-ocean ridges, creating "black smoker" chimneys.
  • How they form: water percolates into the crust near magma plumes, gets superheated, dissolves minerals, then rises and precipitates minerals as it cools.
  • Where they occur: along oceanic ridges globally, where crust is shallow and tectonic activity is high.
  • Common confusion: these ecosystems do not depend on sunlight and photosynthesis—they rely on chemosynthesis using hydrogen sulfide from the vents.
  • Why they matter: they demonstrate that life can thrive in extreme environments far from sunlight, using chemical energy instead of solar energy.

🌋 Formation and physical characteristics

🌋 How hydrothermal vents form

  • Water seeps down into cracks in the oceanic crust where magma plumes lie close to the surface.
  • The magma superheats the water, which then rises back to the surface through convection.
  • Hot water dissolves minerals from surrounding rock as it moves through the crust.
  • When the superheated water emerges and meets cold deep-sea water (normally 2–4°C), dissolved minerals and inorganic sulfides precipitate out as tiny particles.
  • These particles turn the water black, creating the appearance of thick black smoke.

🏗️ Black smokers

Black smokers: tall chimneys (up to 20 m high and 1 m wide) formed by mineral precipitation at hydrothermal vents.

  • The precipitating minerals build up over time, creating chimney structures through which the hot water flows.
  • Water exits through these chimneys as well as through cracks in the seafloor.
  • Example: the High Rise portion of the Endeavour hydrothermal vents features prominent black smoker chimneys.

🌡️ Temperature extremes

  • Vent water reaches temperatures up to 350°C.
  • Normal deep-sea water at 2500 m depth is only 2–4°C.
  • This extreme temperature difference drives the chemical and biological processes at vents.

🗺️ Discovery and distribution

🗺️ Original discovery

  • First discovered in 1977 at the Galapagos Rift.
  • The deep-sea submersible Alvin was exploring at 2500 m depth when it detected unusually warm water.
  • Following the temperature gradient led to the discovery of the superheated jets.
  • The discovery was unexpected and revealed a completely new type of ecosystem.

🌍 Global distribution

  • Since 1977, hydrothermal vents have been found across the globe.
  • They occur along oceanic ridges where:
    • The crust is shallow (magma is close to the surface).
    • Tectonic activity is high.
  • Distribution follows plate boundaries, particularly divergent boundaries at mid-ocean ridges.

🦠 Chemosynthesis-based ecosystems

🦠 What chemosynthesis is

Chemosynthesis: the process by which bacteria use energy from the oxidation of sulfur compounds (like H₂S) to form carbohydrates from CO₂ and water.

  • This is fundamentally different from photosynthesis, which uses sunlight as the energy source.
  • Chemosynthesis does not require light, so it can occur in the deep ocean far from the surface.
  • The reactions occur faster at high temperatures, making bacteria around vents highly productive.

🧪 Chemical ingredients

The vent water provides three key ingredients for chemosynthesis:

  • Hydrogen sulfide (H₂S): the energy source when oxidized.
  • Oxygen: needed for oxidation reactions.
  • Carbon dioxide (CO₂): the carbon source for building carbohydrates.

🔄 Energy flow in vent ecosystems

Traditional ecosystemsHydrothermal vent ecosystems
Sunlight → photosynthesis → plants/algae → consumersChemical energy (H₂S oxidation) → chemosynthesis → bacteria → consumers
Dependent on light penetrationIndependent of sunlight; works in total darkness
Primary producers are photosynthetic organismsPrimary producers are chemosynthetic bacteria
  • Bacteria form the base of the food web at vents.
  • Other organisms either eat the bacteria directly or host bacteria symbiotically within their tissues and derive energy from them.

🐚 Diverse vent communities

The vents support a surprising diversity of previously unknown organisms:

  • Giant tube worms: over 2 m long.
  • Crabs and shrimp: adapted to vent conditions.
  • Giant mussels: much larger than typical shallow-water species.
  • Bacterial mats: dense colonies covering surfaces near vents.

Don't confuse: These organisms are not simply tolerating the extreme conditions—they are dependent on the chemical-rich vent water and cannot survive in normal deep-sea environments without vents.

🔗 Connection to plate tectonics

🔗 Tectonic dependence

  • Hydrothermal vents are a direct result of plate tectonic processes.
  • They occur where tectonic activity brings magma close to the seafloor.
  • The excerpt describes them as "a whole new ecosystem reliant on the processes of plate tectonics."
  • Without active spreading at mid-ocean ridges, these vents and their ecosystems would not exist.

🌊 Why ridges matter

  • Oceanic ridges have:
    • Thin, newly formed crust.
    • Magma chambers close to the surface.
    • Fractures and fissures that allow water circulation.
  • These conditions are necessary for the formation of hydrothermal systems.
22

Properties of Water

5.1 Properties of Water

🧭 Overview

🧠 One-sentence thesis

Water's unique properties—driven by hydrogen bonding between molecules—make it essential for life and enable it to regulate global climate, dissolve vast arrays of substances, and support aquatic ecosystems in ways no other substance can.

📌 Key points (3–5)

  • Hydrogen bonds are the foundation: weak attractions between the positive hydrogen end and negative oxygen end of neighboring water molecules create most of water's unusual behaviors.
  • High heat capacity and latent heat: water absorbs large amounts of heat without big temperature changes, stabilizing ocean and global temperatures.
  • Ice floats (solid less dense than liquid): the crystal lattice structure spaces molecules farther apart than in liquid water, allowing ice to insulate water bodies and prevent them from freezing solid.
  • Common confusion—temperature vs. density: fresh water reaches maximum density at 4°C, then becomes less dense as it cools further toward freezing; seawater behaves differently because dissolved salts inhibit lattice formation.
  • Universal solvent and high surface tension: water dissolves more substances than any other liquid and has the highest surface tension except mercury, both critical for ocean chemistry and life.

💧 Why hydrogen bonds matter

💧 The polar water molecule

Polar molecule: a molecule in which electrons are not distributed equally, creating regions of slight positive and negative charge.

  • Water (H₂O) has two hydrogen atoms and one oxygen atom.
  • Electrons concentrate near oxygen, giving it a slight negative charge; hydrogen ends are slightly positive.
  • The negative oxygen of one molecule attracts the positive hydrogen of a neighbor.

🔗 What is a hydrogen bond?

Hydrogen bond: a weak force of attraction between the negative oxygen side of one water molecule and the positive hydrogen end of a neighboring molecule.

  • These bonds are weak individually but collectively powerful.
  • Without hydrogen bonds, water would vaporize at -68°C, making liquid water—and life—impossible on Earth.
  • Example: hydrogen bonds must be broken before water molecules can move freely, which explains water's high heat capacity.

🌡️ Heat capacity and phase changes

🌡️ High heat capacity

High heat capacity: the amount of heat that must be added to raise a substance's temperature.

  • Water has the highest specific heat of any liquid except ammonia (1.00 cal/g/°C).
  • Temperature reflects average kinetic energy (molecular motion), but in water, added heat first breaks hydrogen bonds before temperature rises.
  • Much of the energy goes to breaking bonds, not increasing temperature.
  • Why it matters: oceans absorb and release heat slowly, preventing rapid global temperature swings; aquatic organisms experience far smaller temperature changes than terrestrial ones (a deep ocean organism may see only 0.5°C change over its entire life, versus 20°C in a single day on land).

🧊 Latent heat of fusion

Latent heat of fusion: the heat required to change from solid to liquid (80 cal/g for ice melting to water).

  • Ice is solid because hydrogen bonds lock water molecules into a crystal lattice.
  • As ice is heated to 0°C, additional heat breaks hydrogen bonds (melting ice) rather than raising temperature.
  • As long as ice is present, water temperature stays constant.
  • Example: your drink stays cold as long as it contains ice—heat melts the ice, not warms the drink.

💨 Latent heat of vaporization

Latent heat of vaporization: the heat required to turn liquid water into water vapor (540 cal/g).

  • At 100°C, added heat breaks hydrogen bonds to create vapor instead of raising temperature.
  • This high latent heat helps regulate climate by controlling evaporation rates.

🧊 Ice floats: density and temperature

🧊 Why ice is less dense than water

Solid phase less dense than liquid phase: ice has a density of 0.92 g/cm³, while fresh water is 1.0 g/cm³.

  • Most substances are denser as solids (molecules packed closer together).
  • Water is an exception: as water cools, molecules slow down and hydrogen bonds lock them into a crystal lattice.
  • The lattice spaces molecules farther apart than in liquid water, making ice less dense.
  • Example: a full water bottle left in the freezer bursts as water freezes and expands.

📉 Temperature and density relationship

  • As water cools, density increases as molecules slow and pack closer.
  • Fresh water reaches maximum density at 4°C.
  • Below 4°C, density declines as hydrogen bonds begin forming and spacing increases.
  • At 0°C, ice crystals form and density drops dramatically.

🌊 Overturning and lake freezing

  • Overturning: as surface water cools and becomes denser, it sinks; less dense water rises to the surface, cools, and sinks in turn.
  • This continues until surface water cools below 4°C.
  • Below 4°C, water becomes less dense as it cools, so it stays at the surface instead of sinking.
  • Surface water continues cooling until it freezes at 0°C; ice floats and insulates the water below.
  • The densest bottom water remains at 4°C and does not freeze, allowing aquatic life to survive winter.
  • Don't confuse: seawater behaves differently—dissolved salts inhibit crystal lattice formation, so seawater freezes at about -2°C (depending on salinity) and continues to sink as it cools until it freezes, never reaching a temperature of maximum density.

🌍 Climate and ecosystem implications

  • Floating ice reflects sunlight, influencing how much heat the ocean absorbs and regulating global climate.
  • Surface ice prevents lakes and ponds from freezing solid, protecting organisms at the bottom.

🧪 Universal solvent

🧪 Why water dissolves so much

Universal solvent: water dissolves more substances than any other liquid.

  • Water is especially good at dissolving ionic salts (molecules made from oppositely charged ions, such as NaCl: Na⁺ and Cl⁻).
  • Charged ions attract polar water molecules.
  • Water molecules surround each ion, weakening the bond between ions by up to 80 times.
  • With weakened bonds, the substance dissociates and dissolves.
  • Example: when table salt (NaCl) is added to water, Na⁺ and Cl⁻ ions separate as water molecules cluster around each ion.

🌊 Implications for the ocean

  • The ocean contains a vast array of dissolved substances besides salt.
  • Water's solvent power is why "salty" is one of the first words people use to describe the ocean.

🕷️ High surface tension

🕷️ What causes surface tension

High surface tension: water has the highest surface tension of any liquid except mercury (71.97 millinewton/meter at 25°C).

  • Molecules not at the surface are surrounded by other water molecules in all directions, so attractive forces (hydrogen bonds) are evenly distributed.
  • Molecules at the surface have few adjacent molecules above them, only below.
  • All attractive forces are directed inwards, away from the surface.
  • This inward force causes water droplets to form spheres (minimum surface area) and water to bead up on surfaces.
  • The surface acts like an elastic "skin."

🐞 Real-world effects

  • Example: insects can sit on the water's surface without sinking, supported by surface tension.

🌐 Water exists in three phases naturally

🌐 Solid, liquid, and gas

  • Water is the only substance to naturally exist in solid, liquid, and gaseous forms under the normal range of temperatures and pressures found on Earth.
  • This is due to water's relatively high freezing point (0°C for fresh water, about -2°C for seawater) and vaporizing point (100°C).
  • Hydrogen bonds raise these phase-change temperatures compared to what they would be without bonding (which would be -68°C for vaporization).
23

5.2 Origin of the Oceans

5.2 Origin of the Oceans

🧭 Overview

🧠 One-sentence thesis

Earth's oceans formed from water vapor released by volcanic outgassing on the early Earth, and their salinity has remained in steady state because the rate of salt input equals the rate of removal.

📌 Key points (3–5)

  • How oceans formed: volcanic outgassing released water vapor and other gases from magma as pressure decreased; water vapor condensed and fell as rain, accumulating by about 4 billion years ago.
  • Why oceans are salty: most salts were outgassed along with water vapor, so oceans have probably always been about as salty as now; runoff adds dissolved substances, but the ocean remains in steady state because input equals removal.
  • Residence time concept: the average time an element stays in the ocean before removal; reactive substances used by organisms have short residence times, while less reactive substances have longer residence times.
  • Common confusion: lakes vs oceans—lakes receive river input and have outflow, so ions are removed; oceans only receive input with no outflow, so salts accumulate.
  • Water distribution: 97% of Earth's water is in the oceans (salty); only 3% is fresh water, with two-thirds in groundwater and one-third in ice.

🌋 Formation of the oceans

🌋 Outgassing from volcanic activity

  • The early Earth formed through accretion of materials that contained components for future oceans and atmosphere.
  • A period of melting and intense volcanic activity followed.
  • Under high pressure in Earth's interior, gases remain dissolved in magma.
  • As magma rises to the surface through volcanic activity, pressure decreases and gases are released—this process is called outgassing.

Outgassing: the release of gases from magma as pressure is reduced during volcanic activity.

  • Volcanic activity released many gases: water vapor, carbon dioxide (CO₂), sulfur dioxide (SO₂), carbon monoxide (CO), hydrogen sulfide (H₂S), hydrogen gas, nitrogen, and methane (CH₄).
  • Lighter gases (hydrogen, helium) dissipated into space; heavier gases remained and formed Earth's early atmosphere.

💧 Condensation and accumulation

  • As the early Earth cooled, water vapor in the atmosphere condensed and fell as rain.
  • By about 4 billion years ago, the first permanent accumulations of water were present on Earth, forming the oceans and other bodies of water.
  • Example: the cooling process allowed water to transition from atmospheric vapor to liquid surface water, creating the first stable oceans.

🌬️ The rise of atmospheric oxygen

  • The early atmosphere lacked free oxygen (O₂), the form we breathe.
  • Evidence: prior to 2 billion years ago, no sedimentary beds were stained red from oxidized iron minerals—iron was present but not oxidized.
  • At that time, O₂ was produced when the Sun's ultraviolet rays split water molecules, but chemical reactions removed oxygen as quickly as it was produced.
  • Photosynthetic organisms used abundant CO₂ to make food and released O₂ as a by-product.
  • At first, all oxygen was consumed by chemical reactions; eventually organisms released so much O₂ that it overwhelmed the reactions and oxygen began to accumulate.
  • Present levels of 21% oxygen didn't occur until about 350 million years ago.
  • Today's atmosphere: 78% nitrogen, 21% oxygen.
  • Don't confuse: without life, Earth's atmosphere would consist mostly of carbon dioxide (like Venus); the oxygen-rich atmosphere is life's signature.

💧 The hydrological cycle and water distribution

💧 How water moves

Hydrological cycle: the movement of water between different reservoirs (oceans, atmosphere, land, groundwater) through evaporation, condensation, precipitation, and flow.

  • Water is evaporated from oceans, lakes, streams, land surface, and plants (transpiration) by solar energy.
  • Wind moves water through the atmosphere; it condenses to form clouds of water droplets or ice crystals.
  • Water returns as rain or snow, flows through streams and rivers into lakes, and eventually back to the oceans.
  • Water on the surface and in streams/lakes infiltrates the ground to become groundwater.
  • Groundwater slowly moves through rock and surface materials; some returns to streams and lakes, some goes directly back to the oceans.

📊 Water reservoirs

ReservoirProportionNotes
Oceans97%Salty water
Fresh water3%Total fresh water
Groundwater~2% (two-thirds of fresh)Stored in the ground
Ice~1% (one-third of fresh)Glacial ice
Lakes, streams, vegetation, atmosphere~0.03%The water we see around us
  • Example analogy: if all Earth's water fit in a 1 L jug, you would add 970 ml of water + 34 g of salt (ocean), one regular ice cube (~20 ml, glacial ice), two teaspoons (~10 ml, groundwater), and three eyedropper drops (all visible surface and atmospheric water).

🌊 Atmospheric water volume

  • Although the proportion of water in the atmosphere is tiny, the actual volume is huge: approximately 13,000 km³ at any given time (vapor and cloud droplets).
  • Water is evaporated at a rate of 1,580 km³ per day; about the same volume falls as rain and snow every day over oceans and land.
  • Precipitation on land returns to the ocean through stream flow (117 km³/day) and groundwater flow (6 km³/day).

🧂 How the oceans got salty

🧂 Origin of ocean salinity

  • Outgassing was responsible for ocean formation and also for the salts.
  • Most salts and dissolved elements were probably outgassed along with water vapor, so the ocean has probably always been about as salty as it is now.
  • Rainfall and weathering processes break down rocks on Earth's surface; runoff carries dissolved substances into the ocean, contributing to salinity.
  • Despite constant input, the ocean's salt composition remains essentially the same.

Steady state (salinity): the condition in which the rate of input of new material is balanced by the rate of removal, so the ocean's salt composition remains constant.

⚖️ Input and removal pathways

ProcessDirection
Input pathwaysRunoff from streams/rivers, volcanic activity, hydrothermal vents, dissolution/decay of substances in the ocean, groundwater input
Removal pathwaysIncorporation by living organisms (e.g., shell production) or sediments, sea spray, percolation of water into the crust, evaporation of isolated seawater
  • The balance between input and removal keeps the ocean in steady state.

⏱️ Residence time

Residence time: the average length of time a single atom of an element remains in the ocean before being removed.

  • Formula (in words): residence time equals the amount of the substance in the ocean divided by the rate of input (or removal).
  • There is great variation in residence times for different substances.
ConstituentResidence time (years)Interpretation
Chloride (Cl⁻)100,000,000Very long; less reactive
Sodium (Na⁺)68,000,000Very long; less reactive
Calcium (Ca²⁺)1,000,000Long; part of geological cycles
Water4,100Moderate
Iron (Fe)200Short; readily used by organisms
  • Generally, substances readily used in biological processes have short residence times because they are used up as they become available.
  • Substances with longer residence times are less reactive and may be part of long-scale geological cycles.

🏞️ Why lakes aren't as salty as oceans

  • Lakes are subjected to runoff and river input, so why aren't they salty?
  • Reason 1: Compared to oceans, lakes and ponds are relatively temporary, so they do not last long enough to accumulate the same levels of ions.
  • Reason 2: Lakes often have rivers flowing both into and out of them, so many ions are removed through the outflow and eventually reach the oceans.
  • The oceans only receive river input; there are no rivers flowing out of the ocean to remove materials, so salts are found in greater abundance in seawater.
  • Don't confuse: some lakes (e.g., the Great Salt Lake in the western United States) lack river outflow and contain water whose salt content may rival or exceed that of the ocean.
24

Salinity Patterns

5.3 Salinity Patterns

🧭 Overview

🧠 One-sentence thesis

Salinity patterns in the ocean are determined primarily by water input and removal processes (precipitation, evaporation, runoff, and ice formation) rather than by changes in ion concentrations, because the six major ions maintain constant proportions throughout most of the ocean.

📌 Key points (3–5)

  • What salinity measures: the grams of salt per kilogram of seawater, typically averaging 35 parts per thousand (ppt) in the ocean.
  • The rule of constant proportions: six major ions make up over 99% of salinity, and their relative proportions stay constant even when total salinity varies.
  • Conservative vs non-conservative ions: major ions are "conservative" (constant proportions); minor ions are "non-conservative" (variable proportions).
  • Common confusion: salinity differences are NOT due to adding or removing ions—they result from adding or removing fresh water through precipitation, evaporation, runoff, and ice processes.
  • Geographic and vertical patterns: surface salinity varies by latitude (highest at subtropical latitudes with high evaporation and low precipitation); depth shows a mixed layer, halocline, and uniform deep water.

🧂 What salinity is and how it's expressed

🧂 Definition and units

Salinity of seawater: the grams of salt per kilogram (1000 g) of seawater.

  • Average ocean salinity is about 35 grams of salt per 1 kg of seawater.
  • Expressed as 35 parts per thousand (ppt), equivalent to 3.5% (parts per hundred).
  • Some sources use practical salinity units (PSU): 1 PSU = 1 ppt, written simply as "35" without units.

🧪 The six major ions

Six ions comprise about 99.4% of all dissolved ions in seawater:

Iong/kg in seawater% of ions by weight
Chloride (Cl⁻)19.3555.07%
Sodium (Na⁺)10.7630.6%
Sulfate (SO₄²⁻)2.717.72%
Magnesium (Mg²⁺)1.293.68%
Calcium (Ca²⁺)0.411.17%
Potassium (K⁺)0.391.1%
  • Chloride and sodium (components of table salt, NaCl) make up over 85% of the ions, which is why seawater tastes salty.

🔬 Minor constituents

  • Found in concentrations of parts per million (ppm) or parts per billion (ppb), unlike major ions (ppt).
  • 1 ppm = 1 mg/kg (equivalent to 1 teaspoon of sugar in 14,000 cans of soda).
  • 1 ppb = 1 μg/kg (equivalent to 1 teaspoon in five Olympic-sized swimming pools).
  • Include radionucleotides, organic compounds, metals, trace elements vital to organisms.
  • Together make up less than 1% of ions; little impact on overall salinity.
  • Example: Gold is found in parts per trillion, yet extracting all gold from 1 km³ of seawater would be worth about $20 million.

🔄 The rule of constant proportions

🔄 What the rule states

The rule of constant proportions: even though the absolute salinity of ocean water might differ in different places, the relative proportions of the six major ions within that water are always constant.

  • No matter the total salinity of a sample, 55% will be chloride, 30% sodium, and so on.
  • These major ions are called conservative ions because their proportions do not change.

🧮 How it simplifies measurement

  • To calculate total salinity, measure just one major ion and use that to calculate the rest.
  • Traditionally chloride is measured (most abundant, simplest to measure accurately).
  • Multiplying chloride concentration by 1.8 gives total salinity.
  • Example: 19.25 g/kg chloride × 1.8 = 35 ppt total salinity.

⚡ Modern measurement methods

  • Refractometer: measures bending (refraction) of light rays; more dissolved salts = greater refraction.
  • Electrical conductivity: higher salinity = current conducted more readily; ions conduct electrical currents.
  • CTD instrument: measures Conductivity, Temperature, and Depth; can be outfitted with probes for light, turbidity, dissolved gases, etc.
  • Satellites (e.g., Aquarius): measure surface salinity differences as small as 0.2 PSU, mapping the ocean every seven days.

⚠️ Exceptions and limitations

  • The rule applies to most of the ocean, but certain coastal areas with lots of river discharge may alter proportions slightly.
  • The rule applies only to major ions, not minor ions.
  • Minor ions are non-conservative ions: their proportions may fluctuate, but they contribute very little to overall salinity.

🌊 Why proportions stay constant

  • Constant input of ions from river runoff occurs in very different proportions from ocean water.
  • Most ions discharged by rivers have fairly low residence times (used in biological processes), so they don't accumulate and alter salinity.
  • Mixing time of the world ocean is around 1000 years, very short compared to residence times of major ions (tens of millions of years).
  • During the residence time of a single ion, the ocean mixes numerous times, so major ions become evenly distributed.

🌍 Geographic variations in salinity

🌍 What drives regional differences

  • Total salinity in the open ocean averages 33–37 ppt but varies significantly by location.
  • Since major ion proportions are constant, regional differences are due to water input and removal, not addition or removal of ions.
  • Fresh water input: precipitation, runoff from land, melting ice.
  • Fresh water removal: evaporation, freezing (when seawater freezes, ice is mostly fresh water; salts are excluded, making remaining water saltier).

Don't confuse: Salinity changes are NOT about adding or removing salt—they're about adding or removing fresh water.

🌐 Examples of extreme salinity

Body of waterSalinity (ppt)Reason
Baltic Sea~10Mostly enclosed, lots of river input
Red Sea~40Lack of precipitation, hot environment → high evaporation
Dead Sea~330Hot, arid conditions → high evaporation; Jordan River diverted in 1950s (no fresh water input); water level receding ~1 m/year
Gaet'ale Pond (Ethiopia)433Saltiest body of water on Earth
  • Dead Sea: high salinity makes water very dense → buoyant forces allow people to float easily; too salty for most organisms (only microbes), hence the name.

🌡️ Latitudinal patterns

  • Temperature is highest at the equator, lowest near poles → expect higher evaporation and higher salinity in equatorial regions.
  • But: right along the equator, salinity is slightly lower because equatorial regions get high volume of rain regularly, which dilutes surface water.
  • Highest salinities: subtropical, warm latitudes with high evaporation and less precipitation.
  • At the poles: little evaporation, coupled with ice and snow melting → relatively low surface salinity.
  • Mediterranean Sea: high salinity (warm region, high evaporation, largely isolated from mixing with North Atlantic).
  • Southeast Asia: lower salinity (high precipitation and high river input).

📊 Evaporation vs precipitation

  • Green areas (in Figure 5.3.3): precipitation exceeds evaporation.
  • Brown areas: evaporation greater than precipitation.
  • Strong correlation between precipitation, evaporation, and surface salinity.

📏 Vertical variation in salinity

📏 Why depth matters

  • Most salinity differences are due to evaporation, precipitation, runoff, and ice cover—all surface processes.
  • Most pronounced salinity differences are in surface waters.
  • Salinity in deeper water remains relatively uniform (unaffected by surface processes).

🌊 The three vertical zones

🌊 Mixed layer

  • Top ~200 m of the ocean.
  • Relatively uniform salinity.
  • Winds, waves, and surface currents stir up surface water → great deal of mixing → fairly uniform conditions.

🌊 Halocline

Halocline: a zone of rapid salinity change over a small change in depth.

  • Represents a transition between the mixed layer and the deep ocean.

🌊 Deep ocean

  • Below the halocline.
  • Salinity shows little variation down to the seafloor.
  • Far removed from surface processes that impact salinity.

🌐 Latitude and depth combined

  • High latitudes: low surface salinity.
  • Low latitudes: higher surface salinity.
  • Despite surface differences, salinity at depth in both locations may be very similar.
25

Dissolved Gases: Oxygen

5.4 Dissolved Gases: Oxygen

🧭 Overview

🧠 One-sentence thesis

Dissolved oxygen in the ocean varies with depth due to surface production and atmospheric exchange, mid-depth respiration and decomposition, and deep circulation of cold, oxygen-rich polar water.

📌 Key points (3–5)

  • Surface oxygen is highest: oxygen dissolves from the atmosphere and is produced by phytoplankton photosynthesis faster than it is consumed by respiration.
  • Oxygen minimum layer (few hundred to 1000 m): no atmospheric exchange or photosynthesis at these depths, while respiration and decomposition remove oxygen.
  • Deep oxygen increases again: cold bottom water from polar regions absorbs more oxygen (higher solubility) and sinks, circulating through ocean basins over ~1000 years.
  • Common confusion: even well-oxygenated surface water (~8 mg O₂/L) contains far less oxygen than air (~210 mg O₂/L).
  • Hypoxic and anoxic zones: areas with oxygen below 2 mg/L (hypoxic) or below 0.5 mg/L (anoxic) cannot support most marine life.

🌊 Oxygen distribution with depth

🔝 Surface waters: highest oxygen

  • Two main reasons oxygen is highest at the surface:
    1. Oxygen dissolves into the ocean from the atmosphere.
    2. Phytoplankton produce oxygen through photosynthesis.
  • Respiration also occurs in surface waters, but photosynthetic oxygen production exceeds removal through respiration.
  • Don't confuse absolute amounts: well-oxygenated surface water contains only ~8 mg O₂/L, while air contains ~210 mg O₂/L—water holds far less oxygen than air.

⬇️ Oxygen minimum layer (few hundred to 1000 m)

Oxygen minimum layer: the depth zone where dissolved oxygen reaches its lowest concentration, typically between a few hundred meters and 1000 m.

  • Why oxygen declines:
    • Water is too far from the surface for atmospheric exchange.
    • Not enough light penetrates to support photosynthesis, so little or no oxygen is added.
  • Why oxygen is removed:
    • Respiration by deep-water organisms consumes oxygen.
    • Decomposition of sinking organic material by bacteria consumes oxygen.
  • Example: as organic particles sink from the surface, bacteria break them down, using up dissolved oxygen in mid-depth waters.

🧊 Deep waters: oxygen increases again

  • Physical factors: bottom water is colder and under enormous pressure, both of which increase gas solubility.
  • Circulation mechanism:
    • In polar regions, cold surface water absorbs large amounts of oxygen.
    • This cold, oxygen-rich water sinks to the bottom due to its high density.
    • The oxygen-rich bottom water then circulates over the seafloor throughout major ocean basins, spending ~1000 years moving through the deep ocean.
  • Why this matters: deep water circulation supplies oxygen to bottom-dwelling (benthic) organisms.

🌍 Basin-to-basin differences

🌐 Atlantic vs Pacific oxygen levels

  • Oxygen-rich bottom water forms in the polar regions of the Atlantic.
  • This water slowly moves toward the Pacific, with oxygen being removed for respiration along the way.
  • Result: dissolved oxygen levels in Pacific deep water are generally lower than in the Atlantic.
  • Example: the same depth in the Atlantic will typically show higher oxygen than the same depth in the Pacific because the water has traveled farther and organisms have consumed more oxygen.

⚠️ Hypoxic and anoxic zones

🚨 Definitions and thresholds

Hypoxic zones: areas where dissolved oxygen levels are too low to support most life, usually defined as oxygen below 2 mg/L.

Anoxic zones: areas with more severe oxygen depletion, with oxygen below 0.5 mg/L (anoxia = without oxygen).

⏳ Duration and impacts

  • Some ocean areas experience seasonal or temporary hypoxia.
  • Other areas may have long-lasting hypoxic or anoxic conditions.
  • Biological impact: hypoxic conditions often lead to mass die-offs of marine organisms who cannot survive without sufficient oxygen.
  • Don't confuse: hypoxia (low oxygen, <2 mg/L) vs anoxia (essentially no oxygen, <0.5 mg/L)—anoxia is a more extreme form of hypoxia.

🔄 Saturation and biological processes

💧 Saturation concepts

  • If water is undersaturated, more gas can dissolve.
  • If water is saturated or supersaturated, gas may be released.
  • Most atmospheric gases are saturated in the ocean.
  • Exception: O₂ and CO₂ are not saturated because they are rapidly used by living organisms.

🌱 Biological processes affecting oxygen

  • Photosynthesis: produces oxygen (adds O₂ to water).
  • Respiration and decomposition: consume oxygen (remove O₂ from water).
  • The balance between these processes determines oxygen levels at different depths.
  • Example: in surface waters, photosynthesis outpaces respiration, so oxygen accumulates; in mid-depths with no light, only respiration and decomposition occur, so oxygen is depleted.
26

Dissolved Gases: Carbon Dioxide, pH, and Ocean Acidification

5.5 Dissolved Gases: Carbon Dioxide, pH, and Ocean Acidification

🧭 Overview

🧠 One-sentence thesis

Rising atmospheric CO₂ is lowering ocean pH—a process called ocean acidification—which threatens organisms that build calcium carbonate shells and skeletons by both dissolving existing structures and reducing the carbonate ions needed to form new ones.

📌 Key points (3–5)

  • CO₂ profiles are opposite to O₂: photosynthesis consumes CO₂ at the surface, while respiration and decomposition add CO₂ at depth.
  • CO₂ forms multiple compounds: dissolved CO₂ reacts with water to produce carbonic acid, bicarbonate (~92%), and carbonate (~7%), with only ~1% remaining as CO₂.
  • Bicarbonate buffers pH: by shuttling hydrogen ions between carbon compounds, bicarbonate regulates ocean pH and keeps conditions favorable for life.
  • Ocean acidification is happening: since the Industrial Revolution, ocean pH has dropped from ~8.2 to ~8.1 (a 30% increase in acidity), and may reach ~7.8 by 2100.
  • Common confusion: "acidification" does not mean the ocean is acidic (pH 8.1 is still basic); it means pH is moving toward more acidic conditions.

🌊 CO₂ distribution and chemistry in the ocean

🌊 CO₂ depth profiles

  • At the surface, photosynthesis consumes CO₂, keeping levels relatively low.
  • Organisms that use carbonate for shells also reduce dissolved CO₂ near the surface.
  • In deeper water, respiration exceeds photosynthesis, and decomposition of organic matter adds CO₂.
  • Cold bottom water holds more dissolved gases, and high pressure increases solubility, so CO₂ is higher at depth.
  • Pacific vs Atlantic: Pacific deep water is older and has accumulated more CO₂ from benthic respiration, so it contains more CO₂ than Atlantic deep water.

⚗️ Chemical reactions of dissolved CO₂

When CO₂ dissolves in the ocean, it reacts with water: CO₂ + H₂O ↔ H₂CO₃ ↔ H⁺ + HCO₃⁻ ↔ 2H⁺ + CO₃²⁻

  • CO₂ reacts with water to produce carbonic acid (H₂CO₃).
  • Carbonic acid dissociates into bicarbonate (HCO₃⁻) and hydrogen ions (H⁺).
  • Bicarbonate can further dissociate into carbonate (CO₃²⁻) and additional hydrogen ions.

Distribution of carbon compounds:

  • ~92% bicarbonate

  • ~7% carbonate

  • ~1% CO₂

  • Most dissolved CO₂ is quickly converted to bicarbonate, preventing it from reaching equilibrium with the atmosphere.

  • This allows water to hold 50–60 times as much CO₂ and its derivatives as air.

🧪 pH and the buffering system

🧪 What pH measures

pH reflects the acidity or basicity of a solution, calculated as pH = -log₁₀[H⁺].

  • The pH scale runs from 0 (very strong acid) to 14 (highly basic); 7 is neutral (pure water).
  • High [H⁺] → low pH → acidic conditions.
  • Low [H⁺] → high pH → basic conditions.
  • pH is logarithmic: each one-point change represents a 10× change in acidity.
    • Example: pH 6 is 10× more acidic than pH 7; pH 5 is 100× more acidic than pH 7.

🛡️ How bicarbonate buffers pH

  • Currently, the average ocean pH is about 8.1 (slightly basic).
  • Bicarbonate responds to pH disturbances by releasing or incorporating hydrogen ions.

If pH rises (low [H⁺]):

  • Bicarbonate dissociates into carbonate and releases more H⁺, lowering pH.

If pH gets too low (high [H⁺]):

  • Bicarbonate and carbonate incorporate H⁺ ions to produce bicarbonate, carbonic acid, or CO₂, removing H⁺ and raising pH.

  • By shuttling H⁺ ions between carbon compounds, the ocean's pH is regulated and conditions remain favorable for life.

🌡️ Ocean acidification: causes and trends

🌡️ What ocean acidification means

Ocean acidification: the process by which the addition of CO₂ to seawater lowers the pH of the water.

  • As anthropogenic atmospheric CO₂ has increased since the Industrial Revolution, the oceans have absorbed increasing amounts of CO₂.
  • Ocean pH has declined from about 8.2 to 8.1 in the last century.
  • This represents a 30% increase in acidity (because pH is logarithmic).
  • Don't confuse: at pH 8.1, the ocean is still basic, not acidic; "acidification" means pH is moving toward more acidic conditions.

📈 Observed trends and projections

Time periodpHChange in acidity
Pre-Industrial Revolution~8.2Baseline
Current~8.130% increase
Projected 2100~7.8>120% increase since Industrial Revolution
  • Data from Hawaiian observation stations show that as atmospheric CO₂ increases, seawater CO₂ also increases, leading to reduced pH.
  • At the current rate of CO₂ addition, ocean pH may reach ~7.8 by 2100.

🐚 Impacts on marine organisms

🐚 Calcium carbonate dissolution

  • Declining pH impacts organisms that secrete calcium carbonate shells or skeletons: corals, shellfish, and many planktonic organisms.
  • At lower pH levels, calcium carbonate dissolves, eroding shells and skeletons.
  • Example: an experiment placed pteropod (planktonic organism) shells in seawater at pH 7.8 (projected for 2100); after 45 days, the shells showed significant dissolution.

🔻 Reduced carbonate availability

  • The relative proportions of carbon compounds in seawater depend on pH.
  • As pH declines, the amount of carbonate ions declines, so there is less available for organisms to incorporate into shells and skeletons.
  • Double threat: ocean acidification both dissolves existing shells and makes it harder for shell formation to occur.

Summary of impacts:

  • Increased dissolution of existing calcium carbonate structures.
  • Reduced availability of carbonate ions for new shell/skeleton formation.
  • Threat to corals, shellfish, and planktonic organisms that form the base of marine food webs.
27

Nitrogen and Nutrients

5.6 Nitrogen and Nutrients

🧭 Overview

🧠 One-sentence thesis

Nutrients like nitrate are rapidly consumed at the surface by primary producers and accumulate at depth through decomposition, creating vertical concentration gradients that reveal the age and circulation history of ocean water masses.

📌 Key points (3–5)

  • Nitrogen cycling: atmospheric N₂ is fixed by bacteria into usable forms (ammonium, nitrate, nitrite), consumed by phytoplankton, decomposed back into these forms, and eventually denitrified back to N₂.
  • Vertical nutrient pattern: low concentrations at the surface (rapid consumption by producers) and high concentrations at depth (regeneration through decomposition, no consumption).
  • Non-conservative behavior: nutrients vary regionally and seasonally because they are rapidly used in biological processes, unlike conservative elements (e.g., sodium, chloride) that remain constant.
  • Atlantic vs Pacific differences: Atlantic water is oxygen-rich and nutrient-poor; Pacific water is oxygen-poor and nutrient-rich because deep water travels from the Atlantic to the Pacific over ~1000 years, losing oxygen through respiration and gaining nutrients through decomposition.
  • Common confusion: oxygen/nutrient ratios indicate water age—high oxygen + low nutrients = young water; low oxygen + high nutrients = old water.

🔄 The nitrogen cycle in the ocean

🔄 How nitrogen moves through the system

The excerpt describes a simplified cycle with several transformations:

  • Nitrogen fixation: certain marine bacteria convert atmospheric N₂ into ammonium (a usable form).
  • Nitrification: other bacteria convert ammonium into nitrate and nitrite.
  • Biological uptake: phytoplankton consume these nitrogen compounds; the nitrogen passes to consumer organisms.
  • Decomposition: when organisms die and sink, bacteria decompose wastes and organic matter, returning ammonium, nitrate, and nitrite to the water.
  • Denitrification: yet another group of bacteria converts these compounds back into N₂, which can reenter the cycle or exchange with the atmosphere.

🦠 Role of marine bacteria

  • Different groups of bacteria are responsible for each step: fixation, nitrification, decomposition, and denitrification.
  • The excerpt emphasizes that bacteria drive the entire nitrogen cycle in the ocean.

📉 Vertical nutrient profiles

📉 Why surface concentrations are low

Nutrients are rapidly used in biological processes, so they are non-conservative, and their concentrations vary regionally and seasonally.

  • At the surface: primary producers (phytoplankton) are located here and rapidly consume nutrients.
  • Nutrients do not have the chance to accumulate because consumption is so fast.
  • Example: nitrate is taken up quickly by phytoplankton for growth, keeping surface concentrations low.

📈 Why deep concentrations are high

  • At depth: primary producers are absent, so nutrients are no longer being consumed.
  • Decomposition of sinking organic material by bacteria regenerates nutrients (ammonium, nitrate, nitrite).
  • Result: nutrients accumulate in deep water.

🔍 Don't confuse with conservative elements

  • Conservative elements (e.g., sodium, chloride) have constant concentrations across the ocean because they have very long residence times and only change through addition or removal of fresh water.
  • Nutrients are non-conservative: their concentrations vary because biological processes rapidly consume and regenerate them.

🌊 Atlantic vs Pacific nutrient and oxygen patterns

🌊 How deep water circulates

  • Cold, dense water masses form in the North Atlantic and sink to the bottom.
  • This water spends ~1000 years or more moving along the seafloor from the Atlantic → Indian Ocean → Pacific Ocean.
  • The water is initially oxygen-rich surface water that brings oxygen to the deep seafloor when it sinks.

🌊 Why the Atlantic has more oxygen and fewer nutrients

  • Atlantic: the water is relatively young (recently sank from the surface).
  • It still retains much of its initial oxygen.
  • Decomposition has not yet added many nutrients.

🌊 Why the Pacific has less oxygen and more nutrients

  • Pacific: the water has traveled for ~1000 years from the Atlantic.
  • Oxygen removal: respiration and decomposition consume oxygen along the way, depleting it by the time the water reaches the Pacific.
  • Nutrient accumulation: decomposition of sinking organic matter continuously adds nutrients to the deep water as it moves through the ocean basins.

⏱️ Using oxygen/nutrient ratios to determine water age

Water characteristicOxygen levelNutrient levelAge
Young waterHighLowRecently sank from the surface
Old waterLowHighHas been circulating for ~1000+ years
  • The ratio of oxygen to nutrients in deep water indicates how much time has passed since the water initially sank in the North Atlantic.
  • Example: high oxygen and low nutrients → the water is relatively young; low oxygen and high nutrients → the water is older.

🗂️ Classifying dissolved elements

🗂️ Three main categories

The excerpt introduces a classification system based on distribution patterns:

CategoryDefinitionExamplesKey characteristic
Conservative elementsConcentration is relatively constant across the ocean, both vertically and horizontallySodium, chloride (major ions)Very long residence times; only change through addition/removal of fresh water
Nutrient-like elementsDistribution similar to nitrate: low at surface, high at depthNitrate, phosphate, silicaRapidly used by biological processes at the surface; regenerated at depth through decomposition
Scavenged elementsReact with particles, adsorb to particle surfaces, and are removed when particles sink(Not specified in excerpt)Higher abundance at the surface; removed to sediment as particles sink

🗂️ Why classification matters

  • The excerpt states that nutrient-like elements (phosphate, silica) show similar patterns to nitrate.
  • Understanding these patterns helps explain regional and seasonal variations in ocean chemistry.
  • Don't confuse: conservative elements remain constant because they are not involved in rapid biological processes, while nutrient-like elements fluctuate because they are consumed and regenerated.
28

Classifying Elements in Seawater

5.7 Classifying Elements in Seawater

🧭 Overview

🧠 One-sentence thesis

Dissolved materials in seawater are classified into four groups—conservative, nutrient-like, scavenged, and stable gases—based on how their concentrations vary with depth and location in the ocean.

📌 Key points (3–5)

  • Classification purpose: grouping dissolved substances by their vertical and horizontal distribution patterns helps understand their behavior in the ocean.
  • Four main categories: conservative elements (constant concentration), nutrient-like elements (low at surface, high at depth), scavenged elements (high at surface, low at depth), and stable gases (higher in cold deep water).
  • Key distinction: nutrient-like vs scavenged profiles are opposite—nutrients increase with depth due to decomposition, while scavenged elements decrease with depth as particles sink.
  • What drives each pattern: biological uptake and decomposition for nutrients; particle adsorption and sinking for scavenged elements; temperature-dependent solubility for gases; freshwater addition/removal for conservative elements.

🧪 Conservative elements

🧪 What they are

Conservative elements: those whose concentration is relatively constant across the ocean, both vertically and horizontally.

  • These elements do not vary much from place to place or with depth.
  • Their concentration changes only through the addition or removal of fresh water, not through chemical or biological processes.

🧂 Examples and characteristics

  • Major ions like sodium and chloride fall into this category.
  • They have very long residence times, meaning they stay in the ocean for extended periods without being removed.
  • Example: Sodium concentration remains nearly the same whether you sample surface water in the Atlantic or deep water in the Pacific, unless freshwater (rain, rivers, or evaporation) alters salinity.

🌊 Nutrient-like elements

🌊 Distribution pattern

Nutrient-like elements: have a distribution similar to nitrate—low at the surface and increasing with depth.

  • Concentrations are low at the surface because organisms rapidly consume these substances.
  • Below the photic zone (the sunlit layer where photosynthesis occurs), concentrations increase.

♻️ Why the pattern exists

  • Biological uptake: organisms in the surface layer use up these materials quickly.
  • Decomposition: bacteria break down sinking organic matter below the photic zone, releasing these substances back into the water column.
  • Example: Nitrate is depleted in surface waters by phytoplankton growth but accumulates at depth as dead organisms decompose.

🔄 Don't confuse with scavenged elements

  • Nutrient-like profiles show increasing concentration with depth.
  • Scavenged profiles show decreasing concentration with depth.
  • The key difference: nutrients are released by decomposition at depth; scavenged materials are removed by sinking particles.

⚓ Scavenged elements

⚓ What they are

Scavenged elements: those that react with other particles and are adsorbed to the particle surface; when particles sink, these elements are removed to the sediment.

  • These substances stick to the surfaces of particles in the water.
  • As particles sink, they carry the adsorbed elements down to the seafloor.

📉 Distribution pattern

  • Higher abundance at the surface, where the materials enter the ocean (e.g., from atmospheric deposition or rivers).
  • Declining levels with depth as sinking particles remove them from the water column.

🪙 Examples

  • Common for metals such as aluminum or lead.
  • Example: Aluminum enters the ocean at the surface from dust or runoff, adsorbs onto particles, and is transported to the sediment as particles sink, leaving lower concentrations in deep water.

💨 Stable gases

💨 What they are

Stable gases: dissolve into the ocean from the atmosphere; because these substances are not very reactive, the ocean water becomes saturated with them.

  • These gases enter the ocean from the air above.
  • They are not very reactive, so they do not participate in chemical reactions or biological processes that would remove them.

🌡️ Temperature-dependent distribution

  • Solubility of a gas increases in colder water.
  • Result: stable gases are found in greater concentrations in deep, cold water and lower concentrations in warmer surface water.
  • Example: A stable gas like argon dissolves more readily in the cold deep Pacific than in warm tropical surface waters.

❄️ Why depth matters

  • Deep water is colder, so it can hold more dissolved gas.
  • Surface water is warmer, so gas solubility is lower.
  • Don't confuse: this is a physical solubility effect, not a biological or chemical removal process like with nutrients or scavenged elements.

📊 Summary comparison

CategorySurface concentrationDeep concentrationMain process
ConservativeConstantConstantFreshwater addition/removal only
Nutrient-likeLowHighBiological uptake at surface; decomposition at depth
ScavengedHighLowAdsorption to particles; removal by sinking
Stable gasesLower (warm water)Higher (cold water)Temperature-dependent solubility
29

Pressure

6.1 Pressure

🧭 Overview

🧠 One-sentence thesis

Hydrostatic pressure in the ocean increases linearly with depth due to the weight of overlying water, creating extreme pressures at depth that compress gases and affect dissolved gas concentrations according to fundamental physical laws.

📌 Key points (3–5)

  • What hydrostatic pressure is: the weight of the water column pressing down on an object due to gravity; it increases by 1 atmosphere for every 10 meters of depth.
  • How extreme deep pressure becomes: at the average ocean depth of 3800 m, pressure is 381 times greater than at the surface.
  • Boyle's Law consequence: high pressure compresses air spaces (lungs, submarine interiors) because gas volume is inversely related to pressure.
  • Henry's Law consequence: higher pressure allows fluids to hold more dissolved gas; reducing pressure causes excess gas to escape as bubbles.
  • Common confusion: decompression sickness ("the bends") occurs when divers ascend too quickly—the pressure drop releases dissolved gases as bubbles in the blood, not because of the high pressure itself.

🌊 What hydrostatic pressure is and how it changes

🌊 Definition and cause

Hydrostatic pressure: pressure resulting from the weight of the water column pressing down on an object due to gravity.

  • The deeper you go, the more water is above you, and the greater the weight (and thus pressure) of that water.
  • At the surface, we experience one atmosphere of pressure (1 atm = 101.3 kPa) due to the weight of the atmosphere above us.

📏 Linear increase with depth

  • Pressure increases linearly with depth: there is an increase of 1 atm for every 10 m increase in depth.
  • At 1000 m depth, the pressure would be 101 atm (100 atm from the 1000 m depth, plus the 1 atm present at the surface).
  • Example: At the average ocean depth of about 3800 m, the pressure is 381 times greater than the pressure at the surface.
  • At 9.6 km depth (about 6 miles), pressure exceeds 960 atm—enough to create serious pressure differentials between the inside and outside of structures like pipes.

🫁 Boyle's Law and compression of air spaces

🫁 What Boyle's Law states

Boyle's Law: the volume of a gas is inversely related to pressure.

  • High pressure acts to compress air spaces.
  • This affects the lungs of a diving animal (or person) and the space inside a submarine.

🚢 Engineering implications

  • Submarines and submersibles must have very strong hulls to resist compression at extreme depths.
  • Without strong hulls, the air spaces inside would be crushed by the immense external pressure.

💨 Henry's Law and dissolved gases

💨 What Henry's Law states

Henry's Law: at higher pressures, a fluid will contain more dissolved gas.

  • Deeper, high-pressure water may contain more dissolved gases than surface water.
  • Conversely, when you reduce pressure, the fluid holds less dissolved gas, and the excess gas will leave the solution, often in the form of bubbles.

🥤 Everyday example

  • Example: Opening a bottle of a carbonated beverage. The contents are sealed under pressure; when you open the bottle, you release the pressure, and the fluid can no longer hold all of the dissolved CO₂, so the CO₂ escapes, forming bubbles.

🤿 Decompression sickness ("the bends")

  • Occurs in SCUBA divers if they ascend too quickly after breathing compressed air.
  • When divers breathe compressed air at depth, higher pressure increases the amount of gas (especially nitrogen) that dissolves in the blood.
  • If the diver ascends too quickly, pressure drops rapidly, and these gases come out of solution and form bubbles in the blood.
  • These bubbles congregate near the joints, causing intense pain and perhaps death.
  • Don't confuse: The problem is not the high pressure itself, but the rapid reduction in pressure during ascent.

⏱️ Safe ascent

  • A slow ascent allows excess gas to be removed from the blood and exhaled safely.
  • This prevents bubble formation and avoids decompression sickness.
30

6.2 Temperature

6.2 Temperature

🧭 Overview

🧠 One-sentence thesis

Ocean temperature varies primarily with depth and latitude, creating distinct layers—a warm mixed layer, a steep thermocline, and stable cold deep water—that shape ocean stratification and mixing patterns.

📌 Key points (3–5)

  • Vertical structure: the ocean has three main temperature zones—a warm mixed layer at the surface, a steep thermocline below it, and cold, stable deep water (~2°C) extending to the bottom.
  • What creates the mixed layer: surface winds, waves, and currents distribute heat throughout the upper 100–200 m, keeping temperature fairly constant in this zone.
  • Latitude differences: tropical regions have a highly pronounced thermocline year-round; polar regions lack a strong thermocline; mid-latitude temperate regions show the greatest seasonal variation in surface temperature (8–15°C summer-to-winter difference).
  • Common confusion: deeper thermocline does not mean warmer—in temperate regions, winter storms create a deeper mixed layer and thus a deeper thermocline, even though surface water is colder in winter.
  • Deep ocean stability: the deep ocean is one of the most thermally stable regions on Earth, with temperature fluctuations of less than half a degree per year.

🌡️ Vertical temperature structure

🌊 The mixed layer

Mixed layer: the upper 100–200 m of the ocean where temperature is fairly constant.

  • Water is warmest at the surface because the sun warms it and sunlight penetrates only depths less than 1000 m.
  • Warm surface water is less dense than deep water, so it remains at the surface where it can be warmed even more.
  • Surface winds, waves, and currents mix the upper water and distribute heat throughout this layer, creating uniform temperature.

📉 The thermocline

Thermocline: a zone of rapid temperature decline over a fairly narrow increase in depth, located below the mixed layer.

  • Below the mixed layer, temperature drops steeply with depth.
  • This sharp transition separates the warm surface zone from the cold deep ocean.
  • Example: in a typical mid-latitude profile, temperature may fall from ~15°C to ~5°C over just a few hundred meters.

❄️ Deep ocean temperature

  • Below the thermocline, deep ocean temperature is fairly constant at about 2°C, continuing down to the bottom.
  • The deep ocean is far removed from significant heat sources, making it one of the most thermally stable regions on Earth.
  • Temperature may fluctuate by less than half a degree per year in the deep ocean.
  • Don't confuse: "stable" means little change over time, not necessarily warm—deep water is cold but consistent.

🌍 Latitude and seasonal patterns

🏝️ Tropical (low latitude) regions

  • Sea surface is much warmer, leading to a highly pronounced thermocline.
  • There is not much seasonal change in surface temperature, so there is little seasonal change in the profiles.
  • The warm surface and cold deep water create strong stratification year-round.

🧊 Polar (high latitude) regions

  • Little difference between surface temperature and deep water temperature.
  • Temperature is fairly constant (and cold) at all depths.
  • Polar waters lack a strong thermocline.
  • As with tropical water, there is little seasonal change in temperatures.

🍂 Mid-latitude temperate regions

SeasonSurface temperatureThermocline depthThermocline strength
SummerMuch warmerShallowerMore pronounced
WinterColderDeeperLess pronounced
  • Show the greatest seasonal fluctuations in surface temperature: 8–15°C difference from summer to winter, compared to only ~2°C in polar and tropical areas.
  • In summer, surface water is much warmer and the thermocline is more pronounced.
  • In winter, the thermocline is deeper than in summer because winter storms churn up the surface water more, creating a deeper mixed layer and thus a deeper thermocline.
  • Don't confuse: deeper thermocline in winter does not mean warmer water—it means more vigorous mixing extends the uniform-temperature layer deeper, even though that layer is colder.

🔥 Heat sources and daily variation

☀️ Solar heating

  • The sun is the primary heat source for surface water.
  • The sun's rays can only penetrate depths less than 1000 m.
  • This limited penetration confines warming to the upper ocean.

📅 Daily fluctuations

  • Due to the high heat capacity of water, daily fluctuations in ocean temperature are fairly insignificant.
  • Water's ability to store heat buffers against rapid temperature changes.
31

Density

6.3 Density

🧭 Overview

🧠 One-sentence thesis

Temperature and salinity determine seawater density, which creates stratified layers that control vertical mixing and nutrient availability, driving differences in ocean productivity between tropical and polar regions.

📌 Key points (3–5)

  • Temperature dominates density: temperature has the greatest impact on seawater density, more than salinity or pressure.
  • The pycnocline barrier: a zone of rapidly increasing density with depth (the pycnocline) coincides with the thermocline and acts as a barrier to vertical mixing.
  • Stable stratification: warm, low-density water sits atop cold, dense water; if denser water forms at the surface, it sinks and triggers thermohaline circulation.
  • Latitudinal differences: tropical regions have strong stratification that blocks nutrient upwelling (low productivity), while polar regions lack stratification and allow mixing (higher productivity).
  • Common confusion: density profiles are usually mirror images of temperature profiles—where temperature drops sharply, density rises sharply.

🌡️ What controls seawater density

🌡️ Temperature as the primary factor

  • The excerpt states that temperature and salinity are the primary factors determining density, and temperature has the greatest impact.
  • Pressure also affects density, but the excerpt notes that if all seawater had the same density due to pressure alone, sea level would be approximately 50 m higher than today—indicating pressure's role is secondary in natural conditions.
  • Colder water is denser; warmer water is less dense.
  • Example: polar regions display higher densities than warmer tropical zones (Figure 6.3.1).

🧂 Salinity's role

  • Salinity is mentioned as a factor determining density, but the excerpt emphasizes it is less influential than temperature.
  • Both temperature and salinity together drive thermohaline circulation (vertical movement of water masses based on density).

📉 Density profiles and the pycnocline

📉 How density changes with depth

Pycnocline: a region of rapidly increasing density with increasing depth.

  • At the surface: density is lowest because the water is warmest.
  • In the pycnocline: density increases sharply as depth increases; this zone coincides with the thermocline (the zone of rapid temperature decrease).
  • Below the pycnocline: density may be fairly constant or continue to increase slightly toward the bottom.
  • The excerpt notes that density profiles are usually mirror images of temperature profiles—where temperature drops, density rises.

🪜 Stable stratification

  • The profile described represents a stable state or high degree of stratification: warm, low-density water sits on top of colder, denser water.
  • If denser water forms at the surface, the water masses become unstable, and the denser water sinks to the bottom, replaced by less dense water at the surface.
  • This vertical movement is part of thermohaline circulation (covered in section 9.8).

🚧 The pycnocline as a mixing barrier

🚧 How stratification blocks nutrient flow

  • The thermocline and pycnocline together create a barrier that prevents mixing between warmer, less dense surface water and colder, denser bottom water.
  • Nutrient-rich deep water may be prevented from reaching the surface to support primary production.
  • Don't confuse: the pycnocline is not just a density change—it actively limits vertical exchange of water and nutrients.

🌍 Latitudinal differences in density and productivity

🌴 Tropical regions: strong stratification, low productivity

  • In the tropics, surface water is warm and low density.
  • There is a pronounced thermocline separating warm surface water from cold, dense deep water.
  • This stratification prevents nutrient-rich water from reaching the surface.
  • Result: tropical regions often have low productivity despite warm temperatures.

🧊 Polar regions: weak stratification, higher productivity

  • In high latitudes, water is uniformly cold at all depths, so there is little density stratification.
  • The lack of a pycnocline (or thermocline) allows cold, nutrient-rich deep water to more easily mix with surface water.
  • Result: polar regions have higher primary production.
RegionSurface temperatureStratificationNutrient mixingProductivity
TropicalWarmStrong (pronounced pycnocline)BlockedLow
PolarCold (uniform)Weak (little or no pycnocline)EasyHigher

🔄 Why mixing matters

  • Primary production (photosynthesis by phytoplankton) requires nutrients.
  • Nutrients accumulate in deep water; they must reach the sunlit surface layer to support productivity.
  • Stratification blocks this upward transport; lack of stratification allows it.
  • Example: even though tropical waters are warm and sunny, the strong pycnocline keeps nutrients trapped below, limiting growth.
32

Sound

6.4 Sound

🧭 Overview

🧠 One-sentence thesis

Sound travels faster and farther in the ocean than in air because water is denser, and at moderate depths the SOFAR channel traps sound waves, allowing them to propagate over very long distances with little energy loss.

📌 Key points (3–5)

  • How sound travels in water: energy is transmitted through water molecules vibrating parallel to the direction of the wave; sound travels faster in denser materials, so it moves about five times faster in water (~1500 m/s) than in air (~330 m/s).
  • What affects sound speed: temperature, salinity, and pressure all increase sound speed; these variables change with depth, creating a vertical profile where sound speed is high at the surface (warm) and at depth (high pressure), but reaches a minimum at moderate depths.
  • The SOFAR channel: the zone of minimum sound speed at moderate depths (a few hundred to one thousand meters) where sound waves are refracted back into the channel, trapping them and allowing long-distance transmission.
  • Common confusion: decibel scales differ between air and water—a sound of 130 dB in water equals only about 70 dB in air (vacuum cleaner level), not the 130 dB in air (jet engine level), because water requires less energy to transmit sound.
  • Why it matters: the SOFAR channel enables whales to communicate over hundreds to thousands of kilometers, military submarine tracking, and potential global ocean temperature monitoring.

🌊 How sound moves through water

🔊 Sound as pressure waves

Sound is a form of energy transmitted through pressure waves; longitudinal or compressional waves similar to seismic P-waves.

  • Energy is transmitted via water molecules vibrating back and forth parallel to the direction of the sound wave.
  • Each molecule passes energy to adjacent molecules.
  • Sound travels faster when molecules are closer together and can transfer energy more efficiently.

🚀 Speed in water vs air

  • Water is much denser than air, so sound travels faster through water.
  • Speed in water: about 1500 m/s.
  • Speed in air: around 330 m/s (approximately five times slower).
  • Example: This speed difference explains why we have difficulty localizing underwater sounds—our brains detect tiny differences in arrival time between our ears, but in water the sound is so fast that the time difference becomes too small to interpret.

📉 What changes sound speed with depth

🌡️ Temperature, salinity, and pressure

  • An increase in any of these three factors leads to an increase in sound speed.
  • These variables change with depth and location, so sound speed differs in different ocean regions.

📊 Vertical profile of sound speed

Depth zoneTemperaturePressureDominant factorSound speed
SurfaceHighestLowTemperatureFast
Moderate (few hundred to ~1000 m)Relatively lowRelatively lowBoth lowMinimum (SOFAR channel)
DeepLowExtremePressureFast (increases with depth)
  • At the surface: high temperature dominates, so sound is fast.
  • As depth increases: temperature and sound speed decline.
  • Near the bottom: extreme pressure dominates, so sound speed increases even though temperature is low.
  • At moderate depths: both temperature and pressure are relatively low, creating a zone of minimum speed.

🎯 The SOFAR channel

🎯 What it is

The SOFAR channel (Sound Fixing And Ranging) or Deep Sound Channel: the zone of minimum sound speed at moderate depths (between a few hundred and one thousand meters).

  • This is the depth where sound speed is at its slowest.
  • Located where both temperature and pressure are relatively low.

🔁 How sound is trapped

  • Sound waves produced in the SOFAR channel radiate out in all directions.
  • Waves that travel into shallower or deeper water are entering a region of faster sound transmission.
  • When sound waves encounter a region of differing transmission speed, they are refracted (bent) back towards the region of lower speed.
  • Sound waves moving from the SOFAR channel into shallower water are refracted back towards the channel.
  • Sound waves going deeper below the channel are refracted upwards, back into the channel.
  • Result: much of the sound does not dissipate in all directions but is trapped within the channel, traveling very long distances with little loss of energy (little attenuation).

🐋 Practical applications

Whale communication:

  • Baleen whales are thought to use the SOFAR channel to communicate over hundreds to thousands of kilometers.
  • Their vocalizations are very loud and low frequency, which travel farther than high frequency sounds in the ocean.

Military and rescue:

  • The military has tracked submarines using the SOFAR channel.
  • During World War II: used to locate downed pilots or missing ships and planes.
  • Example: A stranded pilot could drop a small device into the water; once it sank into the SOFAR channel it would explode, creating a sound heard at multiple listening stations. The location of the source could be determined through triangulation using the time of arrival at various receivers.

Ocean temperature monitoring:

  • In the 1990s, the ATOC (Acoustic Thermometry of Ocean Climate) project was proposed.
  • Loud, low frequency sounds produced near Hawaii and California would travel through the SOFAR channel to receiving stations around the Pacific.
  • By monitoring the time it took for sounds to reach the receivers, scientists could monitor changes in ocean temperatures on a global scale.
  • Rationale: sounds would move faster through a warming ocean.

🔊 Measuring sound intensity

📏 Decibel scale differences

  • Sound intensity (loudness) is measured on the decibel (dB) scale.
  • Sound travels better through water than air, so the energy required to transmit a given sound wave is higher in air than in water.
  • It takes about 61 times more energy to transmit a sound through air than through water.
  • Because of this energy difference, there is a 61 dB difference between sounds transmitted through air and water.

🔢 Converting between air and water

  • A sound intensity of 120 dB in water would be equivalent to about 60 dB in air.
  • A sound of 130 dB in water is equivalent to about 70 dB in air (the intensity of a vacuum cleaner).
  • A sound of 130 dB in air is about equivalent to standing 100 m from a jet engine at takeoff.
  • Don't confuse: 130 dB in water is NOT the same as 130 dB in air; the water measurement is much quieter when converted to air equivalents.

📈 How the decibel scale works

  • An increase of 10 dB means the sound is 10 times louder.
  • Example: 20 dB is 10× louder than 10 dB; 30 dB is 100× louder than 10 dB.
33

Light

6.5 Light

🧭 Overview

🧠 One-sentence thesis

Solar radiation penetrates the ocean to varying depths depending on wavelength, with blue and green light reaching deepest, which determines the vertical zones of the ocean and explains why underwater environments appear blue.

📌 Key points (3–5)

  • Why sunlight matters: solar radiation drives climate, ocean currents, surface warming, and photosynthesis that supports the entire ocean ecosystem.
  • How light attenuates: water absorbs light rapidly—only 45% remains at 1 m, 16% at 10 m, 1% at 100 m, and none beyond 1000 m.
  • Wavelength absorption differences: red/orange/yellow (longer wavelengths) are absorbed in the upper tens of meters; blue and green (shorter wavelengths) penetrate deepest.
  • Common confusion: open ocean water appears blue because blue light penetrates deeply and scatters, while coastal water appears greenish due to phytoplankton and particles that absorb blue/red and reflect green.
  • Depth zones by light: the photic zone (0–200 m) supports photosynthesis; the dysphotic/twilight zone (200–1000 m) has some light but not enough for photosynthesis; the aphotic/midnight zone (below 1000 m) is completely dark.

🌊 Why solar radiation matters to the ocean

☀️ Three major roles of sunlight

Solar radiation is essential for:

  • Climate and circulation: heating different areas to different degrees drives winds and major ocean currents.
  • Surface warming: sunlight warms the surface water where much oceanic life lives.
  • Photosynthesis: provides light for photosynthesis, which supports the entire ocean ecosystem.

🌈 The electromagnetic spectrum

Electromagnetic radiation: energy from the sun that varies in frequency and wavelength.

  • High frequency waves have very short wavelengths and are high energy (gamma rays, x-rays); these can penetrate living organisms and interfere with atoms and molecules.
  • Low frequency waves have long wavelengths and are low energy (radio waves); these do not pose a hazard to living organisms.
  • Most solar energy reaching Earth is in the visible light range (400–700 nm).
  • Visible light comprises the familiar spectrum: red, orange, yellow, green, blue, indigo, violet (ROYGBIV).
  • Shortest wavelengths: violet and ultraviolet end.
  • Longest wavelengths: red and infrared end.

💧 How light penetrates water

📉 Rapid attenuation with depth

Water is very effective at absorbing incoming light, so light declines rapidly with depth:

DepthPercentage of surface light remaining
1 m45%
10 m16%
100 m1%
Beyond 1000 m0% (no light penetrates)
  • The term attenuation describes this rapid decline.
  • Example: at just 10 m depth, more than 80% of the original light is already absorbed.

🎨 Different wavelengths absorbed at different rates

The ocean absorbs wavelengths at the extreme ends of the visible spectrum faster than those in the middle:

  • Longer wavelengths absorbed first:
    • Red: absorbed in the upper 10 m.
    • Orange: absorbed by about 40 m.
    • Yellow: disappears before 100 m.
  • Shorter wavelengths penetrate further:
    • Blue and green light reach the deepest depths.

Why everything appears blue underwater:

  • The colors we perceive depend on the wavelengths of light received by our eyes.
  • An object appears a certain color because it reflects that wavelength and absorbs all others.
  • Under water, blue is the only color still available at depth, so that is the only color that can be reflected back to our eyes.
  • A red object at depth will not appear red because there is no red light available to reflect off of it.
  • Objects appear in their real colors only near the surface (where all wavelengths are still available) or if illuminated artificially (e.g., by a dive light).

🌊 Why ocean water color varies

🔵 Open ocean: clear and blue

Open ocean water appears clear and blue because:

  • It contains much less particulate matter (phytoplankton, suspended particles).
  • The clearer the water, the deeper the light penetration.
  • Blue light penetrates deeply and is scattered by the water molecules.
  • All other colors are absorbed.
  • Result: the water appears blue.

🟢 Coastal water: greenish

Coastal water often appears greenish because:

  • It contains much more suspended silt, algae, and microscopic organisms than the open ocean.
  • Many organisms (e.g., phytoplankton) absorb light in the blue and red range through their photosynthetic pigments.
  • This leaves green as the dominant wavelength of reflected light.
  • The higher the phytoplankton concentration, the greener the water appears.
  • Small silt particles may also absorb blue light, further shifting the color away from blue when there are high concentrations of suspended particles.

Don't confuse: open ocean blue vs coastal green—the difference is due to particle and phytoplankton content, not the water itself.

🏔️ Depth zones defined by light penetration

☀️ Photic (euphotic) zone: 0–200 m

Photic or euphotic zone: the upper 200 m where enough light penetrates to support photosynthesis.

  • Corresponds to the epipelagic zone.
  • This is the only depth range where photosynthesis can occur.

🌆 Dysphotic (twilight) zone: 200–1000 m

Dysphotic zone or twilight zone: 200–1000 m depth where some light is still present but not enough to support photosynthesis.

  • Corresponds to the mesopelagic zone.
  • Light is detectable but insufficient for primary production.

🌑 Aphotic (midnight) zone: below 1000 m

Aphotic or midnight zone: below 1000 m where no light penetrates.

  • This region includes the majority of the ocean volume.
  • Exists in complete darkness.
ZoneDepth rangeLight availabilityPhotosynthesis possible?
Photic (euphotic)0–200 mEnough for photosynthesisYes
Dysphotic (twilight)200–1000 mSome light, but not enoughNo
Aphotic (midnight)Below 1000 mNo lightNo
34

Primary Production

7.1 Primary Production

🧭 Overview

🧠 One-sentence thesis

Primary production in the ocean—mostly through photosynthesis by microscopic phytoplankton—generates nearly as much organic material as terrestrial ecosystems despite having only a tiny fraction of the producer biomass.

📌 Key points (3–5)

  • Two pathways: photosynthesis (light-driven) dominates oceanic productivity; chemosynthesis (chemical energy from inorganic oxidation) plays a minor role.
  • Net vs gross production: gross primary productivity is the total organic matter created; net production is what remains after producers consume some through respiration.
  • New vs regenerated production: new production relies on external nutrients (upwelling, currents); regenerated production recycles nutrients within the ecosystem.
  • Ocean vs land paradox: marine net production (~35–50 billion metric tons/year) rivals terrestrial production (~50–70 billion tons/year), but ocean producer biomass (~1–2 billion tons) is only a fraction of terrestrial biomass (~600–1000 billion tons).
  • Common confusion: phytoplankton are constantly consumed and short-lived, whereas terrestrial plants persist much longer—this explains the biomass discrepancy despite similar productivity.

🌊 How primary production works

🌱 Photosynthesis vs chemosynthesis

Primary production: the creation of organic material by organisms that convert inorganic substances into energy-rich compounds.

  • Photosynthesis: uses light energy to combine carbon dioxide and water into glucose and oxygen; responsible for the vast majority of oceanic productivity.
  • Chemosynthesis: bacteria oxidize inorganic materials (e.g., hydrogen sulfide) to obtain energy without light; occurs in specialized environments like hydrothermal vents but contributes much less to total ocean productivity.
  • Example: photosynthesis dominates open ocean and coastal waters; chemosynthesis is limited to deep-sea vents and similar habitats.

🦠 Who does the work: phytoplankton

Phytoplankton: free-floating microscopic algae that drift with currents and perform photosynthesis.

  • The term "plankton" means organisms that drift; "phyto-" refers to plant-like (photosynthetic) organisms.
  • Don't confuse with zooplankton, which are drifting animals, not producers.
  • Although larger seagrasses and macroalgae (seaweeds) are more visible, phytoplankton account for the greatest amount of oceanic photosynthesis.

📊 Measuring productivity

📈 Gross vs net production

Gross primary productivity (total production): the total amount of organic material created by producers.

Net production: gross productivity minus the organic matter consumed by producers through their own respiration.

  • Producers use some of their own output for energy, so only the net production is available to support consumers (herbivores, carnivores, etc.).
  • Example: if phytoplankton produce 100 units of organic matter but respire 30 units, net production is 70 units available to the food web.

🔄 New vs regenerated production

New production: productivity supported by nutrients brought in from outside the local ecosystem (e.g., upwelling, ocean currents).

Regenerated production: productivity resulting from the recycling of nutrients within an ecosystem.

  • Gross production = new production + regenerated production.
  • New production depends on external inputs; regenerated production depends on internal nutrient cycling.
  • Example: upwelling brings deep, nutrient-rich water to the surface → fuels new production; decomposing organic matter releases nutrients back into the local water → fuels regenerated production.

🌍 Ocean vs land comparison

🌊 Similar productivity, vastly different biomass

MetricMarineTerrestrial
Net production (billion metric tons/year)35–5050–70
Producer biomass (billion metric tons)1–2600–1000
  • The ocean produces almost as much organic material as land, but from only a fraction of the producer biomass.
  • Why the discrepancy? Phytoplankton are constantly being consumed and have very short lifespans, whereas terrestrial plants (trees, shrubs) are much longer-lived and accumulate biomass over time.
  • Example: a forest's trees persist for decades or centuries, building up biomass; phytoplankton are eaten within days or weeks, so their biomass never accumulates.

🦠 The main producers: phytoplankton groups

🔬 Phytoplankton dominate marine productivity

  • Phytoplankton account for about 95% of all marine primary productivity, despite being microscopic.
  • Most production comes from three groups: diatoms, dinoflagellates, and coccolithophores.
  • Recent evidence suggests bacteria (picoplankton) may also be very important, possibly responsible for up to 70% of productivity in some ocean regions.

🔷 Diatoms

Diatoms: single-celled algae with a shell (test) made of silica (a component of glass).

  • Relatively large for phytoplankton, up to about 1 mm in diameter.
  • Come in various shapes: circular disks, elongated, triangular; some species form multicellular chains.
  • Very efficient producers: up to 55% of absorbed sunlight energy is incorporated into carbohydrate formation—one of the highest photosynthetic efficiencies known.
  • Most abundant in coastal and cold, nutrient-rich waters.
  • Their silica shells accumulate in sediments, forming siliceous sediment and diatomaceous earth.

🌀 Dinoflagellates

Dinoflagellates: single-celled photosynthetic algae, generally smaller than diatoms (0.015–0.04 mm), with a characteristic pair of flagella (whip-like "tails") for locomotion.

  • One flagellum trails behind for forward movement; the other encircles the cell to make it spin.
  • Unlike diatoms, they lack a mineralized shell; many are covered by cellulose, which decomposes easily in seawater and does not contribute to sediment formation.
  • While most undergo photosynthesis, some species also ingest prey.

⚪ Coccolithophores

Coccolithophores: single-celled photosynthetic algae (5–100 micrometers wide) with a shell made of interlocking circular plates composed of calcium carbonate.

  • The plates link together to form a sphere.
  • Most abundant in warm, open ocean waters.
  • Their sinking tests can lead to calcium carbonate sediments in some parts of the ocean.

🦠 Bacteria (picoplankton)

Bacteria (picoplankton): very small organisms (0.2–2 micrometers long) that may be important primary producers.

  • Although tiny, they can be found in very high concentrations.
  • May be responsible for up to 70% of all productivity in some parts of the ocean.

⚠️ Harmful algal blooms (HABs)

🌊 When too much is dangerous

Harmful algal blooms (HABs): events where an overabundance of dinoflagellates or diatoms creates serious concerns.

  • High phytoplankton abundance usually provides plentiful food for ocean consumers, but too much can be harmful.
  • A common cause is an overabundance of nutrients, often due to excessive terrestrial runoff of fertilizers or other nitrogen- and phosphate-containing materials.
  • These conditions lead to an explosion in algal populations that can change the color of the water.
  • Don't confuse: normal phytoplankton productivity is beneficial; HABs represent an unhealthy excess that can harm ecosystems.
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7.2 The Producers

7.2 The Producers

🧭 Overview

🧠 One-sentence thesis

Marine phytoplankton—including diatoms, dinoflagellates, coccolithophores, and bacteria—are the ocean's primary producers, but their overabundance in harmful algal blooms can produce toxins and oxygen depletion that threaten marine life and human health.

📌 Key points (3–5)

  • Three main phytoplankton types: diatoms (silica shells), dinoflagellates (flagella in grooves), and coccolithophores (calcium carbonate plates).
  • Bacteria/picoplankton importance: despite tiny size (0.2–2 micrometers), they may account for up to 70% of productivity in some ocean areas.
  • Harmful algal blooms (HABs): excessive nutrients (often from fertilizer runoff) trigger algal explosions that can turn water red and cause serious problems.
  • Two main HAB dangers: decomposition depletes oxygen (killing fish/invertebrates), and toxins accumulate in shellfish/fish, poisoning higher consumers including humans.
  • Common confusion: high phytoplankton abundance is usually beneficial for ocean food webs, but excessive blooms ("too much of a good thing") become dangerous through toxins and oxygen loss.

🦠 Types of marine phytoplankton

🔬 Diatoms

  • Single-celled photosynthetic algae.
  • Shell (test) made of silica.
  • Contribute significantly to oceanic primary production.
  • Example: visible under electron microscope as organisms with silica casings.

🌀 Dinoflagellates

  • Single-celled photosynthetic algae.
  • Distinctive feature: a groove running around the circumference that houses one of the flagella.
  • Also major contributors to primary production.
  • Can produce toxins during blooms (see HAB section below).

⚪ Coccolithophores

  • Much smaller: 5–100 micrometers wide.
  • Single-celled photosynthetic algae.
  • Shell composed of interlocking circular plates of calcium carbonate that form a sphere.
  • Most abundant in warm, open ocean waters.
  • Their sinking tests can create calcium carbonate sediments in some ocean regions.

🦠 Bacteria (picoplankton)

  • Very small: 0.2–2 micrometers long.
  • Despite tiny size, found in very high concentrations.
  • Recent evidence shows they may be responsible for up to 70% of all productivity in some ocean parts.
  • This highlights that size does not determine productivity importance.

⚠️ Harmful algal blooms (HABs)

🌊 What triggers HABs

Harmful algal blooms (HABs): events where an overabundance of dinoflagellates or diatoms creates serious concerns.

  • Common cause: overabundance of nutrients.
  • Often due to excessive terrestrial runoff of fertilizers or other nitrogen- and phosphate-containing materials.
  • These conditions lead to an explosion in algal populations.
  • High cell concentrations can change water color—e.g., "red tide" when dinoflagellates turn water reddish-brown.
  • Don't confuse: the excerpt notes that Biblical references to seas "turned to blood" may have described red tide events, not actual blood.

💀 Two main dangers of HABs

🫁 Oxygen depletion

  • When massive algae eventually die off and sink, their decomposition uses up dissolved oxygen in the water.
  • Leaves anoxic (no oxygen) or hypoxic (low oxygen) conditions.
  • Can lead to mass die-off of fish and invertebrates.

☠️ Toxin accumulation

  • Dinoflagellates and diatoms can produce toxins.
  • Phytoplankton are eaten by fish, shellfish, and other organisms.
  • In high abundances, toxins become concentrated in consumer tissues.
  • When humans or other higher-level consumers eat these organisms, toxins are concentrated enough to cause sickness or death.

🧪 Specific toxin types and effects

🦪 Paralytic shellfish poisoning (from dinoflagellates)

  • Can occur in humans as soon as 30 minutes after eating infected shellfish.
  • Attacks the nervous system.
  • Symptoms include:
    • Dizziness
    • Nausea
    • Slurred speech
    • Loss of feeling
    • Uncoordinated movements
  • Can ultimately be fatal.

🧠 Amnesic shellfish poisoning (from diatoms)

  • Caused by a toxin called domoic acid.
  • Symptoms include:
    • Memory loss
    • Seizures
    • Potentially death
  • Also affects marine animals.
  • Example: thought responsible for a 1961 event in Capitola, California, where flocks of seabirds acted crazily and even attacked humans—this event inspired the Alfred Hitchcock movie "The Birds."
36

Factors Influencing Production

7.3 Factors Influencing Production

🧭 Overview

🧠 One-sentence thesis

Phytoplankton productivity in the ocean is controlled by the availability of light (which decreases with depth) and nutrients (which are abundant in deep water but scarce at the surface unless upwelling brings them up).

📌 Key points (3–5)

  • Light limitation: photosynthesis only occurs in the photic zone (upper ~200 m); below the compensation depth, respiration exceeds photosynthesis.
  • Nutrient limitation: nitrogen, phosphorus, and silica are essential but extremely dilute in seawater; surface waters are nutrient-poor because phytoplankton quickly consume available nutrients.
  • Nutrient recycling and depth: dead organisms and waste sink and decompose in deep water, releasing nutrients that accumulate there but remain out of reach of surface phytoplankton.
  • Common confusion: high productivity requires both light and nutrients—coastal and upwelling zones are productive because nutrients reach the sunlit surface, while the central ocean and tropical waters are nutrient-starved despite abundant light.
  • Upwelling matters: where deep, nutrient-rich water is brought to the surface, productivity is high.

💡 Light and the photic zone

💡 How light limits photosynthesis

  • Light intensity decreases with depth until photosynthesis can no longer occur.
  • Photic (euphotic) zone: the region through which sufficient light for photosynthesis can penetrate, extending down to about 200 m.

  • Phytoplankton are confined to this upper layer because photosynthesis requires light.

⚖️ Compensation depth

  • Phytoplankton both photosynthesize (producing organic compounds) and respire (consuming them).
  • Respiration occurs at all depths and is not light-dependent; its rate stays constant.
  • As depth increases, photosynthesis declines but respiration does not.
  • Compensation depth: the depth where the rate of photosynthesis equals the rate of respiration, marking the lower boundary of the photic zone.

  • Below this depth, net respiration occurs (more consumption than production).
  • Example: at shallow depths, photosynthesis exceeds respiration (net production); at the compensation depth, they balance; deeper still, respiration dominates.

🧪 Nutrients and their distribution

🧪 Which nutrients matter

  • Major nutrients required by phytoplankton:
    • Nitrogen: as nitrate (NO₃⁻), nitrite (NO₂²⁻), and ammonium (NH₄⁺)
    • Phosphorus: as phosphate (PO₄³⁻)
    • Silica (SiO₂): especially for diatoms, used in shell formation
  • These nutrients occur in very small amounts in seawater.
  • Nitrogen compounds are often the limiting factor for phytoplankton growth.
  • Example comparison: agricultural soil contains 0.5% nitrogen in the upper meter; surface ocean water contains about 0.00005% nitrogen—1/10,000 the amount in soil.

🔄 Why surface water is nutrient-poor

  • Near the surface, phytoplankton quickly consume nutrients as they become available.
  • When phytoplankton are eaten or die, they are recycled into organic matter (fecal pellets, carcasses) that sinks into deeper water.
  • Decomposition in deep water releases nutrients back into the water column.
  • Because there are no producers at depth to use them, nutrients accumulate in deeper water.
  • Don't confuse: nutrients are abundant in deep water but scarce at the surface, even though phytoplankton live at the surface.

🌊 The thermocline barrier

  • The thermocline and density stratification generally prevent nutrient-rich deep water from mixing with surface water.
  • Deep nutrients remain out of reach of surface phytoplankton under normal conditions.

🌀 Upwelling brings nutrients to the surface

  • Under certain conditions, nutrient-rich deep water may be brought to the surface through upwelling.
  • Where upwelling occurs, productivity is usually high because phytoplankton can access the input of nutrients.
  • Example: highly productive regions include the California coast (200–300 g C/m²/year), the Southern Ocean (200–400 g C/m²/year), and the coast of Peru (200–400 g C/m²/year)—all areas with significant upwelling.

🌍 Geographic patterns of productivity

🌍 Coastal vs open ocean

  • Phytoplankton abundance generally decreases moving from coastal to oceanic waters.
  • Why coastal waters are more productive:
    1. Runoff from land contains high nutrient abundance, which gets deposited in coastal waters and stimulates production.
    2. The shallower bottom along the continental shelf traps nutrients and prevents them from sinking to great depths, making it easier for nutrients to return to the surface.
  • Why the central ocean has low productivity:
    • Far removed from terrestrial nutrient sources.
    • Great depth prevents deep nutrients from returning to the surface.
  • Global averages for ocean surface primary production: about 75–150 g C/m²/year.
  • Central ocean: less than 50 g C/m²/year.

🌡️ Regional and seasonal patterns

🌡️ Tropical regions

  • Sunlight is plentiful year-round, so light is not a limiting factor.
  • Surface water is always warm, with a pronounced thermocline year-round.
  • Highly stratified water prevents nutrient-rich bottom water from reaching the surface.
  • Result: productivity is always nutrient-limited and low throughout the year.
  • Because tropical water is nutrient-poor with little phytoplankton, the water is very clear (similar to the central ocean).

❄️ Polar regions

  • Water is uniformly cold at all depths, so there is little thermocline and little stratification.
  • Mixing occurs year-round, distributing nutrients throughout the water column.
  • Productivity is not nutrient-limited for much of the year.
  • However: polar regions may experience several months with little or no light during winter.
  • Fluctuation in light levels leads to seasonal productivity variation:
SeasonLightNutrientsProductivity
WinterNone or very littleAbundant (mixing occurs)None (no light)
Late spring/summerReturnsAbundantSpring/summer bloom occurs
Late summerPresentDepleted (consumed during bloom)Declines
  • Don't confuse: polar regions have nutrients year-round, but productivity only happens when light is also available.
37

Patterns of Primary Production

7.4 Patterns of Primary Production

🧭 Overview

🧠 One-sentence thesis

Regional and seasonal patterns of ocean primary production are controlled by the interplay between light availability and nutrient supply, which vary predictably across tropical, temperate, and polar regions.

📌 Key points (3–5)

  • What drives production patterns: the combination of light availability and nutrient supply from water mixing above the thermocline.
  • Geographic variation: highly productive areas (200–400 g C/m²/year) occur where upwelling brings nutrients; central ocean produces less than 50 g C/m²/year.
  • Tropical pattern: always nutrient-limited because warm surface water creates permanent stratification that blocks nutrient mixing, resulting in low year-round productivity.
  • Polar vs temperate seasonality: polar regions have one summer bloom (light-limited in winter, nutrient-rich year-round); temperate regions have two blooms—spring and autumn—due to seasonal thermocline changes.
  • Common confusion: high light does not guarantee high productivity—tropical regions have abundant sunlight but remain unproductive because nutrients cannot reach the surface.

🌍 Global productivity patterns

🌍 Geographic distribution

Ocean surface primary production: typical values are 75–150 g C/m²/year.

High-productivity regions (200–400 g C/m²/year):

  • California coast
  • Southern Ocean
  • Coast of Peru
  • All share significant upwelling, which brings nutrient-rich deep water to the surface

Low-productivity regions (less than 50 g C/m²/year):

  • Central ocean areas
  • These regions lack mechanisms to bring nutrients to the surface

📊 Measurement

  • Primary productivity is measured by chlorophyll concentration at the ocean surface.
  • Chlorophyll indicates phytoplankton abundance, which reflects production levels.

🌡️ Tropical regions: year-round nutrient limitation

☀️ Why tropical productivity stays low

  • Light: plentiful throughout the year, never a limiting factor.
  • Temperature and stratification: surface water is always warm, creating a pronounced thermocline year-round.
  • The problem: highly stratified water prevents nutrient-rich bottom water from reaching the surface.

Tropical water productivity: always nutrient-limited, with low productivity throughout the year.

💧 Water clarity paradox

  • Tropical water appears very clear because it is nutrient-poor with little phytoplankton production.
  • Don't confuse: clear water does not mean productive water—it actually indicates the opposite.
  • Example: Central ocean water is also very clear for the same reason (low nutrients, low phytoplankton).

❄️ Polar regions: seasonal light limitation

🧊 Year-round mixing

  • Water is uniformly cold at all depths, so there is little thermocline and minimal stratification.
  • Mixing occurs year-round, distributing nutrients throughout the water column.
  • Result: productivity is not nutrient-limited for most of the year.

🌞 The light bottleneck

Winter months:

  • Mixing is occurring and nutrients are abundant.
  • But there is little or no light for several months.
  • Result: no productivity despite nutrient availability.

Late spring/summer:

  • Sunlight returns and combines with abundant nutrients.
  • A spring/summer bloom of phytoplankton occurs.

Late summer decline:

  • Nutrients have been depleted by phytoplankton growth.
  • Zooplankton graze on phytoplankton, further reducing the bloom.

Autumn/winter reset:

  • Light levels decline, preventing further production.
  • Winter mixing redistributes nutrients throughout the water, preparing for the next summer bloom.

🍂 Temperate regions: two seasonal blooms

🌊 Seasonal thermocline variation

Temperate regions experience much more seasonal variation in thermocline depth and intensity:

SeasonThermoclineMixingNutrientsLightResult
WinterDeeper, weakerStrong mixingAbundantLimitedLow production
SpringFormingDecliningStill abundantIncreasingSpring bloom
SummerShallow, strongBlockedDepletedAbundantProduction declines
AutumnWeakeningResumingReplenishedSufficientAutumn bloom

🌸 Spring bloom mechanism

  • Winter mixing creates nutrient-rich water during the winter.
  • Lack of light limits winter productivity.
  • When light levels increase in spring, the combination of abundant light and nutrients creates a spring bloom.
  • By late summer, nutrients are depleted and the summer thermocline prevents further mixing, so productivity declines.

🍁 Autumn bloom mechanism

  • Cooler temperatures weaken the thermocline.
  • Increasing storms cause a deeper mixed layer to form, bringing nutrients back to the surface.
  • There is still sufficient light available for a smaller autumn bloom.
  • This bloom is short-lived as light declines throughout autumn and into winter.

♻️ Winter recharge

  • Little production during winter due to light limitations.
  • Winter storms and deep thermocline recharge the water with nutrients for the next spring bloom.
  • Don't confuse: winter is not unproductive because of cold—it's because of insufficient light, even though nutrients are abundant.

🔑 Key limiting factors by region

🔑 Summary of controls

RegionLight availabilityNutrient availabilityPrimary limiting factorProductivity pattern
TropicalAlways abundantAlways limited (stratification)NutrientsLow year-round
PolarSeasonal (winter darkness)Always abundant (mixing)LightOne summer bloom
TemperateSeasonal variationSeasonal (winter mixing)Both, alternatingSpring + autumn blooms

⚖️ The two-factor rule

Primary production requires both light and nutrients:

  • Tropical regions: light without nutrients = low production.
  • Polar winter: nutrients without light = no production.
  • Temperate spring: both factors align = high production (bloom).
  • Temperate summer: light without nutrients (thermocline blocks mixing) = declining production.
38

Earth's Heat Budget

8.1 Earth’s Heat Budget

🧭 Overview

🧠 One-sentence thesis

Earth's heat budget must balance incoming solar radiation with outgoing heat through reflection, absorption, and re-radiation, while differential heating between the equator and poles drives global heat transport via ocean and atmospheric circulation.

📌 Key points (3–5)

  • The heat budget balance: 30% of solar radiation is reflected back to space, 23% is absorbed by the atmosphere, and 47% is absorbed by land and ocean; all absorbed heat must eventually return to space to maintain equilibrium.
  • Three pathways for heat transfer: energy absorbed by Earth's surface returns to the atmosphere through conduction (direct contact), radiation (infrared emission), and latent heat (phase changes of water).
  • The greenhouse effect mechanism: shortwave solar radiation passes through the atmosphere and heats Earth's surface, which re-emits longwave infrared radiation that gets trapped by greenhouse gases, warming the atmosphere.
  • Differential heating by latitude: the equator receives more intense sunlight per unit area than the poles due to Earth's curvature, angle of incidence, and lower albedo (reflectivity).
  • Common confusion: the tropics receive more heat than they emit while the poles emit more than they receive, yet temperatures remain stable because about 20% of tropical heat is transported poleward through ocean and atmospheric circulation.

☀️ The heat budget framework

☀️ Incoming solar radiation distribution

Heat budget: the balance of incoming and outgoing heat on Earth.

  • Of all solar energy reaching Earth:
    • 30% is reflected back to space from atmosphere, clouds, and surface
    • 23% is absorbed by water vapor, clouds, and dust in the atmosphere (converted to heat)
    • 47% is absorbed by land and ocean (heats Earth's surface)
  • To maintain constant conditions, incoming heat must equal outgoing heat.

🔄 How absorbed heat returns to the atmosphere

The 47% of solar energy absorbed by Earth's surface returns to the atmosphere through three processes:

ProcessMechanismPercentage of original solar energy
ConductionDirect contact between surface and atmosphere~7%
RadiationInfrared emission from warmed Earth~16%
Latent heatPhase changes of water (evaporation, condensation, melting, freezing)Largest pathway
  • Conduction is limited because air is a poor thermal conductor (good insulator).
  • Radiation: all bodies above absolute zero (-273°C) emit longwave infrared radiation; some dissipates to space, but much is absorbed by the atmosphere.
  • Latent heat is the dominant pathway: heat is removed from oceans when water evaporates, transferred to the atmosphere with water vapor, then returned to oceans when vapor condenses into rain.

🌡️ The greenhouse effect

🌡️ How the greenhouse effect works

Greenhouse effect: shortwave solar radiation passes through the atmosphere and is absorbed by Earth's surface; when re-emitted as longwave infrared radiation, it does not easily pass through the atmosphere and is instead absorbed by greenhouse gases, heating the atmosphere.

Step-by-step mechanism:

  1. Shortwave solar radiation passes through the atmosphere
  2. Earth's surface absorbs the radiation and heats up
  3. Earth re-emits energy as longwave infrared radiation
  4. Infrared radiation cannot easily pass through the atmosphere
  5. Greenhouse gases (CO₂, methane, water vapor) absorb the infrared radiation
  6. The atmosphere heats up as a result

🌍 Why the greenhouse effect matters

  • Without it: Earth's average temperature would be about -18°C, too cold for liquid water, and life as we know it could not exist.
  • Current concern: not the presence of the effect itself, but its intensification causing climate change.
  • Since the Industrial Revolution:
    • CO₂ concentrations increased more than 25%
    • Global temperature rose by 0.5°C over the past century
    • Causes include industrialization, burning fossil fuels, and deforestation
  • Don't confuse: the natural greenhouse effect (essential for life) with the enhanced greenhouse effect (causing rapid warming).

🌐 Differential heating of Earth's surface

🌐 Why the equator receives more heat than the poles

Reason 1: Curvature of Earth

  • Sunlight falls perpendicularly (90° angle) only at the equator
  • At other latitudes, the angle between surface and incoming radiation is less than 90°
  • The same amount of solar radiation is concentrated in a smaller area at the equator but spread over a larger area at the poles
  • Result: tropics receive more intense sunlight and greater heating per unit area

Reason 2: Angle of incidence and reflection

  • At the poles, the shallow angle causes more light to glance off the surface and atmosphere, reflecting back to space
  • At the equator, the direct angle results in more energy being absorbed rather than reflected

Reason 3: Albedo differences

Albedo: the reflectivity of a surface.

  • Lighter surfaces are more reflective (higher albedo) than darker surfaces (which absorb more energy)
  • Poles have higher albedo due to ice, snow, and cloud cover
  • Poles reflect more and absorb less solar energy than lower latitudes
  • This is why poles are cold and tropics are warm

🔄 The heat transport paradox

The apparent problem:

  • Tropical regions receive more radiant heat than they emit
  • Poles emit more heat than they receive
  • We should expect tropics to get continually warmer and poles increasingly cold
  • Yet this does not happen

The solution:

  • About 20% of heat from the tropics is transported to the poles before it is emitted
  • This large-scale heat transfer moderates climates at both extremes
  • Mechanisms: ocean and atmospheric circulation

Don't confuse: local heat balance (what one region receives vs. emits) with global heat balance (maintained through circulation that redistributes heat).

🌊 Broader implications of differential heating

🌊 The cascade of oceanographic processes

Differential heating of Earth's surface is fundamental to understanding many processes:

  1. Atmospheric convection → creates winds
  2. Winds → blow over water, creating waves and surface currents
  3. Currents → influence nutrient distribution
  4. Nutrient distribution → promotes primary production
  5. Primary production → supports the rest of the ocean ecosystem

Example: The simple fact that more light reaches the tropics than the poles drives this entire chain of interconnected processes.

🌊 Oceans and climate moderation

  • Water's ability to regulate heat exchange affects climate
  • Areas near oceans usually have much milder climate than continental interiors
  • Mixing in the upper hundred meters of ocean distributes heat (does not happen on land)
  • Southern Hemisphere has more moderate climate than similar latitudes in Northern Hemisphere because a larger proportion is covered by oceans
39

8.2 Winds and the Coriolis Effect

8.2 Winds and the Coriolis Effect

🧭 Overview

🧠 One-sentence thesis

Earth's rotation deflects atmospheric winds through the Coriolis Effect, transforming what would be a simple pole-to-equator circulation on a non-rotating planet into three distinct convection cells per hemisphere with alternating wind patterns.

📌 Key points (3–5)

  • Differential heating drives circulation: warm air rises at the equator and cold air sinks at the poles, creating atmospheric convection cells that generate surface winds.
  • Coriolis Effect deflects moving air: because different latitudes rotate at different speeds (1600 km/hr at the equator, 0 km/hr at the poles), objects moving across latitudes are deflected—rightward in the Northern Hemisphere, leftward in the Southern Hemisphere.
  • Three cells replace one: instead of a single convection cell per hemisphere (non-rotating scenario), Earth has three—Hadley, Ferrel, and Polar Cells—creating alternating wind bands.
  • Common confusion—rotation speed vs. deflection direction: objects moving toward the equator from high latitudes move from slow to fast rotation zones and fall "behind," while objects moving poleward move from fast to slow zones and get "ahead," but both deflections appear to the right in the Northern Hemisphere.
  • Prevailing wind patterns emerge: trade winds (0–30°), westerlies (30–60°), and polar easterlies (60–90°) result from convection cells plus Coriolis deflection, with high/low pressure zones (doldrums, horse latitudes, polar front) in between.

🌍 Atmospheric circulation without rotation

🌡️ Differential heating basics

  • More solar energy reaches the equator than the poles (from section 8.1).
  • Warm equatorial air becomes less dense and rises; cold polar air is denser and sinks.
  • This temperature difference is the engine for atmospheric convection.

🔄 Hypothetical single-cell circulation

On a non-rotating Earth: one large atmospheric convection cell per hemisphere, with air rising at the equator, moving horizontally toward the poles in the upper atmosphere, sinking at the poles, and returning over the surface toward the equator.

  • Surface winds on a non-rotating Earth: would blow from the poles toward the equator in both hemispheres.
  • This simple pattern does not occur in reality because Earth rotates.

🌀 The Coriolis Effect mechanism

🌐 Why rotation speed varies by latitude

  • Every point on Earth completes one rotation in 24 hours, but points at different latitudes travel different distances.
  • Equator: circumference ≈ 40,000 km → rotation speed ≈ 1600 km/hr.
  • 30° latitude: rotation speed ≈ 1400 km/hr.
  • 60° latitude: rotation speed ≈ 800 km/hr.
  • Poles: rotation speed = 0 km/hr (just spinning in place).

🎯 How deflection works—the cannon analogy

Coriolis Effect: the deflection of moving objects' paths caused by encountering regions of varying rotation speed as they move across latitudes.

Scenario 1: Cannon at the equator firing north

  • The cannon (and projectile) starts moving east at 1600 km/hr due to Earth's rotation.
  • As the shell travels north, it retains its 1600 km/hr eastward momentum.
  • By 30° latitude, the ground beneath is moving east at only 1400 km/hr.
  • The shell gets "ahead" of its target and lands to the east.
  • From the cannon's perspective, the path deflects to the right.

Scenario 2: Cannon at 60° firing toward the equator

  • The cannon starts moving east at 800 km/hr.
  • The shell retains 800 km/hr eastward momentum.
  • As it approaches the equator, the ground is moving east faster than the shell.
  • The shell gets "behind" its target and lands to the west.
  • From the cannon's perspective, the path still deflects to the right.

🧭 Deflection rules by hemisphere

HemisphereDeflection directionApplies to
NorthernAlways to the rightAll moving objects (from point of origin)
SouthernAlways to the leftAll moving objects (from point of origin)
  • Southern Hemisphere: objects moving toward the equator go from low to high speed, fall behind, deflect left; objects moving toward the pole also deflect left.

📏 Magnitude of deflection

  • Stronger near the poles: between poles and 60°, rotation speed difference is 800 km/hr.
  • Weaker near the equator: between equator and 30°, difference is only 200 km/hr.
  • The Coriolis Effect is strongest at high latitudes and weakest at the equator.

Don't confuse: the deflection direction (right/left) with the reason (ahead/behind)—both "ahead" and "behind" scenarios produce rightward deflection in the Northern Hemisphere because deflection is always measured from the point of origin.

🔁 Three-cell circulation on a rotating Earth

🔺 The three convection cells per hemisphere

Because of Earth's rotation and the Coriolis Effect, the single-cell model breaks into three cells:

Cell nameLatitude rangeAir movement
Hadley Cell0–30°Rising at equator, sinking at 30°
Ferrel Cell30–60°Sinking at 30°, rising at 60°
Polar Cell60–90°Sinking at poles, rising at 60°
  • Warm air rises at the equator, cools in the upper atmosphere, and descends around 30°.
  • Cold polar air sinks at the poles, moves toward the equator over the surface, and begins to rise around 60°.
  • The Ferrel Cell lies between, with sinking air at 30° and rising air at 60°.

🌬️ Surface wind directions from the cells

  • 90–60° latitude: surface winds blow toward the equator (from poles).
  • 30–0° latitude: surface winds blow toward the equator.
  • 30–60° latitude: surface winds blow toward the poles.
  • These three cells rotate in alternate directions, creating alternating wind bands.

🌏 Prevailing wind patterns and pressure zones

💨 Named wind belts

The surface winds from the convection cells are further deflected by the Coriolis Effect, producing the prevailing wind patterns:

Wind beltLatitudeDirection (Northern Hemisphere)Direction (Southern Hemisphere)
Trade winds0–30°Northeast (from northeast)Southeast (from southeast)
Westerlies30–60°From the westFrom the west
Polar easterlies60–90°From the eastFrom the east
  • Note: winds are named by the direction from which they originate, not where they are going.
  • Example: northeast trade winds blow from the northeast toward the equator.

🌡️ High and low pressure zones

Between the wind belts lie regions of high and low pressure:

ZoneLatitudePressureAir movementAlso called
DoldrumsEquator (0°)LowRising airIntertropical Convergence Zone (ITCZ)
Horse latitudes30°HighDescending airSubtropical highs
Polar front60°LowRising air
  • Low pressure = rising air; high pressure = descending air.
  • These zones are not fixed; their latitude shifts with the seasons, affecting regional climates.

🚢 Historical maritime terms

Doldrums

  • Low pressure region at the equator with rising air → very light horizontal winds.
  • Sailing ships could be becalmed for days or weeks, harming crew morale.

Horse latitudes

  • High pressure zones at 30° with descending air → light winds, ships becalmed.
  • Explanation 1: sailors threw dead/dying horses overboard to conserve food and water.
  • Explanation 2: "dead horse" ceremony (marking the end of unpaid work) coincided with reaching these latitudes.
  • Explanation 3: ships were "horsed" (relying on currents instead of wind) in these weak-wind zones.

Trade winds

  • May derive from "track" or "path."
  • European mariners sailed south to catch the trade winds to the New World (Caribbean), then sailed northeast into the westerlies to return to Europe.

Don't confuse: doldrums and horse latitudes both have light winds, but doldrums are low pressure (rising air) at the equator, while horse latitudes are high pressure (sinking air) at 30°.

40

Winds and Climate

8.3 Winds and Climate

🧭 Overview

🧠 One-sentence thesis

Rising and sinking air create pressure systems that drive not only surface winds but also determine global and local precipitation patterns, shaping climates from equatorial rainforests to polar deserts.

📌 Key points (3–5)

  • Low pressure = wet, high pressure = dry: Rising air cools, loses moisture, and produces rain (low pressure); sinking air warms, absorbs moisture, and creates clear skies (high pressure).
  • Global climate bands: Equator (0°) and 60° latitude have rising air and wet climates; 30° and 90° latitude have sinking air and dry climates (deserts).
  • Rain shadows: Mountains force moist air upward on the windward side (rain), leaving dry air descending on the leeward side (desert).
  • Common confusion—land vs. ocean heating: Land heats and cools ~5× faster than water, reversing pressure patterns between day/night and summer/winter.
  • Local vs. seasonal winds: Sea/land breezes are daily cycles; monsoons are seasonal cycles, both driven by differential heating of land and water.

🌍 Global pressure systems and climate zones

🌧️ Equatorial low pressure and rainforests

  • Air at the equator is warmed by solar radiation and rises.
  • Warm air holds much more water vapor than cold air—water content roughly doubles with every 10°C increase in temperature.
  • As warm, moist air rises into the upper atmosphere, it cools; cool air cannot hold as much water vapor, so condensation occurs and rain forms.
  • Result: Low pressure systems are associated with precipitation.
  • Example: Tropical rainforests are found near the equator (0° latitude) due to this rising air and constant rain.

🏜️ Subtropical high pressure and deserts (30° latitude)

  • After rising and producing rain at the equator, air masses move toward 30° latitude as part of the Hadley convection cells.
  • This air has lost most of its moisture after the equatorial rains, so it is now dry.
  • The air sinks back toward Earth, compresses, and heats up, absorbing any remaining moisture from clouds and creating clear skies.
  • Result: High pressure systems are associated with dry weather and clear skies.
  • Example: Major desert regions—Australia, the Middle East, the Sahara Desert of Africa—are located near 30° latitude in both hemispheres.

🌲 Mid-latitude low pressure (60° latitude)

  • The cycle of high and low pressure continues with the Ferrel and Polar convection cells.
  • Rising air at 60° latitude produces rain and supports boreal forests in the Northern Hemisphere.
  • (No corresponding large land masses exist at these latitudes in the Southern Hemisphere.)

❄️ Polar high pressure and polar deserts (90° latitude)

  • At the poles, descending dry air produces little precipitation.
  • Result: Polar desert climate despite the presence of ice.

⛰️ Rain shadows and mountain effects

🌦️ How rain shadows form

Rain shadow: A phenomenon where mountains block moisture, creating wet conditions on one side and dry conditions on the other.

  • Moist air moves over land and encounters mountains; it is forced to rise.
  • As air rises, it expands and cools because of declining pressure and temperature.
  • Cool air holds less water vapor, so condensation occurs and rain falls on the windward side of the mountains.
  • As the air passes over the mountains to the leeward side, it is now dry.
  • The air sinks, pressure increases, it heats back up, any moisture revaporizes, and dry desert regions form behind the mountains.

🗺️ Examples of rain shadows

  • Tibetan Plateau and Gobi Desert (behind the Himalayas)
  • Death Valley (behind the Sierra Nevada mountains)
  • San Joaquin Valley in California (dry region)

🌊 Local wind patterns: sea and land breezes

☀️ Why land and water heat differently

  • Water has a high heat capacity, so land heats up and cools down about 5 times faster than water.
  • This differential heating creates convection cells that reverse between day and night.

🌅 Sea breeze (daytime)

  • During the day, the sun heats the land faster than the water.
  • Warmer air rises over the land; cooler air sinks over the water.
  • This creates a convection cell where winds blow from the water towards the land during the day and early evening.

🌙 Land breeze (nighttime)

  • At night, the land cools more quickly than the ocean.
  • Now the ocean is warmer than the land, so air rises over the water and sinks over the land.
  • This creates a convection cell where winds blow from land towards the water at night and into the early morning.
TimeWarmer surfaceRising air locationWind directionName
Day/early eveningLandOver landWater → LandSea breeze
Night/early morningOceanOver waterLand → WaterLand breeze

🌦️ Seasonal wind patterns: monsoons

🌞 Summer monsoons

  • During summer, the land is warmer than the ocean.
  • Low pressure forms over the land; high pressure is over the cooler ocean.
  • Winds blow from the ocean towards the land.
  • The winds from the ocean contain a lot of water vapor.
  • As moist air passes over land and rises, it cools and condenses, causing seasonal rains (e.g., the summer monsoons of southeast Asia).

❄️ Winter dry season

  • During winter, the ocean is warmer than the land.
  • Lower pressure is over the warmer ocean; high pressure is over the colder land.
  • Winds blow from land to sea.
  • These winds are dry, leading to the dry season.

🔄 Don't confuse with daily breezes

  • Sea/land breezes are daily cycles driven by day/night temperature differences.
  • Monsoons are seasonal cycles driven by summer/winter temperature differences.
  • Both are caused by the same principle: differential heating of land vs. water, but on different timescales.
41

8.4 Hurricanes

8.4 Hurricanes

🧭 Overview

🧠 One-sentence thesis

Hurricanes are powerful rotating storms fueled by warm tropical ocean water, and their destructive power comes from high winds, intense rain, and especially storm surges that cause catastrophic flooding when they make landfall.

📌 Key points (3–5)

  • What hurricanes are: low-pressure systems that form over warm tropical water and are fueled by heat and moisture from the ocean.
  • Why they rotate: the Coriolis Effect deflects air rushing toward the storm's center, causing counterclockwise rotation in the Northern Hemisphere and clockwise in the Southern Hemisphere.
  • How they move: trade winds push hurricanes from east to west, and Coriolis deflection curves their paths away from the equator as they approach continents.
  • Why they die over land: hurricanes lose their fuel source (warm, moist ocean air) when they move inland, causing them to weaken and dissipate.
  • Most dangerous feature: storm surges—hills of water pushed by the hurricane—cause the most death and destruction through rapid, massive flooding at landfall.

🌀 Formation and fuel

🌊 What hurricanes need to form

Hurricanes: low-pressure systems formed over warm, tropical water.

  • They only form in tropical regions because they need heat from warm water to fuel the storm.
  • The warm, moist air rises, cools, and condenses into rain.
  • Condensation releases latent heat into the atmosphere, which causes even more air to rise and condense, creating a self-reinforcing cycle.

🔥 The fuel cycle

  • Warm tropical air rushes in to replace the rising air at the storm's center.
  • This creates very strong winds.
  • The process continues as long as the storm remains over warm water.
  • Example: a storm over tropical ocean water continuously draws energy from evaporation and condensation, intensifying until it reaches hurricane strength (winds exceeding 74 mph).

🏝️ Why hurricanes die over land

  • When a storm moves over land, it becomes cut off from the warm, moist ocean air that has sustained it.
  • Without that fuel source, the storm loses power and begins to dissipate.
  • Don't confuse: hurricanes can still cause extensive damage during and shortly after landfall, but they weaken fairly soon after leaving the ocean.

🌪️ Rotation and structure

🔄 Why hurricanes rotate

  • Air does not move directly toward the center of the storm.
  • Because hurricanes are large, the Coriolis Effect deflects the air rushing toward the center.
  • Northern Hemisphere: deflection is to the right → hurricanes rotate counterclockwise.
  • Southern Hemisphere: deflection is to the left → hurricanes rotate clockwise.
HemisphereCoriolis deflectionRotation direction
NorthernTo the rightCounterclockwise
SouthernTo the leftClockwise

👁️ The eye of the hurricane

  • At the very center of the hurricane, pressure is extremely low.
  • Cool, dry air from the upper atmosphere gets sucked downwards.
  • This creates a central region of calm, clear skies: the hurricane's eye.
  • The violent winds are in the spiraling air moving toward the center, not in the eye itself.

💨 When a storm becomes a hurricane

  • The storm officially becomes a hurricane once its winds exceed 74 mph.
  • The violent winds are the result of the spiraling air moving toward the center of the storm.

🗺️ Movement patterns

🌬️ How trade winds move hurricanes

  • North Atlantic: hurricanes form as tropical storms over warm water off the African coast.
  • Trade winds move the storms from east to west.
  • As the storms move west over the tropical ocean, their energy increases until they reach hurricane status.

🔀 Coriolis deflection of hurricane paths

  • As hurricanes approach the Caribbean (in the North Atlantic), the Coriolis Effect deflects their path to the right, causing them to move toward the north.
  • A similar pattern occurs in the Pacific and Southern Hemisphere: trade winds move storms from east to west, and paths are deflected as they approach coasts.
  • Northern Hemisphere: deflection to the right (northward).
  • Southern Hemisphere: deflection to the left (southward).
  • In both hemispheres, hurricanes are deflected away from the equator as they approach continents.

🌍 Global naming conventions

  • Different terminology is used in different parts of the world for the same atmospheric processes and storm types:
    • Atlantic and Northeast Pacific: hurricanes
    • Indian and South Pacific Oceans: cyclones
    • Northwest Pacific: typhoons

🌊 Storm surge and damage

🌊 What a storm surge is

Storm surge: a "hill" of water that forms on the ocean surface below a hurricane.

  • The surge moves with the storm.
  • As the hurricane makes landfall, the effect is equivalent to a very large and sudden rise in sea level as the surge moves over the land, causing extensive flooding.

🔬 Two processes that create storm surges

🔻 Pressure surge

  • The extreme low pressure in the eye of a hurricane pulls water upwards toward the eye.
  • This creates a small hill on the ocean surface.

💨 Wind-driven surge

  • High winds blow and pile up water in the direction the storm is traveling.
  • This produces a larger surge than the pressure surge.

⚠️ Why storm surges are the most dangerous

  • While very high winds and intense rain cause significant damage, in many cases it is the storm surge that leads to the most death and destruction.
  • Example: In 1970 the Bhola Cyclone struck Bangladesh with a 40 ft. storm surge, leading to the death of about 500,000 people—the deadliest hurricane in history.
  • Example: The east coast of the United States was hit by the New England Hurricane of 1938, which had a 16 ft. storm surge and left almost 700 people dead.

🛡️ Hurricane barriers

  • Many cities have built hurricane barriers designed to reduce flooding and damage from storm surges.
  • Example: Downtown Providence, Rhode Island, was submerged under 13 feet of water during the Great New England hurricane of 1938 and flooded again following Hurricane Carol in 1954.
  • In the 1960s the Fox Point Hurricane Barrier was constructed at the mouth of the Providence River: a high wall with three "doors" that are left open under normal conditions but can be closed during a hurricane to prevent a storm surge of up to 20.5 feet from inundating the city.
  • A related concept is the storm surge barrier on the Hollandse IJssel river in the Netherlands, where the barrier is lowered to prevent flooding.
42

Climate Change

8.5 Climate Change

🧭 Overview

🧠 One-sentence thesis

Climate change operates through forcing mechanisms that nudge the climate in one direction and feedback loops that amplify (or suppress) those changes, with current anthropogenic warming driven primarily by fossil fuel emissions creating positive feedbacks that accelerate temperature rise and sea level increase.

📌 Key points (3–5)

  • Climate forcing vs feedback: forcing gives the climate an initial nudge (e.g., increased CO₂), while feedbacks amplify or suppress that change; most current feedbacks are positive, meaning they accelerate warming.
  • Natural vs anthropogenic forcing: natural forces (solar evolution, orbital cycles, volcanism, ocean currents) have driven climate throughout geological time, but industrial-era fossil fuel use has created rapid warming over the past ~55 years.
  • Key positive feedbacks: melting ice reduces albedo (reflectivity), permafrost thaw releases trapped CO₂ and methane, warming oceans release dissolved CO₂, and sea level rise increases heat-absorbing water coverage.
  • Common confusion: melting sea ice vs land ice—only land ice melting directly raises sea level (sea ice is already floating); also, vegetation growth can be a negative feedback (absorbing CO₂) but forests also lower albedo (positive feedback).
  • Committed future change: even if warming stopped today, we are already locked into 1.3–1.9 m of sea level rise because oceans and glaciers respond slowly to existing atmospheric warming.

🌍 How climate change works

🔧 Climate forcing

Climate forcing: when conditions change to give the climate a nudge in one direction or the other.

  • Forcing is the initial change that starts the process.
  • Example: increased atmospheric CO₂ from fossil fuels traps heat and leads to warming.
  • Forcing alone is typically weak; the real work happens through feedbacks.

🔁 Climate feedback mechanisms

Feedback: environmental changes that either exaggerate the initial change (positive feedback) or suppress it (negative feedback).

  • When forcing changes climate a little, a series of environmental changes follow.
  • Positive feedback = amplifies the original change (makes warming warmer or cooling cooler).
  • Negative feedback = suppresses the change (counteracts the forcing).
  • Under current conditions (a planet with lots of ice and permafrost), most feedbacks from warming are positive, so human-caused changes get naturally amplified.

🧊 Why current feedbacks amplify warming

  • Earth still has large volumes of ice (Antarctica, Greenland, alpine glaciers, permafrost).
  • Melting processes create multiple positive feedbacks (see next section).
  • The excerpt emphasizes: "most of the feedbacks that result from a warming climate are positive feedbacks and so the climate changes that we cause get naturally amplified by natural processes."

❄️ Major positive feedback loops

🪞 Albedo (reflectivity) changes

Albedo: the reflectivity of a surface, expressed as the percentage of light that reflects off a material.

Surface typeAlbedo (% reflected)Heat absorbed
Water (ocean/lake)<10%Very high
Land (varies)~10–30%Moderate
Clouds, snow, ice70–90%Very low
  • When sea ice melts (e.g., Arctic Ocean), albedo drops from ~80% to <10%.
  • Much more solar energy is absorbed by dark water than by bright ice → temperature increase amplified.
  • Sea level rise also increases the proportion of the planet covered by heat-absorbent water.
  • Example: Since the last glaciation, sea level has risen ~125 m, flooding huge land areas with darker seawater.

🧊 Permafrost breakdown

  • Permafrost = mixture of soil and ice containing trapped organic carbon.
  • When permafrost thaws, organic matter converts to CO₂ and methane (CH₄), both greenhouse gases.
  • The amount of carbon stored in permafrost is comparable in magnitude to fossil fuel emissions.
  • This feedback "has the potential to equal or surpass the forcing that has unleashed it."
  • Some permafrost includes methane hydrate (highly concentrated solid CH₄); breakdown releases this methane.
  • Even larger methane hydrate reserves exist on the seafloor (would require warming to hundreds of meters depth).
  • Don't confuse: permafrost thaw is a feedback (responds to warming), not the original forcing.

🌊 Ocean CO₂ solubility

  • The ocean holds ~45 times as much carbon as the atmosphere (as dissolved bicarbonate ions, HCO₃⁻).
  • CO₂ solubility in water decreases as temperature rises.
  • Warmer oceans → more bicarbonate transferred to atmosphere as CO₂ → more warming.
  • This is another positive feedback mechanism.

🌲 Vegetation growth (mixed feedback)

  • Vegetation responds positively to increased temperature and elevated CO₂.
  • Negative feedback aspect: more growth → more CO₂ absorbed from atmosphere.
  • Positive feedback aspect: bigger trees and denser forests are darker (lower albedo) → absorb more heat.
  • Complication: warming isn't always good for vegetation—some areas become too hot, dry, or wet to support existing plant communities, and replacement may take centuries.

🔄 Feedbacks work both ways

  • During climate cooling, growth of glaciers → higher albedo.
  • Formation of permafrost → carbon storage (removed from atmosphere).
  • The excerpt notes: "All of these positive (and negative) feedbacks work both ways."

🕰️ Natural climate forcing over geological time

☀️ Solar evolution (billions of years)

  • The Sun has been evolving for 4.6 billion years; nuclear fusion rate increasing.
  • Now emits ~40% more energy than at the beginning of geological time.
  • Surprising that Earth remained habitable despite this huge increase.
  • Mechanism for stability: atmosphere evolved from CO₂- and CH₄-dominated (both greenhouse gases) to only a few hundred ppm CO₂ and <1 ppm CH₄.
  • Life and metabolic processes (e.g., photosynthetic bacteria consuming CO₂) changed the atmosphere to keep conditions cool enough.

🌐 Milankovitch Cycles (thousands of years)

Milankovitch Cycles: variations in Earth's orbit and axial tilt that affect where on Earth solar energy is strongest, influencing climate over thousands of years.

Named after Yugoslavian engineer/mathematician Milutin Milankovitch (early 1900s).

Cycle componentTime scaleWhat variesClimate effect
Eccentricity~100,000 yearsOrbit shape (circular ↔ slightly elliptical); Sun's position becomes more eccentricEarth-Sun distance varies more season to season when eccentricity is high
Obliquity (tilt)~41,000 yearsAxial tilt angle (22.1° ↔ 24.5°)Max tilt → stronger seasons; min tilt → weaker seasons (favors glaciation because cooler summers allow snow accumulation)
Precession~20,000 yearsDirection of rotational axis (now points to Polaris; in 10,000 years will point to Vega)Changes timing of seasons relative to orbit position
  • These cycles don't change total solar energy received, but they change where on Earth that energy is strongest.

🌋 Volcanic eruptions (years to millions of years)

  • Volcanoes release sulphur dioxide (aerosol) and CO₂.
  • Sulphur dioxide: reflects incoming solar radiation → net cooling, but short-lived (particulates settle out within a couple of years).
  • Volcanic CO₂: can contribute to warming only if greater-than-average volcanism is sustained over a long time (at least tens of thousands of years).
  • Example: the end-Permian extinction (~250 million years ago) is believed to have resulted from warming initiated by the massive Siberian Traps eruption over at least a million years.

🌊 Ocean current oscillations (years to millennia)

  • Ocean currents are important to climate and tend to oscillate.
  • Gulf Stream changes: glacial ice cores show evidence of changes affecting global climate on ~1,500-year time scales during the last glaciation.
  • El Niño Southern Oscillation (ENSO): east-west changes in equatorial Pacific sea-surface temperature and pressure; varies every 2–7 years.
  • Strong El Niños (e.g., 1983, 1998, 2015) were very warm years globally because warmer equatorial Pacific waters heat the atmosphere above.

🏭 Anthropogenic climate change

📅 Industrial era timeline

  • Began around the middle of the 18th century.
  • Started with coal use to drive machinery, trains, and generate electricity; later oil and natural gas.
  • The issue: burning carbon that was naturally stored in the crust over hundreds of millions of years (part of Earth's process of counteracting the warming Sun).
  • Rising population + escalating industrialization + increasing fossil fuel dependence → rapid warming over the past century.

📈 Temperature trend since 1880

  • For approximately the past 55 years, temperature has increased at a relatively steady and rapid rate.
  • Average temperature now is ~0.8°C higher than before industrialization.
  • Two-thirds of this warming has occurred since 1975.
  • The excerpt emphasizes the rate is "disturbingly rapid, especially compared to past changes."

🏢 IPCC (Intergovernmental Panel on Climate Change)

  • Established by the United Nations in 1988.
  • Reviews scientific literature and issues periodic reports on:
    • Scientific basis for understanding climate change.
    • Vulnerability to observed and predicted changes.
    • What we can do to limit climate change and minimize impacts.

🔥 Greenhouse gas contributions (relative to 1750 levels)

Based on IPCC's fifth report (2014):

Source% of positive forcingDetails
CO₂50%Biggest contributor; from coal/gas power stations, vehicles (cars, trucks, aircraft), industrial operations (e.g., smelting), and indirectly from forestry
CH₄ and derivatives29%CH₄ converts to CO₂, H₂O, O₃ in atmosphere; from fossil fuel production (coal mining, gas/oil production), livestock (mostly beef), landfills, wetland rice farming
Halocarbon gases5%Mostly leaked from air-conditioning appliances
Nitrous oxide (N₂O)5%From burning fossil fuels
Carbon monoxide (CO)7%From burning fossil fuels
Volatile organic compounds (NMVOC)3%Other than methane
  • Summary: close to 70% of current greenhouse gas emissions come from fossil fuel production and use; most of the rest from agriculture and landfills.

🌊 Impacts and projections

📏 Sea level rise

  • Has risen ~20 cm since 1750.
  • Attributed to:
    • Warming (and therefore expanding) seawater.
    • Melting glaciers and other land-based snow and ice.
  • Don't confuse: melting sea ice does not directly contribute to sea level rise (it's already floating).

🔮 Future sea level projections

  • Projections to end of this century vary widely (0.5 m to 2.0 m range).
  • Uncertainty because:
    • We don't know which climate scenario we'll follow.
    • We lack strong understanding of how large ice sheets (Greenland, Antarctica) will respond to future warming.
    • Oceans don't respond immediately to warming.

⏳ Committed sea level rise

  • Key concept: Even if we stopped climate change today, we are already committed to 1.3–1.9 m of future sea level rise.
  • Why: it takes decades to centuries for existing atmospheric warming to be transmitted to ocean depths and to fully impact large glaciers.
  • Most of that committed rise would occur over the next century, but some would be delayed longer.
  • For every decade that current rates continue, that number increases by another 0.3 m.
  • Example: if we don't make changes quickly, by end of this century we'll be locked into ~3 m of future sea level rise.

🏙️ Coastal flooding risk (OECD 2008 report)

  • By 2070, ~150 million people in coastal areas could be at risk of flooding.
  • Combined effects: sea level rise + increased storm intensity + land subsidence.
  • Assets at risk: ~$35 trillion (buildings, roads, bridges, ports, etc.).
  • Countries with greatest population exposure: China, India, Bangladesh, Vietnam, U.S.A., Japan, Thailand.
  • Major cities at risk: Shanghai, Guangzhou, Mumbai, Kolkata, Dhaka, Ho Chi Minh City, Tokyo, Miami, New York.

🌀 Tropical storm intensity

  • Climate warming is associated with increased intensity of tropical storms (hurricanes, typhoons).
  • Tropical storms get energy from evaporation of warm seawater in tropical regions.
  • In the Atlantic, this occurs between 8° and 20° N in summer.
  • Evidence: Overall intensity of Atlantic hurricanes has increased with warming since 1975; correlation between hurricane power and sea-surface temperature is very strong.
  • Recent examples: Hurricane Katrina (New Orleans, 2005), Hurricane Sandy (New Jersey/New York, 2012).
  • Tropical storms bring serious flooding from intense rain and storm surges.

🌡️ Temperature projections to 2100

  • IPCC projects a range of temperature increases based on different scenarios of future political and technological variables.
  • The excerpt shows projections but does not specify exact numbers for each scenario.
43

Surface Gyres

9.1 Surface Gyres

🧭 Overview

🧠 One-sentence thesis

Prevailing winds drive large-scale circular surface currents called gyres that rotate clockwise in the Northern Hemisphere and counterclockwise in the Southern Hemisphere, redistributing warm and cold water across ocean basins.

📌 Key points (3–5)

  • Wind drives surface currents: Only about 2% of wind energy transfers to water, affecting the top 100–200 m (about 10% of ocean water).
  • Coriolis deflection: Surface currents flow at approximately 45° relative to wind direction—45° to the right in the Northern Hemisphere, 45° to the left in the Southern Hemisphere.
  • Gyre formation: Continents block equatorial currents, deflecting them into circular patterns; warm western boundary currents flow poleward, cold eastern boundary currents flow equatorward.
  • Common confusion: Western vs. eastern boundary currents—western boundary currents (e.g., Gulf Stream, Kuroshio) carry warm water from the equator to higher latitudes along the west side of ocean basins (east coasts of continents); eastern boundary currents (e.g., California, Canary) carry cold water from high latitudes along the east side of ocean basins (west coasts of continents).
  • Five major gyres: North Atlantic, South Atlantic, North Pacific, South Pacific, and Indian Ocean gyres, plus the unique Antarctic Circumpolar Current that connects all ocean basins.

🌬️ How wind creates surface currents

🌬️ Wind energy transfer and depth

Wind-driven surface currents: currents created by prevailing winds blowing across the water surface, affecting only the top 100–200 m of water.

  • Only about 2% of wind energy is transferred to the water.
  • A 50-knot wind creates only a 1-knot current.
  • Surface currents involve approximately 10% of the world's ocean water; the remaining 90% is moved by deep thermohaline circulation.

🌀 Coriolis deflection of surface currents

  • Surface currents generally move in the same direction as the winds that created them, but with an offset.
  • The Coriolis Effect deflects surface currents approximately 45° relative to the wind direction:
    • 45° to the right in the Northern Hemisphere
    • 45° to the left in the Southern Hemisphere
  • This deflection creates a predictable general circulation pattern in both hemispheres:
    • East to west flow between the equator and 30° latitude
    • West to east flow between 30° and 60° latitude
    • East to west flow between 60° latitude and the poles

🌊 Formation of gyres

🌊 What gyres are

Gyres: large-scale circular patterns of surface circulation created by the combination of equatorial currents, boundary currents, and mid-latitude currents.

  • Gyres rotate clockwise in the Northern Hemisphere (to the right).
  • Gyres rotate counterclockwise in the Southern Hemisphere (to the left).
  • There are five major gyres: North Atlantic, South Atlantic, North Pacific, South Pacific, and Indian Ocean.

🧭 How continents shape gyres

  • Trade winds create equatorial currents (North Equatorial and South Equatorial currents) that flow east to west along the equator.
  • Without continents, these currents would travel all the way around the Earth parallel to the equator.
  • When equatorial currents reach continents, they are diverted and deflected away from the equator by the Coriolis Effect:
    • Deflection to the right in the Northern Hemisphere
    • Deflection to the left in the Southern Hemisphere
  • This deflection creates the circular gyre pattern.

🔥❄️ Boundary currents and heat distribution

🔥 Western boundary currents (warm)

Western boundary currents: currents that run along the western side of the ocean basin (the east coasts of continents), carrying warm water from the equator to higher latitudes.

  • These currents come from the equator, so they are warm water currents.
  • They bring warm water to higher latitudes and distribute heat throughout the ocean.
  • Examples:
    • Gulf Stream: North Atlantic gyre, along the east coast of the United States
    • Kuroshio Current (Japan Current): North Pacific gyre, bringing warm water north towards Japan
    • Brazil Current: South Atlantic gyre
    • East Australia Current: South Pacific gyre
    • Agulhas Current: Indian Ocean gyre

❄️ Eastern boundary currents (cold)

Eastern boundary currents: currents on the eastern side of ocean basins (the west coasts of continents), carrying cold water from high latitudes toward the equator.

  • Between 30–60° latitude, westerlies move surface water towards the east.
  • The Coriolis Effect and continents deflect these currents towards the equator.
  • These currents come from high-latitude areas, so they deliver cold water to lower latitudes.
  • Examples:
    • California Current: North Pacific gyre
    • Canary Current: North Atlantic gyre
    • Peru Current (Humboldt Current): South Pacific gyre
    • Benguela Current: South Atlantic gyre
    • West Australia Current: Indian Ocean gyre

🔄 Don't confuse: western vs. eastern boundary currents

  • Western boundary currents are on the western side of ocean basins, which is the east coast of continents (e.g., Gulf Stream on the U.S. east coast).
  • Eastern boundary currents are on the eastern side of ocean basins, which is the west coast of continents (e.g., California Current on the U.S. west coast).
  • Western = warm (from equator); Eastern = cold (from high latitudes).

🌐 Major global gyres

🌐 North Pacific gyre

  • South boundary: North Equatorial Current
  • West boundary: Kuroshio Current (Japan Current) – warm water moving north towards Japan
  • North boundary: North Pacific Current – moving east towards North America
  • East boundary: California Current – completing the gyre

🌐 North Atlantic gyre

  • South boundary: North Equatorial Current
  • West boundary: Gulf Stream – along the east coast of the United States
  • North boundary: North Atlantic Current – moving water towards Europe
  • East boundary: Canary Current – moving south to join the North Equatorial Current

🌐 Southern Hemisphere gyres

All Southern Hemisphere gyres share the Antarctic Circumpolar Current (ACC) as their southern boundary:

GyreCurrents
South PacificACC → Peru Current (Humboldt) → South Equatorial Current → East Australia Current → ACC
South AtlanticSouth Equatorial Current → Brazil Current → ACC → Benguela Current
Indian OceanACC → West Australia Current → South Equatorial Current → Agulhas Current

🧊 Antarctic circulation (unique pattern)

🧊 Antarctic Circumpolar Current (ACC)

Antarctic Circumpolar Current (ACC) or West Wind Drift (WWD): a surface current that flows from west to east completely around the Earth between 50–60° south latitude.

  • Created by westerly winds in a region with little continental land mass.
  • The only current that connects all of the major ocean basins.
  • The largest surface current on Earth in terms of the amount of water it transports.
  • Forms the southern boundary for all Southern Hemisphere gyres.

🧊 East Wind Drift (Antarctic Coastal Current)

  • Above 60° latitude, prevailing winds are the polar easterlies.
  • These create a current flowing from east to west along the edge of the Antarctic continent.
  • Also called the Antarctic Coastal Current.

🌀 Equatorial countercurrents and undercurrents

🌀 Why not all water joins the gyres

  • Not all equatorial water moved westward by trade winds gets transported to higher latitudes in the gyres.
  • The Coriolis Effect is weakest along the equator.
  • Some water piles up along the western edge of the ocean, then flows eastward due to gravity.

🌀 Equatorial Countercurrents

  • Narrow currents flowing eastward between the North and South Equatorial Currents.
  • Created by water piling up along the western edge of the ocean and flowing back east due to gravity.

🌀 Equatorial undercurrents

  • Some water moves east as undercurrents at depths between 50–200 m, underneath the Equatorial Currents.
  • Lomonosov Current: Atlantic Ocean
  • Cromwell Current: Pacific Ocean
44

9.2 The Gulf Stream

9.2 The Gulf Stream

🧭 Overview

🧠 One-sentence thesis

The Gulf Stream is the world's fastest ocean current, transporting enormous volumes of warm tropical water northward along the U.S. east coast and across the Atlantic, where it moderates European climate and creates complex circulation features like warm and cold core rings.

📌 Key points (3–5)

  • Formation and path: the Gulf Stream forms from the convergence of the North Atlantic Equatorial Current and the Florida Current, then flows northward along the U.S. east coast.
  • Speed and volume: it is the fastest ocean current (average 6.4 km/hr, max ~9 km/hr) and transports more than 100 times the combined flow of all Earth's rivers.
  • Western intensification: as a western boundary current, the Gulf Stream is narrow (50–100 km), deep (to 1.5 km), and fast.
  • Meanders and eddies: when the current slows and meets the cold Labrador Current, it begins to meander and can pinch off warm core rings (rotating clockwise, moving north) or cold core rings (rotating counterclockwise, moving south).
  • Common confusion: warm vs cold core rings—warm core rings are shallow (~1 km deep, ~100 km wide) and rotate clockwise; cold core rings are deep (>3.5 km, up to 500 km wide) and rotate counterclockwise.
  • Climate impact: the Gulf Stream warms Northern Europe by up to 9°C and keeps many northern European ports ice-free in winter.

🌊 Formation and characteristics

🌊 Where the Gulf Stream comes from

  • The Gulf Stream forms from two sources:
    • North Atlantic Equatorial Current: brings tropical water from the east.
    • Florida Current: brings warm water from the Gulf of Mexico.
  • These converge and the Gulf Stream then transports the combined warm water northward along the U.S. east coast.

⚡ Speed, size, and volume

The Gulf Stream is the fastest current in the world ocean, with an average speed of 6.4 km/hr and a maximum speed of about 9 km/hr.

  • Dimensions: narrow (50–100 km wide) and deep (to depths of 1.5 km).
  • Volume: transports more than 100 times the combined flow of all rivers on Earth—an enormous amount of water.
  • These characteristics result from western intensification (a process covered in section 9.4), which makes western boundary currents narrow, deep, and fast.

🌀 Meanders and ring formation

🌀 What happens when the Gulf Stream slows

  • As the Gulf Stream approaches Canada, it becomes wider and slower because:
    • The flow dissipates.
    • It encounters the cold Labrador Current moving in from the north.
  • At this point, the current begins to meander: it changes from a fast, straight flow to a slower, looping current.
  • Often these meanders loop so much that they pinch off and form large rotating water masses called rings or eddies that separate from the Gulf Stream.

🔴 Warm core rings

Warm core rings: shallow, bowl-shaped water masses about 1 km deep and about 100 km across.

  • Formation: an eddy pinches off from the north side of the Gulf Stream.
  • What they do: entrap a mass of warm water and move it north into the surrounding cold water of the North Atlantic.
  • Rotation: rotate clockwise.
  • Example: a meander loops northward, pinches off, and traps warm Gulf Stream water, which then drifts into the colder North Atlantic while spinning clockwise.

🔵 Cold core rings

Cold core rings: cone-shaped water masses extending down to over 3.5 km deep, and may be over 500 km wide at the surface.

  • Formation: meanders pinch off at the southern boundary of the Gulf Stream.
  • What they do: rotate counterclockwise and move to the south.
  • Size: much deeper and wider than warm core rings.
  • Don't confuse: warm core rings are shallow and clockwise; cold core rings are deep and counterclockwise.
FeatureWarm core ringsCold core rings
Pinch-off locationNorth side of Gulf StreamSouth side of Gulf Stream
Water typeWarm waterCold water
RotationClockwiseCounterclockwise
Direction of travelNorthSouth
Depth~1 km>3.5 km
Width~100 kmUp to 500 km
ShapeBowl-shapedCone-shaped

🌍 Climate and ecological impacts

🌍 Warming Northern Europe

  • After meeting the cold Labrador Current, the Gulf Stream joins the North Atlantic Current, which transports warm water towards Europe.
  • Climate moderation: Northern Europe is estimated to be up to 9°C warmer than expected because of the Gulf Stream.
  • Practical effect: the warm water helps keep many northern European ports ice-free in winter.
  • Example: without the Gulf Stream, ports at high northern latitudes would freeze over, but the warm water keeps them navigable year-round.

🌿 The Sargasso Sea

  • In the east, the Gulf Stream merges into the Sargasso Sea, which is the area of the ocean within the rotation center of the North Atlantic gyre.
  • Name origin: the Sargasso Sea gets its name from large floating mats of the marine algae Sargassum that are abundant on the surface.
  • Ecological role: these Sargassum mats may play an important role in the early life stages of sea turtles, who may live and feed within the algae for many years before reaching adulthood.
45

The Ekman Spiral and Geostrophic Flow

9.3 The Ekman Spiral and Geostrophic Flow

🧭 Overview

🧠 One-sentence thesis

Wind-driven surface currents combine with the Coriolis Effect to create a spiraling pattern of water movement (the Ekman spiral) and a self-sustaining rotational flow (geostrophic flow) that keeps ocean gyres rotating even when wind weakens.

📌 Key points (3–5)

  • Ekman spiral mechanism: wind moves the surface layer at 45° offset; each deeper layer is moved and deflected by the layer above, creating a spiral that diminishes with depth (~100 m).
  • Net Ekman transport: the combined movement of all layers in the spiral results in water moving 90° relative to the original wind direction (right in Northern Hemisphere, left in Southern).
  • Geostrophic flow origin: Ekman transport pushes water toward the gyre center, creating a "hill"; gravity pulls water back downhill, and Coriolis deflects it to create clockwise (Northern) or counterclockwise (Southern) rotation.
  • Common confusion: the surface layer moves 45° from wind, but the net transport of the entire water column (0–100 m) is 90° from wind—these are different measurements.
  • Why it matters: geostrophic flow keeps gyres rotating at a steady rate even when wind is variable, because the "hill" of water continues to drive flow.

🌀 The Ekman spiral mechanism

🌊 How wind sets water in motion

  • Wind friction moves the topmost water layer at about 45° offset from the wind direction.
    • Deflection is to the right of the wind in the Northern Hemisphere.
    • Deflection is to the left of the wind in the Southern Hemisphere.
  • This is the starting point of the spiral, not the net transport.

🔽 Layer-by-layer energy transfer and deflection

Ekman spiral: a spiraling pattern of water motion created as each successive layer of water is moved and deflected by the layer above it, usually penetrating to about 100 m deep before motion ceases.

  • The topmost layer sets the next layer underneath in motion, which sets the next layer in motion, and so on.
  • Energy loss: some energy is lost in each transition, so each deeper layer moves less far than the layer above.
  • Coriolis deflection: each layer is deflected relative to the layer above it (again, right in Northern Hemisphere, left in Southern).
  • The combination of decreasing energy and cumulative deflection creates the spiral shape.

📐 Net Ekman transport: 90° from wind

Ekman transport: the net movement of the upper 100 m of the water column, which is 90° relative to the original wind direction (90° to the right in the Northern Hemisphere, 90° to the left in the Southern Hemisphere).

  • If you add together the magnitudes and directions of all the layers in the spiral, the result is a net movement perpendicular to the wind.
  • Example: wind blows north → surface layer moves northeast (45°) → deeper layers spiral further right → net transport of the entire column is eastward (90°).
  • Don't confuse: the surface layer alone moves 45° from wind; the net transport of the whole spiral is 90° from wind.

🏔️ Geostrophic flow: the self-sustaining rotation

🌊 Water piling up in the gyre center

  • In the Northern Hemisphere, as the gyre rotates clockwise, Ekman transport is 90° to the right of the wind—toward the center of the gyre.
  • This transport piles up water in the gyre center, making the water level higher there than at the edges.
  • The result is a central "hill" of water.

⚖️ Gravity and Coriolis create rotation

Geostrophic flow: a clockwise (Northern Hemisphere) or counterclockwise (Southern Hemisphere) current around the central "hill" of water, created as water flows "downhill" due to gravity and is deflected by the Coriolis force.

  • The piled-up water has a tendency to flow back "downhill" due to gravity.
  • As water flows downhill away from the gyre center, the Coriolis force deflects it to the right (Northern Hemisphere).
  • This deflection causes the water to rotate clockwise around the hill, in the same direction as the gyre.
  • In the Southern Hemisphere, deflection is to the left, so geostrophic flow is counterclockwise.

🔄 The feedback loop

ForceDirectionEffect
Ekman transportToward gyre centerPushes water into the "hill"
GravityAway from gyre center (downhill)Pulls water back out
CoriolisDeflects downhill flow to the right (N.H.) or left (S.H.)Creates rotational flow around the hill
  • Water is continuously pushed in by Ekman transport and pulled out by gravity, with both flows modified by Coriolis to sustain rotation.

🔁 Why geostrophic flow matters for ocean currents

🌬️ Combination of wind-driven and geostrophic currents

  • Most major surface currents are a combination of wind-driven currents and geostrophic currents.
  • Winds can be variable, but geostrophic flow ensures that gyre currents keep moving at a fairly constant rate even when the wind dies down.

⏳ Persistence of geostrophic flow

  • The larger the area of the "hill" and the higher the slope, the longer the geostrophic flow will continue to move and power the gyre after the wind subsides.
  • This provides stability to the gyre system: the rotation does not stop immediately when wind weakens.
  • Example: a large gyre with a steep central hill will maintain its rotation longer than a small, shallow system.
46

Western Intensification

9.4 Western Intensification

🧭 Overview

🧠 One-sentence thesis

Western intensification explains why ocean currents on the eastern coasts of continents (western sides of gyres) are faster, deeper, and narrower than currents on the western coasts, a phenomenon driven by the varying strength of the Coriolis Effect at different latitudes.

📌 Key points (3–5)

  • What western intensification is: currents off the east coast of continents are more intense (faster, deeper, narrower) than currents off the west coast.
  • Why it happens: the Coriolis Effect is stronger near the poles and weaker at the equator, causing asymmetric deflection of currents in the gyre.
  • How currents differ by side: high-latitude eastern-side currents spread out over a wide area; low-latitude western-side currents are compressed into a narrow area.
  • Volume constraint: the same volume of water must pass through both sides, so narrower western currents must flow faster and deeper to transport the same amount.
  • Common confusion: "western intensification" refers to the western side of the gyre (eastern coast of the continent), not the western coast of the continent.

🌀 Why the Coriolis Effect varies with latitude

🌍 Rotation speed changes across latitudes

  • The Earth rotates at different speeds depending on latitude:
    • 0 km/hr at the poles
    • ~800 km/hr at 60° latitude
    • ~1400 km/hr at 30° latitude
    • ~1600 km/hr at the equator
  • The change in rotation speed per degree of latitude is much larger near the poles than near the equator.
    • Example: between 60° and 90° latitude, the difference is 800 km/hr; between the equator and 30°, only 200 km/hr.

💪 Coriolis force is strongest near the poles

The Coriolis Effect results from the fact that different latitudes rotate at different speeds, and the apparent path of an object is deflected as it moves between areas of different rotation speeds.

  • The greater the change in rotation speed, the stronger the Coriolis force.
  • Therefore, the Coriolis force is strongest near the poles and weakest at the equator.
  • This latitudinal variation in Coriolis strength is the key to understanding western intensification.

🔄 How gyres become asymmetric

🧭 High-latitude currents (eastern side of gyre)

  • High-latitude surface currents move eastward and experience a strong Coriolis force because they are near the poles.
  • The strong Coriolis force deflects these currents toward the equator relatively early.
  • As a result, currents on the eastern side of the gyre are spread out over a wide area as they move toward the equator.

🌊 Low-latitude currents (western side of gyre)

  • Near the equator, westward-flowing currents experience a much weaker Coriolis force.
  • Their deflection does not happen until the current reaches all the way over to the western side of the ocean basin.
  • These western currents must therefore move through a much narrower area.

🎯 Center of rotation shifts west

  • Because of this imbalance, the center of rotation of the gyre is not in the center of the ocean basin.
  • Instead, it is closer to the western side of the gyre.
  • Don't confuse: the "western side of the gyre" corresponds to the eastern coast of the continent.

🚀 Why western boundary currents are faster and deeper

📦 Volume constraint

  • The same volume of water must pass through both the east and west sides of the gyre.
  • On the western side, that volume passes through a narrower area.
  • To transport the same amount of water in the same amount of time, the current must travel faster.

🚿 Garden hose analogy

A simple analogy is the water flowing from a garden hose. You can make the water flow from the hose much faster and more strongly by covering part of the opening with your thumb.

  • The same amount of water exits the hose whether the opening is covered or uncovered.
  • To get that water through the covered opening, the flow has to be much faster and stronger.
  • In the same way, western boundary currents are not only faster, but also deeper than eastern boundary currents, as they move the same volume through a narrower space.

🌊 Real-world example: Kuroshio vs California Current

CurrentLocationSpeedWidthDepth
Kuroshio CurrentWestern Pacific (western boundary)~15× faster~20× narrower~5× deeper
California CurrentEastern Pacific (eastern boundary)BaselineBaselineBaseline
  • Example: the Kuroshio Current in the western Pacific is around 15 times faster, 20 times narrower, and 5 times deeper than the California Current in the eastern Pacific.

🔑 Summary of western intensification mechanism

🔑 Step-by-step mechanism

  1. Coriolis force varies by latitude: strongest near poles, weakest at equator.
  2. High-latitude currents deflect early: eastern-side currents spread out over a wide area.
  3. Low-latitude currents deflect late: western-side currents are compressed into a narrow area.
  4. Volume must be conserved: same volume passes through both sides.
  5. Western currents intensify: to move the same volume through a narrower space, western boundary currents become faster, deeper, and narrower.

🧭 Key takeaway

  • Western intensification is a geometric consequence of the latitudinal variation in the Coriolis Effect.
  • It explains why currents like the Gulf Stream (western boundary) are so much more intense than currents like the California Current (eastern boundary).
47

Currents, Upwelling and Downwelling

9.5 Currents, Upwelling and Downwelling

🧭 Overview

🧠 One-sentence thesis

Upwelling brings cold, nutrient-rich deep water to the surface and creates highly productive ocean zones, while downwelling sinks nutrient-poor surface water and leads to low productivity.

📌 Key points (3–5)

  • Upwelling vs downwelling: upwelling occurs when surface waters diverge or move away from coasts, forcing deeper water upward; downwelling occurs when surface waters converge or move toward coasts, forcing water downward.
  • Why upwelling matters: upwelled water is cold and nutrient-rich, leading to high biological productivity and major fishing grounds.
  • Ekman transport drives coastal upwelling: wind pushes surface water, Ekman transport moves it 90° to the right (Northern Hemisphere) or left (Southern Hemisphere), and offshore movement triggers upwelling.
  • Common confusion: direction matters—same wind direction produces different upwelling patterns in Northern vs Southern Hemispheres because Ekman transport direction flips.
  • Geological upwelling: seamounts and raised ocean floor features can force deep currents upward, creating productive zones independent of wind or current divergence.

🌊 Open-ocean upwelling and downwelling

🌊 How divergence creates upwelling

  • When surface currents move away from each other (diverge), deeper water must rise to replace the surface water.
  • This creates upwelling zones: cold, nutrient-rich water from depth reaches the surface.
  • Result: high biological productivity—many of Earth's most productive regions are upwelling zones.

🌍 Equatorial upwelling example

  • In the equatorial Pacific, trade winds push the North and South Equatorial Currents westward.
  • Ekman transport moves upper water layers north in the Northern Hemisphere and south in the Southern Hemisphere.
  • This creates a divergence zone at the equator → upwelling and high productivity.

🧊 Antarctic divergence example

  • Near Antarctica, two currents flow parallel but in opposite directions:
    • West Wind Drift (Antarctic Circumpolar Current): flows eastward.
    • East Wind Drift: flows westward.
  • Both are in the Southern Hemisphere, so Ekman transport is to the left:
    • West Wind Drift water moves north.
    • East Wind Drift water moves south.
  • Result: a highly productive divergence zone with strong upwelling and high nutrient levels.

🔽 Downwelling from convergence

Downwelling: surface currents converge, forcing surface water to sink.

  • Converging water has nowhere to go but down.
  • Surface water is usually low in nutrients, so downwelling leads to low productivity zones.
  • Example: off the Labrador coast (Canada), the Gulf Stream, Labrador, and East Greenland Currents converge, creating a downwelling region.

🏖️ Coastal upwelling and downwelling

🏖️ Wind-driven coastal processes

  • Upwelling and downwelling also occur along coasts when winds move water toward or away from the coastline.
  • Surface water moving away from land → upwelling.
  • Surface water moving toward land → downwelling.
  • Historically, some of the most productive commercial fishing grounds are associated with coastal upwelling.

🌬️ Ekman transport and coastal upwelling

  • Wind blows along the coast.
  • Ekman transport moves the surface layer 90° to the wind direction:
    • Northern Hemisphere: 90° to the right of the wind.
    • Southern Hemisphere: 90° to the left of the wind.
  • If this transport is offshore, surface water moves away from the coast → cold, nutrient-rich deeper water rises to replace it → upwelling and high productivity.

🇺🇸 California coast example (Northern Hemisphere)

  • Prevailing winds blow toward the south along the California coast.
  • Ekman transport moves surface water 90° to the right of the wind → offshore direction.
  • Water displaced near the coast is replaced by cold, nutrient-rich deeper water brought to the surface through upwelling.
  • Result: high productivity.

🇵🇪 Peru coast example (Southern Hemisphere)

  • Winds blow toward the north along the Peruvian coast.
  • Peru is in the Southern Hemisphere, so Ekman transport is 90° to the left of the wind → offshore.
  • Surface water moves offshore → upwelling and productivity.
  • For a long time, Peru had the world's largest commercial fishery due to this upwelling.

🔄 Wind reversal and downwelling

  • In any coastal upwelling location, if the winds reverse direction, surface water moves toward the shore.
  • Result: downwelling instead of upwelling.
  • Don't confuse: the same coastline can experience upwelling or downwelling depending on wind direction.

🏔️ Geological upwelling

🏔️ Seamounts and ocean floor features

  • Upwelling can also occur due to geological features of the ocean floor.
  • When deep water currents encounter seamounts or other raised features, the water is forced upward.
  • This brings nutrient-rich water to the surface.
  • Result: productivity is often high in the water over seamounts, even without wind-driven or divergence-driven upwelling.

📊 Summary comparison

ProcessMechanismWater movementNutrient levelProductivity
Upwelling (divergence)Surface currents divergeDeep water rises to replace surface waterHigh (cold, nutrient-rich)High
Upwelling (coastal)Wind + Ekman transport offshoreSurface water moves offshore; deep water risesHigh (cold, nutrient-rich)High
Upwelling (geological)Deep currents hit seamounts/raised featuresDeep water forced upwardHigh (nutrient-rich)High
Downwelling (convergence)Surface currents convergeSurface water sinksLow (surface water nutrient-poor)Low
Downwelling (coastal)Wind + Ekman transport onshoreSurface water moves toward shore and sinksLowLow
48

El Niño and La Niña

9.6 El Niño and La Niña

🧭 Overview

🧠 One-sentence thesis

El Niño and La Niña are cyclic atmospheric-ocean events in the equatorial Pacific that reverse normal wind and upwelling patterns, causing dramatic shifts in water temperature, productivity, and global weather.

📌 Key points (3–5)

  • What triggers the events: El Niño occurs when trade winds weaken or reverse, stopping upwelling and bringing warm water eastward; La Niña occurs when trade winds strengthen, intensifying upwelling and cooling.
  • How they differ from normal: normally, trade winds push warm surface water west and cause upwelling in the east; El Niño reverses this, while La Niña amplifies it.
  • Impact on productivity: El Niño blocks upwelling, deepens the thermocline, and devastates fish populations; La Niña increases upwelling and brings cooler, nutrient-rich water.
  • Common confusion: El Niño vs La Niña—El Niño = weakened winds, warm eastern Pacific, reduced upwelling; La Niña = strengthened winds, cold eastern Pacific, increased upwelling.
  • Global reach: both events influence weather patterns worldwide, not just the Pacific, affecting precipitation, droughts, and temperatures across continents.

🌊 Normal conditions in the equatorial Pacific

🌬️ Trade winds and surface water movement

  • Under normal conditions, trade winds blow towards the west across the equatorial Pacific.
  • These winds move large amounts of warm surface water towards the western Pacific around Southeast Asia.
  • As surface water moves west, it is replaced by cold, nutrient-rich deep water through upwelling in the eastern Pacific.
  • The coastal upwelling leads to a shallow thermocline near South America.

🌧️ Atmospheric pressure patterns (Walker Cell)

The trade winds are part of a convection cell called the Walker Cell.

  • Western Pacific: low pressure leads to rising moist air and significant precipitation.
  • Eastern Pacific (near South America): high pressure leads to drier conditions.
  • This pressure difference drives the trade winds and maintains the normal circulation pattern.

🐟 Why normal conditions support productivity

  • Cold, nutrient-rich water brought to the surface by upwelling off Peru makes the region one of the world's most productive fishing grounds.
  • The shallow thermocline keeps nutrients accessible to surface ecosystems.

🔥 El Niño conditions

🌡️ What happens during El Niño

El Niño (the child): a phenomenon where cold, nutrient-rich water is replaced by unusually warm water that is low in nutrients, leading to a decline in fish populations.

More formally: El Niño-Southern Oscillation (ENSO). The Southern Oscillation portion refers to the fluctuating atmospheric conditions that lead to the localized ocean warming of El Niño.

  • The high pressure system over the eastern Pacific diminishes.
  • Trade winds are weakened, or in extreme cases will even reverse.
  • Warm surface water begins to flow east across the Pacific towards South America.
  • Coastal South American water warms by up to 8°C in strong ENSO years.

🚫 Impact on upwelling and productivity

  • The influx of low-density warm water deepens the thermocline.
  • Upwelling is prevented.
  • Productivity is dramatically reduced.
  • Populations of fish and other marine life can be devastated.
  • Example: Peru suspended its second anchovy fishing season during the 2014-2016 El Niño due to low biomass, with an anticipated 20% reduction in the yearly catch.

🌦️ Atmospheric changes during El Niño

  • Western Pacific: low pressure is replaced by high pressure, bringing dry or even drought conditions to Southeast Asia and Australia.
  • Eastern Pacific: low pressure system moves east, potentially reaching as far as South America in strong El Niño years.
  • The low pressure over the eastern Pacific brings lots of rain and flooding to South America.
  • Normally dry areas receive lots of rain.

🌍 Global impacts of El Niño

The 2014-2016 El Niño was one of the strongest ENSO events on record. Recorded impacts included:

  • Widespread droughts in the Philippines and many South Pacific island nations.
  • Severe coral bleaching on the Great Barrier Reef in Australia.
  • One of the most destructive bushfire seasons in Australia, in part due to low rainfall.
  • High rainfall in the southeastern United States and parts of California, leading to flooding.
  • Mild, low-precipitation winter in the New England region of the United States.
  • Severe flooding in Peru and Argentina.
  • Droughts in many portions of southern Africa.
  • Nearly 100 million people worldwide suffered a lack of food or water from flooding and droughts.

Don't confuse: El Niño effects are not limited to the Pacific; they influence weather patterns throughout the globe.

❄️ La Niña conditions

🌊 What happens during La Niña

La Niña events: periods of abnormally cold water in the eastern Pacific region.

  • Trade winds are unusually strong (opposite of El Niño).
  • Increased upwelling transports deep, cold water to the surface.
  • The effects are essentially the opposite of an El Niño.

🌦️ Weather impacts of La Niña

  • Brings cooler and wetter conditions to the northwestern United States and Canada.
  • The southeastern US receives below-average precipitation.
  • Monsoon seasons in Asia are wetter during La Niña events (drier during El Niños).

🔄 Cyclic nature and prediction

⏱️ Frequency and duration

  • El Niño and La Niña events alternate, although the presence of one does not always mean the other will automatically follow.
  • El Niños occur roughly every 2-7 years.
  • Each event may last from a few months to a year or more.

📊 Monitoring and prediction

Multivariate ENSO Index (MEI): a measure that monitors a number of ocean and atmospheric phenomena to anticipate the arrival of ENSO events.

  • We do not understand exactly why or when ENSO events will occur.
  • We can anticipate their arrival by monitoring the MEI.
  • Positive (red) MEI values indicate warmer than normal conditions (El Niño).
  • Negative (blue) MEI values represent conditions that are cooler than average (La Niña).
  • The greater the deviation from zero, the stronger the event.
  • Examination of the MEI over time demonstrates the cyclic nature of ENSO events.
  • Notable intense El Niños occurred in 1983, 1997-1998, and 2015.

🔍 Comparing the three states

ConditionTrade windsSurface water movementUpwellingEastern Pacific temperatureWestern Pacific weatherEastern Pacific weatherProductivity
NormalBlow westMoves westActive, shallow thermoclineCold, nutrient-richLow pressure, wetHigh pressure, dryHigh
El NiñoWeakened or reversedMoves eastBlocked, deep thermoclineWarm (up to +8°C)High pressure, dry/droughtLow pressure, rain/floodingDramatically reduced
La NiñaUnusually strongMoves west intenselyIntensifiedAbnormally coldLow pressure, very wetHigh pressure, very dryIncreased

Key distinction: El Niño = warm eastern Pacific, blocked upwelling; La Niña = cold eastern Pacific, intensified upwelling; both are deviations from the normal state.

49

Langmuir Circulation

9.7 Langmuir Circulation

🧭 Overview

🧠 One-sentence thesis

Langmuir circulation creates parallel corkscrew patterns in surface water when strong, sustained winds blow, concentrating floating material into visible slicks along convergence zones.

📌 Key points (3–5)

  • When it occurs: forms under strong, sustained winds blowing in a consistent direction; operates at a smaller scale than other wind-driven currents.
  • What it is: water flows in parallel corkscrew patterns called Langmuir cells, each several meters wide and deep, with adjacent cells rotating in opposite directions.
  • Key mechanism: cells create alternating divergence zones (upwelling) and convergence zones (downwelling) that concentrate floating debris, foam, or algae into long slicks.
  • Common confusion: overall motion is in the wind direction, but the rotation of the cells is roughly perpendicular to the wind direction.
  • How to recognize it: visible parallel slicks of accumulated material running parallel to the wind direction.

🌀 Structure and formation

🌀 What Langmuir cells are

Langmuir cells: a series of parallel corkscrew patterns in water flow created underneath strong, sustained winds.

  • Each cell is several meters wide and several meters deep.
  • Adjacent cells rotate in opposite directions.
  • This is a smaller-scale phenomenon compared to other wind-driven surface currents.

💨 Wind conditions required

  • Winds must blow in a consistent direction.
  • Winds must be relatively high speed (strong and sustained).
  • Without these conditions, Langmuir circulation does not form.

🔄 Direction of motion

  • The overall direction of the corkscrew motion is in the direction of the wind.
  • The rotation of the cells themselves is roughly perpendicular to the wind direction.
  • Don't confuse: the cells move with the wind, but their spinning axis is sideways to the wind.

🔀 Divergence and convergence zones

🔀 Where divergence occurs

  • A divergence zone forms where the surface of neighboring cells rotates away from each other.
  • There is upwelling between the cells in these zones.
  • Water moves upward from below.

🔀 Where convergence occurs

  • A convergent zone forms where the surface water of neighboring cells rotates towards each other.
  • There is downwelling between the cells in these zones.
  • Water moves downward.

🧪 Alternating pattern

  • Divergence and convergence zones alternate along the surface.
  • This creates a repeating pattern of upwelling and downwelling regions.

🌊 Visible effects and recognition

🌊 Accumulation of floating material

  • Debris, foam, or algae floating at the surface is concentrated along the convergence zones.
  • The convergence zones act as collection lines where material gathers.
  • This creates long slicks of accumulated material.

🌊 Orientation of slicks

  • The slicks run parallel to the wind direction.
  • They form visible parallel patterns on the water surface.
  • Example: foam lines or algae streaks running in the same direction as the wind, spaced several meters apart.

🌊 How to identify Langmuir circulation

Observable featureWhat it indicates
Parallel slicks of foam/debrisConvergence zones between cells
Slicks run parallel to windOverall motion follows wind direction
Regular spacing (several meters)Width of individual Langmuir cells
Clear water between slicksDivergence zones with upwelling
50

Thermohaline Circulation

9.8 Thermohaline Circulation

🧭 Overview

🧠 One-sentence thesis

Thermohaline circulation drives the movement of 90% of the ocean's volume through density differences caused by temperature and salinity changes, creating a global "conveyor belt" that transports heat, oxygen, and nutrients over centuries and may be disrupted by climate change.

📌 Key points (3–5)

  • What drives it: differences in water density caused by temperature and salinity, not wind—affects the deep 90% of the ocean that surface currents don't reach.
  • How density changes: cooling, evaporation, and ice formation increase density (causing sinking); heating, precipitation, ice melting, and runoff decrease density (causing rising).
  • Major water masses: Antarctic Bottom Water (AABW) and North Atlantic Deep Water (NADW) are the densest, formed at the poles, and drive the global circulation.
  • Common confusion: thermohaline currents are extremely slow (10–20 km per year) compared to wind-driven surface currents (several km per hour); they operate on timescales of 1000–2000 years.
  • Why it matters: the conveyor belt stabilizes global temperatures, delivers oxygen to deep habitats, transports nutrients, and could be disrupted by Arctic ice melting from climate change.

🌊 What thermohaline circulation is

🌊 Definition and scope

Thermohaline circulation: ocean circulation driven by differences in water density, which depends mainly on temperature and salinity.

  • The excerpt contrasts this with wind-driven surface currents, which only affect about 10% of the ocean's volume.
  • Thermohaline circulation involves the other 90%—the deep ocean.
  • "Thermo-" refers to temperature; "-haline" refers to salinity.

🐌 Speed comparison

  • Thermohaline currents move at 10–20 km per year.
  • Surface currents move at several kilometers per hour.
  • Don't confuse: thermohaline circulation operates on geological timescales (centuries to millennia), not human timescales.

🔄 How density drives circulation

⬆️ Processes that increase density (cause sinking)

  • Cooling: cold water is denser.
  • Evaporation: removes fresh water, leaving saltier (denser) seawater behind.
  • Ice formation: also removes fresh water (ice is fresh), increasing salinity of remaining water.

⬇️ Processes that decrease density (cause rising)

  • Heating: warm water is less dense.
  • Dilution by fresh water: through precipitation, ice melting, or river runoff—lowers salinity.

🌀 Vertical movement

  • All these processes happen at the surface.
  • Changing surface water density causes it to sink or rise.
  • These vertical, density-driven movements create the deep ocean currents.
  • Less dense water stays at the surface; denser water sinks and stratifies into layers.

💧 Water masses

💧 What a water mass is

Water mass: a volume of seawater with a distinctive density resulting from its unique profile of temperature and salinity.

  • Once a water mass sinks below the surface, its temperature and salinity (and thus density) remain largely unchanged.
  • Water masses can be identified by measuring temperature and salinity at different depths and looking for characteristic combinations.

🧊 Major water masses in the Atlantic

Water massFormation locationCharacteristicsDepth/position
Antarctic Bottom Water (AABW)Weddell Sea (Antarctica)Densest; very cold and highly saline from ice formationBottom layer
North Atlantic Deep Water (NADW)Greenland SeaDense but less than AABW; cold and salineAbove AABW, flows south across equator
Antarctic Intermediate Water (AAIW)Antarctic convergence zoneFormed from rising NADW that moves north and sinks againBetween surface and NADW
Central Atlantic Surface WaterEquatorial AtlanticVery warm, low densitySurface; does not contribute much to thermohaline circulation
Mediterranean Intermediate Water (MIW)Mediterranean SeaWarm and salty from high evaporationAbout 1–1.5 km deep; flows through Straits of Gibraltar

🔁 How water masses move and transform

  • AABW sinks in the Weddell Sea, moves north along the bottom into the Atlantic, and east through the Southern Ocean.
  • NADW sinks in the Greenland Sea, flows south across the equator above AABW.
  • Near Antarctica, the Antarctic divergence causes upwelling; some NADW rises to the surface (polar water has weak thermocline, so deep water can reach surface more easily).
  • Rising NADW that moves north encounters the Antarctic convergence (downwelling), sinks, and becomes AAIW.
  • MIW eventually moves north to the Greenland Sea, cools, and sinks to become new NADW.

📊 T-S diagrams

📊 What they show

Temperature-salinity (T-S) diagram: a tool to examine how temperature, salinity, and density change with depth, and to identify water masses.

  • Temperature (or potential temperature) on y-axis; salinity on x-axis.
  • Potential temperature: the temperature water would have if brought to the surface without additional heat from compression at depth.
  • Isopycnals: lines of equal density for various temperature-salinity combinations.

🔍 How to use them

  • Plot temperature and salinity values; their intersection gives the water's density.
  • Example from excerpt: 11°C and 34.6 PSU → density of 1.0265 g/cm³.
  • Sigma-t (σₜ): shorthand for density, calculated as (density – 1) × 1000; e.g., 1.0275 g/cm³ → σₜ = 27.5.

🧪 Identifying water masses

  • Each major water mass has a characteristic range of temperatures and salinities.
  • A deep water sample falling into that range likely came from that water mass.
  • In reality, water masses mix, so measurements at increasing depth create a line connecting points on the T-S diagram, showing gradual transitions between water masses.
  • Example: moving from surface to bottom, density always increases (otherwise the water column would be unstable).

🌍 The global ocean conveyor belt

🌍 The cycle

  • NADW moves south through the western Atlantic, meets AABW north of the Weddell Sea.
  • Together they move eastward into the Indian and Pacific Oceans, mixing to form Common Water.
  • Common Water moves north into the Pacific and Indian Oceans, gradually mixes with warmer water, and eventually rises to the surface.
  • As surface water, it returns to the North Atlantic via surface currents.
  • Back in the North Atlantic, it cools and sinks again to form NADW, restarting the cycle.
  • The complete cycle takes about 1000–2000 years.

🌡️ Heat transport

  • Brings warm water towards the poles and cold water to the tropics.
  • Stabilizes temperatures in both environments.
  • Example: the Gulf Stream is partly driven by sinking water in the Greenland Sea; as water sinks, more surface water is pulled northward, transporting heat to Europe.

🫁 Oxygen delivery

  • Deep water begins as cold surface water saturated with oxygen.
  • When it sinks, it brings oxygen to depth and distributes it throughout the oceans.
  • Atlantic bottom water is relatively high in oxygen (still retains much of its original content).
  • By the time it reaches the Pacific, oxygen has been used up by deep organisms, so Pacific deep water has much less oxygen.
  • Indian Ocean deep water is intermediate.

🌱 Nutrient accumulation

  • Deep water accumulates nutrients as organic matter sinks and decomposes.
  • Atlantic bottom water is low in nutrients (young water, hasn't had time to accumulate).
  • Pacific deep water is high in nutrients (old water, has been accumulating sinking nutrients for centuries).
  • Indian Ocean is intermediate.
  • Oxygen-to-nutrient ratio indicates water mass age: high oxygen + low nutrients = young; low oxygen + high nutrients = old.

⚠️ Climate change impacts

⚠️ Disruption of the conveyor belt

  • Increased Arctic warming could melt polar ice caps, adding large amounts of fresh water to polar surface water.
  • This could create a low-density, low-salinity surface layer that no longer sinks.
  • Result: disruption of deep circulation, preventing oxygen and nutrient transport to bottom communities.

🌊 Weakening of the Gulf Stream

  • Sinking water in the Greenland Sea helps drive the Gulf Stream.
  • If polar water stops sinking, the Gulf Stream could weaken.
  • This would reduce heat transport to the poles, cooling the northern climate.
  • Don't confuse: global warming could paradoxically lead to colder conditions in Europe and freezing of normally ice-free ports and cities.
  • Recent evidence shows the Gulf Stream is already weakening, likely due to increased Arctic ice melting.
51

Wave Basics

10.1 Wave Basics

🧭 Overview

🧠 One-sentence thesis

Waves transmit energy—not water—across the ocean through circular orbital motion that declines with depth, and their speed depends on whether they are in deep or shallow water relative to their wavelength.

📌 Key points (3–5)

  • What waves transmit: waves carry energy, not water; water particles move in circular orbits and return to roughly the same position.
  • Wave base concept: circular motion declines with depth and stops at the wave base (half the wavelength), below which surface waves have no effect.
  • Deep vs shallow water waves: deep water wave speed depends only on wavelength; shallow water wave speed depends only on depth.
  • Common confusion: don't confuse tsunamis with tidal waves—tsunamis are seismic sea waves caused by earthquakes, while tidal waves are due to tidal movement.
  • Wave steepness limit: if wave height exceeds 1/7 of the wavelength, the wave becomes too steep and breaks.

🌊 Types of waves in oceanography

🌊 Surface waves vs internal waves

  • Surface waves: the familiar waves that break on shore or rock boats.
  • Internal waves: form at boundaries between water masses of different densities (at a pycnocline) and propagate at depth.
    • Move more slowly than surface waves.
    • Can be much larger, exceeding 100 m in height.
    • The height of the deep wave would be unnoticeable at the surface.

🌍 Large-scale wave types

Wave typeCauseKey characteristics
Tidal wavesMovement of the tidesEnormously long waves with wavelength spanning half the globe; not related to tsunamis
TsunamisEarthquakes or seismic disturbancesAlso called seismic sea waves; large waves from seismic events
Splash wavesSomething falling into the oceanCreated by impact; the Lituya Bay megatsunami (1722 ft / 525 m high) was a splash wave
Atmospheric wavesBoundary between air masses of different densitiesForm in the sky; create ripple effects in clouds

⚠️ Don't confuse

  • Tidal waves ≠ tsunamis: tidal waves are due to tidal movement; tsunamis are seismic sea waves from earthquakes or other seismic disturbances.

📐 Wave anatomy and measurements

📏 Basic wave components

Still water level: where the water surface would be if there were no waves and the sea was completely calm.

Crest: the highest point of the wave.

Trough: the lowest point of the wave.

Wave height: the distance between the crest and the trough.

Wavelength: the distance between two identical points on successive waves (e.g., crest to crest or trough to trough).

Wave steepness: the ratio of wave height to length (H/L).

  • If wave steepness exceeds 1/7 (height exceeds 1/7 of the wavelength), the wave gets too steep and will break.

⏱️ Wave motion terms

Period: the time it takes for two successive crests to pass a given point.

Frequency: the number of waves passing a point in a given amount of time, usually expressed as waves per second; this is the inverse of the period.

Speed (celerity, c): how fast the wave travels, or the distance traveled per unit of time; calculated as wavelength × frequency.

  • Key relationship: the longer the wavelength, the faster the wave.

🔄 How water moves in waves

🔄 Orbital motion, not horizontal transport

  • Waves transmit energy, not water.
  • Water particles move in circular orbits, with the orbit size equal to the wave height.
  • This orbital motion occurs because water waves contain components of both:
    • Longitudinal waves (side to side)
    • Transverse waves (up and down)
  • As a wave passes:
    • Water moves forwards and up over the wave crests.
    • Then down and backwards into the troughs.
    • Result: little horizontal movement.

Example: A seabird floating at the surface bobs up and down as waves pass underneath; it does not get carried horizontally by a single wave crest.

📉 Wave base and depth effects

Wave base: the depth at which there is no more circular movement and the water is unaffected by surface wave action; equivalent to half of the wavelength.

  • Circular orbital motion declines with depth as the wave has less impact on deeper water.
  • The diameter of the circles is reduced with depth.
  • Eventually, at the wave base, surface wave action stops.
  • Since most ocean waves have wavelengths of less than a few hundred meters, most of the deeper ocean is unaffected by surface waves.

Example: Even in the strongest storms, marine life or submarines can avoid heavy waves by submerging below the wave base.

🌊 Deep, shallow, and intermediate waves

🌊 Deep water waves

Deep water waves: waves where the water below is deeper than the wave base (deeper than half of the wavelength).

  • Most open ocean waves are deep water waves.
  • Experience no interference from the bottom.
  • Speed depends only on wavelength: speed = square root of (gravity × wavelength / (2 × pi)).
  • Simplified: speed ≈ 1.25 × square root of wavelength (in meters).

🏖️ Shallow water waves

Shallow water waves: waves that occur when the depth is less than 1/20 of the wavelength.

  • The wave is said to "touch bottom" because the depth is shallower than the wave base.
  • Orbital motion is affected by the seafloor.
  • Due to shallow depth, the orbits are flattened.
  • Eventually, water movement becomes horizontal rather than circular just above the bottom.
  • Speed depends only on depth: speed = square root of (gravity × depth).
  • Simplified: speed ≈ 3.1 × square root of depth (in meters).

🔀 Intermediate (transitional) waves

Intermediate or transitional waves: waves found in depths between ½ and 1/20 of the wavelength.

  • Behavior is more complex.
  • Speed is influenced by both wavelength and depth.
  • Speed calculation contains both depth and wavelength variables.

🔍 How to distinguish

Wave typeDepth conditionSpeed depends on
Deep waterDeeper than ½ wavelength (deeper than wave base)Wavelength only
Shallow waterLess than 1/20 wavelengthDepth only
IntermediateBetween ½ and 1/20 wavelengthBoth wavelength and depth
52

Waves at Sea

10.2 Waves at Sea

🧭 Overview

🧠 One-sentence thesis

Wind transfers energy to the ocean surface to generate waves whose size depends on wind speed, duration, and fetch, and these waves sort themselves into regular swell patterns as they travel away from storms, sometimes creating interference patterns that produce unusually large rogue waves.

📌 Key points (3–5)

  • How wind waves form: wind blowing over water creates small capillary waves that grow into larger wind waves as energy increases; gravity acts as the restoring force for larger waves.
  • Three factors controlling wave size: wind speed, duration (how long the wind blows), and fetch (distance over which wind blows in the same direction).
  • From chaotic seas to organized swell: irregular storm waves sort themselves by wavelength as they travel (longer waves move faster), creating regular, long-period swell that can travel vast distances.
  • Wave interference patterns: when swells from different directions meet, they create constructive interference (larger waves), destructive interference (smaller waves), or mixed interference (irregular patterns).
  • Common confusion: significant wave height vs. mean wave height—significant wave height is the mean of the largest one-third of waves, while mean wave height is about two-thirds of the significant wave height.

🌬️ Wind wave generation and growth

🌬️ How wind creates waves

  • Wind blowing across calm water first creates tiny disturbances called capillary waves (ripples) with wavelengths less than 1.7 cm.
  • These ripples have a rounded crest and V-shaped trough.
  • The ripples give the wind something to "grip" onto, allowing larger waves to form when wind energy increases.
  • Once wavelength exceeds 1.7 cm, the wave transitions from a capillary wave to a wind wave.

Restoring force: the force that attempts to return water to its calm, equilibrium condition.

  • For capillary waves, surface tension is the restoring force.
  • For larger wind waves, gravity becomes the restoring force.

📏 Three factors that determine wave size

As wind energy increases, waves receive more energy and grow larger and faster. The amount of energy transferred depends on:

FactorDefinitionEffect
Wind speedHow fast the wind blowsHigher speed → more energy → larger waves
DurationHow long the wind blows continuouslyLonger duration → more energy transfer → larger waves
FetchDistance over which wind blows in the same directionLonger fetch → more energy accumulation → larger waves
  • Increasing any of these factors increases wave energy, size, and speed.
  • Example: A storm with high wind speed blowing for many hours over a long stretch of ocean will produce much larger waves than a brief gust over a short distance.

⚠️ Upper limit to wave growth

  • There is a maximum size for wind-generated waves.
  • As waves receive more energy, they become both larger and steeper (steepness = height/wavelength).
  • Critical threshold: when wave height exceeds 1/7 of the wavelength, the wave becomes unstable and collapses, forming whitecaps.
  • This physical limit prevents wind waves from growing indefinitely.

🌊 Sea state and wave statistics

🌊 Describing the ocean surface

  • The ocean surface is an irregular mixture of hundreds of waves of different speeds, sizes, and directions, all interacting with each other.
  • Wave heights within this mixture follow a bell-shaped (normal) distribution.

Sea state: describes the size and extent of wind-generated waves in a particular area.

Fully developed sea: when waves reach their maximum size for the existing wind speed, duration, and fetch.

  • A fully developed sea often occurs under stormy conditions with high winds creating chaotic, random patterns of waves and whitecaps.

📊 Wave height measurements

Marine forecasts and ship/buoy data report wave heights in several ways:

MeasurementDefinitionRelationship
ModeMost probable wave heightPeak of the bell curve
MedianMiddle value of wave heights50th percentile
MeanAverage wave heightApproximately 2/3 of significant wave height
Significant wave height (Hs)Mean height of the largest one-third of wavesStandard marine forecast metric
H1/10Minimum height of the highest 10% of waves90th percentile
  • Don't confuse: significant wave height is not the average of all waves; it is the average of only the largest one-third.
  • Example: If significant wave height is 6 m, mean wave height is approximately 4 m (two-thirds of 6 m).

🌬️ The Beaufort scale

  • Used to describe wind and sea state conditions on the ocean.
  • An observational scale based on observer judgment, not precise measurements.
  • Ranges from 0 to 12:
    • Beaufort 0: calm, windless, waveless conditions
    • Beaufort 12: hurricane conditions

🌀 From storm waves to swell

🌀 How waves sort themselves

  • Under stormy conditions, strong winds create a chaotic, random pattern of irregular waves and whitecaps (fully developed sea).
  • As the storm subsides and winds weaken, these irregular seas sort themselves into more ordered patterns.
  • Key mechanism: open ocean waves are usually deep water waves, and their speed depends on wavelength (longer wavelength = faster speed).
  • As waves move away from the storm center, they sort by speed: longer wavelength waves travel faster and pull ahead of shorter wavelength waves.
  • Eventually, all waves in a particular area have the same wavelength, creating regular, long-period waves.

Swell: regular, long-period waves of equal wavelength that result from the sorting of storm waves by speed.

🌊 Characteristics of swell

  • We experience swell as slow up-and-down or rocking motion on a boat, or as regular wave arrivals on shore.
  • Swell can travel very long distances without losing much energy.
  • Example: Large swells can arrive at a shore even when there is no local wind—the waves were produced by a distant storm and sorted into swell during their journey.
  • Don't confuse: swell vs. wind waves—swell is organized and regular; wind waves (sea state) are chaotic and irregular.

🔀 Wave interference patterns

🔀 What happens when swells meet

  • Because swell travels such long distances, swells from different directions eventually run into each other.
  • When they meet, they create interference patterns by adding the features of the waves together.
  • The type of interference depends on how the waves interact.

➕ Constructive interference

  • Occurs when two waves are completely in phase.
  • The crest of one wave lines up exactly with the crest of the other; troughs also align.
  • Adding the crests creates a higher crest than in either source wave.
  • Adding the troughs creates a deeper trough than in the original waves.
  • Result: waves larger than the original source waves.

➖ Destructive interference

  • Occurs when waves interact completely out of phase.
  • The crest of one wave aligns with the trough of the other wave.
  • The crest and trough cancel each other out.
  • Result: waves smaller than either of the source waves.

🔄 Mixed interference

  • Most common type of interference at sea.
  • Contains a mix of both constructive and destructive interference.
  • The interacting swells do not have the same wavelength, so:
    • Some points show constructive interference
    • Some points show destructive interference
    • Varying degrees of both occur
  • Result: irregular pattern of both small and large waves, called surf beat.

Surf beat: the irregular pattern of small and large waves created by mixed interference.

⚠️ Important note about interference

  • Interference patterns are only temporary disturbances.
  • They do not affect the properties of the source waves.
  • Swells interact and create interference where they meet, but each wave continues on unaffected after the swells pass each other.

🌊 Extreme waves

🌊 Typical wave sizes

  • About half of open ocean waves are less than 2 m high.
  • Only 10–15% exceed 6 m.
  • The largest wind wave reliably measured at sea: 34 m (about 112 ft) in the Pacific Ocean in 1935, measured by the USS Ramapo.

🌊 Rogue waves

Rogue wave: a random, exceptionally large wave produced by constructive interference, usually defined as at least twice the size of the significant wave height.

  • Occur even when all surrounding waves are of normal height.
  • Not uncommon for rogue waves to reach heights of 20 m or more.
  • Example: If significant wave height is 5 m, a rogue wave would be at least 10 m high, towering over the surrounding 5 m waves.

🌍 Where rogue waves are common

  • Particularly common off the southeast coast of South Africa (the "wild coast").
  • Mechanism: Antarctic storm waves move north into the oncoming Agulhas Current, and wave energy gets focused over a narrow area, leading to constructive interference.
  • This area may be responsible for sinking more ships than anywhere else on Earth.
  • On average, about 100 ships are lost globally every year; many losses are probably due to rogue waves.

🌊 The Southern Ocean

  • Generally has fairly large waves due to:
    • Strong winds
    • Lack of landmasses, providing very long fetch
    • Winds blow unimpeded over the ocean for very long distances
  • These latitudes are nicknamed:
    • "Roaring Forties"
    • "Furious Fifties"
    • "Screaming Sixties"
    • All names refer to the high winds in those latitude bands.
53

Waves on the Shore

10.3 Waves on the Shore

🧭 Overview

🧠 One-sentence thesis

When deep-water waves approach shore and encounter shallow water, friction with the bottom slows them down, shortens their wavelength, and increases their height until they break, with the type of breaker and wave refraction patterns determined by the steepness of the seafloor.

📌 Key points (3–5)

  • When waves "touch bottom": at a depth equal to half their wavelength (the wave base), friction begins to slow the wave and change its behavior.
  • Why waves grow taller near shore: as the wave slows, wavelength decreases but energy stays constant, so wave height increases until the wave becomes unstable and breaks.
  • Three breaker types: spilling (gentle slope, gradual collapse), plunging (steep slope, curling crest), and surging (very steep, breaks right on beach)—determined by bottom steepness.
  • Wave refraction: wave fronts approaching at an angle slow down first where they touch bottom, causing the wave to bend and align nearly parallel to the shoreline.
  • Common confusion: wave energy concentration—refraction focuses energy on points/headlands (larger waves, erosion) but disperses it in bays (smaller waves, deposition).

🌊 How waves change when approaching shore

🌊 The wave base and "touching bottom"

Wave base: the depth equal to half of the wavelength; when water depth equals this, the wave "touches bottom."

  • In deep water, wave speed depends on wavelength; in shallow water, wave speed depends on depth.
  • When a wave reaches a depth equal to half its wavelength, the bottom begins to influence its behavior.
  • Friction with the seafloor causes the wave to slow down.

📏 Wavelength decreases, height increases

  • As one wave slows, the wave behind it catches up, decreasing the wavelength.
  • The wave still contains the same amount of energy, so while wavelength shrinks, wave height increases.
  • Eventually the wave height exceeds 1/7 of the wavelength, making the wave unstable.

💥 Why waves break and curl forward

  • The bottom of the wave slows down before the top because it encounters the seafloor first.
  • The crest gets "ahead" of the rest of the wave but has no water underneath to support it.
  • Result: the wave becomes a breaker, often curling forward as it collapses.
  • Example: imagine the base of the wave dragging on the bottom while the crest keeps moving forward—eventually the crest topples over.

🏖️ Three types of breakers

🏖️ What determines breaker type

  • Breaker type is related to the steepness of the bottom and how quickly the wave slows and dissipates energy.
Breaker typeBottom slopeWave behaviorSurfer experience
SpillingGentle/flatWave height increases slowly, collapses gradually on itselfLonger ride, less exciting
PlungingModerately steepWave height increases rapidly, crest outruns base and curls forward, sudden energy loss"Pipeline" waves, most exciting
SurgingVery steepWave energy compressed suddenly at shoreline, breaks right onto beachToo short and potentially painful

🌀 Spilling breakers

  • Form on gently sloping or flatter beaches.
  • Energy dissipates gradually.
  • The wave slowly increases in height, then slowly collapses on itself.
  • Don't confuse: "spilling" means gradual collapse, not a sudden crash.

🌊 Plunging breakers

  • Form on more steeply-sloped shores.
  • Sudden slowing causes the wave to get higher very quickly.
  • The crest outruns the rest of the wave, curls forward, and breaks with a sudden loss of energy.
  • These are the classic "pipeline" waves surfers seek.

⚡ Surging breakers

  • Form on the steepest shorelines.
  • Wave energy is compressed very suddenly right at the shoreline.
  • The wave breaks right onto the beach.
  • Too short and potentially painful for surfing.

🔄 Wave refraction

🔄 Why waves align parallel to shore

  • Wave refraction: the bending of wave fronts as they approach shore at an angle.
  • The end of the wave front closest to shore touches bottom first and slows down.
  • The rest of the wave in deeper water continues at regular speed.
  • As more of the wave front encounters shallow water, it refracts toward the region of slower speed.
  • Result: waves tend to align themselves nearly parallel to the shoreline.
  • Example: a wave approaching at a 45° angle will gradually bend so that by the time it breaks, it is nearly parallel to the beach.

🏔️ Energy concentration on points vs bays

  • Points and headlands: wave front touches bottom off the point before it touches bottom in a bay.
  • The shallower part slows down, causing the rest of the wave front to refract toward the point.
  • All initial wave energy is concentrated in a small area off the point → large, high-energy waves.
  • Bays: refraction causes wave fronts to refract away from each other, dispersing energy → calmer water, smaller waves.

🌊 Practical implications of refraction

  • Point breaks: large waves ideal for surfing; net erosion occurs.
  • Bays: calmer water suitable for launching boats; sand and sediments get deposited.
  • Don't confuse: the same swell produces different wave sizes depending on bottom topography—points concentrate energy, bays disperse it.
  • The excerpt notes that waves do not arrive perfectly parallel, which causes longshore currents and transport (mentioned but not detailed here).
54

Tsunamis

10.4 Tsunamis

🧭 Overview

🧠 One-sentence thesis

Tsunamis are large, long-wavelength waves caused by vertical seismic disturbances that travel at high speeds across the ocean and arrive on shore as rapid surges rather than giant curling waves.

📌 Key points (3–5)

  • What tsunamis are: large waves usually caused by vertical seafloor movements from earthquakes, not by tides or horizontal seismic activity.
  • How they travel: despite small height at origin (equal to or less than the seafloor displacement, usually under 10 m), they have very long wavelengths (100–200 km) and behave as shallow water waves throughout the entire ocean, traveling over 750 km/hr.
  • Common confusion: tsunamis do NOT arrive as giant, curling waves taller than skyscrapers; instead, they hit shore as sudden surges causing rapid sea level rise (up to 40 m) over several minutes.
  • What causes them: vertical rising or falling of the seafloor (earthquakes, volcanic activity, landslides); only vertical movements, not horizontal ones.
  • Frequency and impact: large tsunamis occur every 2–3 years; very large, damaging events happen every 15–20 years, with historical examples causing tens of thousands of deaths.

🌊 What tsunamis are and are not

❌ Common misconceptions

The excerpt emphasizes clearing up popular culture myths:

  • Not "tidal waves": Tsunamis have nothing to do with tides; actual tidal waves exist but are unrelated.
  • Not giant curling waves: The science fiction image of waves taller than skyscrapers that curl and crash is fabricated—tsunamis do not behave that way.

✅ Actual definition

Tsunamis: large waves usually resulting from seismic activity, such as the rising or falling of the seafloor due to earthquakes.

  • Also caused by volcanic activity and landslides (in the form of splash waves).
  • Key requirement: only vertical seismic disturbances cause tsunamis, not horizontal movements.
  • As the seafloor rises or falls, the water column above it moves correspondingly, creating waves.

🏗️ How tsunamis form and travel

🏗️ Formation from seafloor movement

  • Vertical seafloor movements are usually less than 10 m high.
  • The resulting wave will be of equal or lesser height at sea—relatively small at the point of origin.
  • Example: if the seafloor rises 8 m, the tsunami wave at the origin will be 8 m or less.

📏 Wavelength and wave type

  • Tsunamis have very long wavelengths: 100–200 km.
  • Because of this long wavelength, they behave as shallow water waves throughout the entire ocean.
    • The ocean depth is always shallower than half of their wavelength.
    • As shallow water waves, their speed depends on water depth.

🚀 Speed

  • Despite being shallow water waves, tsunamis can travel at speeds over 750 km/hr.
  • This high speed is due to the shallow-water wave formula applied across deep ocean basins.

🏖️ Tsunami behavior near shore

🏖️ Approaching land

When tsunamis approach land, they behave like any other wave:

  • As depth becomes shallower, the waves slow down.
  • Wave height begins to increase.

🌊 Arrival on shore: not a curling wave

Contrary to popular belief, tsunamis do not arrive as giant, cresting waves.

  • Their wavelength is so long that their height can never exceed 1/7 of their wavelength.
  • This means the waves don't curl or break.
  • Instead, they hit the shore as sudden surges of water causing a very rapid increase in sea level.

📈 Sea level rise

  • The surge is like an enormous rise in tide.
  • It may take several minutes for the wave to pass.
  • During this time, sea level can rise to 40 m higher than usual.
  • Don't confuse: this is not a single crashing wave but a sustained, rapid rise in water level over minutes.

📊 Frequency and historical impact

📊 Occurrence rates

FrequencyEvent size
Every 2–3 yearsLarge tsunamis
Every 15–20 yearsVery large, damaging events

🌍 Historical examples

The excerpt provides two major events:

YearLocationMagnitudeWave heightDeathsOther impacts
2004Indonesia9.0Up to 33 mAbout 230,000 (Indonesia, Thailand, Sri Lanka)Most devastating in terms of loss of life
2011Japan9.0Up to 40.5 mOver 18,000Caused Fukushima nuclear accident; moved Japan about 8 inches closer to the U.S.
  • Both were triggered by magnitude 9+ earthquakes.
  • Wave heights reached tens of meters, causing massive destruction and loss of life.
55

Tidal Forces

11.1 Tidal Forces

🧭 Overview

🧠 One-sentence thesis

Tidal forces arise from the combined gravitational and inertial forces between Earth, the moon, and the sun, creating two daily water bulges that produce high and low tides as Earth rotates through them.

📌 Key points (3–5)

  • Newton's Law foundation: gravitational force between two objects depends on their masses and distance; greater mass increases force, greater distance weakens it (distance is cubed for tides).
  • Why two high tides per day: one bulge forms on the side facing the moon (gravitational pull), and a second bulge forms on the opposite side (inertial force exceeds gravity), so each location passes through two bulges as Earth rotates.
  • Sun's role: the sun also creates tidal forces (about half as strong as the moon's) that combine with lunar tides to produce spring tides (aligned, maximum range) and neap tides (perpendicular, minimum range).
  • Common confusion: the moon does not simply orbit Earth; both rotate around a shared center of mass (barycenter) located inside Earth, creating the inertial forces that balance gravity.
  • Equilibrium vs. reality: Newton's Equilibrium Theory predicts two equal high tides six hours apart, but the Dynamic Theory accounts for nearly 400 variables (continents, water depth, etc.) that make real tides more complex.

🌊 How gravitational and inertial forces create tides

🌙 Gravitational attraction between Earth and moon

Newton's Law of Universal Gravitation: any two objects have a gravitational attraction proportional to their masses and inversely proportional to the square of the distance between them (cubed for tidal forces).

  • Greater masses → stronger gravitational force.
  • Greater distance → weaker force (distance has an even larger impact for tides because it is cubed, not squared).
  • The moon's gravity pulls Earth's fluid water toward it, creating a bulge on the side facing the moon.
  • This bulge stays aligned with the moon while Earth rotates through it, so regions passing through the bulge experience high tide.

🔄 Why Earth and moon don't collide: the barycenter

  • Gravitational force pulling them together is balanced by an outward inertial force from their rotation.
  • Key insight: the moon does not orbit Earth alone; both rotate around a shared center of mass called the barycenter.
  • Because Earth's mass is 82 times greater than the moon's, the barycenter lies much closer to Earth—about 1,600 km below Earth's surface.
  • Analogy: like a see-saw with a large adult and small child; the heavier person must sit closer to the pivot point.
  • The moon travels much farther than Earth around the barycenter, giving the appearance that the moon orbits Earth.

🌐 How forces combine to create two bulges

  • At Earth's center (point O): gravitational force (toward the moon) and inertial force (away from the moon) are equal and cancel out.
  • On the side facing the moon: gravitational force is stronger than inertial force → net force toward the moon → water bulge facing the moon.
  • On the side opposite the moon: inertial force is stronger than gravitational force → net force away from the moon → water bulge directed away from the moon.
  • As Earth rotates through a 24-hour day, each region passes through both bulges → two high tides and two low tides per day.
  • Don't confuse: the second bulge is not caused by the moon "pulling" on the far side; it results from inertial force exceeding gravity on that side.

☀️ The sun's influence on tides

☀️ Solar tidal forces

  • The sun also exerts gravitational and inertial forces on Earth, creating its own water bulges.
  • The sun is 27 million times more massive than the moon but 387 times farther away.
  • Because distance is cubed in the tidal force equation, the sun's tidal forces are only about half as strong as the moon's.
  • The sun's bulges are independent of the moon's but combine with them to affect tidal range.

🌕 Spring tides: maximum tidal range

Spring tide: period of maximum tidal range (high high tides and low low tides) occurring when the sun, Earth, and moon are aligned.

  • Occurs during new and full moons (every two weeks).
  • Solar and lunar bulges are aligned and add together (constructive interference).
  • Results in especially high tidal range.
  • Example: during a full moon, both the sun and moon pull on the same side of Earth, amplifying the water bulge.

🌗 Neap tides: minimum tidal range

Neap tide: period of small tidal range (low high tides and high low tides) occurring when the sun, Earth, and moon are at 90° to each other.

  • Occurs during 1/4 and 3/4 moon phases (every two weeks).
  • Solar and lunar bulges are out of phase and cancel each other out (destructive interference).
  • Results in small tidal range.
  • Example: when the moon is at a right angle to the sun relative to Earth, the sun's bulge partially fills in the moon's trough.
Tide typeAlignmentTidal rangeFrequency
Spring tideSun, Earth, moon aligned (new/full moon)Maximum (high highs, low lows)Every 2 weeks
Neap tideSun, Earth, moon at 90° (1/4, 3/4 moon)Minimum (low highs, high lows)Every 2 weeks

📐 Equilibrium Theory vs. Dynamic Theory

📐 Newton's Equilibrium Theory of Tides

  • Predicts two high tides and two low tides per day.
  • Each tide occurs at the same time day after day.
  • Both high tides have similar heights, six hours apart.
  • Provides a basic explanation for the primary forces generating tides.

🌍 Dynamic Theory of Tides

  • Takes into account nearly 400 variables that the Equilibrium Theory ignores.
  • Variables include: effects of continents, water depth, and many other factors.
  • Shows that real tides are much more complicated and variable than the idealized two-bulge model.
  • Allows accurate tide charts predicting heights and timing months or even years in advance.
  • Don't confuse: Equilibrium Theory is a simplified starting point; Dynamic Theory is needed to predict actual tides at specific locations.
56

Dynamic Theory of Tides

11.2 Dynamic Theory of Tides

🧭 Overview

🧠 One-sentence thesis

The Dynamic Theory of tides explains that real-world tides are far more complex and variable than the Equilibrium Theory predicts, because nearly 400 factors—including continents, ocean depth, the moon's orbit and declination, and the Coriolis Effect—shape when, where, and how high tides occur.

📌 Key points (3–5)

  • Why the Dynamic Theory is needed: the Equilibrium Theory predicts two equal high tides at the same time each day, but reality shows huge variation in timing, height, and even the number of tides per day.
  • Tidal day shift: tides occur about 50 minutes later each day because the moon orbits Earth while Earth rotates, creating a 24-hour-and-50-minute tidal day.
  • Moon declination and unequal tides: the moon's orbit tilts up to 28.5° north or south of the equator every two weeks, causing the two daily high tides to have different heights.
  • Amphidromic circulation: tidal crests rotate in circular patterns around amphidromic points due to the Coriolis Effect, rather than simply sloshing back and forth across ocean basins.
  • Common confusion: the Equilibrium Theory is a basic model; the Dynamic Theory incorporates real geography, depth, and orbital mechanics to explain why tides differ so much from place to place.

🌍 Why the Equilibrium Theory falls short

🌍 What the Equilibrium Theory predicts

  • Two high and two low tides per day.
  • Each tide occurs at the same time every day.
  • Each pair of tides has similar heights.

❌ What the Equilibrium Theory ignores

The Equilibrium Theory does not account for:

  • The effects of continents.
  • Ocean depth and bottom topography.
  • Nearly 400 other variables that influence tides.

🔍 Real-world tidal variation

Dynamic Theory of tides: a model that incorporates the many factors affecting tides, showing that tides are much more complicated and variable from place to place than the Equilibrium Theory suggests.

  • Some areas receive only one high and one low tide per day (not two of each).
  • Tidal range varies enormously across the globe:
    • Mediterranean Sea: only 10 cm difference between high and low.
    • Bay of Fundy, Canada: up to 17 m (56 ft) tidal range every day.
  • Example: the Bay of Fundy photographs show the same location on the same day, illustrating extreme tidal range that the Equilibrium Theory cannot explain.

⏰ The tidal day and daily timing shift

⏰ Why tides occur 50 minutes later each day

  • Tides do not occur at the same time each day; each tidal peak happens about 50 minutes later than the previous day.
  • Cause: the moon orbits Earth while Earth rotates.
  • Imagine a high tide at location X at 1:00 pm:
    • Earth takes 24 hours to complete one rotation and return X to its original position.
    • During those 24 hours, the moon has moved forward in its orbit (it takes about 28 days to orbit Earth).
    • The tidal bulge has moved beyond its original location.
    • Earth must rotate an additional distance for X to reach the bulge again.
    • The moon gets "ahead" of Earth's rotation by about 50 minutes per day.
  • Result: it takes 24 hours and 50 minutes for location X to rotate through the same tidal bulge.

📅 The tidal day

Tidal day: the 24-hour-and-50-minute cycle it takes for a location to experience the same tidal peak again.

  • Example: a high tide at 1:00 pm on one day is followed by a high tide at about 1:50 pm the next day.
  • Don't confuse: a tidal day is not the same as a solar day (24 hours); it is about 50 minutes longer because of the moon's orbital motion.

🌙 Moon declination and unequal tide heights

🌙 What moon declination is

Declination: the angle of the moon's orbital plane relative to Earth's rotational plane.

  • The moon fluctuates between 28.5° north of the equator and 28.5° south of the equator roughly every two weeks.
  • The full cycle from maximum to minimum and back takes about 27 days.

📏 How declination creates unequal tides

  • When the moon is at maximum declination (e.g., 28.5° north), its tidal maxima are not symmetrical around the equator.
  • A point on Earth at a given latitude (e.g., the red line in the excerpt's figure) experiences two high tides as it rotates through 24 hours (at points A and B).
  • Key: the two high tides are not of equal heights.
    • The high tide at point A is higher than the high tide at point B.
  • This helps create a mixed semi-diurnal tide: two high tides of different heights per day.
  • Don't confuse: even if there are two high tides per day, they may not be equal in height due to the moon's declination.

🌊 Amphidromic circulation and the Coriolis Effect

🌊 Tides as shallow-water waves

  • Tides are essentially waves with extremely long wavelengths (extending halfway across Earth).
  • They behave as shallow-water waves and are influenced and refracted by bottom contours, leading to regional tidal variations.

🔄 Reflection and standing waves

  • When tidal crests encounter land, they are reflected and the wave moves back out to sea.
  • Theoretically, the crest travels until it encounters another continent on the opposite side of the ocean basin, where it is reflected again.
  • The water oscillates back and forth as a standing wave across the ocean basin.

🌀 Coriolis deflection and circular rotation

  • Because tidal waves move over such large scales, the Coriolis Effect influences their path.
  • As the tidal crest is reflected back across the ocean basin, the Coriolis force deflects its path:
    • To the right in the Northern Hemisphere.
    • To the left in the Southern Hemisphere.
  • Northern Hemisphere example:
    • A tidal crest reaches land on the western side of an ocean basin and tends to reflect eastward.
    • Coriolis deflects it to the right, so it heads south instead.
    • When it hits land in the south, it tends to reflect north, but Coriolis deflects it to the right again, so it moves east.
    • From the east, the reflected wave is deflected to the north, and so on.
  • Result: instead of a simple back-and-forth standing wave, the tidal crest follows a circular pattern around the ocean basin.
    • Counterclockwise in the Northern Hemisphere.
    • Clockwise in the Southern Hemisphere.
  • Analogy: like shaking a pan full of water in a circular manner and watching the water slosh around inside in a similar circular path.

🎯 Amphidromic points and circulation patterns

Amphidromic circulation: the large-scale circular rotation pattern of tides around ocean basins.

Amphidromic point (or node): the central point around which tidal crests rotate, showing little tidal variation.

  • The largest tidal ranges occur on the edges of the circulation pattern, far from the amphidromic point.
  • In the excerpt's figure:
    • Amphidromic points are indicated by dark blue areas where white lines converge (like spokes from a bicycle wheel).
    • Dark red and brown areas show regions of maximum tidal heights.
  • The tidal maxima rotate around the amphidromic points, taking about 12 hours for a complete rotation.
    • This leads to two high and two low tides per day in many places.
  • Timing: if a tidal maximum is occurring along one of the white lines at a certain time:
    • In the Northern Hemisphere, one hour later the high tide will have moved to the white line to the left (counterclockwise).
    • In the Southern Hemisphere, the tide will move to the line to the right (clockwise).

🗺️ Regional tidal diversity

🗺️ Continents and ocean topography

  • The continents and the bottom topography of the oceans have a major impact on the tides experienced in an area.
  • Bottom contours influence and refract tidal waves, leading to regional tidal variations.

🌐 Unique tidal conditions

  • The result of all these variables (nearly 400 factors) is that tides will not always occur:
    • Twice each day.
    • At the same time.
    • With equal heights (as the Equilibrium Theory may suggest).
  • Instead, each region of the oceans has a unique set of factors that contribute to the types of tides it will experience.
  • Example: some areas receive only one high and one low tide per day, while others have two unequal high tides per day.
FactorEffect on tides
Moon's orbitTides occur ~50 minutes later each day
Moon's declinationCreates unequal tide heights (mixed semi-diurnal)
Continents and topographyRegional variation in tidal range and timing
Coriolis EffectCircular amphidromic circulation patterns
57

Tide Classification

11.3 Tide Classification

🧭 Overview

🧠 One-sentence thesis

Tides are classified into three main types—diurnal, semidiurnal, and mixed semidiurnal—based on the number and relative heights of high and low tides per day, and these patterns drive tidal currents that vary in strength depending on tidal volume and the area through which water flows.

📌 Key points (3–5)

  • Three tide types: diurnal (one high/low per day), semidiurnal (two equal highs/lows per day), and mixed semidiurnal (two unequal highs/lows per day).
  • Geographic distribution: each tide type dominates different coastlines worldwide (e.g., diurnal in Gulf of Mexico, semidiurnal on east coast of North America, mixed on Pacific coast of North America).
  • Tidal currents: rising tides create flood currents, falling tides create ebb currents, and slack water occurs during the transition with no net movement.
  • Current strength factors: depends on tidal volume (amount of water moving) and the area through which it flows—narrow areas produce stronger currents even with small volumes.
  • Common confusion: mixed semidiurnal vs. semidiurnal—both have two highs and two lows per day, but mixed tides have unequal heights while semidiurnal tides have roughly equal heights.

🌊 The three tide types

🌊 Diurnal tides

Diurnal tide: one high tide and one low tide per day.

  • "Diurnal" refers to a daily cycle.
  • Only one complete tidal cycle occurs in a 24-hour period.
  • Where found: common in the Gulf of Mexico, along the west coast of Alaska, and in parts of Southeast Asia.
  • Example: if high tide occurs at noon, the next high tide will be around noon the following day, with one low tide in between.

🌊 Semidiurnal tides

Semidiurnal tide: two high tides and two low tides each day, with both highs and both lows of roughly equal height.

  • "Semidiurnal" means "half of a day"—one tidal cycle takes half a day, so two complete cycles occur per day.
  • The key characteristic is that the two highs are roughly the same height, and the two lows are roughly the same height.
  • Where found: common along the east coasts of North America and Australia, the west coast of Africa, and most of Europe.
  • Example: if the first high tide is 2 meters and the second high tide is also about 2 meters, with both low tides around 0.5 meters, this is semidiurnal.

🌊 Mixed semidiurnal tides

Mixed semidiurnal tides (or mixed tides): two high tides and two low tides per day, but the heights of each tide differ—the two high tides are of different heights, as are the two low tides.

  • Like semidiurnal, there are two highs and two lows per day, but unlike semidiurnal, the heights are unequal.
  • What causes the differences: may result from amphidromic circulation, the angle of the moon, or other variables.
  • Where found: along the Pacific coast of North America.
  • Example: the first high tide might be 2.5 meters and the second high tide 1.5 meters, with the two low tides also differing in height.
  • Don't confuse: mixed semidiurnal has the same number of tides as semidiurnal (two highs, two lows per day), but the heights are unequal.

🌐 Geographic distribution

🗺️ Global patterns

  • The excerpt describes a global distribution of tide types (referenced in Figure 11.3.4).
  • Different coastlines experience different tide types based on local geography and oceanographic factors.
Tide TypeExample Locations
DiurnalGulf of Mexico, west coast of Alaska, parts of Southeast Asia
SemidiurnalEast coasts of North America and Australia, west coast of Africa, most of Europe
Mixed semidiurnalPacific coast of North America

🌀 Tidal currents

🌀 What creates tidal currents

  • The rising and falling of tides causes water to move horizontally, creating tidal currents.
  • These are distinct from the vertical rise and fall of the tide itself—currents are the flow of water.

🌀 Flood, ebb, and slack

Flood current: water flows into an area as the tide rises.

Ebb current: water flows out as the tide falls.

Slack water (or slack tides): occurs during the transition between incoming high and outgoing low tides, when there is no net water movement.

  • Flood: incoming tide, water moving toward shore or into an estuary.
  • Ebb: outgoing tide, water moving away from shore or out of an estuary.
  • Slack: the brief period of no current between flood and ebb, or between ebb and flood.
  • Example: as high tide approaches, a flood current brings water into a bay; after high tide, an ebb current drains water out; between these, slack water occurs with no net flow.

💪 Current strength and tidal bores

💪 What determines current strength

Tidal volume (or tidal prism): the volume of water that enters and exits with each tidal cycle.

  • Current strength depends on two factors:
    1. Tidal volume: how much water moves.
    2. Area through which water flows: how wide or narrow the passage is.
  • A large tidal volume moving through a large area may create only a weak current, because the volume is spread over a wide area.
  • A narrow area may produce a strong current even if the tidal volume is small, because all the water is forced through a small space.
  • Key principle: the strongest tidal currents result from a large tidal range (large volume) moving through a narrow area.
  • Example: a narrow inlet with a large tidal range will have very strong currents; a wide bay with the same tidal range will have weaker currents.

🌊 Tidal bores

Tidal bore: occurs where rivers meet the ocean; if the incoming tidal current is stronger than the river outflow, the tidal bore appears as a wave or moving wall of water that moves up the river as the tide comes in.

  • Tidal bores form when the flood current overpowers the river's downstream flow.
  • They can travel many kilometers upstream.
  • Large tidal bores can form continually breaking waves that surfers can ride much farther and longer than traditional ocean waves.
  • Example: the Severn Bore in England and the "Silver Dragon" on China's Qiantang River are dramatic tidal bores.
  • Why they occur: the incoming tide is strong enough to reverse the river's flow direction temporarily, creating a moving wave front.
58

12.1 Classifying Sediments

12.1 Classifying Sediments

🧭 Overview

🧠 One-sentence thesis

Ocean sediments can be classified by their texture (grain size, sorting, and maturity), composition, and origin (lithogenous, biogenous, hydrogenous, or cosmogenous), with each classification revealing information about the conditions under which the sediment was deposited and transported.

📌 Key points (3–5)

  • Texture classification: sediments are categorized by grain size (clay to boulders), sorting (uniformity of particle size), and maturity (degree of rounding, sorting, and quartz content).
  • Grain size reflects energy conditions: high-energy environments (strong currents/waves) deposit larger particles; low-energy conditions allow finer particles to settle.
  • Four origin categories: lithogenous (from preexisting rock), biogenous (from marine organisms), hydrogenous (precipitated from dissolved materials), and cosmogenous (extraterrestrial).
  • Common confusion: sorting vs. maturity—sorting refers to uniformity of particle size at one point in time, while maturity reflects how long particles have been transported and abraded over time.
  • Maturity indicators: rounder particles, better sorting, and higher quartz content all signal more mature sediment.

🔬 Texture classification

📏 Grain size

Grain size: the diameter of sediment particles, ranging from the finest clays (diameter <0.004 mm) to the largest boulders (>256 mm).

  • Sediments are classified by particle size using the Wentworth grain size chart.
  • Grain size represents the conditions under which the sediment was deposited.
  • High energy conditions (strong currents or waves):
    • Only larger particles are deposited.
    • Finer particles are carried away.
  • Lower energy conditions:
    • Smaller particles can settle out.
    • Form finer sediments.
  • Example: a beach with strong waves will have coarser sand, while a calm lagoon will accumulate finer clay and silt.

🔀 Sorting

Sorting: how uniform the particles are in terms of size.

  • Well-sorted sediment: all particles are of a similar size.
    • Example: beach sand.
  • Poorly sorted sediment: particles are of very different sizes.
    • Example: glacial deposits.
  • Sorting tells you about the consistency of the depositional environment.
  • Don't confuse sorting with grain size itself—sorting is about the range of sizes present, not the absolute size.

⏳ Maturity

Maturity: how long the particles have been transported by water or other vectors.

Maturity can be reflected by three characteristics:

  1. Degree of rounding:
    • More mature sediment → rounder particles.
    • Particles are abraded (worn down) over time during transport.
  2. Amount of sorting:
    • High degree of sorting indicates maturity.
    • Over time, smaller particles are washed away.
    • A given amount of energy moves particles of similar size over the same distance.
  3. Composition (quartz content):
    • Older, more mature sediment → higher quartz content (in sediments derived from rock particles).
    • Quartz is a common mineral in terrestrial rocks, very hard and resistant to abrasion.
    • Over time, particles made from other materials are worn away, leaving only quartz behind.

Example: Beach sand is a very mature sediment—it is composed primarily of quartz, and the particles are rounded and well-sorted.

🌍 Origin-based classification

🪨 Lithogenous (terrigenous) sediments

Lithogenous sediments: derived from preexisting rock.

  • Also called terrigenous sediments.
  • Most comes from land masses and makes its way into the ocean.
  • Composed of small fragments of preexisting rocks.
  • Can contain the entire range of particle sizes, from microscopic clays to large boulders.
  • Found almost everywhere on the ocean floor.
  • Created on land through weathering, where rocks and minerals are broken down into smaller particles.

🐚 Biogenous sediments

Biogenous sediments: composed of the remains of marine organisms.

  • Origin is biological rather than geological.
  • Example: shells, skeletons, and other hard parts of marine life that accumulate on the ocean floor.

💧 Hydrogenous sediments

Hydrogenous sediments: formed when materials that are dissolved in water precipitate out and form solid particles.

  • Origin is chemical precipitation from seawater.
  • Materials that were once dissolved become solid and settle.

🌠 Cosmogenous sediments

Cosmogenous sediments: derived from extraterrestrial sources.

  • Origin is outside Earth.
  • Example: particles from meteorites or cosmic dust that fall into the ocean.

🗺️ Sediment classification summary

Classification basisCategoriesWhat it reveals
Texture: Grain sizeClay (<0.004 mm) to boulders (>256 mm)Energy conditions during deposition
Texture: SortingWell-sorted vs. poorly sortedUniformity of depositional environment
Texture: MaturityRounding, sorting, quartz contentDuration and intensity of transport
OriginLithogenous, biogenous, hydrogenous, cosmogenousSource of the sediment material

🌊 Context: sedimentary rock on continents

  • Over half of the exposed rock on the continents is sedimentary rock originally deposited in ancient oceans.
  • Uplifted by plate tectonics.
  • Many tall mountains, including Mt. Everest, are composed of rock formations that contain fossils of marine creatures.
  • These rocks were originally formed as ocean sediments, then lithified (turned into rock) and pushed upwards during mountain formation.
  • This context shows that understanding ocean sediments is key to understanding much of Earth's surface geology.
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12.2 Lithogenous Sediments

12.2 Lithogenous Sediments

🧭 Overview

🧠 One-sentence thesis

Lithogenous sediments—fragments of preexisting rocks transported to the ocean by rivers, wind, glaciers, and other mechanisms—dominate the ocean floor and reflect the composition of terrestrial rocks, especially quartz.

📌 Key points (3–5)

  • What lithogenous sediments are: small fragments of preexisting rocks that have made their way into the ocean (also called terrigenous sediments).
  • How they form and travel: created on land through weathering, then transported to the ocean by streams, wind, glaciers, gravity, waves, volcanoes, and even animal gastroliths.
  • Where they end up: most deposit close to shore, but smaller clay particles can be transported great distances and reach the deep ocean floor.
  • What they're made of: dominated by major terrestrial minerals—quartz, feldspar, clay minerals, iron oxides, and terrestrial organic matter.
  • Common confusion: sediment maturity vs. source—maturity describes how long particles have been transported (rounding, sorting, quartz content), while lithogenous refers to the rock origin.

🪨 What lithogenous sediments are

🪨 Definition and scope

Lithogenous or terrigenous sediment: primarily composed of small fragments of preexisting rocks that have made their way into the ocean.

  • These sediments can range from microscopic clays to large boulders.
  • They are found almost everywhere on the ocean floor.
  • The term "terrigenous" emphasizes that most come from land masses.

🌍 How they form

  • Created on land through weathering: rocks and minerals are broken down into smaller particles.
  • Weathering agents include wind, rain, water flow, temperature- or ice-induced cracking, and other erosive processes.
  • Once broken down, these particles are transported to the ocean by various mechanisms.

🚚 Transport mechanisms

🌊 Streams and rivers

  • Various forms of runoff deposit large amounts of sediment into the oceans, mostly as finer-grained particles.
  • About 90% of lithogenous sediment in the oceans comes from river discharge, particularly from Asia.
  • Larger particles deposit and remain fairly close to the coastline.
  • Smaller clay particles may remain suspended in the water column for long periods and be transported great distances from the source.
  • Example: River discharge in the Yukon Delta shows pale color from large amounts of sediment released into the ocean.

💨 Wind (aeolian transport)

  • Wind-borne transport can take small particles of sand and dust and move them thousands of kilometers from the source.
  • These particles fall into the ocean when the wind dies down, or serve as nuclei around which raindrops or snowflakes form.
  • Aeolian transport is particularly important near desert areas.
  • Example: A plume of wind-borne particles from Sudan blowing over the Red Sea.

🧊 Glaciers and ice rafting

  • As glaciers grind over land, they pick up soil and rock particles, including very large boulders.
  • When the glacier meets the ocean and begins to break apart or melt, these particles get deposited.
  • Most deposition happens close to where the glacier meets the water.
  • Ice rafting: larger pieces of ice drift far from the glacier before releasing their sediment, transporting material longer distances.

⚡ Other mechanisms

MechanismHow it works
GravityLandslides, mudslides, avalanches deposit large amounts of material when they happen close to shore
WavesWave action along coastlines erodes rocks and pulls loose particles from beaches into the water
VolcanoesVolcanic eruptions emit vast amounts of ash and debris into the atmosphere, which wind transports to the oceans
GastrolithsAnimals (seabirds, pinnipeds, some crocodiles) swallow stones on land and regurgitate them at sea

🦭 Gastroliths (stomach stones)

  • An interesting but relatively minor transport avenue.
  • Many animals deliberately swallow stones in one area and regurgitate them in another.
  • Often stones swallowed on land are regurgitated at sea.
  • Possible reasons: help grind up food in the stomach, act as ballast to aid buoyancy regulation, or fill the stomach to reduce hunger during fasting periods on shore.

🗺️ Distribution and distance

🗺️ Where sediments settle

  • Most transport processes deposit lithogenous sediment fairly close to shore.
  • Sediment particles can then be transported farther away by waves and currents.
  • Eventually some particles escape the continental shelf and reach the deep ocean floor.
  • Don't confuse: initial deposition (near shore) vs. final resting place (which can be far from shore for small particles).

🧪 Composition

🧪 What lithogenous sediments are made of

  • Usually reflect the composition of whatever materials they were derived from.
  • Dominated by the major minerals that make up most terrestrial rock:
    • Quartz
    • Feldspar
    • Clay minerals
    • Iron oxides
    • Terrestrial organic matter

💎 Why quartz dominates

  • Quartz (silicon dioxide, the main component of glass) is one of the most common minerals found in nearly all rocks.
  • It is very resistant to abrasion.
  • Therefore, it is a dominant component of lithogenous sediments, including sand.
  • Connection to maturity: as sediments mature, quartz content increases because particles made from other materials are worn away, leaving only quartz behind (e.g., beach sand is very mature and composed primarily of quartz).
60

Biogenous Sediments

12.3 Biogenous Sediments

🧭 Overview

🧠 One-sentence thesis

Biogenous sediments, formed from the hard remains of organisms, are dominated by microscopic tests that sink to the seafloor and accumulate as oozes, which can reveal past climate conditions through their chemical composition.

📌 Key points (3–5)

  • What biogenous sediments are: sediments from the hard parts (shells, tests, skeletal elements) of organisms that settle after death.
  • Microscopic vs macroscopic: microscopic tests (shells of tiny algae and protozoans) are far more abundant than large remains; when ≥30% of a layer is microscopic biogenous material, it is called an "ooze."
  • Two main test types: silica tests (from diatoms and radiolarians) form siliceous oozes; calcium carbonate tests (from coccolithophores and foraminiferans) form calcareous oozes.
  • Common confusion—sinking rate: individual tests sink very slowly (10–50 years), but most are consumed and expelled as fecal pellets that sink in 10–15 days ("fecal express"), so sediment accumulates below its origin point.
  • Why it matters: oxygen isotope ratios in biogenous shells record past climate, allowing scientists to reconstruct temperature and glacial cycles.

🦴 What biogenous sediments are

🦴 Hard parts vs soft parts

Biogenous sediments: sediments that come from the remains of living organisms that settle out when the organisms die.

  • Only the "hard parts" contribute: shells, teeth, skeletal elements.
  • These parts are mineralized and resist decomposition, unlike soft tissues that decay rapidly.

🔬 Macroscopic vs microscopic remains

TypeSourceAbundanceGrain size
MacroscopicLarge organisms (skeletons, teeth, shells)Rare; organisms don't die in concentrated abundanceLarge particles
MicroscopicTiny organisms (tests/shells)Highly abundant; billions die dailyFine-grained, mushy layers
  • Exception for macroscopic: coral reefs have high organism abundance, so coral skeleton fragments make up much of tropical sand.
  • Microscopic dominance: microscopic tests are far more abundant than macroscopic particles.

🧪 What defines an ooze

Biogenous ooze: a sediment layer consisting of at least 30% microscopic biogenous material.

  • The remainder is often clay.
  • Oozes are fine-grained and mushy because of the small test size.

🦠 Siliceous organisms and oozes

🦠 Diatoms (algae)

  • What they are: single-celled algae (phytoplankton) that photosynthesize and drift.
  • Test composition: elaborate silica (SiO₂) shells secreted by the cell.
  • Shapes: elongated (pennate) or round/centric (often two halves, like a Petri dish).
  • Sediment result: where diatoms are abundant, sediment is rich in silica tests, called diatomaceous earth.

Industrial uses of diatomaceous earth (from the excerpt):

  • Filtering agent (pool filters, beer brewing)
  • Abrasive (toothpaste, cleansers)
  • Stabilizer (Alfred Nobel used it for dynamite)
  • Insecticide (stimulates dehydration in insects)

🦠 Radiolarians (protozoans)

  • What they are: planktonic protozoans (zooplankton) that secrete silica tests.
  • Test structure: surrounds the cell with small openings for pseudopods (amoeba-like "arms"); often have rays protruding to aid buoyancy.

🦠 Siliceous oozes

Siliceous oozes: oozes dominated by diatom or radiolarian tests.

🐚 Calcareous organisms and oozes

🐚 Coccolithophores (algae)

  • What they are: single-celled planktonic algae, about 100 times smaller than diatoms.
  • Test composition: interlocking calcium carbonate (CaCO₃) plates (coccoliths) forming a sphere around the cell.
  • Sediment result: when they die, individual plates sink and form an ooze; over time, the ooze lithifies into chalk.
  • Example: the White Cliffs of Dover in England are composed of coccolithophore-rich ooze turned into chalk.

🐚 Foraminiferans (protozoans)

  • What they are: protozoans (also called "forams") with chambered tests, similar to snail shells.
  • Growth: as the organism grows, it secretes new, larger chambers.
  • Habitat: most are benthic (living on or in sediment), but some are planktonic.

🐚 Calcareous oozes

Calcareous oozes: oozes formed when coccolithophores and foraminiferans die.

🐚 Discoasters (extinct algae)

  • What they were: single-celled algae related to coccolithophores; produced calcium carbonate tests.
  • Shape: star-shaped, 5–40 micrometers across.
  • Extinction: went extinct approximately 2 million years ago.
  • Where found: their tests remain in deep, tropical sediments that predate their extinction.

🚀 The "fecal express" mechanism

🚀 Why individual tests sink too slowly

  • Individual microscopic tests sink very slowly: 10–50 years to reach the bottom.
  • A current of only 1 cm/sec could carry a test 15,000 km away from its origin before it reaches the bottom.
  • Yet: sediments in a location match the organisms and productivity in the water overhead.
  • Implication: particles must sink much faster to accumulate below their origin before currents disperse them.

🚀 How the fecal express works

  • About 99% of tests are first consumed by other organisms.
  • They are then aggregated and expelled as large fecal pellets.
  • Fecal pellets sink much more quickly: reach the ocean floor in only 10–15 days.
  • This gives particles less time to disperse, so sediment below reflects surface production.

Don't confuse: the slow sinking of individual tests (10–50 years) with the fast sinking of fecal pellets (10–15 days); the latter is the dominant mechanism.

🌡️ Reconstructing past climate from biogenous sediments

🌡️ Oxygen isotope ratios

  • Three oxygen isotopes in seawater: O¹⁶ (most common), O¹⁸, and O¹⁷ (rare).
  • Key difference: O¹⁶ is lighter than O¹⁸, so it evaporates more easily.

🌡️ How climate affects isotope ratios

During cooler climate:

  • Water vapor (enriched in O¹⁶) condenses into rain and snow, forming glacial ice with high O¹⁶.
  • Remaining seawater has relatively higher O¹⁸.
  • Marine organisms incorporating dissolved oxygen into shells (as calcium carbonate) will have shells with higher O¹⁸.
  • Result: low O¹⁶:O¹⁸ ratio in shells during colder periods.

During warmer climate:

  • Glacial ice melts, releasing O¹⁶ back into the oceans.
  • O¹⁶:O¹⁸ ratio in water increases.
  • Organisms' shells will contain higher O¹⁶:O¹⁸ ratio.

🌡️ How scientists use this

  • Examine biogenous sediments and calculate O¹⁶:O¹⁸ ratios for samples of known ages.
  • From those ratios, infer the climate conditions under which the shells formed.
  • Ice cores: the same measurements can be taken from ice; a decrease of 1 ppm O¹⁸ between samples represents a temperature decrease of 1.5°C.
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12.4 Hydrogenous Sediments

12.4 Hydrogenous Sediments

🧭 Overview

🧠 One-sentence thesis

Hydrogenous sediments form when dissolved substances in seawater precipitate out as solid particles due to changes in conditions, creating deposits such as hydrothermal vent particles, manganese nodules, evaporites, oolites, and methane hydrates.

📌 Key points (3–5)

  • What triggers formation: chemical reactions cause dissolved substances to precipitate when conditions change (temperature, pressure, or pH), reducing what can stay dissolved.
  • Relative abundance: hydrogenous sediments are much less common than lithogenous or biogenous sediments, but include several interesting forms.
  • Manganese nodules grow extremely slowly: they form at a rate of a few millimeters per million years, one of the slowest geological processes known.
  • Common confusion: manganese nodules only form where lithogenous/biogenous sediment rates are low—otherwise other sediments would quickly cover them and stop growth.
  • Methane hydrates as energy vs. climate concern: they represent an enormous fossil fuel reservoir, but extraction and use would worsen climate change.

🌊 Formation mechanism

💧 How hydrogenous sediments precipitate

Hydrogenous sediment: solid particles that accumulate when dissolved substances in seawater precipitate out due to chemical reactions.

  • The key trigger is a change in conditions—temperature, pressure, or pH.
  • These changes reduce the amount of a substance that can remain dissolved, forcing it to become solid.
  • The precipitated particles then settle and accumulate on the seafloor.

🔥 Hydrothermal vent deposits

  • Seawater percolates into the seafloor and becomes superheated by magma.
  • When expelled by the vent, the superheated water (containing many dissolved substances) encounters cold seawater.
  • Particles precipitate out, mostly as metal sulfides, forming the "smoke" from black smoker vents.
  • These particles eventually settle on the bottom as hydrogenous sediment.

🪨 Types of hydrogenous deposits

⚫ Manganese nodules

Manganese nodules: rounded lumps of manganese and other metals that form on the seafloor, generally 3–10 cm in diameter (sometimes up to 30 cm).

Formation process:

  • Similar to pearls: a central object is surrounded by concentric layers that deposit slowly over time.
  • Dominated by manganese- and iron oxides; may contain copper, nickel, and cobalt.

Growth rate:

  • One of the slowest geological processes: a few millimeters per million years.

Location requirements:

  • Only form in areas with low rates of lithogenous or biogenous sediment accumulation.
  • Why: any other sediment would quickly cover the nodules and prevent further growth.
  • Usually limited to central ocean areas, far from significant lithogenous or biogenous inputs.

Commercial interest:

  • Contain commercially valuable metals, sparking interest in mining.
  • Large-scale extraction has not occurred due to high costs, political issues over mining rights, and environmental concerns about non-renewable resource extraction.

🧂 Evaporites

Evaporites: hydrogenous sediments that form when seawater evaporates, leaving dissolved materials to precipitate into solids, particularly halite (salt, NaCl).

  • Seawater evaporation is the oldest form of salt production for human use and continues today.
  • Example: Large halite deposits exist under the Mediterranean Sea.
    • Around 6 million years ago, tectonic processes closed off the Mediterranean from the Atlantic.
    • Warm climate evaporated so much water that the Mediterranean almost completely dried out (the Messinian Salinity Crisis).
    • Left large salt deposits; the sea re-flooded about 5.3 million years ago, covering the deposits with other sediments.

🔵 Oolites

Oolites: small, rounded grains formed from concentric layers of precipitation of material around a suspended particle.

  • Usually composed of calcium carbonate, but may also form from phosphates and other materials.
  • Accumulation results in oolitic sand.
  • Greatest abundance found in the Bahamas.

🔥 Methane hydrates

Methane hydrates: a substance formed when water and methane combine at water depths of 500–1,000 m and low temperatures (close to 4°C).

Formation process:

  1. Terrigenous sediments contain organic matter from terrestrial plants, marine plants, and animals.
  2. As sediments pile up, deeper parts warm from geothermal heat.
  3. Bacteria break down organic matter under anaerobic conditions (absence of oxygen).
  4. By-product is methane gas (CH₄).
  5. Methane bubbles upward through sediment toward the seafloor.
  6. At appropriate depth and temperature, water and methane combine to form methane hydrate.
  7. Hydrates accumulate within the sediment, from a few meters to hundreds of meters below the seafloor.

Properties:

  • Flammable: when heated, methane is released as a gas.
  • Represents an enormous reservoir of fossil fuel energy.

Controversy:

  • Energy corporations and governments want to extract and sell this methane.
  • Climate-change implications: extraction and use would be harmful ("folly" according to the excerpt).

🔍 Key distinctions

📍 Where different types form

TypeLocationWhy there
Hydrothermal vent depositsNear vents on seafloorSuperheated water meets cold seawater, causing precipitation
Manganese nodulesCentral ocean, far from other sediment sourcesNeed low sedimentation rates to avoid being covered
EvaporitesAreas where seawater evaporatesWater removal concentrates dissolved salts until they precipitate
OolitesSuspended in water (accumulate as sand)Form around suspended particles; abundant in the Bahamas
Methane hydrates500–1,000 m depth, within sedimentRequire specific temperature/pressure conditions for stability

⚠️ Don't confuse: Growth vs. coverage

  • Manganese nodules grow extremely slowly (millimeters per million years).
  • They cannot form where other sediments accumulate quickly—not because they can't start, but because they would be buried and stopped before growing large.
  • This is why they are limited to central ocean areas with low sedimentation rates.
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12.5 Cosmogenous Sediments

12.5 Cosmogenous Sediments

🧭 Overview

🧠 One-sentence thesis

Cosmogenous sediments, though rare and slow to accumulate in large deposits, are continuously added to the ocean floor from extraterrestrial sources in the form of microscopic spherules and larger meteor debris.

📌 Key points (3–5)

  • Origin: derived from extraterrestrial sources—meteors burning up in the atmosphere and meteorite collisions with Earth.
  • Two primary forms: microscopic spherules and larger meteor debris, both mostly composed of silica or iron and nickel.
  • Tektites: small glass droplets formed when terrestrial silica is ejected and melted during meteorite impacts, then solidifies upon cooling.
  • Rarity vs. continuous input: cosmogenous sediment does not usually form large deposits, but space dust constantly rains down (5–300 tons per day reach Earth's surface).
  • Common confusion: about 90% of incoming debris vaporizes in the atmosphere, so only a small fraction actually reaches the surface.

🌠 What cosmogenous sediments are

🪨 Definition and origin

Cosmogenous sediment: sediment derived from extraterrestrial sources.

  • These sediments come from space, not from Earth's crust, water chemistry, or living organisms.
  • They enter Earth's system through two main pathways: meteors burning up in the atmosphere and meteorite collisions with the planet.

🔬 Two primary forms

FormSourceComposition
Microscopic spherulesEjected as meteors burn up after entering the atmosphereMostly silica or iron and nickel
Larger meteor debrisCollisions of meteorites with EarthMostly silica or iron and nickel
  • Spherules are tiny particles thought to be fragments ejected during atmospheric entry and burning.
  • Meteor debris results from high-impact collisions that eject particles into the atmosphere; these particles eventually settle back down to Earth.

💎 Tektites: a special type of debris

Tektites: small droplets of glass formed from terrestrial silica ejected and melted during a meteorite impact, which then solidified as it cooled upon returning to the surface.

  • Tektites are not purely extraterrestrial—they are Earth material (silica) that was melted and re-formed by the energy of a meteorite impact.
  • Example: a meteorite strikes Earth, melting nearby rock; molten droplets are thrown into the air, cool rapidly, and fall back as glass beads.
  • Don't confuse: tektites originate from Earth's surface material, but their formation process is triggered by extraterrestrial impact.

🌍 Abundance and accumulation

📉 Rarity in the ocean

  • Cosmogenous sediment is fairly rare in the ocean.
  • It does not usually accumulate in large deposits, unlike lithogenous or biogenous sediments.

☄️ Continuous input from space dust

  • Despite rarity in large deposits, cosmogenous material is constantly being added to Earth.
  • Space dust continuously rains down on the planet.
  • About 90% of incoming cosmogenous debris is vaporized as it enters the atmosphere.
  • The remaining material that survives atmospheric entry is estimated at 5 to 300 tons per day landing on Earth's surface.
  • Example: every day, hundreds of tons of tiny particles settle onto the ocean floor and land surfaces, but because they are spread over the entire planet, they do not form thick layers in any one place.

⚠️ Common confusion: vaporization vs. accumulation

  • Most extraterrestrial material never reaches the surface—it burns up completely.
  • Only a small fraction survives to become sediment.
  • This explains why cosmogenous sediments are rare despite the continuous influx: the input is small and widely dispersed.
63

Sediment Distribution

12.6 Sediment Distribution

🧭 Overview

🧠 One-sentence thesis

Different types of ocean sediments dominate in different locations depending on production rates, distance from sources, dissolution processes, and the balance between competing sediment inputs.

📌 Key points (3–5)

  • Accumulation depends on multiple factors: source amount, distance from source, time to accumulate, preservation, and competition from other sediment types.
  • Thickness patterns: sediments are thickest (>10 km) near continental margins due to age and terrigenous input; thinnest near mid-ocean ridges where crust is young.
  • Biogenous oozes require >30% biogenous material: coastal areas have high production but are swamped by lithogenous input, so oozes dominate only in pelagic environments with little lithogenous input.
  • Common confusion—CCD vs lysocline: the CCD is the depth where carbonate dissolves as fast as it accumulates; the lysocline is where dissolution rate increases dramatically (shallower than the CCD).
  • Abyssal clays dominate by default: in deep, remote areas where other sediments cannot reach or accumulate, fine clay particles dispersed by wind and currents become dominant.

🏔️ Sediment thickness and age patterns

🏔️ Continental margins vs mid-ocean ridges

  • Continental margins: sediments can exceed 10 km thick.
    • Crust is often very old, allowing long accumulation periods.
    • Large terrigenous input from continents.
  • Mid-ocean ridges: sediments are thinner because the crust is newly formed.
    • Less time to accumulate on younger crust.
    • Sediments get progressively thicker moving away from the ridge spreading center.
    • Approximately 100–200 m of sediment for every 1000 km distance from the ridge axis.
    • With seafloor spreading at 20–40 km per million years, this represents about 100–200 m every 25–50 million years.

⏱️ Accumulation rates by sediment type

Sediment typeAccumulation rateNotes
Lithogenous (coarse)1 m or more per thousand yearsFastest accumulation; orders of magnitude higher near large river mouths
Biogenous oozes~1 cm per thousand yearsModerate rate
Clay particles~1 mm per thousand yearsVery slow in deep ocean
Manganese nodules0.001 mm per thousand yearsIncredibly slow (from section 12.4)
  • Rates are relatively slow throughout most of the ocean.
  • In many cases, significant deposits take thousands of years to form.

🪨 Lithogenous sediment distribution

🪨 Where coarse lithogenous sediments dominate

  • Continental margins: runoff, river discharge, and other processes deposit vast amounts.
    • Much remains on or near the continental shelf.
    • Turbidity currents can transport material down the continental slope to the deep ocean floor.
  • Polar regions: thick ice cover limits primary production.
    • Glacial breakup deposits sediments along the ice edge.
  • Central ocean: coarse lithogenous sediments are less common.
    • Too far from sources for these sediments to accumulate.
    • Exception: very small clay particles can reach these areas (see below).

🌫️ Clay particles as the exception

  • Clay particles are so small they are easily dispersed by wind and currents.
  • Can reach areas inaccessible to other sediment types.
  • Dominate in remote, deep areas by default (see abyssal clays section below).

🦠 Biogenous sediment distribution

🦠 Why coastal areas don't have biogenous oozes

Biogenous ooze: sediment must be >30% biogenous material to be considered an ooze.

  • Coastal areas have very high primary production (section 7.4).
  • However, lithogenous input is so large it "swamps" the biogenous materials.
  • The 30% threshold is not reached.
  • Result: coastal areas remain dominated by lithogenous sediment.
  • Don't confuse: high production ≠ biogenous dominance; the balance with other inputs matters.

🌊 Where biogenous oozes accumulate

  • Biogenous sediments are more abundant in pelagic environments with little lithogenous input.
  • Production rate must exceed dissolution rate for accumulation.
  • Example: open ocean areas far from continents where terrigenous input is minimal.

🧊 Siliceous ooze distribution

  • Silica behavior: undersaturated throughout the ocean; dissolves in seawater.
    • Dissolves more readily in warmer water and lower pressures (faster near surface than in deep water).
  • Where siliceous oozes accumulate: cooler regions of high productivity where accumulation exceeds dissolution.
    • Upwelling regions near the equator.
    • High latitudes with abundant nutrients and cooler water.
  • Composition differences:
    • Equatorial oozes: usually dominated by radiolarians.
    • Polar oozes: diatoms are more common.
  • Once tests settle on the bottom and are covered by subsequent layers, they are no longer subject to dissolution.
  • Coverage: approximately 15% of the seafloor is covered by siliceous oozes.

🐚 Calcareous ooze distribution

  • Calcium carbonate behavior: dissolves more readily in more acidic water.
    • Cold seawater contains more dissolved CO₂ and is slightly more acidic than warmer water (section 5.5).
    • More likely to dissolve in colder, deeper, polar water than in warmer, tropical, surface water.

🧊 Polar regions

  • Water is uniformly cold at all depths.
  • Calcium carbonate readily dissolves at all depths.
  • Carbonate sediments do not accumulate.

🌡️ Temperate and tropical regions

  • Calcium carbonate dissolves more readily as it sinks into deeper water.
  • Production can exceed dissolution in shallower waters.

📏 CCD and lysocline concepts

Calcium carbonate compensation depth (CCD) (also called calcite compensation depth): the depth at which calcium carbonate dissolves as fast as it accumulates.

Lysocline: the depth where the rate of calcium carbonate dissolution increases dramatically (similar to the thermocline and halocline).

  • Above the CCD (shallower depths): carbonate accumulation exceeds dissolution → carbonate sediments are deposited.
  • Below the CCD (deeper depths): dissolution exceeds production → no carbonate sediments can accumulate.
  • CCD depth: usually 4–4.5 km, but much shallower at the poles where surface water is cold.
  • Don't confuse: the lysocline is shallower than the CCD; it marks where dissolution rate increases, not where accumulation stops.

🗺️ Where calcareous oozes are found

  • Tropical or temperate waters less than about 4 km deep.
  • Examples: along mid-ocean ridge systems, atop seamounts and plateaus.
  • Atlantic vs Pacific:
    • CCD is deeper in the Atlantic than in the Pacific.
    • Pacific contains more CO₂, making water more acidic and calcium carbonate more soluble.
    • Pacific is also deeper overall.
    • Result: Atlantic contains more calcareous sediment than the Pacific.
  • Coverage: about 48% of the seafloor is dominated by calcareous oozes.

🏜️ Abyssal clay distribution

🏜️ Why clays dominate deep ocean floors

  • About 38% of the deep ocean floor is dominated by abyssal clays.
  • Not due to abundance of clay formation, but rather the lack of any other types of sediment input.
  • Clay particles are mostly of terrestrial origin.
  • Because they are so small, they are easily dispersed by wind and currents.
  • Can reach areas inaccessible to other sediment types.

🌏 Example: central North Pacific

  • Too far from land for coarse lithogenous sediment to reach.
  • Not productive enough for biogenous tests to accumulate.
  • Too deep for calcareous materials to reach the bottom before dissolving.
  • Result: clays dominate by default.

🪨 Relationship with hydrogenous sediments

  • Clay particles accumulate so slowly.
  • Clay-dominated deep ocean floor is often home to hydrogenous sediments like manganese nodules.
  • If any other type of sediment was produced, it would accumulate much more quickly and bury the nodules before they had a chance to grow.
  • Example: manganese nodules can only grow in areas where other sediment input is minimal.

🌐 Global sediment pattern summary

🌐 Cosmogenous and hydrogenous sediments

  • Cosmogenous sediments: could potentially end up anywhere, but accumulate in such small abundances that they are overwhelmed by other sediment types.
    • Not dominant in any location.
  • Hydrogenous sediments: can have high concentrations in specific locations, but these regions are very small on a global scale.
  • Both are mostly ignored in the discussion of global sediment patterns.

🗺️ Dominant sediment types by location

LocationDominant sedimentWhy
Continental marginsCoarse lithogenous/terrigenousRunoff, river discharge, proximity to land
Polar regionsLithogenousIce cover limits production; glacial deposits
Tropical/temperate <4 km depthCalcareous oozesProduction exceeds dissolution above CCD
Equatorial/high-latitude upwellingSiliceous oozesHigh productivity + cooler water
Deep, remote central oceanAbyssal claysToo far/deep for other sediments; clays dispersed by wind/currents
  • Within each colored area on a global map, the type shown dominates, although other materials are also likely to be present.
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13.1 Beaches

13.1 Beaches

🧭 Overview

🧠 One-sentence thesis

Beaches are shaped by the balance between swash (incoming wave water that deposits sediment) and backwash (receding water that removes sediment), leading to seasonal cycles where winter storms erode beaches and summer calm rebuilds them.

📌 Key points (3–5)

  • Beach composition varies by location: beaches are made of whatever sediment is locally dominant—quartz sand, volcanic basalt, coral fragments, shells, or pebbles.
  • Beaches are divided into zones: backshore (above high tide), foreshore (between high and low tide), nearshore (low tide to wave base), and offshore (beyond wave influence).
  • Swash vs backwash determines sand distribution: swash deposits sand on the beach; backwash removes it and carries it offshore.
  • Seasonal cycles: winter storms create heavy waves where backwash dominates and sand moves offshore into longshore bars; summer calm allows swash to dominate and sand returns to widen the beach.
  • Common confusion: the beach is not just the narrow strip at the water's edge—the coast technically extends tens of kilometers inland where the ocean affects climate and environment.

🏖️ What beaches are made of

🪨 Composition depends on local sediment

  • Beaches are not always quartz sand; they are composed of whatever sediment types are dominant in the area.
  • The excerpt emphasizes that beach material reflects local geology and biology.
Beach typeMaterialExample location (from excerpt)
Typical sandyQuartz sand grains(Common default)
Black sandEroded basalt and volcanic materialsParts of Hawaii and Iceland
White sandCrushed coral calcium carbonate skeletonsTropical beaches (Maldives)
Shell beachesSmall shellsShark Bay, Western Australia
Rocky/pebblyLarger rocks or pebblesKillbear Provincial Park, Ontario
  • Example: A tropical white sand beach is largely composed of coral remains, much of which has been processed by fish before ending up as sand.

🗺️ Beach zones and features

🌊 The four main zones

Backshore: the region above the high tide line, submerged only during storms or unusually high waves.

Foreshore: the area between high tide and low tide lines; submerged at high tide, exposed at low tide.

Nearshore: extends from the low tide line to the depth where waves no longer interact with the bottom (beyond wave base).

Offshore: the depths beyond the nearshore region.

🏝️ Features along the beach profile

  • Berm: the area above the high tide line, usually dry and relatively flat.
  • Berm crest or berm scarp: a steeper wall carved by wave action at the edge of the berm, leading down to the foreshore.
  • Beach face / intertidal zone / littoral zone / low tide terrace: alternative names for the foreshore; if fairly flat, called a low tide terrace.
  • Longshore bars: accumulations of sand deposited offshore by wave action and longshore currents, running parallel to the beach.
  • Longshore troughs: depressions between longshore bars and the beach.
  • The decrease in depth above longshore bars often causes waves to break before reaching the beach.

💧 Swash and backwash: the sand transport mechanism

🌀 How swash and backwash work

Swash: water that moves over the beach through incoming waves, carrying suspended sand grains that can be deposited on the beach.

Backwash: water that washes back out to sea as the wave recedes, removing sand from the beach and returning it to the ocean.

  • Some swash water percolates into the sand; the rest becomes backwash.
  • Sand is deposited or eroded depending on which process is dominant.

⚖️ What determines dominance

  • Light wave action → swash dominates: a lot of incoming water is absorbed by the sand, so more deposition occurs on the beach.
  • Heavy wave action → backwash dominates: the beach becomes saturated with water, less can be absorbed, so more sand is removed and carried offshore.
  • Don't confuse: it's not the total wave energy alone, but the balance between absorption (swash) and runoff (backwash) that matters.

🔄 Seasonal cycles in beach structure

❄️ Winter: erosion and offshore storage

  • Winter brings stormier conditions at sea, creating heavier waves.
  • Backwash dominates: sand is removed from the beach and deposited offshore in longshore bars.
  • Result: narrower beach, sand stored offshore.

☀️ Summer: deposition and beach widening

  • Summer waves are gentler.
  • Swash dominates: sand is transported from the longshore bar back onto the shore.
  • Result: wider, sandy beach.

🔁 The cycle repeats

  • The excerpt describes this as a seasonal cycle driven by changing wave conditions.
  • Example: A beach that is narrow and rocky in winter becomes wide and sandy in summer as sand migrates back onshore.
  • The figure in the excerpt shows winter beaches with shorter wavelength, higher energy waves and sand stored offshore, versus summer beaches with gentler waves and sand deposited on shore.
65

Longshore Transport

13.2 Longshore Transport

🧭 Overview

🧠 One-sentence thesis

Longshore transport moves sediment along beaches in a zigzag pattern, and the water accumulated by waves and longshore currents returns to the sea through rip currents, which are strong, narrow flows perpendicular to the shore.

📌 Key points (3–5)

  • Longshore transport pattern: sediment moves along the beach in a zigzag pattern driven by wave action.
  • Rip currents form from water return: water pushed to shore by waves or accumulated by longshore currents (especially converging ones) flows back out through narrow channels.
  • Rip current characteristics: flow straight out from shore, very strong in narrow channels, lose strength quickly outside the surf zone.
  • Common confusion: rip currents are often incorrectly called "rip tides," but they are not related to tides—they result from wave action and water accumulation.
  • Safety implication: swimmers caught in rip currents should swim parallel to the beach to escape, not directly back to shore.

🌊 How longshore transport works

🔄 Zigzag sediment movement

  • Sediment particles move along the beach in a zigzag pattern.
  • The excerpt shows this creates "longshore transport" that moves particles in one direction along the coast (e.g., to the left in the figure).
  • This is the primary mechanism for sediment redistribution along shorelines.

🌀 Rip currents: water return mechanism

💧 What rip currents are

Rip current: a current that returns water to the sea after it has been pushed to shore by incoming waves or accumulated through longshore currents.

  • Not tides: the excerpt emphasizes they are "often incorrectly called 'rip tide'" but are "not really related to tides."
  • Formation: water accumulates on the beach from wave action and longshore currents, then rushes back out to sea.

🏖️ Where and why rip currents form

  • Channel location: often occur where there is a channel between sandbars.
  • Why channels matter: the narrow space makes it easier for retreating water to escape, concentrating the flow.
  • Converging longshore currents: particularly strong when longshore currents converge (e.g., in curved beaches), leaving water with "nowhere to go but straight back out to sea."

⚡ Rip current characteristics

FeatureDescription
DirectionFlow straight out from shore, perpendicular to the beach
StrengthVery strong because water is directed through a narrow space
DurationLose strength quickly just outside the surf zone
VisibilityVisible as channels in the beach profile; correspond with embayments

Example: In the Chile beach photo, rip currents appear as channels aligned with curved sections of the beach where longshore currents converge.

🏊 Safety implications

  • Danger: can pull swimmers away from shore quickly.
  • Wrong response: do not try to swim directly back to shore—difficult to fight the current and swimmers tire quickly.
  • Correct response: swim parallel to the beach for a short distance until outside the rip current, then swim easily to shore.
  • Don't confuse: the current is strong only in the narrow channel; moving sideways gets you out of the flow.

🗺️ Spatial patterns

📍 Rip current distribution

  • Visible in beach profiles as embayments (indentations).
  • Multiple rip currents can occur along the same beach.
  • Example: The Chile beach shows three clearly indicated rip currents, with possibly several others farther along.

🔗 Connection to longshore transport

  • Longshore currents feed water into the system.
  • When currents converge (e.g., on a curved beach), the accumulated water must escape, creating rip currents.
  • This creates a circulation system: waves push water in, longshore currents move it along the shore, rip currents return it to the sea.
66

13.3 Landforms of Coastal Erosion

13.3 Landforms of Coastal Erosion

🧭 Overview

🧠 One-sentence thesis

Coastal erosion transforms irregular coastlines into straightened coasts through the formation and eventual collapse of features like sea caves, arches, sea stacks, and wave-cut platforms.

📌 Key points (3–5)

  • Progressive erosion sequence: sea caves form first, then erode into arches, which collapse to leave sea stacks.
  • Blowhole formation: when a hole develops in a cave ceiling, waves can shoot water into the air.
  • Sea stacks have two origins: they form either from collapsed arches or from resistant rock left behind during wave-cut platform formation.
  • Common confusion: not all sea stacks come from arches—some are simply resistant rock that survives erosion while surrounding material is removed.
  • End result: continued erosion eventually removes stacks and platforms, creating a continuous, nearly straight sandy beach with sea cliffs.

🌊 Erosion features and their formation

🕳️ Sea caves and arches

  • Sea cave: erosion cuts into a headland.
  • Arch: when erosion extends all the way through the headland from both sides, the cave becomes an arch.
  • Example: The Barachois River arch in Newfoundland started as a sea cave, eroded from both sides to become an arch, then collapsed in winter 2012-2013.

💨 Blowholes

Blowhole: a hole that develops in the ceiling of a sea cave, shooting water into the air when waves crash inside.

  • Forms when erosion creates an opening in the cave roof.
  • Waves entering the cave force water upward through the opening.

🗿 Sea stacks

Sea stack: a tower of rock left behind from a collapsed arch or from resistant rock that remains during erosion.

  • Two formation pathways:
    1. An arch collapses, leaving the tower behind.
    2. During wave-cut platform formation, relatively resistant rock does not get completely eroded and remains as a stack.
  • Don't confuse: sea stacks are not only arch remnants—they can also form independently when harder rock survives general erosion.

🏖️ Wave-cut platforms and sea cliffs

🪨 Sea cliffs

Sea cliffs: wave-eroded escarpments formed along the coast.

  • Created as waves continuously erode the base of coastal rock.
  • Part of the transformation process from irregular to straightened coastlines.

🌊 Wave-cut platforms

  • Flat or gently sloping surfaces created by wave erosion at the base of cliffs.
  • Form as waves cut horizontally into the coast.
  • Eventually eroded completely as the coastline continues to straighten.

🔄 Coastal evolution process

🔄 Transformation sequence

The excerpt describes a multi-stage process:

StageFeatures presentWhat happens next
InitialIrregular coast with headlandsErosion begins cutting into headlands
IntermediateSea caves, arches, stacks, wave-cut platforms, sea cliffsContinued landward erosion of cliffs
AdvancedFewer stacks, more eroded platformsComplete erosion of stacks and platforms
FinalContinuous, nearly straight sandy beachStable straightened coastline

⏩ Next stages

  • Continued landward erosion of the sea cliffs.
  • Complete erosion of remaining stacks and wave-cut platforms.
  • Result: a continuous and nearly straight sandy beach replaces the complex erosional features.
67

Landforms of Coastal Deposition

13.4 Landforms of Coastal Deposition

🧭 Overview

🧠 One-sentence thesis

Coastal deposition creates distinctive landforms—such as deltas, spits, baymouth bars, tombolos, and barrier islands—through the accumulation of sediment transported by rivers, waves, and longshore currents.

📌 Key points (3–5)

  • Where deposition dominates: some coasts (e.g., Atlantic and Caribbean U.S.) are dominated by deposition, though erosion and deposition happen simultaneously in different places on almost all coasts.
  • Sediment sources: most sediment on deposition-dominant coasts comes from large rivers, deposited at river mouths or transported by longshore currents.
  • Key depositional landforms: deltas, spits, baymouth bars, tombolos, and barrier islands—each shaped by specific wave and current patterns.
  • Common confusion: barrier islands may look permanent but are dynamic structures that slowly migrate toward the mainland over time.
  • Why it matters: understanding these landforms is essential because they support important ecosystems (salt marshes, lagoons) and are popular but vulnerable locations for human development.

🌊 Coastal deposition processes

🌊 Deposition vs erosion coasts

  • Some coasts are erosion-dominant (e.g., Pacific coast of North America); others are deposition-dominant (e.g., Atlantic and Caribbean U.S. coasts).
  • Even on deposition-dominant coasts, erosion still occurs in some areas while deposition happens in others.
  • The excerpt emphasizes that "on almost all coasts, both deposition and erosion are happening to varying degrees most of the time, although in different places."

🏞️ Where sediment comes from

  • On deposition-dominant coasts, most sediment is supplied by large rivers.
  • Much sediment is deposited immediately at the river mouth, forming fan-shaped features.
  • Example: the Mississippi River at New Orleans and the Yellow River in China both create large deltas.

🌀 How waves and currents shape deposits

  • The evolution of sandy depositional features is primarily influenced by waves and currents, especially longshore currents.
  • Sediment is transported along the shore and either deposited on beaches or creates other depositional features.
  • Longshore transport is the key mechanism that stretches and shapes many coastal deposits.

🏝️ River-mouth and nearshore landforms

🏞️ Deltas

Delta: a large fan-shaped deposit formed where a river deposits sediment at its mouth.

  • Created by sediment-laden rivers flowing into the ocean or gulf.
  • The excerpt highlights the Mississippi River delta (Gulf of Mexico) and the Yellow River delta (China) as obvious examples.
  • Deltas form because sediment is "immediately deposited at the mouth of the river."

🪝 Spits

Spit: an elongated sandy deposit that extends out into open water in the direction of a longshore current.

  • Formed as sediment is transported along the shore by longshore currents.
  • The spit grows in the direction of the current.
  • Example: Farewell Spit on the northern shore of New Zealand's South Island.

🚪 Baymouth bars

Baymouth bar: a spit that extends across a bay to the extent of closing, or almost closing it off.

  • Forms when a spit grows across the entrance to a bay.
  • Rarely completely closes the bay because streams flowing into the bay need an outlet for water.
  • Example: a baymouth bar at the mouth of the Klamath River in northern California.

🌉 Tombolos

Tombolo: a sediment deposit that connects an island to the mainland.

  • Common where islands are abundant.
  • Typically form in the wave shadow behind a nearshore island, where wave energy is reduced.
  • Mechanism: the longshore current slows in the low-energy zone, sediments accumulate, and eventually enough sediment builds up to link the island to the mainland.
  • Example: a stack connected to the mainland by a tombolo at Leboeuf Bay, Gabriola Island, British Columbia.

🏖️ Barrier islands and their ecosystems

🏖️ What barrier islands are

Barrier islands: elongated islands composed of sand that form offshore from the mainland, potentially reaching several kilometers wide and hundreds of kilometers long.

  • Form in areas where coastal sediments are abundant and coastal relief is low (little or no recent coastal uplift).
  • Common along the U.S. Gulf Coast (Texas to Florida) and U.S. Atlantic Coast (Florida to Massachusetts).
  • Example: Assateague Island on the Maryland coast is about 60 km long and only 1–2 km wide.

🌊 How barrier islands form

  • Result from sediment moving offshore through river discharge, while wave action pushes sediment back toward shore.
  • The sediment buildup is then stretched into long barrier islands by longshore transport.
  • The excerpt emphasizes the interplay between river discharge (moving sediment offshore) and wave action (pushing it back).

🌿 Ecological zones on barrier islands

Mature barrier islands contain multiple ecological zones from ocean to mainland:

ZoneLocationCharacteristics
BeachOcean sideStandard beach zones (discussed in section 13.1)
DunesBehind beachBuilt up by wind-transported sand; grasses and plants stabilize sand and slow wind
Barrier flatBeyond dunesMore heavily vegetated; larger shrubs and trees tolerant to high winds and salty conditions
Salt marsh / mud flatLandward sideProtected from waves; influenced by tides; colonized by grasses that slow water and increase sediment deposition
LagoonBetween island and mainlandContains brackish water from mixing of fresh runoff and seawater
  • Different grass species dominate different elevations in the salt marsh, depending on their tolerance for submersion in seawater.
  • Salt marshes are very important habitats for many invertebrates, birds, and juvenile fish.

⚠️ Barrier islands are not permanent

  • Although attractive locations for beach houses, barrier islands are not permanent structures.
  • Over time, erosion on the seaward side and expansion of the marsh on the landward side cause the island to slowly move toward the mainland, eventually closing off the lagoon.
  • Don't confuse: barrier islands may look stable, but they are dynamic and migrate over time.
  • Maintaining dune grasses is one way to slow this movement.
  • The excerpt warns that "people should be wary of building on them."
68

Human Interference with Shorelines

13.5 Human Interference with Shorelines

🧭 Overview

🧠 One-sentence thesis

Human-built coastal structures designed to protect harbors, boats, and land from waves and erosion often have unintended consequences that disrupt natural sediment transport and can increase erosion elsewhere along the shore.

📌 Key points (3–5)

  • Jetties are long structures extending into the water to protect harbor mouths; they trap sand upstream but cause erosion downstream.
  • Breakwaters are built parallel to shore to reduce wave action, but they interrupt longshore transport, causing sand to accumulate behind them and erosion to increase downstream.
  • Seawalls are barriers at the top of the surf zone meant to prevent land erosion, but they reflect wave energy, increase turbulence, and often accelerate erosion at their base and along the beach.
  • Common confusion: all three structures aim to protect something (harbors, boats, or land), but each interferes with natural sediment movement in different ways and locations.
  • Why it matters: these "hard stabilization" methods often solve one problem while creating new erosion and sediment accumulation issues, leading some communities to phase them out.

🏗️ Jetties and harbor protection

🏗️ What jetties are and do

Jetties: long structures extending into the water to protect harbor mouths and prevent them from filling with sand.

  • Jetties are longer than groins (another coastal structure).
  • Because of their length, they can trap more sand than groins.
  • Their primary purpose is to keep harbor entrances clear of sediment.

⚠️ Unintended consequences of jetties

  • Upstream accumulation: sand builds up on the upstream side (the side from which longshore transport brings sediment).
  • Downstream erosion: the downstream side experiences increased erosion because sand is blocked from reaching it.
  • Maintenance issue: if too much sand accumulates upstream, it can spread past the jetty into the harbor mouth, requiring the jetty to be extended.

Example: At Santa Cruz harbor, California, sand has piled up on the north (left) side of the jetties, while the beach on the south (right) side is eroded.

🌊 Breakwaters and wave protection

🌊 What breakwaters are and do

Breakwaters: walls usually built parallel to the shore to protect areas behind them from heavy wave action.

  • Their main purpose is not to interfere with sediment transport, but to shield boats and harbors from strong waves.
  • Often deployed at harbor mouths or to protect mooring fields.

🏖️ How breakwaters disrupt sediment flow

  • Longshore transport continues along the beach until it reaches the breakwater.
  • Behind the breakwater, the lack of wave action interrupts the sediment flow.
  • Sand settles and accumulates, causing the beach to grow behind the breakwater.
  • Eventually, the accumulated sand can connect the breakwater to the land.
  • Downstream erosion: with longshore transport interrupted, increased erosion occurs downstream of the breakwater.

Example: In Skagen, Denmark, a series of breakwaters has accumulated so much sand that the breakwaters are now connected to the land.

🎯 Case study: Santa Monica Pier

  • 1930s: a breakwater was built to protect the pier and moored boats.
  • Result: the once-straight beach became much wider behind the breakwater as sand accumulated in the calm water.
  • After removal: once the breakwater was no longer in place, the bulge in the shoreline disappeared and the beach straightened again.

Don't confuse: the breakwater's purpose was wave protection, but its effect on sediment was unintended—it changed the beach shape dramatically.

🧱 Seawalls and erosion prevention

🧱 What seawalls are and do

Seawalls: structures constructed at the top of the surf zone, where waves crash against the shore, designed as a barrier between waves and land to prevent erosion.

  • Often used on beachfront property to prevent waves from undermining the ground under homes.
  • Built at the top of the surf zone, not extending into the water like jetties or breakwaters.

⚡ Why seawalls backfire

ProblemMechanismConsequence
Turbulence at baseSudden release of wave energy on the wall creates turbulenceSediment at the base of the wall erodes
Wave energy reflectionHard seawall reflects most wave energy instead of absorbing it (unlike natural soft coastlines)Stronger longshore currents and faster erosion
Beach steepeningReflected energy and increased erosion change beach profileBeaches become steeper where seawalls are built
Structural failureErosion undermines the seawall itselfSeawalls can collapse along with whatever they support

🔄 Changing approach to seawalls

  • Because of these environmental consequences, some coastal communities are phasing out seawall construction.
  • Goal: return to more natural beach fronts that absorb rather than reflect wave energy.

Don't confuse: seawalls seem like a direct solution to erosion, but they often increase erosion rates rather than stopping them, by reflecting wave energy and creating turbulence.

🌿 Estuaries (brief introduction)

🌿 What estuaries are

Estuaries: partially enclosed bodies of water where salt water is diluted by fresh water input from land, creating brackish water with salinity between fresh water and normal seawater.

  • Include many bays, inlets, and sounds.
  • Subject to large temperature and salinity variations due to their enclosed nature and smaller size compared to the open ocean.
  • Can be classified geologically into four types (excerpt cuts off here).

Note: This section is incomplete in the excerpt; it appears to be the beginning of a new topic (13.6) rather than part of the main discussion on human interference with shorelines.

69

Estuaries

13.6 Estuaries

🧭 Overview

🧠 One-sentence thesis

Estuaries—where fresh water mixes with salt water to create brackish conditions—are shaped by rising sea levels and classified both by their geological origin and by their patterns of salinity mixing, and they serve critical commercial and biological roles.

📌 Key points (3–5)

  • What estuaries are: partially enclosed bodies of water where fresh water from land dilutes salt water, creating brackish conditions with salinity between fresh water and normal seawater.
  • Geological classification: four types based on origin—coastal plain (drowned river valleys), bar-built (isolated by sand bars/barriers), fjords (glacially carved), and tectonic (formed by crustal subsidence).
  • Mixing classification: estuaries are also classified by salinity and mixing patterns, determined by flushing time (fresh water input rate) and tidal volume (seawater input from tides).
  • Common confusion: mixing types range from well-mixed (complete mixing top to bottom) to highly stratified (little mixing, distinct layers); depth and water flow strength determine which type occurs.
  • Why they matter: estuaries host most of the world's metropolitan areas and ports, and serve as breeding grounds for many fish, birds, and invertebrates.

🌊 What estuaries are and why they exist

🌊 Definition and basic characteristics

Estuary: a partially enclosed body of water where salt water is diluted by fresh water input from land, creating brackish water with salinity somewhere between fresh water and normal seawater.

  • Estuaries include many bays, inlets, and sounds.
  • They experience large temperature and salinity variations due to their enclosed nature and smaller size compared to the open ocean.
  • All estuaries result from rising sea level over the last 18,000 years (about 130 m rise since the end of the last ice age).
  • Rising sea level has flooded coastal areas that were previously above water and prevented estuaries from being filled in by sediment.

🏔️ The role of sea level rise

  • The 130 m rise since the last ice age created the conditions for estuaries to form.
  • Previously dry land became flooded, allowing fresh and salt water to mix.
  • Without this rise, sediment from rivers would have filled in these areas completely.

🗺️ Geological classification: four types by origin

🏞️ Coastal plain estuaries (drowned river valleys)

  • How they form: sea level rises and floods an existing river valley, mixing salt and fresh water where the river meets the sea.
  • Where they occur: common along the east coast of the United States (e.g., Chesapeake Bay, Delaware Bay, Narragansett Bay).
  • Characteristics: usually shallow; lots of sediment input from rivers leads to depositional features like spits and barrier islands.
  • Example: a river valley that was above water 18,000 years ago is now flooded by the ocean, creating brackish conditions at the river mouth.

🏖️ Bar-built estuaries

  • How they form: sand bars, spits, and barrier islands create a barrier between the mainland and the ocean, partially isolating a lagoon.
  • Mechanism: the water inside the sand bar is cut off from complete mixing with the ocean but receives freshwater input from the mainland, creating estuarine conditions.
  • Example: Pamlico Sound, North Carolina—a lagoon surrounded by spits and barrier islands, with fresh water flowing in from the mainland.

⛰️ Fjords

  • How they form: deep, U-shaped basins carved out by advancing glaciers; when glaciers melted and retreated, sea level rose and filled these troughs.
  • Characteristics: deep, steep-walled estuaries.
  • Where they occur: common in Norway, Alaska, Canada, and New Zealand—mountainous coastlines once covered by glaciers.
  • Example: Geirangerfjord, Norway.

🌍 Tectonic estuaries

  • How they form: tectonic movements cause faulting, which makes some sections of the crust subside; these lower elevation sections are then flooded with seawater.
  • Example: San Francisco Bay.

💧 Mixing classification: salinity and water movement

💧 Key factors controlling mixing

Two main factors determine how fresh and salt water mix in an estuary:

FactorDefinitionWhat it measures
Flushing timeTime it would take for in-flowing fresh water to completely replace all the fresh water currently in the estuaryRate of fresh water input from rivers
Tidal volume (tidal prism)Average volume of seawater entering and leaving the estuary during each tidal cycle (volume difference between high and low tides)Rate of seawater input from tides
  • The interaction between flushing time, tidal volume, and the shape of the estuary determines the extent and type of water mixing.

🔄 Vertically mixed (well-mixed) estuaries

  • What happens: complete mixing of fresh and salt water from surface to bottom.
  • Salinity pattern: at any one location, salinity is constant at all depths; but across the estuary, salinity is lowest at the head (where fresh water enters) and highest at the mouth (where seawater comes in).
  • Where this occurs: shallower estuaries, where shallow depths allow complete mixing from surface to bottom.
  • Don't confuse: "well-mixed" means mixed vertically (top to bottom), not that salinity is the same everywhere—salinity still increases from head to mouth.

🌀 Slightly stratified (partially mixed) estuaries

  • What happens: similar to vertically mixed estuaries (salinity increases from head to mouth), but there is also a slight increase in salinity with depth at any point.
  • Where this occurs: deeper estuaries than well-mixed ones; waves and currents mix surface water, but mixing may not extend all the way to the bottom.

🔺 Salt wedge estuaries

  • What happens: fresh water flows out along the surface, salt water flows in at depth, creating a wedge-shaped lens of seawater moving along the bottom.
  • Conditions required:
    • Strong outflow of fresh water prevents denser ocean water from entering through the surface.
    • Estuary is deep enough that surface waves and turbulence have little mixing effect on deeper water.
  • Salinity pattern: surface water may remain mostly fresh throughout the estuary (if no mixing) or become brackish (depending on mixing level).

📊 Highly stratified estuaries

  • What happens: mixing of fresh and salt water only occurs near the surface; deeper water remains at standard ocean salinity.
  • Where this occurs: very deep estuaries, such as fjords.
  • Salinity pattern: in upper layers, salinity increases from head to mouth; deeper water has standard ocean salinity.
  • Don't confuse: highly stratified means distinct layers with little vertical mixing, unlike well-mixed where water is uniform top to bottom.

🏙️ Importance of estuaries

🏙️ Commercial significance

  • Home to the majority of the world's metropolitan areas.
  • Serve as ports for industrial activity.
  • A large percentage of the world's population lives near estuaries.

🐟 Biological significance

  • Breeding grounds for many species of fish, birds, and invertebrates.
  • Critical ecosystems supporting diverse marine life.
70

Sea Level Change

13.7 Sea Level Change

🧭 Overview

🧠 One-sentence thesis

Sea level rise has accelerated since 1870 due to both glacial melting and thermal expansion of warming ocean water, while local sea level changes also result from crustal uplift or subsidence.

📌 Key points (3–5)

  • Two drivers of global rise: melting glacial ice adds new water, and thermal expansion makes existing water occupy more space as it warms.
  • Acceleration trend: the rate of sea level rise has increased from 0.7 mm/year (historical average) to 3.2 mm/year since 1992.
  • Isostatic changes: local sea level can differ from global trends because the crust itself rises (rebound after ice sheets melt) or sinks (subsidence).
  • Common confusion: absolute sea level vs. relative sea level—absolute measures ocean surface height, while relative accounts for whether the land is rising or falling.
  • Historical context: over the past 24,000 years, sea level rose as glacial ice melted; anthropogenic climate change began accelerating this rise around 1870.

🌊 Global sea level rise mechanisms

🧊 Glacial melting

  • As the global climate warms, glaciers melt at an increased rate.
  • This adds new water to the oceans, directly raising sea level.
  • The excerpt notes that "much of this is due to increased glacial melting" since 1870.

🌡️ Thermal expansion

Thermal expansion: as water warms, molecules gain more kinetic energy and move faster and farther apart; the same amount of water now takes up more space.

  • Even without adding new water from ice, warming ocean temperatures cause sea level to rise.
  • The excerpt emphasizes that "a large part" of recent rise is due to this process.
  • Example: the same volume of cold water occupies less space than when heated—so warming the entire ocean increases its total volume.

Don't confuse: thermal expansion does not mean more water is present; it means the existing water expands and occupies more space.

📈 Historical and recent trends

📜 Long-term rise (past 24,000 years)

  • Sea level has risen as glacial ice melted over millennia.
  • The historical average rate before anthropogenic influence was approximately 0.7 mm/year.
  • Figure 13.7.1 illustrates this long-term trend.

🚀 Accelerating rise (1870–present)

PeriodAverage rateKey driver
Since 18701.1 mm/yearAnthropogenic climate change begins
Since 19923.2 mm/yearIncreased glacial melting + thermal expansion
  • The rate has been "gradually increasing" over time.
  • The excerpt highlights that the 1992–present rate is nearly three times the long-term average.
  • Figure 13.7.2 shows this acceleration using satellite and tide gauge data.

📊 Measurement methods

  • Absolute sea level change: the height of the ocean surface, regardless of whether nearby land is rising or falling.
  • Satellite data: measure sea level directly.
  • Tide gauge data: include a small correction factor because "the size and shape of the oceans are changing slowly over time."

🏔️ Isostatic sea level changes

🏔️ What isostatic changes are

Isostatic sea level changes: local changes caused by subsidence or uplift of the crust related either to changes in the amount of ice on the land, or to growth or erosion of mountains.

  • These are local changes, not global.
  • The crust itself moves up or down, changing the relative position of land and sea.

🧊 Post-glacial rebound

  • During the last glaciation, thick ice sheets covered much of Canada and parts of the northern United States.
  • The weight of the ice depressed the crust.
  • After the ice melted, the crust has been rebounding (rising) isostatically.

Examples from the excerpt:

  • Hudson Bay region (central Laurentide Ice Sheet): several hundred meters of rebound.
  • Vancouver Island and mainland British Columbia coast: 100 m to 200 m of rebound.

Key insight: even though global sea level was about 130 m lower during the last glaciation, the glaciated regions were depressed "at least that much in most places, and more than that in places where the ice was thickest."

🌋 Tectonic processes

  • Uplift of crust due to tectonic activity can also cause localized sea level changes.
  • Example: mountain building or crustal deformation can raise or lower the land relative to the sea.

Don't confuse: isostatic rebound is a response to ice load removal; tectonic uplift is driven by plate tectonics and mountain-building processes.

🔍 Absolute vs. relative sea level

🔍 Distinguishing the two

  • Absolute sea level: measures the ocean surface height itself, ignoring land movement.
  • Relative sea level: what matters locally—if the land is rising faster than the ocean, relative sea level may fall even as absolute sea level rises.

Example scenario:

  • A coastal region experiences 3 mm/year absolute sea level rise.
  • The land is rebounding at 5 mm/year due to post-glacial isostatic adjustment.
  • Result: relative sea level at that location is actually falling by 2 mm/year, even though the global ocean is rising.

Why it matters: coastal planning and flood risk depend on relative sea level, not just the global average.

71

Types of Ice

14.1 Types of Ice

🧭 Overview

🧠 One-sentence thesis

Ocean ice—whether formed from compressed glacial snow or frozen seawater—plays a critical role in global climate by controlling Earth's reflectivity, insulating polar waters, and moderating temperature through seasonal freeze-thaw cycles.

📌 Key points (3–5)

  • Two sources of ocean ice: glacial ice (from compressed snow in glaciers, very thick) vs. sea ice (from frozen seawater, thin).
  • Sea ice formation stages: seawater freezes at –1.8°C, progressing from frazil needles → grease ice → nilas → pancake ice → ice floes → ice fields.
  • Fast ice vs. pack ice: fast ice is attached to land; pack ice floats freely and can collide to form pressure ridges.
  • Common confusion: sea ice is much thinner (rarely over a few meters) than glacial ice (kilometers thick); sea ice covers more area but represents only 0.1% of Earth's ice by volume.
  • Climate influence: ice affects albedo, insulates the ocean (1 m of ice reduces heat exchange 100×), and moderates temperatures through latent heat.

🧊 Two origins of ocean ice

🏔️ Glacial ice

Glacial ice: formed from the accumulation and compression of snow into glaciers, that then break apart and release ice to the ocean.

  • Glaciers can be several kilometers thick.
  • Tall icebergs at sea always come from glacial ice sheets.
  • Made of fresh water (no salt).
  • Example: a massive iceberg calves from a glacier and floats into the ocean, towering above the water.

🌊 Sea ice

Sea ice: ice formed from the freezing of sea water, and rarely exceeds a thickness of several meters.

  • Covers about 7% of the ocean at any time.
  • Makes up 66% of Earth's permanent ice cover by area, but only 0.1% by volume (vast but thin).
  • Don't confuse: sea ice is a thin sheet; glacial ice is localized but much thicker.
FeatureGlacial iceSea ice
SourceCompressed snow in glaciersFrozen seawater
ThicknessSeveral kilometersRarely over a few meters
Volume99.9% of Earth's ice0.1% of Earth's ice
Area coverageLocalized7% of ocean surface

❄️ How sea ice forms

🌡️ Freezing point and initial crystals

  • Seawater begins to freeze at about –1.8°C (lower than fresh water) due to salt content.
  • Ice formation begins at the surface with small needle-like ice crystals called frazil.
  • Frazil accumulates and makes water appear slushy and cloudy.

🥣 Grease ice

Grease ice: the stage when frazil crystals accumulate and the water appears slushy and cloudy.

  • This is the first visible stage of sea ice formation.

🧊 Nilas

Nilas: a thin surface layer formed when small ice crystals freeze together in calm water, reaching up to 10 cm thick.

  • Forms in calmer water conditions.
  • Represents a more solid, continuous surface than grease ice.

🥞 Pancake ice

Pancake ice: rounded ice mats 1–2 m across with raised edges, formed when wave action breaks up nilas and the pieces bump into each other.

  • Wave action is the key driver.
  • The collisions create the characteristic rounded shapes and raised edges.
  • Example: in choppy water, nilas breaks into small mats that collide and form circular shapes with upturned rims.

🧩 Ice floes and ice fields

Ice floes: a hard surface covering the ocean, formed when pancake ice freezes together if temperatures remain cold.

Ice fields: formed when ice floes freeze together into larger structures.

  • Once ice floes form, the water underneath becomes insulated.
  • Heat loss to the atmosphere declines, so water no longer cools and ice formation stops.
  • Young sea ice is usually relatively thin, not more than 3–4 m thick.
  • Ice can get thicker through precipitation accumulation over time, but will never approach glacial ice thickness.

🧂 Salt and sea ice properties

🧂 Salt exclusion and brine pockets

  • As sea ice crystals form, most of the salt is excluded.
  • Sea ice contains much less salt than seawater and can be melted for drinking if needed.
  • About 20% of salt remains trapped in pockets of water between ice crystals.
  • As ice forms and salts are excluded, the salinity of remaining water increases and can become too salty to freeze.

🧊 Texture differences

  • Unfrozen brine pockets make sea ice softer and more slushy than fresh water ice (which is harder and more rigid).
  • Eventually most brine leaks out and sea ice becomes more solid.
  • Safety note: "young ice" with brine pockets is more dangerous to walk on than fresh water ice of the same thickness.
    • 7–8 cm of fresh water ice supports one person.
    • At least 15 cm of sea ice is needed for the same support.

🧊 Brinicles

  • Very cold, dense briny water leaks out of ice and sinks.
  • The brine is "supercooled"—cooled below normal seawater freezing point but remains liquid due to high salt content.
  • When supercooled brine contacts surrounding water, it causes water to freeze, creating hollow ice stalactites called brinicles that can be several meters long.
  • Brine continues to flow through the hollow brinicle, and it grows downwards.

🗺️ Sea ice formations and features

🏔️ Fast ice vs. pack ice

Fast ice (land-fast ice): large, solid ice sheets that are attached to land.

Pack ice: smaller, free-floating pieces of sea ice that may have formed independently or broken off from fast ice.

  • Floating pack ice dampens waves and currents, buffering the sea surface from motion.
  • Changes in pack ice distribution can lead to changes in current patterns and alter ecosystem structure.
  • Pack ice is subject to currents flowing underneath and is constantly moving, breaking up, or being pushed together.

⛰️ Pressure ridges

  • When pieces of ice converge, they often buckle and crack, or override one another (similar to convergent lithospheric plate boundaries).
  • These collisions create tall, jagged pressure ridges that may extend for several kilometers.
  • Create hazards for polar explorers navigating the ice.

🌊 Polynyas

Polynyas: regions of persistent open water in polar oceans, even though surrounding areas are covered by ice.

  • May result from currents or winds moving the ice, or areas of warmer water that prevent ice formation.
  • Example: very strong winds blowing offshore from Antarctica's interior create a polynya near the edge of the ice sheet.

🌍 Regional differences in sea ice

🇦🇶 Antarctica

  • Sea ice cover fluctuates between about 21 million km² in winter to around 1.3 million km² in summer.
  • Most Antarctic sea ice lasts only a year.
  • Antarctica is surrounded by water, so ice expands into warmer water and eventually melts.

🧊 Arctic

  • Seasonal changes are less pronounced: from about 14 million km² in winter to 6.5 million km² in summer.
  • About half of Arctic sea ice lasts more than a year to become multi-year ice.
  • The Arctic Ocean is enclosed by continents, so only about 10% of ice escapes into the Atlantic between Greenland and Spitzbergen.
  • The rest is trapped and becomes multi-year ice or perennial ice, averaging around 7 years old and 3–5 m thick.
  • First year ice is 1–2 m thick.

Why the difference: Antarctica's open water surroundings allow ice to drift into warmer areas and melt; the Arctic's enclosed geography traps ice, allowing it to persist and thicken over multiple years.

🏔️ Icebergs and glacial ice formation

🧊 Iceberg origin

  • The largest icebergs are not made of sea ice; they are floating pieces of glaciers.
  • Calving: the process by which icebergs break off from the glacier tongue.
  • Icebergs are composed of fresh water ice.

❄️ Glacial ice formation process

  • Glacial ice forms from layers of snow that accumulate over time.
  • The weight of accumulated layers compresses snow into a granular form called firn.

Firn: compressed snow with higher density and less air than regular snow.

  • As pressure from continued snow accumulation increases, firn is compressed into even denser ice.
  • This process creates the very thick glacial ice (kilometers thick) that eventually calves into icebergs.
72

Icebergs

14.2 Icebergs

🧭 Overview

🧠 One-sentence thesis

Icebergs are floating pieces of freshwater glacial ice that vary widely in size and shape, with about 89% of their volume submerged, and they pose hazards to shipping that require monitoring.

📌 Key points (3–5)

  • Origin and composition: The largest icebergs are not sea ice but calved pieces of glaciers made of compressed freshwater ice.
  • Why color varies: Most icebergs appear white due to air bubbles; older, highly compressed ice appears blue because it absorbs red wavelengths and scatters blue.
  • How much is hidden: Only about 10–11% of an iceberg's volume is visible above the surface; roughly 89% remains submerged.
  • Size and shape differences: Arctic icebergs tend to be smaller and irregular; Antarctic icebergs are usually larger and more tabular because entire ice-sheet sections break off at once.
  • Common confusion: Melting sea ice does not raise sea level (the water is already in the ocean), but melting glacial ice does (it adds water from land to the ocean).

🧊 Formation and appearance

🧊 How glacial ice forms

  • Icebergs are made of glacial ice, not sea ice.
  • They form when pieces of glaciers calve (break off) from the glacier tongue and float away.
  • The process:
    1. Snow accumulates in layers over time.
    2. The weight compresses snow into firn, a granular form with higher density and less air than regular snow.
    3. Continued pressure compresses firn into even denser glacial ice.

Firn: a granular, compressed form of snow with higher density and less air than regular snow, created by the weight of accumulated snow layers.

🎨 Why icebergs have different colors

  • White icebergs: contain many air bubbles that scatter all wavelengths of white light.
  • Blue icebergs: composed of older or highly compressed ice from deep within a glacier.
    • This ice has much less air and larger, denser ice crystals.
    • The crystals absorb longer (red) wavelengths and transmit and scatter shorter (blue) wavelengths.
    • The longer the light path through the ice, the more red wavelengths are absorbed, making the ice appear bluer.

Example: An iceberg from the surface of a glacier (lots of air) looks white; an iceberg from deep within the glacier (highly compressed, little air) looks deep blue.

📏 Size and shape classification

📏 Size categories (North Atlantic)

The excerpt provides a size classification table for the North Atlantic (Antarctica uses a different scale because icebergs there tend to be larger):

Size CategoryHeight (m)Length (m)
Growler< 1< 5
Bergy Bit1–55–15
Small5–1515–60
Medium16–4561–120
Large46–75121–200
Very Large> 75> 200
  • Icebergs range from a few meters across to hundreds of kilometers long.
  • The largest recorded iceberg, B-15, broke off Antarctica in 2000: 295 km long, 37 km wide, about 11,000 square kilometers (roughly the size of Connecticut).

🔷 Shape categories

The primary distinction is tabular vs. non-tabular:

Tabular icebergs: have steep sides and a flat top; length is greater than five times the height.

Non-tabular icebergs: any icebergs that are not tabular.

Non-tabular icebergs include:

  • Domed: rounded top.
  • Pinnacled: tall spires.
  • Wedge: steep face next to a more gradually sloping side.
  • Drydock: a water-covered channel running through it, potentially large enough for boats to pass through.
  • Blocky: flat top and steep sides, but length-to-height ratio is not as great as tabular icebergs.

Don't confuse: Blocky icebergs look similar to tabular icebergs (both have flat tops and steep sides), but the key difference is the length-to-height ratio—tabular icebergs are much longer relative to their height.

🌊 Buoyancy and visibility

🌊 How much is submerged

  • Regardless of shape, only about 10% of an iceberg's mass is visible above the surface; the rest remains submerged.
  • The excerpt provides a calculation based on Archimedes' Principle:

Archimedes' Principle: the upward buoyant force of an object in water equals the weight of the water displaced by the object.

  • Density of an iceberg: about 0.917 g/cm³.
  • Density of seawater: about 1.024 g/cm³.
  • At equilibrium, the weight of the iceberg equals the weight of the water it displaces.
  • Calculation shows: volume of water displaced = (0.917 / 1.024) × volume of iceberg ≈ 0.89 × volume of iceberg.
  • Result: about 89% of the iceberg is submerged, leaving around 11% exposed above the surface.

Example: If you see an iceberg 10 meters tall above the water, roughly 90 meters of ice is hidden below.

🌍 Regional differences

🌍 Arctic vs. Antarctic icebergs

RegionSizeShapeWhy
ArcticSmallerMore non-tabularFormed as irregular chunks of glaciers that calved off, primarily around Greenland
AntarcticUsually largerMore tabularEntire sections of much larger ice sheets break off at once
  • Arctic: Greenland and Canadian Arctic glaciers calve off an estimated 300 billion cubic meters of icebergs each year.
  • Antarctic: Antarctica has much larger ice sheets, so icebergs are typically bigger and more tabular.

Example: The B-15 iceberg (Antarctic) was 295 km long; Arctic icebergs are typically much smaller and more irregular in shape.

🚢 Hazards and monitoring

  • Icebergs pose hazards to ship traffic (the Titanic disaster is a well-known example).
  • In response, the International Ice Observation and Ice Patrol Service was established in 1914 by North Atlantic maritime nations.
  • Original mission: monitor icebergs and destroy derelict ship hulls.
    • Patrols successfully destroyed abandoned hulls but had little success destroying icebergs.
    • Eventually focused solely on monitoring iceberg movements.
  • Today: Operated by the U.S. Coast Guard as the International Ice Patrol.
    • Issues alerts twice daily with iceberg positions, potential tracks, and ice-cover extent.
    • Reports on roughly 600 icebergs per year that intrude below 48° N latitude (the northern limit of major shipping lanes).
  • No equivalent patrol exists around Antarctica because there is much less shipping traffic at those latitudes.

❄️ Ice and sea level

❄️ Sea ice vs. glacial ice

  • Common confusion: People often discuss melting polar ice in terms of rising sea levels, but the two types of ice have different impacts.
Ice TypeEffect on Sea LevelWhy
Sea iceNo real impactFormation and melting do not change the volume of water already in the ocean
Glacial iceRaises sea levelTakes water locked up in glaciers on land and returns it to the ocean, increasing ocean volume

Don't confuse: Melting sea ice (already floating in the ocean) does not raise sea level; melting glacial ice (from land) does.

  • Why sea ice matters: Fluctuations in sea ice cover can be used as indicators of global warming, even though they don't dramatically impact sea level.
  • The excerpt mentions that satellite data since 1979 show Arctic sea ice extent declined by about 3% per decade, with the rate increasing in recent years (the excerpt cuts off here).
73

Ice and Climate Change

14.3 Ice and Climate Change

🧭 Overview

🧠 One-sentence thesis

Arctic sea ice and glacial ice are declining significantly as global temperatures rise, while Antarctic trends are less clear, but the overall global ice loss has profound implications for sea level rise.

📌 Key points (3–5)

  • Arctic sea ice decline: Both extent and thickness have decreased dramatically since 1979, with 2017 setting a record low maximum extent.
  • Antarctic sea ice increase: Antarctic sea ice is increasing slightly (~1.1% per decade), but this increase is only about one-third the magnitude of Arctic decline.
  • Greenland glacial ice loss: Summer melt on the Greenland ice sheet increased 30% from 1979 to 2006, showing significant warming impacts.
  • Common confusion: Arctic vs Antarctic trends—Arctic shows clear warming and ice loss, while Antarctic shows mixed signals with some areas warming and others stable or accumulating ice.
  • Sea level implications: Complete melting of Greenland ice would raise sea level ~7 m; complete Antarctic melting would raise it almost 60 m.

🧊 Arctic ice decline

📉 Sea ice extent and thickness

Arctic sea ice extent: the area of ocean covered by sea ice in the Arctic region.

  • 2017 record low: Set the record for lowest maximum Arctic sea ice extent in the 38-year satellite data history—the third consecutive year the record was broken.
  • Thickness decline: Mean Arctic sea ice thickness dropped from 3.64 meters (1980) to 1.89 meters (2008).
  • Clear trend: Arctic sea ice cover is unambiguously declining as global temperatures increase.
  • Example: The combination of reduced extent and reduced thickness means the total volume of Arctic sea ice has decreased substantially.

🌡️ Temperature connection

  • The excerpt directly links Arctic sea ice decline to increasing global temperatures.
  • Both spatial extent (area covered) and vertical thickness are responding to warming.
  • The consistent year-over-year records indicate an accelerating trend, not random variation.

🐧 Antarctic ice complexity

📈 Sea ice increase

  • Slight increase: Antarctic sea ice cover is increasing at about 1.1% per decade.
  • Magnitude comparison: This upward trend is only about one-third the magnitude of the Arctic's downward trend.
  • Net global effect: Despite Antarctic increases, global sea ice is losing about 35,000 km² per year since 1979.

🌊 Hypotheses for Antarctic increase

The excerpt presents several possible explanations:

FactorMechanism
WindsRegional wind patterns may promote ice formation
CurrentsStrong Antarctic Circumpolar Current prevents warmer water from reaching ice edge
La Niña conditionsPacific Ocean climate patterns may influence Antarctic conditions
Freshwater inputIncreased precipitation and glacial melt create low-density surface layer that freezes more easily

💧 Freshwater mechanism

  • Warming in some Antarctic regions leads to more precipitation and increased glacial ice melt.
  • This creates a layer of low-density, fresher water at the surface.
  • Fresh water freezes more easily than saltier water, promoting sea ice formation.
  • Don't confuse with Arctic: The Arctic has always had significant freshwater input from rivers, so that low-density layer was already present—this mechanism is specific to explaining Antarctic changes.

🏔️ Glacial ice trends

❄️ Greenland ice loss

Glacial ice: ice formed from the accumulation and compression of snow into glaciers on land (distinct from sea ice).

  • Summer melt increase: From 1979 to 2006, summer melt on the Greenland ice sheet increased by 30%.
  • Recent conditions: Ice melt during 2016 was the tenth highest on record.
  • Consistent warming signal: Greenland shows clear signs of significant ice loss, particularly in the Arctic region.
  • Example: Figure 14.3.3 shows that for much of 2018, ice melt was significantly higher than the 1981-2010 average.

🌍 Antarctic glacial ice complexity

The excerpt describes regional variation in Antarctic glacial ice:

RegionTrend
West Antarctic ice sheetWarming and ice loss occurring
Antarctic PeninsulaWarmed 2.5°C since 1950; experiencing ice loss
East AntarcticaNo clear warming trend; some areas accumulating ice
Overall AntarcticCurrently relatively stable, especially compared to Greenland
  • Don't confuse: Antarctic sea ice is increasing slightly, but Antarctic glacial ice shows mixed regional trends with some areas losing ice.

🌊 Sea level implications

📏 Potential sea level rise

The excerpt provides dramatic estimates for complete ice sheet melting:

  • Greenland ice sheet: Would raise global sea level by about 7 meters.
  • Antarctic ice sheet: Would raise sea level by almost 60 meters.
  • These are potential impacts if polar ice sheets were to melt completely.

⚠️ Context and significance

  • The excerpt emphasizes these would have "dramatic impact on sea level."
  • Antarctic ice contains far more water than Greenland ice (60 m vs 7 m potential rise).
  • Current Antarctic glacial ice is "relatively stable," particularly compared to Greenland, suggesting Greenland poses a more immediate concern.
  • Example: Even partial melting of these ice sheets would have significant consequences for coastal regions worldwide.
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